Use of Dental Services by Children Enrolled in Wisconsin Medicaid Program

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Use of Dental Services by Children Enrolled in Wisconsin Medicaid Program P. Bhagavatula 1, Q. Xiang 2, A. Szabo 2, C. Okunseri 1 1 Marquette University School of Dentistry, 2 Medical College of Wisconsin National Oral Health Conference Huntsville, AL April 23 rd, 2013

Background An increasing number of states are moving towards administering their Medicaid programs through Managed care agreements with HMOs Managed care reduces the cost of providing health benefits and improves the quality of care as well as access to care Studies on medical managed care have confirmed improvements in access and utilization relative to feefor-service plans

Background Few studies have directly compared the use of dental services between a enrollees of managed care and fee for service plans under Medicaid, especially for children In four counties in southeastern Wisconsin, dental services are delivered under managed care arrangements between the Department of Health and Family Services (DHFS) and health maintenance organizations (HMOs) In the remaining 68 counties, dental services are provided on a fee-for-service basis, under which the State directly reimburses dentists for each authorized service.

Administration of Services The HMOs receive monthly capitation payments for every enrollee, regardless of the services provided. These HMOs subcontract services through Southeast Dental Associates, S.C. (SEDA), a dental administrator The contracts between DHFS and the HMOs and those between the HMOs and the SEDA contain provisions intended to ensure timely access to care. to maintain an adequate number of dental providers; a dental care provider to be located within 35 miles of each enrollee have access to routine dental care within 90 days of requesting an appointment, and within 24 hours in emergencies.

Managed Care Dental Services DHFS contracts with HMOs Abri Health Plan contracts with a dental administrator Children s Community Health Plan contracts with a dental administrator Managed Health Services contracts with a dental administrator Network Health Plan 2 contracts with an HMO UnitedHealthcare contracts with a dental administrator Southeast Dental Associates, S.C. (SEDA) contracts with dentists Kenosha County Milwaukee County Racine County Waukesha County

Legislative Audit Bureau s Report In response to dentists complaints about reimbursement rates, Joint Legislative Audit Committee requested a review of services provided under HMOs The 2008 Audit Bureau s report found that HMOs cost the state more money $211 vs. $270/enrollee/year Provide less access to dental care than the MA fee-forservice mode Higher percentage of enrollees under FFS plans received dental services than those served by the HMOs

Utilization Rates Fiscal Year SEDA Network Enrollees Doral Network Enrollees Fee-for- Service Recipients 2002-03 27.6% 27.7% 34.3% 2003-04 28.8 25.1 33.6 2004-05 26.6 27.4 33.0 2005-06 21.2 25.2 33.1 2006-07 25.6 29.3 33.8 1 Includes only individuals participating in Family Medical Assistance or BadgerCare for at least 259 days 2 Represents individuals served in the 68 counties outside of Kenosha, Milwaukee, Racine, and Waukesha counties..

Methods This study is a secondary analysis of Medicaid HMO and FFS claims and enrollment data We wanted to examine if differences exist in the types of procedures that are provided to enrollees of these plans The datasets had information on Age and Zip-code of residence of the enrollee Date of treatment and procedure code Information on children aged 0-18 years enrolled in WI Medicaid from 2002-2008 was included in the analysis

Methods We grouped dental caries related treatment procedure codes into five treatment categories: Preventive Procedures Oral prophylaxis (D1120), Fluoride Varnish (D1206) and Fluoride gel applications (D1203), and Dental sealant placement (D1351)

Methods We grouped dental caries related treatment procedure codes into five treatment categories: Preventive Restorative procedures Simple (D2000 to D2430) Complex restorative (D2510 to D2999)

Methods We grouped dental caries related treatment procedure codes into five treatment categories: Preventive Restorative Endodontic: All procedures

Methods We grouped dental caries related treatment procedure codes into five treatment categories: Preventive Restorative Endodontic Surgical Extraction of deciduous teeth (D7111) Extraction of erupted teeth (D7140) Extraction of teeth requiring flap elevation (D7210)

Methods Children were categorized into 4 groups based on insurance type and residence in designated dental Health Professional Shortage Areas (HPSAs) into HPSA-HMO, non-hpsa-hmo, HPSA-FFS, and non-hpsa-ffs groups.

Methods: Statistical Analysis Descriptive and bivariate analysis were performed Multivariable analysis using Poisson generalized estimating equation modeling on the number of procedures per year was performed The final regression model included Treatment Procedure Type of insurance plan (HMO vs. FFS) Age at treatment Date of treatment

Study Population (based on person yrs of enrollment) FFS (Rest of Wisconsin) Medicaid HMOs (SE Wisconsin) Age group HPSA Non HPSA HPSA Non HPSA 0-3 7,002 7,785 2,185 5,365 4-6 40,842 46,995 16,592 37,665 7-9 38,196 46,247 16,145 37,328 10-14 54,129 62,349 22,459 50,773 15-18 34,455 36,609 13,460 29,883 Total 174,624 199,985 70,841 161,014

Avg. No. of Procedures/1000 yrs of Enrollment Medicaid FFS (Rest of Wisconsin) HMOs (SE Wisconsin) Procedure HPSA Non HPSA HPSA Non HPSA Preventive 916 1,012 99 224 Simple Restorative Complex Restorative 914 1,154 105 265 157 256 18 47 Endodontic 64 117 13 27 Extraction 150 188 26 57

Utilization Rates for Dental Procedures Medicaid FFS (Rest of Wisconsin) HMOs (SE Wisconsin) Procedure HPSA Non HPSA HPSA Non HPSA Preventive 0.34 0.42 0.03 0.08 Simple Restorative Complex Restorative 0.31 0.39 0.04 0.10 0.06 0.09 0.01 0.02 Endodontic 0.04 0.07 0.01 0.02 Extraction 0.08 0.10 0.02 0.03

Rate Ratios (CI) from Multivariable analysis Medicaid FFS (Rest of Wisconsin) HMOs (SE Wisconsin) Procedure HPSA Non HPSA HPSA Non HPSA Preventive 6.5* (5.0,8.4) 7.6* (5.9,9.9) 1.00 2.5* (1.9,3.3) Simple Restorative 6.0* (4.2,8.5) 8.4* (5.9,11.9) 1.00 2.8* (2.0,4.1) Complex Restorative 3.5* (2.0,6.2) 7.1* (4.1,12.3) 1.00 3.3* (1.8,5.8) Endodontic 3.5* (2.2,5.5) 6.8* (4.4,10.7) 1.00 2.4* (1.5,3.8) Extraction 4.5* (2.7,7.5) 6.2* (3.8,10.3) 1.00 3.0* (1.8,5.1)

Conclusions Significantly lower proportion of children enrolled in Medicaid HMO plans used dental services as compared to those in FFS plans Medicaid enrollees living in non-hpsa regions had significantly higher utilizations rates than those living in HPSA designated areas Children in the HPSA-HMO groups had the fewest procedures of all types examined in the study

Implications and Future Directions Fewer dental visits and treatment procedures indicate barriers in access and untreated disease Policies and strategies to increase utilization and improve oral health among these vulnerable populations are required Future studies collecting primary data through are needed to ascertain the actual reasons for low utilization of dental services

Limitations Procedure codes preclude the possibility of knowing the normative need Potential confounders such as family SES, race and proximity to providers were not accounted for in analysis Underreporting of procedures by providers billing based on encounters could have lead to Type 1 error Relationship of Extractions with orthodontic treatment or impacted 3rd molars not examined

Acknowledgements Supported, IN PART, by a Grant from Faye McBeath Foundation, Milwaukee and by grant 1UL1RR031973 from the Clinical and Translational Science Award (CTSI) program of the National Center for Research Resources, National Institutes of Health

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