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2017 Accreditation Benchmarks and Thresholds 1 TO: Interested Organizations FROM: Patrick Dahill, Assistant Vice President, Policy DATE: August 2, 2017 RE: 2017 Accreditation Benchmarks and Thresholds Mid-Year Update This document reports national benchmarks and national and regional thresholds for HEDIS 1 measures and HEDIS/CAHPS 22 5.0H survey results and will be used to score health plans for accreditation year 2017. B&T Format This memo does not include the benchmarks and thresholds by measure. The 2017 Accreditation Benchmarks and Thresholds are available as an Excel workbook in the NCQA Download Center (https://downloads.ncqa.org/customer/login.aspx). Auditors, software vendors, survey vendors and HEDIS and Accreditation primary contacts have access to the Benchmarks and Thresholds file in the Download Center. Access has been limited for all other customers, to ensure that the benchmarks are used solely for their intended purpose (i.e., to estimate an organization s HEDIS score) and not for general benchmarking or commercial purposes. If your organization is in a group noted above but does not have access to the Benchmarks and Thresholds in the Download Center, submit a request via the Policy Clarification Support (PCS) system at http://my.ncqa.org/. New Measures NCQA did not add new measures to Accreditation 2017 scoring. Retired Measures NCQA retired the following measures from the HEDIS measurement set. Organizations accredited on previous years standards will be scored NA; however, the NA will not count against the maximum NA threshold. Cholesterol Management for Patients With Cardiovascular Conditions LDL-C Screening (all product lines). Comprehensive Diabetes Care LDL-C Screening (all product lines). Glaucoma Screening in Older Adults (Medicare). 1 HEDIS is a registered trademark of the National Committee for Quality Assurance (NCQA). 2 CAHPS is a registered trademark of the Agency for Healthcare Research and Quality (AHRQ).

2017 Accreditation Benchmarks and Thresholds 2 Human Papillomavirus Vaccine for Female Adolescents (Medicaid and commercial). 3 Use of Appropriate Medications for People With Asthma (Medicaid). NCQA retired the following measures from Accreditation 2015 scoring. Organizations accredited on the 2014 standards or earlier will be scored using the organization s submitted rate. Childhood Immunization Status Combo 2 (commercial and Medicaid). Comprehensive Diabetes Care HbA1c Testing (all product lines). Use of Spirometry Testing in the Assessment and Diagnosis of COPD (all product lines). CAHPS How Well Doctors Communicate (all product lines). Accreditation 2017 Scoring As described in the Standards and Guidelines for the Accreditation of Health Plans, NCQA requires organizations to submit specified HEDIS measures and CAHPS 5.0H survey results annually. NCQA determines the HEDIS measure portion of the score by comparing organization results with a national benchmark (the 90th percentile of national results) and with regional and national thresholds (the 75th, 50th and 25th percentiles). NCQA uses the higher of two scores: the result based on comparison with the average of the regional and national thresholds, or the result based on comparison with national thresholds. NCQA determines the CAHPS 5.0H results portion of the score by comparing organization results with a national benchmark (the 90th percentile) and with national thresholds (the 75th, 50th and 25th percentiles). NCQA does not consider regional thresholds because regional variation in the data is not as significant. Organizations submit: Two rates for Prenatal and Postpartum Care (Medicaid only). Five rates for Comprehensive Diabetes Care. Two rates for Antidepressant Medication Management. Two rates for Follow-Up Care for Children Prescribed ADHD Medication. Two rates for Pharmacotherapy Management of COPD Exacerbation. Three rates for Children/Adolescents. For these measures, each rate is scored against its threshold or benchmark. Individual scores are averaged to determine the overall score on each measure. The Comprehensive Diabetes Care average is doubled and counts as two measure scores. Note: Medical Assistance With Smoking and Tobacco Use Cessation Advising Smokers to Quit will be scored NA for the commercial product line for accreditation year 2017; however, the NA will not count against the maximum NA threshold. 3 The HPV vaccination was added to the Immunizations for Adolescents (IMA) measure in HEDIS 2017. For Accreditation 2017, HPV will be scored NA. Organizations will continue to be scored on the IMA Combination 1 rate. For Accreditation 2018, organizations will be scored on the IMA Combination 2 rate, which includes the HPV vaccination.

2017 Accreditation Benchmarks and Thresholds 3 Mid-Year Updates Updated the benchmarks and thresholds in the Mid-Year Update Excel file* for the following measures: Colorectal Cancer Screening (commercial and Medicare product lines). Pharmacotherapy Management of COPD Exacerbation (all product lines). Appropriate Treatment for Children With Upper Respiratory Infection (commercial and Medicaid product lines). Avoidance of Antibiotic Treatment in Adults With Acute Bronchitis (commercial and Medicaid product lines). Use of Imaging Studies for Low Back Pain (all product lines). Potentially Harmful Drug-Disease Interactions in the Elderly (Medicare product line). Use of High-Risk Medications in the Elderly (Medicare product line). Updated the Measure ID number for the following measures: Colorectal Cancer Screening (commercial and Medicare product lines). Potentially Harmful Drug-Disease Interactions in the Elderly (Medicare product line). Use of High-Risk Medications in the Elderly (Medicare product line). Updated the Medicaid Adjustment points in the applicable measures. Italicized measures in this section indicate added measures or a change in adjustment points from the initial 2017 Benchmarks and Thresholds memo. Removed the adjustment points for the following measures: Pharmacotherapy Management of COPD Exacerbation Bronchodilator (Region 6) Updated the special scoring rules for the following measure: Use of High-Risk Medications in the Elderly (Medicare product line). Added the national O/E ratio that will be used to score the Plan All-Cause Readmissions measure in Appendix A. *Note: Organizations will need to download the updated Excel file in the Download Center. May 2017 Updates Updated the benchmarks and thresholds for the following CAHPS measures: Rating of All Health Care (Medicaid Child) Coordination of Care (Medicare) How Well Doctors Communicate (commercial, Medicaid Adult and Child, Medicare) Getting Care Quickly (Medicaid Child, Medicare) Getting Needed Care (Medicaid Child, Medicare) Rating of Health Plan (Medicaid Child, Medicare) Rating of Personal Doctor (commercial, Medicaid Adult and Child, Medicare) Rating of Specialist Seen Most Often (commercial, Medicaid Adult and Child, Medicare) Customer Service (commercial, Medicaid Adult and Child)

2017 Accreditation Benchmarks and Thresholds 4 Removed the Customer Service CAHPS measure from the Medicare product line. Added Special Scoring rule for Comprehensive Diabetes Care Monitoring Diabetic Nephropathy (Medicaid) Special Scoring Rules The Other scoring notes column in the Excel workbook (refer to B&T Format, above) indicates which measures meet a special scoring threshold. For measures where a higher rate indicates better performance, and the 90th percentile is 90 or above and the distribution for thresholds below the 90th percentile is within 5 percentage points, NCQA implements the following special scoring rules. If the special scoring threshold is at the 75th percentile, plans with reported rates at or above the national 75th percentile receive 100% of the national points. If the special scoring threshold is at the 50th percentile, plans with reported rates at or above the regional 50th percentile receive 100% of the regional points. If the special scoring threshold is at the 25th percentile, plans with reported rates at or above the regional 25th percentile receive 100% of the regional points. Plans with reported rates below the regional 25th percentile receive 68% of the regional points. For measures where a lower rate indicates better performance, and the 90th percentile is 10 or below and the distribution for thresholds below the 90th percentile is within 5 percentage points, NCQA implements the following special scoring rule. If the special scoring threshold is at the 75th percentile, plans with reported rates at or below the national 75th percentile receive 100% of the national points. If the special scoring threshold is at the 50th percentile, plans with reported rates at or below the regional 50th percentile receive 100% of the regional points. If the special scoring rule is at the 25th percentile, plans with reported rates at or below the regional 25th percentile receive 100% of the regional points. Plans with reported rates above the regional 25th percentile receive 68% of the regional points. Note: The special scoring rules are applicable to Medicaid scoring at the national level only, not the regional level. Scoring for Marketplace Product Lines For Renewal Surveys and applicable First Surveys, NCQA will continue to score the Marketplace product line on accreditation standards only, and will evaluate whether the organization continues to be a Qualified Health Plan under CMS requirements. If the organization did not submit Quality Rating System (QRS) measures to CMS and is not listed on Healthcare.gov, NCQA will not accredit the Marketplace product line or, if the organization is accredited, will revoke its accreditation status. If the organization is not required by CMS to report QRS measures but is listed on Healthcare.gov, NCQA will discuss the issue with the organization before revoking accreditation status.

2017 Accreditation Benchmarks and Thresholds 5 Scoring for Medicaid Product Lines NCQA allows Medicaid product lines to be scored on the CAHPS Health Plan Survey 5.0H Adult Version, on the Child Version or on the Children With Chronic Conditions Survey questions/ composites. General population results are used to calculate both the Child and the Children With Chronic Conditions surveys; all organizations (including those whose accreditation score is based on a previous standards year) may submit either version. Adjusted Accreditation Points for Medicaid Plans by Region Because a limited number of Medicaid plans submit audited HEDIS results, NCQA cannot publish regional thresholds for the HEDIS measures. However, NCQA developed adjustment factors using the commercial regional and national thresholds, when substantial differences between national and regional measures were evident. Refer to Appendix B: HHS Regions. Point adjustments for Medicaid plans are outlined below by region and apply to all reporting products or to any combination of products. Medicaid plans should add the following percentage points to their rates (before scoring). REGION 1: Connecticut, Maine, Rhode Island, Massachusetts, New Hampshire, Vermont Comprehensive Diabetes Care HbA1c Poor Control... subtract 8 percentage points REGION 2: New Jersey, New York, Puerto Rico, Virgin Islands Breast Cancer Screening... add 2 percentage points Comprehensive Diabetes Care Blood Pressure Control <140/90... add 5 percentage points Comprehensive Diabetes Care HbA1c Poor Control... subtract 4 percentage points Flu Vaccinations for Adults Ages 18 64... add 3 percentage points Medication Management for People With Asthma 75% Rate... add 2 percentage points Pharmacotherapy Management of COPD Exacerbation Bronchodilator... add 3 percentage points Pharmacotherapy Management of COPD Exacerbation Systemic Corticosteroid... add 4 percentage points REGION 4: Alabama, Georgia, Mississippi, South Carolina, Florida, Kentucky, North Carolina, Tennessee Adult BMI Assessment... add 5 percentage points Antidepressant Medication Management Acute Phase... add 4 percentage points Antidepressant Medication Management Continuation Phase... add 4 percentage points Appropriate Treatment for Children With Upper Respiratory Infection... add 4 percentage points Avoidance of Antibiotic Treatment in Adults With Acute Bronchitis... add 2 percentage points Childhood Immunization Status Combo 10... add 6 percentage points Comprehensive Diabetes Care Blood Pressure Control <140/90... add 6 percentage points Comprehensive Diabetes Care Eye Exam... add 9 percentage points Comprehensive Diabetes Care HbA1c Control <8.0%... add 4 percentage points Controlling High Blood Pressure... add 6 percentage points Flu Vaccinations for Adults Ages 18 64... add 4 percentage points

2017 Accreditation Benchmarks and Thresholds 6 Follow-Up After Hospitalization for Mental Illness... add 8 percentage points Immunizations for Adolescents Combo 1... add 6 percentage points Initiation and Engagement of Alcohol and Other Drug Dependence Treatment Engagement Rate... add 2 percentage points Pharmacotherapy Management of COPD Exacerbation Bronchodilator... add 3 percentage points Pharmacotherapy Management of COPD Exacerbation Systemic Corticosteroid... add 4 percentage points Prenatal and Postpartum Care Postpartum Care... add 4 percentage points Prenatal and Postpartum Care Timeliness of Prenatal Care... add 2 percentage points Use of Imaging Studies for Low Back Pain... add 8 percentage points Children/Adolescents BMI Percentile... add 6 percentage points Children/Adolescents Counseling for Nutrition... add 5 percentage points Children/Adolescents Counseling for Physical Activity... add 4 percentage points REGION 5: Illinois, Michigan, Ohio, Indiana, Minnesota, Wisconsin Chlamydia Screening in Women... add 3 percentage points Comprehensive Diabetes Care HbA1c Poor Control... subtract 3 percentage points REGION 6: Arkansas, New Mexico, Texas, Louisiana, Oklahoma Adult BMI Assessment... add 5 percentage points Antidepressant Medication Management Acute Phase... add 5 percentage points Antidepressant Medication Management Continuation Phase... add 5 percentage points Appropriate Testing for Children With Pharyngitis... add 8 percentage points Appropriate Treatment for Children With Upper Respiratory Infection... add 10 percentage points Avoidance of Antibiotic Treatment in Adults With Acute Bronchitis... add 5 percentage points Breast Cancer Screening... add 5 percentage points Cervical Cancer Screening... add 4 percentage points Childhood Immunization Status Combination 2... add 7 percentage points Childhood Immunization Status Combination 10... add 7 percentage points Comprehensive Diabetes Care Blood Pressure Control <140/90... add 7 percentage points Comprehensive Diabetes Care Eye Exam... add 10 percentage points Comprehensive Diabetes Care HbA1c Control <8.0%... add 10 percentage points Comprehensive Diabetes Care HbA1c Testing... add 2 percentage points Follow-Up After Hospitalization for Mental Illness... add 10 percentage points Follow-Up Care for Children Prescribed ADHD Medication Initiation... add 5 percentage points Follow-Up Care for Children Prescribed ADHD Medication Continuation... add 4 percentage points Initiation and Engagement of Alcohol and Other Drug Dependence Treatment Engagement Rate... add 2 percentage points Medication Management for People With Asthma 75% Rate... add 3 percentage points Pharmacotherapy Management of COPD Exacerbation Systemic Corticosteroid... add 5 percentage points Prenatal and Postpartum Care Postpartum Care... add 4 percentage points Prenatal and Postpartum Care Timeliness of Prenatal Care... add 6 percentage points

2017 Accreditation Benchmarks and Thresholds 7 Use of Imaging Studies for Low Back Pain... add 5 percentage points Use of Spirometry Testing in the Assessment and Diagnosis of COPD... add 4 percentage points Children/Adolescents BMI Percentile... add 10 percentage points Children/Adolescents Counseling for Nutrition... add 10 percentage points Children/Adolescents Counseling for Physical Activity... add 10 percentage points REGION 7: Iowa, Missouri, Kansas, Nebraska Appropriate Testing for Children With Pharyngitis... add 5 percentage points Appropriate Treatment for Children With Upper Respiratory Infection... add 7 percentage points Avoidance of Antibiotic Treatment in Adults With Acute Bronchitis... add 4 percentage points Cervical Cancer Screening... add 3 percentage points Childhood Immunization Status Combination 2... add 10 percentage points Childhood Immunization Status Combination 10... add 7 percentage points Chlamydia Screening in Women... add 9 percentage points Comprehensive Diabetes Care HbA1c Control <8.0%... add 5 percentage points Follow-Up Care for Children Prescribed ADHD Medication Initiation... add 2 percentage points Follow-Up Care for Children Prescribed ADHD Medication Continuation... add 4 percentage points Immunizations for Adolescents Combo 1... add 10 percentage points Prenatal and Postpartum Care Timeliness of Prenatal Care... add 10 percentage points Children/Adolescents BMI Percentile... add 10 percentage points Children/Adolescents Counseling for Nutrition... add 10 percentage points Children/Adolescents Counseling for Physical Activity... add 10 percentage points REGION 8: Colorado, North Dakota, Utah, Montana, South Dakota, Wyoming Breast Cancer Screening... add 3 percentage points Cervical Cancer Screening... add 3 percentage points Childhood Immunization Status Combination 2... add 2 percentage points Chlamydia Screening in Women... add 8 percentage points Comprehensive Diabetes Care HbA1c Control <8.0%... add 3 percentage points Comprehensive Diabetes Care Medical Attention for Nephropathy... add 2 percentage points Follow-Up After Hospitalization for Mental Illness... add 3 percentage points Follow-Up Care for Children Prescribed ADHD Medication Initiation... add 5 percentage points Follow-Up Care for Children Prescribed ADHD Medication Continuation... add 5 percentage points Immunizations for Adolescents Combo 1... add 6 percentage points Initiation and Engagement of Alcohol and Other Drug Dependence Treatment Engagement Rate... add 2 percentage points Medication Management for People With Asthma 75% Rate... add 2 percentage points Children/Adolescents BMI Percentile... add 5 percentage points Children/Adolescents Counseling for Nutrition... add 3 percentage points

2017 Accreditation Benchmarks and Thresholds 8 Children/Adolescents Counseling for Physical Activity... add 4 percentage points REGION 9: American Samoa, California, Hawaii, Arizona, Guam, Nevada Antidepressant Medication Management Acute Phase... add 5 percentage points Antidepressant Medication Management Continuation Phase... add 4 percentage points Appropriate Testing for Children With Pharyngitis... add 6 percentage points Asthma Medication Ratio... add 3 percentage points Comprehensive Diabetes Care Eye Exam... add 5 percentage points Comprehensive Diabetes Care HbA1c Testing... add 2 percentage points Flu Vaccinations for Adults Ages 18 64... add 3 percentage points Follow-Up Care for Children Prescribed ADHD Medication Continuation... add 3 percentage points Initiation and Engagement of Alcohol and Other Drug Dependence Treatment Engagement Rate... add 3 percentage points Medication Management for People With Asthma 75% Rate... add 4 percentage points Pharmacotherapy Management of COPD Exacerbation Systemic Corticosteroid... add 4 percentage points Prenatal and Postpartum Care Postpartum Care... add 3 percentage points Use of Spirometry Testing in the Assessment and Diagnosis of COPD... add 3 percentage points Children/Adolescents Counseling for Nutrition... add 5 percentage points Children/Adolescents Counseling for Physical Activity... add 6 percentage points REGION 10: Alaska, Oregon, Idaho, Washington Appropriate Testing for Children With Pharyngitis... add 4 percentage points Asthma Medication Ratio... add 3 percentage points Breast Cancer Screening... add 3 percentage points Cervical Cancer Screening... add 6 percentage points Childhood Immunization Status Combination 2... add 3 percentage points Chlamydia Screening in Women... add 4 percentage points Follow-Up After Hospitalization for Mental Illness... add 2 percentage points Follow-Up Care for Children Prescribed ADHD Medication Initiation... add 2 percentage points Prenatal and Postpartum Care Timeliness of Prenatal Care... add 4 percentage points Use of Spirometry Testing in the Assessment and Diagnosis of COPD... add 5 percentage points Children/Adolescents BMI Percentile... add 10 percentage points Children/Adolescents Counseling for Physical Activity... add 6 percentage points

2017 Accreditation Benchmarks and Thresholds 9 Appendix A: Plan All-Cause Readmission Scoring The Plan All-Cause Readmission measure is required for Accreditation 2017. Because this measure includes case-mix adjustment, it is reported as an observed-to-expected (O/E) ratio and modifications must be made to the traditional scoring model. To identify meaningful distinctions between plans and maps for the general accreditation scoring framework, NCQA developed a three-level group of plans that use statistical significance testing. Before comparing the plan s O/E thresholds outlined below, the plan s ratio will be divided by the national average O/E ratio to determine what percent above or below the national average the plan s ratio is. This calibrated value is then compared to 1.0 for scoring. A calibrated O/E ratio >1.0 means the plan had a below average O/E ratio, based on its case mix. A calibrated O/E ratio <1.0 means the plan had an above average O/E ratio, based on its case mix. Plans with fewer than 150 observed events are scored NA. This score does not count against the maximum number of NA scores a plan can receive for accreditation scoring. The following table includes the national average O/E ratio by product line. Product Line National Average O/E Ratio Commercial 0.7285952350 Medicare* 0.8425565978 *For the Medicare product line, NCQA will use the national O/E Ratio for individuals 65 years and older to score organizations. The following table outlines the three-level grouping and points earned for each group. PCR Scoring Rule Percentage of Points Earned Calibrated O/E <0.9 and 95% upper confidence interval <1.0 100% Calibrated O/E not meaningfully and significantly different from 1.0 (i.e., 0.9 O/E 1.1 or 95% confidence interval includes 1.0) 68% Calibrated O/E >1.1 and 95% lower confidence interval >1.0 20% Not Report (NR) or Biased Rate (BR) HEDIS Audit Result 0% Plan s sample size <150 NA

2017 Accreditation Benchmarks and Thresholds 10 Appendix B: HHS Regions The regions used in this memo and in the Excel workbook align with the U.S. Department of Health and Human Services regions and are listed below for reference. Region Number Region Name Covered States 1 Boston Connecticut, Maine, Rhode Island, Massachusetts, New Hampshire, Vermont 2 New York New Jersey, New York, Puerto Rico, Virgin Islands 3 Philadelphia Delaware, Maryland, Virginia, District of Columbia, Pennsylvania, West Virginia 4 Atlanta Alabama, Georgia, Mississippi, South Carolina, Florida, Kentucky, North Carolina, Tennessee 5 Chicago Illinois, Michigan, Ohio, Indiana, Minnesota, Wisconsin 6 Dallas Arkansas, New Mexico, Texas, Louisiana, Oklahoma 7 Kansas City Iowa, Missouri, Kansas, Nebraska 8 Denver Colorado, North Dakota, Utah, Montana, South Dakota, Wyoming 9 San Francisco American Samoa, California, Hawaii, Arizona, Guam, Nevada 10 Seattle Alaska, Oregon, Idaho, Washington