Report on the Development of HP8 a Natural Herbal Formulation for Prostate Health

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P. G. Waterman Product Development Report for HP8 page 1 Report on the Development of HP8 a Natural Herbal Formulation for Prostate Health Prepared for InterHealth Biosciences Australia (IBA) by Professor P. G. Waterman DSc, PhD, FRS(E)* * Background This report covers the major research undertaken by the Centre for Phytochemistry, Southern Cross University, Lismore, NSW, Australia to support the development of IBA s HP8 formula. Starting Point During the development phase, the HP8 formulation was provided to the Centre for Phytochemistry during the development phase for medical and scientific evaluation. The biological activity of HP8 was first evaluated against a number of standard cancer cell lines. Specifically, P 388, HL6 and a prostate cancer (PC-3) cell-lines to establish whether it had the capability to influence the proliferation of these cell-lines in vitro at the recommended dosage. This experimental method represents a standard bioassay for the detection of cytotoxic and/or cytostatic activity against different types of cancer cells. The procedure is explained in detail in Method 1. Method 1. Cells were split into 1 cm 2 tissue culture tubes at a low concentration and allowed to grow till confluent. Media was DMEM with 1% horse sera (GIBCO) with glutamine and pen/strep (GIBCO) added tubes placed in a 1% CO 2 incubator. Cells are then transferred to tissue culture plates in 99 µl media. Samples for testing (in triplicate) are then added, 1 µl into each well ranging from 1 mg/ml to.1 mg/ml. The ATPLite (Packard) assay is based on the presence of ATP in living cells and is measured using luminescence readings on the Wallac Microbeta. HP8 was observed to inhibit cell growth, to some degree, at the doses tested except the lowest dose (.1 mg ml -1 ) and at a level of 1 mg ml -1 (.1%). The dose of 1 mg ml -1 resulted in the complete inhibition of cell growth in the cell lines tested. The inhibition is linked to the disruption of the mitotic spindle, which prevents cell division. The ATPLite assay, (an analysis of ATP production), cytotoxicity, and as a marker of cell death, indicated that HP8 in concentrations equivalent to recommended dosages produced cell cycle arrest at the G 2 /M phase and eventual apoptosis (cell death) within 24 hours. * Professor Waterman was formerly Director of the Centre for Phytochemistry, Southern Cross University and before that Head of Natural Products Research of the Strathclyde Institute for Drug Research in Glasgow, Scotland. He is an international expert on the chemistry and biological activity of medicinal plants and has over 4 refereed research publications.

P. G. Waterman Product Development Report for HP8 page 2 HP8 Mechanism for Cell Growth Inhibition The initial study confirmed that HP8, at higher dose levels, inhibited cell growth and the next logical step was to establish the mechanism of cell growth inhibition. The process by which cells divide and DNA is replicated conforms to a standard set of events in human body cells and involves a number of clearly identifiable phases. Cancerous cells are fast dividing cells and so will exhibit a well-defined cell cycle, which is almost always separated into the several distinct phases illustrated in Figure 1. It starts at the G 1 phase or the first gap phase. If the cells are permanently arrested in G 1, as in non-dividing cells, we call this the G phase. At G 1 the cell contains two copies of each chromosome. As the cell progresses from G 1 phase it enters the synthesis or S phase, and during this phase DNA is replicated. DNA replication represents a critical stage in the total cell division process. When the replication is completed the cell enters the second gap phase or G 2 phase. At the completion of G 2 phase the cell is ready to enter mitosis and at this point the cell divides to form two new cells. Using cell cycle analysis we can identify the events into major phases, such as G -G 1 and G 2 -M cell cycle inhibition. Many drugs used in the fight against cancer influence the cell cycle at these critical points. Figure 1. A model of the Cell Cycle.

R1 P. G. Waterman Product Development Report for HP8 page 3 The changes induced during cell division by a compound or product, such as HP8, can be studied using the technique of flow-cytometry. This experimental method can sort a cell population into the various phases in which they exist after a treatment by a specific compound. A standard experimental method using cell cytometry is explained in Method 2. Method 2. A known weight of the test product was extracted with 5 ml of methanol. The extracts were sonicated for 15 minutes and then spun down at 4 rpm. The supernatant was removed the extract was used in the cell cycle analysis. Cells were split into 16 x 25 cm 2 flasks at a low concentration and allowed to grow to 65-7% confluency (at the time of addition the cells were in log phase). Flasks were incubated for 24 hour and control flasks of Control media (no additions), a Control ethanol, a Control methanol and Taxol (1µL of.1 mg/ml=.1ng/ml) were also run. Flow cytometry was performed on the fixed cells after washing in PBS and stained using propidium iodide (2% PI in.1% Triton X-1 containing 2 mg/ml Rnase A). A Becton Dickson FACSCaliber was used to assay the cells. The results for control cells (which provide an experimental reference point), cells treated with Taxol (1 ng ml -1 ), and cells treated with HP8 are illustrated and compared in Figure 2. The area under the curves (in red) indicates the proportion of cells in the sample, which are present in G 1 /G and G 2 /M phases. a) Control G 1 /G O G 2 /M Control 28 Debris Aggregates Dip G1 Dip G2 Dip S 21 Nu m be r 14 7 3 6 9 12 Channels (FL2-A) 12 FL 2 - A 9 6 3 3 6 9 12 FL2-W Diploid: 1. % Dip G1: 37.29 % at 49.58 Dip G2: 29.45 % at 97.8 Dip S: 33.26 % G2/G1: 1.97 %CV: 5.7 Total S - Phase: 33.26 % Total B.A.D.: 1.29 % Debris: 1.65 % Aggregates:.44 % Modeled events: 6236 All cycle events: 615 Cycle events per channel: 124 RCS: 1.52 ModFitLT V3.(Win32)

R1 ModFitLT V3.(W in32) R1 ModFitLT V3.(W in 32) P. G. Waterman Product Development Report for HP8 page 4 b) Taxol G 1 /G O G 2 /M Taxol 5 Debris Aggregates Dip G1 Dip G2 Dip S 4 N u m 3 be r 2 1 3 6 9 12 15 Channels (FL2-A) 12 9 FL 2-6 A 3 3 6 9 12 FL2-W Diploid: 1. % Dip G1: 4.9 % a t 5.1 Dip G2: 83.68 % at 11.37 Dip S: 12.23 % G 2/G1: 2.3 %CV: 4.49 Total S - Phase: 12.23 % Total B.A.D.: 3.3 % Debris: 2.91 % Aggregates:.28 % Modeled events: 6229 All cycle events: 631 Cycle events per channel: 115 RCS: 6.281 c) HP8 G 1 /G O G 2 /M HP8 5 D ebris Aggregates D ip G1 D ip G2 D ip S 4 Nu m 3 be r 2 1 3 6 9 12 Channels (FL2-A) 12 9 FL 2-6 A 3 3 6 9 12 FL2-W D iploid: 1. % D ip G1: 1.62 % at 47.76 D ip G2: 98.38 % at 95.87 D ip S:. % G2/G1: 2.1 % C V : 5.27 Total S - Phase:. % Total B.A.D.: 9.36 % Debris: 6.75 % Aggregates:.7 % M odeled events: 7499 All cycle events: 6988 C ycle events per channel: 142 RCS: 1.637 Figure 2. Cell Cycle analysis results. Note: Taxol concentration:.1ng/1ml of cell culture; HP8 concentration: Extract equivalent to 5.88mg of tablet/1ml of cell culture.

R1 P. G. Waterman Product Development Report for HP8 page 5 The results shown in Figure 2 indicate in a) control, the normal proportion of cells to be found in the G 1 /G and in the G 2 /M phases of the cell cycle; b) Taxol, a widely used drug for the treatment of breast cancer, works by arresting cell division in the G 2 /M phase and this effect is demonstrated clearly by the graph; and c) results for HP8 clearly indicate that almost all cells were exhibiting cell cycle arrest at the G 2 /M phase (>95%). This demonstrates that HP8 has a specific mode of action that is similar to Taxol. Comparison of HP8 with PC-SPES As HP8 would compete with PC-SPES in the marketplace at the time when this research was commissioned, a direct comparison of HP8 with PC-SPES was requested by IBA using in vitro cancer cell lines. Cell Cycle Analysis using Prostate Cancer Cell Line PC3 Extracts of HP8 and PC-SPES were examined following Method 2. These results this experiment are displayed in Figure 3 and Figure 4. The cell cycle result for HP8 is shown in Figure 3 and that of a comparable dose of PC-SPES in Figure 4. The graphs indicate clearly that mode of action for HP8 is very significant for G 2 /M cell cycle arrest when compared to PC-SPES, and once again HP8 s bioactivity is very similar to the curves produced by Taxol. HP8 HP8 5 Debris Aggregates Dip G1 Dip G2 Dip S 4 Nu m 3 be r 2 1 3 6 9 12 Channels (FL2-A) 12 9 FL 2-6 A 3 3 6 9 12 FL2-W Diploid: 1. % Dip G1: 1.62 % at 47.76 Dip G2: 98.38 % at 95.87 Dip S:. % G 2/G1: 2.1 %CV: 5.27 Total S - Phase:. % Total B.A.D.: 9.36 % Debris: 6.75 % Aggregates:.7 % Modeled events: 7499 All cycle events: 6988 Cycle events per channel: 142 RCS: 1.637 ModFitLT V3.(W in32) Figure 3. Cell Cycle analysis for HP8. Note: HP8 concentration: Extract equivalent to 5.88mg of tablet/1ml of cell culture.

P. G. Waterman Product Development Report for HP8 page 6 The curves for PC-SPES indicate the cell cycle arrest is distributed over both the G /G 1 and G 2 /M phases with a slightly higher proportion of cells arrested at the G 2 /M phase. This distribution for cell cycle arrest is very different from the curves produced by Taxol suggesting the mode of action for PC-SPES is different from this frequently used cancer drug. PC-SPES Figure 4. Cell Cycle analysis for PC-SPES. Note: PC SPES concentration: Extract equivalent to 6.4mg of tablet/1ml of cell culture (figure 4). The % G 2/M inhibitions from further experiments of HP8 and PC -SPES at the concentrations given below were: PC -SPES - Extract equivalent to 12.8mg of tablet/1ml of cell culture: 59.64% HP8 - Extract equivalent to 11.76mg of tablet/1ml of cell culture: 98.28% Testing Bioactivity by Cell Cycle Analysis Against a Range of Cancer Cell Lines Cell cycle analysis was carried out using HP8 in tablet form and PC-SPES on additional cancerous cell lines. Specifically, liver cancer (HepG2), human leukaemia (HL6) and an androgen-dependent prostate cancer (LNCap). The experimental methods used were slightly modified from those reported previously in Method 1 and Method 2, and the detail is provided in Method 3. The results are presented Tables 1 to 3 using percentage changes in the cell cycle phases for each cancer cell line tested. The two products were tested using a series of four concentrations and the results are expressed in terms of the percentage of cells that are found in either the G /G 1 or G 2 /M phase. Each experiment was performed in triplicate.

P. G. Waterman Product Development Report for HP8 page 7 Method 3. Known weights were extracted with 5 ml of methanol. The extracts were sonicated for 3 minutes and then spun down at 4 rpm. The supernatant was removed and dried and then dissolved in MeOH and used in the cell cycle analysis at concentrations of.4,.8, 1.6, and 3.2 mg/1 ml. Cells were split into 25 cm 2 flasks at a low concentration and allowed to grow to 65-7% confluency (at the time of addition the cells were in log phase). Flasks were incubated for 24 hour and control flasks of Control media (no additions), a Control ethanol (1 µl ethanol), a Control DMSO (1 µl DMSO) and Taxol (1µL of.1 mg/ml=1 ng/ml) were also run. Flow cytometry was performed on the fixed cells after washing in PBS and dyed using propidium iodide (2% PI in.1% Triton X-1 containing 2 mg/ml Rnase A). A Becton Dickson FACSCaliber was used to assay the cells. Table 1. Percentage Changes in G /G 1 and G 2 /M for HP8 and PC-SPES on HL6 Cell Lines. Treatment Concentration G / G 1 G 2 / M (mg 1mL -1 ) HP8. 4 3 1. 6 5 13.74. 8 3 2. 4 4 12.7 1. 6 2 8. 6 5 21.89 3. 2 1 2. 3 4 52.68 PC -S P E S. 4 3 3. 5 3 14.3. 8 2.4 62.73 1. 6 8.95 45.23 3. 2 4 5. 7 8 26.99 Control 3 4. 7 9 12.77 Table 2. Percentage Changes in G /G 1 and G 2 /M for HP8 and PC-SPES on HepG2 Cell Lines. Treatment Concentration G /G 1 G 2 /M (mg 1mL -1 ) HP8.4 61.97 14.74.8 6.14 16.5 1.6 58.94 13.7 3.2 54.16 14.86 PC-SPES.4 58.63 16.5.8 37.6 37.91 1.6 16.12 72.46 3.2 15.18 76.72 Control 61.5 16.4

P. G. Waterman Product Development Report for HP8 page 8 Table 3. Percentage Changes in G /G 1 and G 2 /M for HP8 and PC-SPES on LNCap Cell Lines. Treatment Concentration G -G 1 G 2 -M (mg 1mL -1 ) HP8.4 62.72 1.83.8 72.23 9.91 1.6 1.88 79.69 3.2 1.73 77.23 PC-SPES.4 77.36 13.24.8 55.64 36.4 1.6 53.49 38.51 3.2 49.35 25.7 Control 8.79 5.31 The results displayed in Tables 1 to 3, indicate clearly extracts from HP8 and PC-SPES influenced the cell cycle of HL6 and LNCap cell lines, where there was an increase in G 2 /M arrest and consequent decrease in G -G 1 arrest. However, only PC-SPES displayed a G 2 /M effect on HepG2 cells. The results for the HL6 cell line (Table 1) indicate HP8 was effective at the highest concentration (3.2 mg/1 ml), producing a G 2 /M effect of 52.68%. PC-SPES was effective at lower concentrations but did not give an equivalent G 2 /M arrest at the higher concentration. A reasonable explanation for the observation of greater G 1 /G cells in highest concentration of PC-SPES is that at this level PC-SPES was causing non-specific cytotoxicity. One of the interesting results was the lack of G 2 /M effect by HP8 at all concentrations tested on the HepG2 cell line (Table 2). In contrast, PC-SPES interrupted cell division at all concentrations from.8 mg/1 ml upward. This may simply reflect a greater resistance by this cell line to compounds in HP8 and a more specific action by HP8 on the other cell lines tested, especially the prostate cancer cell lines. An important finding is the very significant G 2 /M affect (77.23 and 79.69 %) produced by HP8 on the LNCap androgen-dependent prostate cancer cell line at concentrations of 3.2 and 1.6 mg/1 ml (Table 3). This was not observed in the PC-SPES extracts, which exhibited only a very weak G 2 /M effect. Since the LNCap is an androgen-dependent and an estrogen-dependent prostate cell line, it had been anticipated that PC-SPES would have had a more significant impact due to the greater estrogen binding activity observed in PC-SPES and which will be addressed in the following section. This result confirms that the formulation of HP8 has increased the susceptibility of the LNCap cell line to an interruption of the cell cycle at the G 2 /M phase. This important result indicates a significant advantage for HP8, as it confirms that HP8 has a broader spectrum of activity against different types of prostate cancer cells.

P. G. Waterman Product Development Report for HP8 page 9 Estrogenic Effects The two primary side effects observed while taking PC-SPES were gynecomastia (tender and enlarged breasts) and reduction in libido. Both are very disturbing side effects for males. These were attributed to the presence of components causing enhanced levels of estrogenic activity. It had been reported previously that PC-SPES had significant estrogenic activity as determined by both ß-galactosidase assay in a yeast strain and the increase in uterine weights in ovariectomized CD-1 mice (Di Paola et al., 1998). The Centre for Phytochemistry developed an in vitro bioassay (refer to Method 4) to determine if the herbal extracts that constitute PC-SPES had any binding activity towards the estrogen (E 2 ) binding site on the MCF-7 cell line. The MCF-7 is a breast cancer cell line and was chosen because of the ability to express E 2 binding sites, and therefore binding effects. A competitive binding of 3 H 17-ß-estradiol against cold 17-ß-estradiol was demonstrated by this assay (data not shown). As expected both diethyl stilboestrol (DES) (1 µm) and diadzein (197 µm) bind to the E 2 receptor, displacing over 85% and 6% of the 3 H E 2, respectively (refer to Table 4). PC-SPES also causes inhibition of 3 H 17-ß-estradiol binding to E 2 receptors in MCF-7 cells. The binding response occurs in a dose dependent manner, with no inhibition occurring at.1 µg ml -1 and over 8% inhibition at 1 µg ml -1. Di Paola et al. (1998) reported that PC-SPES had potent estrogenic activity in yeast, mice and humans. Although the nature of this experiment does not allow any claim on the in vivo estrogenic activity of PC-SPES, it can be report that it does inhibit binding of 3 H 17-ßestradiol in MCF-7 cells at a similar concentration to that of the known estrogen DES (1 µm ~ 26.83 µg ml -1 ). The HP8 formulation results indicated less than 3% inhibition of 3 H 17-ß-estradiol binding to E 2 receptors at the highest concentration tested (1µg ml -1 ) compared to a significant 8% for PC-SPES. The other concentrations of HP8 had little or no effect on the inhibition of 3 H 17-ß-estradiol binding, whereas this response could be said for only the lowest dose of PC-SPES. From these results it cannot be predicted with any certainty whether HP8 will have estrogenic activity in whole animals or humans, however, it can be inferred that since there is little or no binding to the E 2 receptors (at the concentrations tested) it would seem unlikely that estrogenic activity would occur. These results also suggest strongly, that the majority of adverse side-affects seen in PC-SPES are due to its estrogenic activity, and it would follow that in HP8 such disturbing side effects (breast tenderness, breast enlargement and loss of libido) should be minimised. Method 4. PC-SPES was extracted with methanol by sonication for 3 minutes, centrifuged and the supernatant removed. The extract was dried under vacuum and made up to a concentration of 1 mg ml -1. MCF-7 cells were grown in a 175 cm 2 flask till 7% confluent. The cells were then trypsinized and centrifuged at 2g for 3 min. The pellet was resuspended in colour free RPMI media, containing charcoal stripped FBS (hormone free FBS). The cells were then plated out into 24 well plates at 75µL per well and incubated overnight at 37 C and 5% CO 2. 3 H 17-ß-estradiol (E 2 ) was used at a final concentration in the wells of 1 nm in media. Samples were incubated for 3 hours after which the wells were aspirated, washed 3 times with warm PBS. Cell bound radioactivity was extracted with 3µL ethanol which was added to each well and left to lyse for 2 min at room temperature. An aliquot was removed for counting, transferred to a counting plate and scintillant added and the plate counted in a Perkin Elmer MicroBeta. Diethylstilbestrol (DES) (1 µm) and diadzein (197 µm) were used as positive binding controls. Cold 17-ß-estradiol (non-radioactive) (.51-12.5 nm) was used as a competitor for the E 2 binding sites.

P. G. Waterman Product Development Report for HP8 page 1 Table 4. Comparison of the Estrogenic Activity for HP8 and PC-SPES. Test Product Concentration Inhibition of estradiol binding (%) DES 1µM 86 Diadzein 197µM 64 HP8.1 µg ml -1 1 µg ml -1 2 1 µg ml -1 5 1 µg ml -1 27 PC-SPES.1 µg ml -1 3 1 µg ml -1 3 1 µg ml -1 62 1 µg ml -1 82 Current Research, Quality Control and Quality Change The most recent research and quality control data, using IBA s latest HP8 formulation and testing varied concentrations of HP8 on the PC-3 androgen independent prostate cancer cell line, confirmed the G 2 /M mechanism of action. The results indicated extremely high bioactivity for the commercial batch of HP8, with a very significant cell cycle arrest of 98.22% at the G 2 /M phase at concentrations of 1.6 and 3.2 mg/1ml. The bioactivity, which is very specific for prostate cancer cell lines (PC-3 and LNCap) can be confirmed when HP8 effects are evaluated against leukaemia (HL6) and liver cancer (HepG2) cell lines. This is presented graphically in Attachment A (attached at end of document). Conclusion HP8 was developed by using widely accepted scientific testing protocols and laboratory monitoring of a range of in vitro effects that are considered to be relevant in assessing bioactivity, potential toxicity, side effects and safety as well as potential therapeutic applications for enhancing prostate health. The findings of these in vitro experiments demonstrate clearly that HP8 is active against hormone dependent and hormone independent prostate cancer cell lines and displays minimal estrogenic side effects. The experimental methods developed and utilised by the Centre for Phytochemistry, in vitro bioassay methods, can now be applied to quality assurance procedures, which will ensure HP8 batch-to-batch consistency of activity within the HP8 formulation that is commercially available. References DiPaola, R.S., Zhang, H., Lambert, G.H., Meeker, R., Licitra, E., Rafi, M.M., Zhu, B.T., Spaulding, H., Goodin, S., Toledano, M.B., Hait, W.N. and Gallo, M.A. Clinical and Biology Activity of an Estrogenic Herbal Combination (PC-SPES) in Prostate Cancer. New England Journal of Medicine (1998) 339, 785-791.

P. G. Waterman Product Development Report for HP8 page 11 Executive Summary HP8 shows clear evidence for in vitro activity in arresting and inhibiting the growth of prostate cancer cells, both hormone dependent and hormone independent cells. The mechanism by which HP8 exerts this effect is specific to the cell cycle and cell division mechanisms and not by indiscriminate toxicity. A comparison between the product PC-SPES and HP8 revealed the following: Both products exhibited the same mode of activity in arresting the growth of prostate cancer cells, however PC-SPES exhibited indiscriminate cell toxicity at higher dose levels whilst HP8 did not. As levels tested reflected recommended dosage to be administered to people, this indicates that HP8 should have a greater margin of safety before any side effects are observed. A comparison of the estrogen-binding activity of PC-SPES and HP8 demonstrated that the HP8 binding activity is greatly reduced, whereas PC-SPES binding activity is very high. This suggests that HP8 will not exhibit the significant and disturbing hormone-based side effects in males that occur with PC-SPES.