Illumina Clinical Services Laboratory

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Illumina Clinical Services Laboratory Illumina, Inc. 5200 Illumina Way San Diego, CA 92122, USA Phone: 858.736.8080 Fax: 858.255.5285 everygenome@illumina.com CLIA Certificate No.: 05D1092911 Illumina Clinical Services Laboratory TruGenome Predisposition Screen Requisition Form The TruGenome Predisposition screen is used to identify carrier status for a pre-defined set of monogenic conditions commonly covered in newborn and carrier testing, and as a predisposition evaluation for a pre-defined set of monogenic conditions. Test results are delivered as an interpreted report and your doctor may also enable you to explore your results through the MyGenome application. This service is available for patients over the age of 21 only. Statement Regarding the TruGenome Predisposition Screen This screen was developed, and performance characteristics determined, by the Illumina Clinical Services Laboratory. This screen has not been cleared or approved by the FDA. The laboratory is regulated under CLIA as qualified to perform high-complexity testing. This screen is intended for clinical purposes and should not be regarded as investigational or for research. The TruGenome Predisposition screen will be performed in the Illumina Clinical Services Laboratory. The laboratory is CLIA-certified and CAP-accredited. The Illumina Clinical Services Laboratory offers several tests in addition to the TruGenome Predisposition screen. Review the test descriptions at www.illumina.com/test_descriptions to make sure that the most appropriate test is ordered. Illumina cannot accept samples from New York state. The laboratory used to test your sample is in the United States. If you are outside of the United States then you are consenting that your sample and your data, including your personal information that may be of sensitive nature, are being sent outside of your country to the United States or created in the United States as part of the testing and analysis performed by Illumina. To submit a sample for sequencing, you will need: A completed test requisition form --Sections 1-6 are required --Physician signature on page 1 --Billing information and signature on page 2 (NOTE: If you are a UYG attendee and have paid in full, billing information is not required.) Medical History Form Patient Consent Form with signature on page 8 Properly labled sample in the provided collection tube Send the completed items listed above to: Illumina, Inc. ATTN: Illumina Clinical Services Laboratory 5200 Illumina Way San Diego, CA 92122 Contact the Illumina Clinical Services Laboratory at 858.736.8080 if you have any questions Test Requisition and Patient Information (Predisposition) v070-03

1. Requested Test Select most appropriate test (visit www.illumina.com/test_descriptions for test definitions). Description TruGenome Predisposition screen Understand Your Genome (UYG) Symposium UYG Date FT-800-1004 FT-800-1021 Must have pre-registered for the UYG event. Visit www.understandyourgenome.com 2. Physician and Institution Information Authorized Physician (Print Name) NPI (or License if no NPI) No. Email Phone Number Institution Name Genetic Counselor Institution Address (for Return of Results) I certify that (i) the patient (or authorized representative on the patient s behalf) has given his/her informed consent (which includes written informed consent or written authorization when required by law) to have this genetic screen performed, and (ii) the informed consent obtained from the patient meets the requirements of applicable law and Illumina Patient Informed Consent. I also certify that I am a medical doctor with the proper licensing in my country to order this testing. Authorized Physician Signature (required) 3. Patient Information Date (MM/DD/YYYY) *First Name Middle Initial Last Name Date of Birth (MM/DD/YYYY) ICD-9 codes Sex Male Female African-American Asian/Pacific Islander Hispanic Native American Ashkenazi Jewish Caucasian Middle Eastern Other *Subject identifiers may be used for IRB-approved study samples IRB Institution (if applicable) IRB Protocol No. 4. Sample Information Date Sample Obtained (MM/DD/YYYY) Sample Type Blood in Collection Tube Time Page 1 of 8

5. Billing Information Payment The Responsible Party identified below agrees to pay the full price of the test. Illumina will not begin processing the sample until payment arrangements have been made. Testing may be delayed if satisfactory payment arrangements have not been made. This applies to all tests, including Rapid TAT tests. Illumina does not bill health insurers or institutional billing departments. If reimbursement is necessary or desired, the Responsible Party will make his/her own arrangement to receive reimbursement. Please select the most appropriate billing option (this is the Responsible Party) Facility / Contract Billing Facility / Physician billing must be pre-arranged Facility Name Patient / Legal Guardian / Other Name (Name of Responsible Party) Address Billing Address City State Zip City State Zip Purchase Order No. Contact Person Phone Email Phone Email I agree that I am financially responsible for the full amount of the test price. Responsible Party Acknowledgement and Signature Date (MM/DD/YYYY) Select your payment option: Cardholder Name Payment by wire transfer (Illumina will contact me to arrange payment) Bill my credit card for 100% pre-payment *Illumina can only accept credit cards from the US and Canada Card Number Card Type: Exp Date (MM/YYYY) CVV Visa MasterCard American Express Page 2 of 8

6. Medical History Form Your answers on this form will help the Illumina Clinical Services Laboratory achieve an accurate history of your medical concerns and conditions and can further inform our genome interpretation process. Personal Medical History Do you currently have or have you had in the past any of the following conditions? None Condition Current Past Comments Asthma Blood Clot (leg) Blood Clot (lung) Blood Transfusion Breast Lump (benign) Cancer Breast Cancer Colon Cancer Ovarian Cancer Prostate Cancer Other Type (list) Cataracts Colon Polyp Coronary Artery Disease Diabetes (adult onset) Diabetes (childhood onset) Emphysema Glaucoma Heart Attack High Blood Pressure High Cholesterol Irritable Bowel Syndrome Kidney Disease/Failure Osteoporosis Seizure/Epilepsy Stroke Thyroid (Nodule) Thyroid High (Overactive)/Hyperthyroidism Thyroid Low (Underactive)/Hypothyroidism Adopted Yes No If yes and you do not know your family history, skip the family history section on the next page. Page 3 of 8

TruGenome Predisposition Test Requisition Paternal Grandfather Paternal Grandmother Maternal Grandfather Maternal Grandmother Brother Sister Father Condition Mother Family History Indicate which relative (if any) has had the following conditions (parents and siblings are most important). Other Relative No significant history known Alzheimer Disease Asthma Autoimmune Disease Bleeding or Clotting Disorder Cancer Breast Cancer Colon Cancer Ovarian Cancer Prostate Cancer Other Type (list) Colon Polyp Coronary Artery Disease (e.g., heart attack, angina) Diabetes (adult onset) Diabetes (childhood onset) Genetic Disorder (explain) Glaucoma Heart Disease High Blood Pressure - Hypertension Hypothyroidism/Thyroid Disease Kidney Disease Macular Degeneration Osteoporosis Page 4 of 8 Comments

Patient Informed Consent For the TruGenome Predisposition Screen Some states/countries may have additional requirements for informed consent. Make sure that you comply with those requirements and provide a copy of any additional written informed consents. Introduction. This form describes the benefits, risks, and limitations of having your genome tested by sequencing. This is a voluntary test and you should seek genetic counseling before signing this form. Read this form carefully before making your decision about testing. Purpose. The purpose of this test is to detect changes present in your DNA and to understand the potential consequences of these changes for you. This information may help your physician make more informed management decisions for your health. For more information on genetics, genetic disease, inheritance or genetic testing, consult your physician or genetic counselor. Test Procedure. A tube of your blood will be drawn and sent to Illumina, Inc. ( Illumina ). Illumina will analyze your material, generate the DNA sequence for your genome, and identify the variants. The variants identified in your genome will be interpreted based on current available scientific information and according to current medical recommendations. Delivery of Test Results. Your test results will be sent to the physician that ordered the test. Speak with your physician if you would like a copy of the test results. Electronic Delivery of Test Results. After your physician has reviewed your results, you may be able to receive the test results using the Illumina MyGenome application. You will need to obtain a unique code from your doctor to download your test results. MyGenome allows you to explore genetics, traits, and your test results. Always consult your healthcare provider before changing your diet, drugs, vitamins, supplements, exercise, family planning, or any other aspect of your lifestyle based on your test results. Implications and Limitations of Genetic Testing. Genetics is not the entire story. Your test results may aid in determining the cause of your symptoms. But it is also possible that these results may not provide any benefit. Much about genetics is not yet fully understood and your results will include variants that are of unknown significance based on today s science (in the appendix). Incidental Findings. Additional results that might be important for your health, but are not part of the primary reason for testing, are called incidental findings. You should discuss the possibility of these types of results with your doctor. Your Family. The test results, like the results of other genetic tests, may have implications for your relatives. Speak with your physician or a genetic counselor about whether you should share your test results with others. If you decide to do this, consider the best way to communicate this information to them. Benefits. Your test results may help you and your physician make more informed choices about your healthcare. It is also possible that your test results will not provide any benefit. Much about genetics and its role in health is still not known. Physical Risks. This test requires DNA most often provided from a sample of blood. Side effects of having blood drawn are uncommon, but may include dizziness, fainting, soreness, bleeding, bruising, and rarely, infection. Discrimination Risks. Genetic information could potentially be used as a basis of discrimination. To address concerns regarding possible health insurance and employment discrimination, many U.S. states and the U.S. government have enacted laws to prohibit genetic discrimination in these circumstances. The laws may not protect against genetic discrimination in other circumstances such as when applying for life insurance or long-term disability insurance. Talk to your physician or genetic counselor if you have concerns about genetic discrimination before testing. Page 5 of 8

Other Risks. Your test results may reveal information about yourself, or your relatives, that you would rather not know. For example, you may learn information about genetic risks/predispositions to disease, including ones that might not be curable, biological parentage, ancestry, etc. It may not be possible to prevent learning such information through this test. Talk to your physician or genetic counselor about the type of information that you do and do not want to know. Electronic Delivery Risks. The Internet and wireless services may not be 100% secure. There is always a risk that you may lose the device or the security on the device may be breached and someone else may then gain access to your test results. Limitations of the Test. This test can only detect specific kinds of changes in DNA; other kinds of changes could also cause disease or lead to symptoms. This test cannot sequence all parts of a person s genome. In addition, the testing technology for whole-genome sequencing has limits, including a known error rate (though it is low). This means that other changes may exist in your genome, but they might not be detected by this test. Further testing of you and/or your family may be needed to confirm your test results, which could result in additional expense to you. The meaning of some variants cannot be determined based on today s medical and scientific knowledge. Privacy. Illumina keeps test results confidential. Illumina will only release your test results to your healthcare provider, his or her designee, other healthcare providers involved in your medical care, or to another healthcare provider as directed by you (or a person legally authorized to act on your behalf) in writing, or otherwise as required or authorized by applicable law. Use of Information. Pursuant to best practices and clinical laboratory standards, leftover specimen and results may be used by Illumina for purposes of quality control, laboratory operations, and laboratory improvement. All such uses will be de-identified, and in compliance with applicable law. Future Correspondence. Understanding of genetic variation is rapidly advancing, meaning that some of the changes we find in your genome might be better understood in the future. Illumina recommends that you keep in contact with your healthcare provider on an annual basis to learn of any new developments in genetics and to provide any updates to your personal or family history. Financial Responsibility. Illumina does not bill insurance providers and this test may not be reimbursed by health insurance or covered by HMOs. This means that you are personally responsible for 100% of the costs of this testing. Learn More. Visit www.illumina.com/test_description to learn more about the Illumina TruGenome Predisposition screen. Page 6 of 8

Patient Informed Consent Statement By signing below, I, the patient having the test performed, acknowledge that: I have been offered the opportunity to ask questions and discuss with my healthcare provider the benefits and limitations of the test to be performed as indicated on the associated test request form. I have discussed with the medical practitioner ordering this test the reliability of positive or negative test results and the level of certainty that a positive test result for a given disease or condition serves as a predictor of that disease or condition. I have been informed about the availability and importance of genetic counseling and have been provided with information identifying an appropriate healthcare provider from whom I might obtain such counseling. I have read this document in its entirety and realize I may retain a copy for my records. I consent to having this test performed and I will discuss the results and appropriate medical management with my healthcare provider/genetic counselor. Your genome will be tested for many different diseases and conditions. Read the categories below and check the box next to any category that you DO NOT want to know about. Childhood Onset Adult Onset Medically Actionable. Genetic diseases that may occur in children as well as adults. Most cannot be cured at this time, but there are treatments for some or all of the major symptoms. Medically Actionable. Genetic diseases that usually occur in adults. Most cannot be cured at this time, but there are treatments for some or all of the major symptoms. Not Medically Actionable. Genetic diseases that may occur in children as well as adults. Most of the symptoms cannot be treated at this time. Not Medically Actionable. Genetic diseases that usually occur in adults. Most of the symptoms cannot be treated at this time. Cancer. Genetic diseases that give children and adults a higher risk for cancer. Most have specific treatment or screening recommendations that you and your doctor can discuss. Cancer. Genetic diseases that give adults a higher risk for cancer. Most have specific treatment or screening recommendations that you and your doctor can discuss. Neurologic Conditions*. Genetic diseases that occur as early as childhood that can affect how the brain and/or muscles work. These disorders usually do not have treatments for most of the symptoms. Neurologic Conditions*. Genetic diseases that usually occur in adults that can affect how the brain and/or muscles work. These disorders usually do not have treatments for most of the symptoms. * This category does not include autism, developmental delay, or intellectual disability (mental retardation). Name of Patient Being Tested (please print) Date of Birth (MM/DD/YYYY) Signature of Patient Date (MM/DD/YYYY) Page 7 of 8

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