Study organization. Study principal investigators Tudor G. Jovin, MD Raul Nogueira, MD

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DAWN STUDY- MAIN RESULTS DWI or CTP Assessment with Clinical Mismatch in the Triage of Wake-Up and Late Presenting Strokes Undergoing Neurointervention with Trevo Tudor G. Jovin, MD Professor of Neurology and Neurosurgery Director, UPMC Stroke Institute Director UPMC Center for Neuroendovascular Therapy University of Pittsburgh Medical Center

Disclosures Drs. Jovin and Nogueira s DAWN-related travel expenses were covered by Stryker Neurovascular for the duration of trial Other steering committee members, DSMB members, CEC members, and core lab report consulting fees for their work in this trial.

Study organization Study principal investigators Tudor G. Jovin, MD Raul Nogueira, MD Steering committee Blaise Baxter, MD Demetrius Lopes, MD Prof. Alain Bonafe Vitor Pereira, MD Anthony Furlan, MD Marc Ribo, MD Rishi Gupta, MD Jeffrey Saver, MD Prof. Olav Jansen Core lab Neurovascular Research Imaging Core David Liebeskind, MD Data Safety Monitoring Board Wade Smith, MD - chair Daryl Gress, MD Steven Hetts, MD Roger Lewis, MD, PhD Clinical Events Committee (CEC) Timothy Malisch, MD Ansaar Rai, MD Kevin Sheth, MD Independent Statisticians Berry Consultants Scott Berry PhD Todd Graves PhD

Study background Current evidence suggests that benefit of thrombectomy rapidly decays over time and may no longer exist beyond 7.3 hours from stroke onset (or TLSW) 1 Indeed, the current AHA and ESO guidelines define a rigid therapeutic window of 6 hours as level 1a evidence 2,3 This treatment paradigm disregards individual variations in compensatory mechanisms for ischemia led by but not restricted to collateral flow. Growing evidence supports a physiologic rather than a purely time based approach where patients with Clinical-Core Mismatch (e.g. significant clinical deficits but still limited infarct size) may benefit from reperfusion regardless of time to treatment. 4 Wake-up strokes, strokes with unclear onset time, and witnessed late presenting strokes (> 6 hours) represent a large proportion of LVOS (~40%) yet no proven treatment options exist for this population. Outcomes = Collaterals Time 1 Saver et al, JAMA. 2016 2 Powers et al, Stroke 2015 3 Wahlgren Int J Stroke 2016 et.al, 4 Jovin et.al, Stroke 2011

Rocha M, Stroke 2017

Baseline MRI/MRA NIHSS 21 MCA occlusion 4 day MRI/MRA NIHSS 11 MCA partially recanalized

Baseline MRI/MRA Follow-up MRI/MRA at 24 hours (NIHSS 17) no infarct growth and partial recanalization

Baseline MRI/MRA/CTP MRI/MRA at 24 hours, NIHSS 20 MRI at day 5, NIHSS 18

Study design Patient population Target vessel Randomization Sites Sample size Study Objective To demonstrate superior functional outcomes at 90 days with Trevo plus medical management compared to medical management alone in appropriately selected patients treated six to 24 hours after last seen well Study Design Global, multi-center, adaptive, population enrichment, prospective, randomized, open, blinded endpoint (PROBE), controlled FDA IDE trial Acute ischemic stroke (AIS) with large vessel occlusion Able to be randomized between six to 24 hours after time last known well Clinical imaging mismatch (CIM) defined by age, core, and NIHSS Intracranial ICA, M1 segment of the MCA 1:1 Trevo + medical management vs. medical management alone Up to 50 sites worldwide (30 US and 20 international) 500 maximum subjects: 250 in the treatment arm and 250 in the control arm. Minimum sample size is 150 subjects. Follow-up 24 hours (-6/+24), day 5-7/discharge, day 30 (± 14), and day 90 (± 14) Jovin et al International Journal of Stroke 2017

Study Methods: Workflow 6-24h NCCT/DWI: <1/3 MCA Territory CTA/MRA: ICA-T and/or MCA-M1 (Tandem Occlusions Allowed) Control 90-day mrs Informed Consent 1:1 Randomization: -CIM subgroup -ICA-T vs M1-6-12 vs 12-24h - Age 18 - NIHSS 10 - Pre-mRS 0-1 -TLSW to Randomization: 6-24h RAPID CTP/DWI CIM: A. 80 y/o: 1. NIHSS 10 + core <21cc B. <80 y/o: 2. NIHSS 10 + core <31cc 3. NIHSS 20 + core <51cc Thrombectomy -U-W mrs -mrs 0-2 Jovin et al, International Journal of Stroke, 2017

Study endpoints Primary endpoint Secondary endpoints Primary safety endpoint Secondary safety endpoint 90-day disability assessed by the modified Rankin scale (mrs) Assessed via Utility-Weighted mrs Nested Dichotomous mrs 0-2 Early response at day 5-7/discharge, defined as a NIHSS drop of 10 points from baseline or NIHSS score 0 or 1 All cause mortality rates Median final infarct size at 24 (-6/+24) hours from randomization Revascularization rates at 24 (-6/+24) hours from randomization Treatment arm: reperfusion rates post device and post procedure by angiography core lab measurement of modified TICI > 2b Stroke related mortality at 90 days Incidence of SICH, by ECASS III definition, within 24 (-6/+24) hours post randomization Incidence of neurological deterioration from baseline NIHSS score through day 5-7/discharge Incidence of procedure-related and device-related serious adverse events through 24 (-6/+24) hours post randomization Jovin et al, International Journal of Stroke, 2017

DAWN Trial utility weighted mrs and enrichment Utility weighted mrs Better captures health state transitions across the entire spectrum Patient-centered outcomes analysis mrs 0 1 2 3 4 5 6 Weight 10 9.1 7.6 6.5 3.3 0 0 Enrichment Designed to fine tune the patient population based on core infarct size Identify subgroups experiencing clinical benefit 0-50 cc 0-45 cc 0-40 cc 0-35 cc 0-30 cc Jovin et al, International Journal of Stroke, 2017

Origin of the Utility Weighted mrs Chasnaianunkul et al., Stroke. 2015;46:2238-2243.

Key statistical operating characteristics: Bayesian approach First futility/enrichment analysis at 150 subjects First efficacy analysis at 200 subjects Interim analysis after every 50 subjects up to 500 max The threshold for declaring success depends on the degree to which the population has been enriched If there is no enrichment and the probability of a treatment effect is 0.986 the intervention is deemed efficacious. Similar to a traditional study design one-sided test at the ɑ=0.014 level. Jovin et al, International Journal of Stroke, 2017

TRIAL ENROLLMENT RATE AND TERMINATION Site Status Sites Qualified 36 Contracts Executed 31 Sites Initiated 30 Sites Activated to Enroll 30 IRB/EC Approvals 31 Subjects Enrolled 206 Actual / Projected Enrollment 300 250 200 150 100 50 1 2 3 3 5 7 16 18 27 33 36 41 49 55 61 68 71 76 85 56 92 64 72 81 106 115122 133 90 100110 173 150 160 * 121 131142 183 193 206 150 159169 178 187197 206 215224 234 243252 262 Enrollment stopped at DSMB recommendation. 0 1 2 3 3 5 7 13 15 18 20 24 27 31 35 40 45 50 Sep-14 Oct-14 Nov-14 Dec-14 Jan-15 Feb-15 Mar-15 Apr-15 May-15 Jun-15 Jul-15 Aug-15 Sep-15 Oct-15 Nov-15 Dec-15 Jan-16 Feb-16 Mar-16 Apr-16 May-16 Jun-16 Jul-16 Aug-16 Sep-16 Oct-16 Nov-16 Dec-16 Jan-17 Feb-17 Mar-17 Apr-17 May-17 Jun-17 Jul-17 Aug-17 Sep-17 Oct-17 Nov-17 Dec-17 Subjects Actual Subjects Planned Subjects *Boundary for first enrichment not crossed.

Results

Randomization and follow-up * 30 day mrs carried forward in 4 pts 100% follow-up to 30 days

Demographics Treatment arm N=107 Control arm N=99 P-value Age (years) (median, [IQR]) 72.0 [60.0-79.0] 73.0 [61.0-82.0] 0.51 NIHSS, baseline (median, [IQR]) 17 [13-21] 17 [14-21] 0.64 Sex, male (%) 39.3% 51.5% 0.09 Race White/Caucasian 66.0% 63.6% 0.77 Black or African American 21.7% 15.2% 0.28 Other* 12.3% 21.2% 0.09 IV-tPA administered 4.7% 13.1% 0.05 * Inclusive of Asians and International sites that did not disclose race per local authorities

Medical history Treatment arm N=107 Control arm N=99 P-value Hypertension 79.0% 75.8% 0.62 Heart failure 18.8% 15.5% 0.58 Coronary artery disease 31.4% 24.0% 0.27 Atrial fibrillation 41.3% 25.0% 0.02 Diabetes mellitus 25.2% 31.6% 0.35 Dyslipidemia 58.8% 59.4% 1.00 Current smoker (within last year) 20.4% 23.5% 0.61 Previous ischemic stroke 12.1% 11.1% 1.00

Baseline imaging characteristics Treatment arm N=107 Control arm N=99 P-value Qualifying infarct volume by site RAPID (median, [IQR]) Qualifying RAPID volume obtained by CTP no. (%) Qualifying RAPID volume obtained by DWI MRI no. (%) 7.6 [2.0-18.0] 8.9 [3.0-18.1] 0.99 67 (62.6) 64 (64.6) 40 (37.4) 35 (35.4) Patients with baseline MRI (%)* 43.0% 37.8% 0.48 Patients with baseline CT/CTA/CTP(%)* 76.6% 76.5% 1.0 * Patients may have both CTP and MRI

Baseline occlusion locations core lab adjudicated Intracranial occlusion location no. (%) (Core Lab assessment) Treatment arm N=107 Control arm N=99 Intracranial ICA 22 (20.6) 19 (19.2) M1 middle cerebral artery segment 79 (73.8) 74 (74.7) M2 middle cerebral artery segment 3 (2.8) 3(3.0%) Cervical carotid stenosis no. (%) 0 50% 80 (74.8) 72 (72.7) 51 99% 12 (11.2) 14 (14.1) 100% (occlusion) 15 (14.0) 13 (13.1)

Patient presentation Treatment arm N=107 Time since time last seen well to randomization (hrs) Mean ± SD Median (Q1, Q3) Range (min, max) 13.4 ± 4.1 12.2 (10.2, 16.0) (6.1, 23.5) Control arm N=99 13.0 ± 4.5 13.2 (9.4, 15.8) (6.4, 23.9) P- value 0.53 Stroke sub-population Wake up stroke 64.5% 47.5% 0.01 Witnessed stroke 10.3% 14.1% 0.52 Un-witnessed stroke 25.2% 38.4% 0.05

Procedural characteristics and outcomes Treatment arm N=107 Procedure duration (minutes) (median IQR) 56.0 [33.0-90.0] Total number of Trevo device passes (median IQR) 2.0 [1.0-3.0] Core lab adjudicated TICIs Treatment arm N=107 Post procedure mtici 2B 84.0% Post procedure otici 2B* 72.6% Post procedure TICI 3 10.4% *Protocol advised to stop after otici 2b achieved

CEC adjudicated safety outcomes P=0.3 P<0.01 P=0.6 22.1% 18.0% 10.5% 13.0% 4.8% 3.2% sich rate Neurological deterioration Stroke related mortality Trevo MM

Co-primary endpoints Day 90 weighted mrs Trevo MM Treatment benefit (95% CI) 5.5 ± 3.8 3.4 ± 3.1 2.1 (1.20, 3.12) Bayesian probability of superiority >0.9999* Day 90 mrs (0-2) 48.6% 13.1% 35.5% (23.9%, 47.0%) >0.9999* NNT for 90-day functional independence = 2.8 *Similar to p<0.0001

Primary outcome mrs 0/uW mrs 10 mrs 1/uW mrs 9.1 mrs 2/ uw mrs 7.6 mrs 3/ uw mrs 6.5 mrs 4/ uw mrs 3.3 mrs 5-6/ uw mrs 0 TREVO 9% 22% 17% 13% 13% 26% Probability of superiority >0.9999 CONTROL 4% 5% 4% 16% 34% 36% 73% relative risk reduction of dependency in ADL s NNT for any lower disability 2.0

90 Day mrs 0-2 by TLSW to Randomization Trevo MM P-value 6-12h 55.1% 20.0% <0.001 12-24h 43.1% 7.4% <0.001 Trevo MM

Secondary effectiveness endpoints 100% 80% 24 hour revascularization rates P < 0.001 76.6% 100% relative improvement 100% 80% All cause mortality 60% 60% P = 1.0 40% 38.4% 40% 20% 20% 18.7% 18.2% 0% Trevo MM 0% Trevo MM

Conclusions Thrombectomy with Trevo in DAWN-eligible patients is associated with improvement in clinical outcomes across the entire range of utility weighted mrs and with higher rates of functional independence (mrs 0-2) compared to standard medical therapy (48.6% vs 13.1%, probability of superiority >0.999, NNT = 2.8) For every 100 patients treated with endovascular therapy, 49 will have a less disabled outcome as a result of treatment, including 36 who will be functionally independent The treatment effect size in DAWN is the highest out of any stroke trials to date and suggests that the presence of Clinical-Core Mismatch is a critical predictor of treatment effect independent of time to presentation Treatment effect persisted throughout 24 hours from TLKW; however, earlier treated patients do better Thrombectomy with the Trevo device in patients presenting beyond 6 hours of TLSW had comparable safety profile to thrombectomy performed within 6 hours

Enrolling Centers North America 1. Abington Memorial, PA 2. Baptist Jacksonville, FL 3. Buffalo, NY 4. Capital Health Trenton, NJ 5. Christiana Delaware, DE 6. CPMC San Francisco, CA 7. Erlanger,Chattanooga, TN 8. Florida Hospital, FL 9. Grady Atlanta, GA 10. JFK, Edison, NJ 11. Kaiser LA 12. Kennestone, Marietta GA 13. KUMC Kansas City, KA 14. Lexington Memorial, KY 15. Riverside, OH 16. Rush, IL 17. St. Joseph Mercy MI 18. Texas Stroke Institute TX 19. Toronto Western, ON 20. UCLA, CA 21. UH Cleveland, OH 22. University of Miami, FL 23. UPMC, PA 24. Valley Baptist, TX Europe 26. Bellvitge Barcelona 27. Germans Trias Barcelona 28. Gui de Chauliac Montpellier 29. Hopital Purpan Toulouse 30. Hospital Clinic Barcelona 31. Vall d'hebron Barcelona Australia 32. Royal Melbourne Hospital UPMC (PI: Jadhav, ATE 10/31/14) - 1.6 SPM Grady (PI: Nogueira/Hassen, ATE 11/25/14) - 1.4 SPM Riverside (PI: Budzik, ATE 08/28/14) - 0.5 SPM Gui de Chauliac Montpellier (PI: Bonafe, ATE Texas Stroke Institute (PI: Bhuva, ATE 04/10/15) - University of Miami (PI: Yavagal, ATE 09/01/16) - Vall d'hebron Barcelona (PI: Ribo, ATE 05/19/16) - Hopital Purpan Toulouse (PI: Cognard, ATE Baptist Jacksonville (PI: Hanel, ATE 01/21/16) - 0.5 UH Cleveland (PI: Sila, ATE 05/04/15) - 0.3 SPM Valley Baptist (PI: Hassan, ATE 03/31/15) - 0.3 SPM Germans Trias I Pujol Badalona (PI: Millán Torné, Buffalo (PI: Levy, ATE 12/01/15) - 0.3 SPM Royal Melbourne (PI: Mitchell, ATE 11/12/15) - 0.3 Rush (PI: Chen, ATE 05/07/15) - 0.2 SPM CPMC (PI: English/Barazangi, ATE 05/05/15) - 0.2 Abington (PI: Shah, ATE 10/29/15) - 0.2 SPM Toronto Western (PI: Silver, ATE 08/26/16) - 0.3 SPM Memorial Regional (PI: Mehta, ATE 02/26/16) - 0.2 Erlanger (PI: Devlin, ATE 06/05/15) - 0.1 SPM Bellvitge (PI: Cardona, ATE 01/31/17) - 1 SPM KUMC (PI: Abraham, ATE 02/01/16) - 0.1 SPM Kaiser LA (PI: Feng, ATE 11/19/15) - 0.1 SPM Florida Hospital (PI: Hellinger, ATE 11/09/15) - 0.1 Capital (PI: Vez, ATE 07/01/14) - 0 SPM JFK (PI: Kirmani, ATE 02/15/17) - 1.9 SPM Hospital Clinic (PI: Urra, ATE 02/22/17) - 0 SPM UCLA (PI: Starkman, ATE 11/21/16) - 0 SPM Kennestone (PI: Gupta, ATE 09/01/16) - 0 SPM Lexington (PI: GIven, ATE 08/29/16) - 0 SPM 14 14 10 9 7 7 7 7 7 5 5 5 5 5 3 2 2 2 1 1 1 1 1 1 0 0 0 0 38 46 0 5 10 15 20 25 30 35 40 45 50 55 60

Real-World Applicability of Endovascular Therapy in ICA and/or MCA-M1 Occlusions Treated in the 6-24-hour Window: Subgroup Analysis of the Prospective Trevo Registry Raul G Nogueira, David Liebeskind, Ron Budzik, Rishi Gupta, Antonin Krajina, Joey English, Ameer Malek, Amrou Sarraj, Ana Paula Narata, Muhammad Taqi, Timothy Miller, Thomas Grobelny, Blaise Baxter, Bruno Mario Bartolini, Laurent Estrade, Tudor Jovin, Erol Veznedaroglu On behalf of the Trevo Retriever Registry Investigators

Methods Consecutive Trevo Registry patients fulfilling the basic DAWN trial criteria Baseline NIHSS 10 Intracranial ICA and/or MCA-M1 occlusion Pre-morbid mrs 0-1 Categorized according to their time-from-last-seen-well to arterial puncture as: Early ( 6 hours) vs. Late (6-24 hours) Univariate analyses were performed for group comparisons. Multivariate analysis was performed to identify the predictors of good outcomes (pre-specified)

mrs Distribution 57.5% Functional Independence at 90 days mrs 0 mrs 1 mrs 2 mrs 3 6 HOURS TLSW 20.9% 20.3% 16.4% 13.4% 14.2% 3.7% 11.2% mrs 4 mrs 5 mrs 6 P = 0.09 >6 HOURS TLSW 11.1% 22.7% 16.4% 17.4% 15.9% 5.8% 10.6% 50.2 % Functional Independence at 90 days

Design 1:1 randomization; standard medical therapy vs. endovascular 45 sites

HOW MANY SYTROKE PATIENTS QUALIFY??

It's a new DAWN! Thank you to all DAWN investigators, patients and families