Ceramide III / Ceramide IIIB

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Technical Information Ceramide III / Ceramide IIIB Reinforcing the skins natural protective lipid barrier Intended use Actives for skin care Benefits at a glance form an effective barrier against moisture loss. These human-skin-identical molecules are therefore particularly suitable for long term protection and repair of sensitive and dry skin Reinforces the natural lipid barrier of dry and ageing skin O Improves long term moisturization and protects the skin from external influences Repairs and protects damaged hair (mechanical properties, liveliness, combability, shine) HN 2S, 3S, 4R Human-skin identical molecule Fig.1 : Structural formula of Ceramide III. Natural product with high purity Active at low concentrations INCI (PCPC name) Ceramide III consists of a Phytosphingosine backbone a cylated with a saturated fatty acid (stearic acid). All Ceramides based on the Phytosphingosine backbone have three stereo-active groups. Of the 8 possible configurations, only the 2S,3S,4R configuration is naturally f ound in the human skin (Fig.1). Ceramide III Ceramide NP Ceramide IIIB Ceramide NP For Chinese SFDA listed as: Ceramide 3 O HN Fig. 2: Structural formula of Ceramide III B. C hemical and physical properties ( not part of specifications) Form powder Ceramide IIIB consists of a Phytosphingosine backbone a cylated with oleic acid. Ceramide IIIB differs from Ceramide III in that it has one unsaturated bond in its fatty acid chain (Fig.2). Active matter approx. 95% Pr operties Ceramide III and Ceramide IIIB support the renewal of the skin s natural protective layer and Our efficacy studies have shown that Ceramide III is effective starting from 0.05% concentrations. Depending on the type of skin and desired effect, the advised concentration varies between 0.05% - 0.5% or even up-to 1%. Evonik Industries AG Ceramide III January 2012 Page 1/8

In hair care formulations Ceramide III and Ceramide IIIB are able to restore damaged hair and to protect hair against chemical and UV damage. Ceramides are produced using patented biofermentation processes. In contrast to various pseudo ceramides that are on the market, the ceramides produced according to this process have the same stereo-chemical configuration as the ceramides present in the human skin. This unique configuration is regarded to be crucial for optimal performance. The production conditions are strictly standardised and carried out under GMP conditions. Its high purity and constant quality are prerequisites for an optimal safety and efficacy of the end product. Af ter the application was ceased, areas treated with the Control showed a rapid decrease in hydration. On the contrary, Ceramide III showed a s ignificant longer lasting hydration, up to 6 days after the last application (day 13) using 0.5% Ceramide III (Fig. 3). In a second study two Ceramide III formulations (0.2% and 0.5%) and a control product were applied on the forearms of volunteers twice/day for 7 consecutive days. One area remained untreated. Measurements were evaluated before application (baseline) and two hours after the last application (day 7). The test areas were then exposed to a 5% aqueous solution of Sodium Dodecyl Sulphate (SDS) for 2 hours to induce skin irritation. Efficacy studies Two Ceramide III formulations (0.05% and 0.5%), and a control product were applied on the forearms of volunteers twice/day for 7 consecutive days. One area remained untreated. The measurements were performed before application, and during the application period at 1, 3 and 7 days. After the application was ceased (day 7), the measurements were continued on day 8, 10 and 13. The water retention capacity of the skin was determined by measuring skin hydration using a corneometer. Fig. 4: The graph shows the TEWL (%) compared to pretreatment. Af ter 7 days of application on healthy skin, no disturbance of the normal skin physiology was seen. Application of Ceramide III does not occlude the skin. Af ter irritation with SDS, untreated skin and areas treated w ith the Control showed a large increase in TEWL. The areas tr eated with Ceramide III showed a lower increase in TEWL a f ter SDS, demonstrating the protective effect of Ceramide III on the skin. O ther efficacy studies are available on request. Pr eparation Fig. 3: Dur ing the application week Ceramide III resulted in a statistically significant increase in water retention ca pacity of the skin compared to the Control. A doser esponse effect with 0.05% and 0.5% Ceramide III was seen. Emulsions Ceramides are amphiphilic molecules and can be incorporated into the lamellar liquid crystalline structures built up by emulsifier and consistency agents in the external water phase of cosmetic O/W emulsions. In general, ceramides are nearly insoluble in common cosmetic oils at room temperature. They can be clearly solved in most cosmetic oils by heating up to 90 C. The oils differ in the temperature at which the mixture becomes turbid again while cooling. The Evonik Industries AG Cer amide III January 2012 Page 2/8

solubility in the oil phase seems not to be crucial for the stability of the formulation with respect to recrystallisation of ceramide. It is very important, however, that the ceramide is clearly and completely s olved in the oil phase at the beginning of and dur ing the homogenization step. Towards this end both the water phase and the oil phase should have a temperature of at least 90 C. Oils with a good solvency for ceramides should be chosen, e. g. TEGOSOFT APM (PPG-3 Myristyl Ether), TEGOSOFT TN (C12-15 Alkyl Benzoate) and TEGOSOFT CT (Caprylic/Capric Triglyceride). To obtain a pleasant skin feel it is suggested to combine those oils with low viscosity oils such as TEGOSOFT OP (Ethylhexyl Palmitate), TEGOSOFT DC (Decyl Cocoate) and TEGOSOFT P (Isopropyl Palmitate). Ceramide III, especially at higher concentrations (0.5% and higher), has a strong negative influence on the freeze stability of an O/W emulsion. By choosing polar oils, adding Carbomer and/or increasing the oil phase up to 25% the freeze stability can be optimized. Ceramide IIIB has a significantly better solubility in cosmetic oils and a much lower tendency to recrystallise. By following the above mentioned guidelines formulations will have a long-term stability against recrystallisation of ceramide. Clear aqueous formulations Ceramide III and Ceramide IIIB show a very low solubility in water and besides Ceramide III has a very high melting point. Nevertheless it is possible to develop clear aqueous formulations with Ceramide III and Ceramide IIIB (for example shampoos, clear Leave in Conditioners). For the solubilization of the ceramides it is necessary to find a suitable solubilizer which can be heated up to a temperature of about 90 C or even higher to ensure that the ceramides are melted completly. During the addition of the other ingredients of the formulation (surfactants, water, conditioners, thickeners and so on) the temperature must be kept at 80-85 C. Suitable solubilizers for the ceramides are TAGAT CH 40 (PEG-40 Hydrogenated Castor Oil), TEGOSOFT PC 31 (Polyglyceryl-3 Caprate), TEGOSOFT PC 41 (Polyglyceryl-4 Caprate) or Sodium Lauroyl Lactylate. For a clear Leave in Conditioner TAGAT CH 40 (PEG-40 Hydrogenated Castor Oil) is especially suitable, for a shampoo formulation TEGOSOFT PC 31 (Poly- glyceryl-3 Caprate) or TEGOSOFT PC 41 (Polyglyceryl-4 Caprate) also can be used. Another problem of shampoo formulations is the tendency of Ceramide III to crystallise after 1-3 months. This crystallisation can be avoided if a combination of two or more different ceramides (Ceramide III, IIIB, VI) are used. Emulsion based Hair care formulation The production of an emulsion based hair care formulation (for example hair rinses or cream conditioners) is comparable to that described before for an O/W-Emulsion. The water phase and the oil phase (emulsifier, consistency enhancer, ceramides and possible small amouts of emollients) must be heated up to 90 C to ensure that the ceramides are clearly solubilized. Monomeric Quats, for example VARISOFT -Types, or Sodium Lauroyl Lactylate are especially suitable to improve the stability of hair rinses with ceramides. Recommended usage concentration 0.05-1.0% Ceramide III or Ceramide IIIB A pplication Consequently Ceramide III and Ceramide IIIB have a wide range of applications, such as O/W creams and lotions of the segments: Moisturizing Skin repair Baby care Facial Care Sun care Hair Care preparations Hair Rinses Leave-in Conditioners Conditioning Shampoos Evonik Industries AG Cer amide III January 2012 Page 3/8

Packaging Ceramide III: 0.20 kg package 2.50 kg bag Ceramide IIIB: 0.25 kg package 2.50 kg bag Guideline formulations O /W Cream with Ceramide III WR 1/01-32 ABIL Care 85 (Bis-PEG/PPG-16/16 PEG/PPG-16/16 Dimethicone; Caprylic/Capric Triglyceride) 1.00% TEGINACID C (Ceteareth-25) 1.00% Hazardous goods classification Information concerning classification and labelling according to regulations for transport and for dangerous substances protective measures for storage and handling measures in accidents and fires toxicity and ecological effects is given in our material safety data sheets. TEGIN M Pellets (Glyceryl Stearate) 4.00% TEGO Alkanol 1618 1.50% (Cetearyl Alcohol) Stearic Acid 0.50% Ceramide III 0.50% TEGOSOFT DC (Decyl Cocoate) 5.00% TEGOSOFT OP (Ethylhexyl Palmitate) 5.00% TEGOSOFT CT 6.50% (Caprylic/Capric Triglyceride) Water 71.25% Glycerin 3.00% Phase C Sodium Hydroxide (10% in water) Phase D TEGO Carbomer 134 (Carbomer) 0.15% TEGOSOFT OP (Ethylhexyl Palmitate) 0.60% Phase E Preservative, Perfume 1. Heat phase A and B separately to 90 C. 2. Add phase A to B with stirring. 1) 4. Cool with gentle stirring to approx. 70 C and add phase C with gentle stirring. 5. Add phase D at approx. 60 C and homogenize for a short time. 6. Cool with gentle stirring below 30 C. 1) Important: If phase A has to be charged into the vessel first, phase B must be added without s tirring. Evonik Industries AG Cer amide III January 2012 Page 4/8

O /W Skin Repair Cream F 38/00-2 TEGIN 4100 Pellets (Glyceryl Stearate) 2.50% TEGO Alkanol 18 (Stearyl Alcohol) 1.50% Stearic Acid 1.00% Ceramide III 0.20% TEGOSOFT liquid 9.80% (Cetearyl Ethylhexanoate) TEGOSOFT OP (Ethylhexyl Palmitate) 5.00% TEGOSOFT CT 3.00% (Caprylic/Capric Triglyceride) TEGOSOFT DC (Decyl Cocoate) 2.00% TEGO Care CG 90 1.00% (Cetearyl Glucoside) Glycerin 3.00% Water 70.50% Phase C TEGO Carbomer 134 (Carbomer) 0.10% TEGOSOFT liquid 0.40% (Cetearyl Ethylhexanoate) Phase D Sodium Hydroxide (10% in water) Preservative, Parfum 1. Heat phase A and B separately to 90 C. 2. Add phase A to B with stirring. 1) 4. Add phase C at approx. 60 C and homogenize for a short time. 5. Cool with gentle stirring and add phase D below 40 C. 1) Important: If phase A has to be charged into the vessel first, phase B must be added without stirring. Skin Repair Cream with 0.2% Ceramide III WR 2/00-26 TEGO Care 450 3.00% (Polyglyceryl-3 Methylglucose Distearate) TEGO Alkanol 1618 2.10% (Cetearyl Alcohol) TEGIN M Pellets (Glyceryl Stearate) 0.90% TEGOSOFT HP (Isocetyl Palmitate) 5.00% TEGOSOFT OS (Ethylhexyl Stearate) 8.80% Avocado (Persea Gratissima) Oil 3.00% Tocopheryl Acetate 1.00% Ceramide III 0.20% Propylene Glycol 3.00% Allantoin 0.10% Water 72.90% Preservative, Parfum 1. Heat phase A and B separately to approx. 90 C. 2. Add phase A to phase B with stirring. 1) 4. Cool with gentle stirring. 1) Important: If phase A has to be charged into the vessel first, phase B must be added without s tirring. Evonik Industries AG Ceramide III January 2012 Page 5/8

C lear Conditioning Shampoo with Ceramide UR 354/3/20 Ceramide IIIB 0.05% Sodium Laureth Sulfate 30.00% (Texapon NSO 28%) Parfum 0.50% ABIL Quat 3272 (Quaternium-80) 0.50% Water 56.95% TEGO Betain F 50 10.00% (Cocamidopropyl Betaine) ANTIL 171 2.00% (PEG-18 Glyceryl Oleate/Cocoate) Sodium Chloride Preservative 1. Heat Ceramide IIIB and Texapon NSO to 85 C. The Ceramide must be melted. 2. Add the other ingredients slowly step by step in the given order and keep the temperature at 3. 80-85 C. 4. Once the formulation is homogeneous and clear, cool down to 30 C. A nti-aging Cream with C eramide IIIB and Ubichinon F 52/00-10 TEGO Care 450 3.00% (Polyglyceryl-3 Methylglucose Distearate) TEGO Alkanol 18 (Stearyl Alcohol) 1.00% TEGIN M (Glyceryl Stearate) 2.00% TEGOSOFT CT 11.90% (Caprylic/Capric Triglyceride) TEGOSOFT DC (Decyl Cocoate) 5.00% Ceramide IIIB 0.10% Ethylhexyl Methoxycinnamate 2.00% Glycerin 3.00% Water 69.00% Phase C Aqua; Alcohol; Lecithin; Ubichinon 3.00% (Rovisome Q 10) Preservative, Parfum 1. Heat phase A and B separately to approx. 90 C. 2. Add phase A to phase B with stirring. 1) 4. Cool with gentle stirring. 5. Add phase C at 30 C. 1) Important: If phase A has to be charged into the vessel first, phase B must be added without s tirring. Evonik Industries AG Ceramide III January 2012 Page 6/8

A fter Sun Lotion with Ceramide III Ma 24/00-3 TEGOSOFT DC (Decyl Cocoate) 4.00% TEGOSOFT CR (Cetyl Ricinoleate) 2.00% TEGOSOFT HP (Isocetyl Palmitate) 3.00% Isohexadecane 6.00% Macadamia (Ternifolia Nut) Oil 2.00% Tocopheryl Acetate 0.40% Tocopherol 0.10% Ceramide III 0.10% Stearic Acid 1.00% TEGIN 4100 Pellets (Glyceryl Stearate) 0.30% TEGO Care CG 90 (Cetearyl Glucoside) 1.00% Glycerin 2.00% Panthenol 1.00% Bisabolol 0.80% Allantoin 0.10% GluCare S 0.10% (Sodium Carboxymethyl Betaglucan) Water 74.70% Phase C TEGO Carbomer 141 (Carbomer) 0.20% TEGOSOFT HP (Isocetyl Palmitate) 0.80% Phase D Sodium Hydroxide (10% in water) 0.40% Preservative, Parfum 1. Heat phase A and B separately to approx. 90 C. 2. Add phase A to phase B with stirring. 1) 4. Cool with gentle stirring to approx. 60 C and add phase C. 5. Homogenize for a short time. 6. Cool with gentle stirring and add phase D below 40 C. 1) Important: If phase A has to be charged into the vessel first, phase B must be added without stirring. Leave-in C onditioner with Ceramides UR 354/1/30 TAGAT CH 40 (PEG-40 Hydrogenated Castor Oil) 2.00% Ceramide III 0.05% Perfume 0.20% Water 90.00% ABIL Quat 3272 (Quaternium-80) 0.50% ABIL B 88183 (PEG/PPG-20/6 Dimethicone ) LACTIL (Sodium Lactate; Sodium PCA; Glycine; Fructose; Urea; Niacenamide; Inositol; Sodium Benzoate; Lactic Acid) TEGO Betain F 50 (Cocamidopropyl Betaine) 1.50% 2.00% 1.00% Citric Acid (30% in water) 2.80% Preservative 1. Heat TAGAT CH 40 and the Ceramide III to 85 C. The Ceramide must be melted. 2. Add the other ingredients slowly step by step in the given order and keep the temperature at 80 85 C. 3. Cool down below 40 C and add the LACTIL. 4. Once the formulation is homogeneous and clear, cool down to 30 C. Especially concerning Active Ingredients D 01/12 This product information is not intended to provide legal or regulatory advice about product uses or claims in any jurisdiction and should not be relied upon for such guidance (especially in the United States, Canada, and Mexico). Since global regulatory requirements differ, parties accessing this information are solely responsible for determining whether the products and/or claims comply with applicable local laws and regulations, including but not limited to import and export regulations. Please contact your local Evonik representative for more product information. Evonik assumes no liability for any use of our products that is not in compliance with the requirements of the country of the user. Evonik Industries AG Ceramide III January 2012 Page 7/8

This information and all further technical advice is based on our present knowledge and experience. However, it implies no liability or other legal responsibility on our part, including with regard to existing third party i ntellectual property r ights, especially patent rights. In par ticular, no warranty, whether express or implied, or guarantee of product properties in the legal sense is intended or implied. We r eserve the right to make any changes according to technological progress or further developments. The customer is not released fr om the obligation to conduct careful inspection and testing of incoming goods. Performance of the pr oduct described herein should be verified by testing, which should be carried out only by qualified experts in the sole responsibility of a customer. Reference to trade names used by other companies is neither a r ecommendation, nor does it imply that similar products could not be used. (Status: April, 2008) Evonik Industries A G Goldschmidtstraße 100 45127 Essen, Germany P.O.BOX 45116 Essen PHONE + 49 201 173-2854 FAX +49 173-1828 personal-care@evonik.com www.evonik.com/personal-care