Practical Considerations Regarding TK

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Practical Considerations Regarding TK Assistant General Patent Counsel Eli Lilly and Company Copyright 2015 Eli Lilly and Company

Medical History of the Periwinkle Vinca species are widespread, widely referenced, and their uses have been publicized for centuries: AD 77-79: Pliny the Elder, in Naturalis Historiae 14 th Century: Chaucer, references to parwynke 1480: Apuleius s Herbarium, as a treatment for devil sickness and demoniacal possessions 1552: Macer s Herbal, to counter wykked spirytis 1657: William Coles Adam in Eden describes its use for wounds and other inflammatory conditions Copyright 2015 Eli Lilly and Company 2

Vinca Extracts for Treatment of Cancer: Key Facts Two research groups working simultaneously in the late 1950 s U. Western Ontario (Canada) scientists investigating anti-diabetic properties Lilly scientists screening more widely for endocrine, oncology, neuroscience, antimicrobial, antiviral, or insecticidal properties All extracts subject to the same screens, regardless of medical claims found in the literature. Vinca plants are widespread and plentiful throughout the world Evidence suggests Western Ontario team received first sample from Jamaica. Lilly received first sample from commercial biological supplier, and plant material for commercialized product was sourced worldwide from any available supplier. To ensure constant supply, plants were eventually sourced from commercial growers in Texas, United States. Copyright 2015 Eli Lilly and Company 3

Evidence Demonstrates GR Use Is Often Not Accompanied by Use of TK Development of vinca drugs for cancer was unrelated to any traditional uses or prior scientific studies, which focused on diabetes. INBio (Costa Rica) Agreements with multiple commercial and academic institutions No specific reference to collection or use of TK in any of 22 collaborations In the Lilly-INBio Agreement (1999-2000), scientists deliberately did not collect TK, to avoid undue bias Griffith University-AstraZeneca Collaboration (1993-2007) Traditional knowledge was not collected. Copyright 2015 Eli Lilly and Company 4

Would Vinca Drugs Have Been Developed Today? Would samples have been available for biological tests? Many countries have no national laws governing ABS, and previous attempts to secure ABS agreements have failed for this very reason This should create an incentive to implement national laws that facilitate new discoveries If Jamaica has no ABS regulations, or South Africa has burdensome regulations, why not enter into ABS agreement with Australia, where vinca is plentiful, and ABS laws are welldeveloped? Would uncertainty over potential after-the-fact claims of misappropriation, combined with possible patent revocation, dissuade researchers from such research? Copyright 2015 Eli Lilly and Company 5

Conclusions National laws governing access to TK and mutually-agreed terms between user and provider are the best means for ensuring appropriate ABS. Natural product R&D is already highly risky and complex The path of uncertainty and controversy will be avoided Lack of legal clarity creates risk that any product could be subject to claims of misappropriation Who bears the burden of proof? What evidence can an accused entity use to prove a negative? Industry wants to comply with ABS obligations, but we must have legal certainty Copyright 2015 Eli Lilly and Company 6

THANK YOU Assistant General Patent Counsel Eli Lilly and Company www.lilly.com October 23, 2014 Company Confidential 2014 Eli Lilly and Company 7