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FEP Medical Policy Manual Effective Date: July15, 2017 Related Policies: 2.01.16 Recombinant and Autologous Platelet-Derived Growth Factors for Healing and Other Non Orthopedic Conditions 7.01.113 Bioengineered Skin and Soft Tissue Substitutes 8.01.52 Orthopedic Applications of Stem Cell Therapy Amniotic Membrane and Amniotic Fluid Injections Description Several commercially available forms of human amniotic membrane (HAM) and amniotic fluid can be administered by patches, topical application, or injection. Amniotic membrane and amniotic fluid are being evaluated for the treatment of a variety of conditions, including chronic full-thickness diabetic lower extremity ulcers, venous ulcers, knee osteoarthritis, plantar fasciitis, and ophthalmic conditions. FDA REGULATORY STATUS The U.S. Food and Drug Administration regulates human cells and tissues intended for implantation, transplantation, or infusion through the Center for Biologics Evaluation and Research, under Code of Federal Regulation (CFR) title 21, parts 1270 and 1271. Human amniotic membrane and amniotic fluid are included in these regulations. POLICY STATEMENT Treatment of nonhealing diabetic lower-extremity ulcers using the following human amniotic membrane products (AmnioBand Membrane, Biovance, Epifix, Grafix ) may be considered medically necessary. Amniotic membrane grafts that are fixated using sutures or glue fixation or secured under a bandage contact lens may be considered medically necessary for the treatment of the following ophthalmic indications: Neurotrophic keratitis Corneal ulcers and melts Pterygium repair Stevens-Johnson syndrome Persistent epithelial defects Amniotic membrane grafts using suture or glue fixation is considered investigational for the treatment of all other ophthalmic conditions including but not limited to dry eye syndrome, burns, corneal perforation, bullous keratopathy, limbus stem cell deficiency, and after photorefractive keratectomy. Self-contained or unfixated amniotic membrane products (eg, Prokera ) for ophthalmic indications are considered not medically necessary. Original Policy Date: January 2017 Page: 1

Effective Policy Date: July 15, 2017 Page: 2 of 6 Injection of micronized or particulated human amniotic membrane is considered investigational for all indications. Injection of human amniotic fluid is considered investigational for all indications. All other human amniotic membrane products and indications not listed above are considered investigational. POLICY GUIDELINES Nonhealing is defined as less than a 20% decrease in wound area with standard wound care for at least 2 weeks. Persistent epithelial defect has failed to close completely after 5 days of conservative treatment or has failed to demonstrate a decrease in size after 2 days of conservative treatment. Conservative treatment is defined as use of topical lubricants and/or topical antibiotics and/or therapeutic contact lens and/or patching. Failure of multiple modalities should not be required prior to moving to amniotic membrane grafts (AMGs). AMG requires less effort on the part of the patient to adhere to a treatment regimen and has a significant advantage in that regard over treatments that require multiple drops per day. BENEFIT APPLICATION Experimental or investigational procedures, treatments, drugs, or devices are not covered (See General Exclusion Section of brochure). RATIONALE Summary of Evidence Diabetic Lower-Extremity Ulcers For individuals who have nonhealing diabetic lower-extremity ulcers who receive patch or flowable formulation of human amniotic membrane (HAM; AmnioBand Membrane, Biovance, Epifix, Grafix), the evidence includes randomized controlled trials (RCTs). Relevant outcomes are symptoms, morbid events, functional outcomes, and quality of life. The evidence on amniotic and placental membrane products for the treatment of nonhealing (<20% healing with 2 weeks of standard care) diabetic lower-extremity ulcers includes several RCTs that compared HAM to standard care or to an established advanced wound care product. These industry-sponsored studies used wound closure as the primary outcome measure, and some used power analysis, blinded assessment of wound healing, and intention-to-treat analysis. For the HAM products that have been sufficiently evaluated (AmnioBand Membrane, Biovance, Epifix, Grafix), results have shown improved outcomes compared to standard care, and outcomes that are at least as good as an established advanced wound care product. Improved health outcomes in the RCTs are supported by multicenter registries. The evidence is sufficient to determine that the technology results in a meaningful improvement in the net health outcome. Lower-Extremity Ulcers due to Venous Insufficiency For individuals who have lower-extremity ulcers due to venous insufficiency who receive patch or flowable formulation of HAM, the evidence includes an RCT. Relevant outcomes are symptoms, morbid events, functional outcomes, and quality of life. In a randomized comparison of a cryopreserved HAM (c-ham) product to standard of care, there was no difference between the experimental and controls groups in complete wound closure at 4 weeks. Because HAM has not been shown to improve healing of venous ulcers in controlled studies, comparative studies on other HAM products are needed. The evidence is insufficient to determine the effects of the technology on health outcomes.

Effective Policy Date: July 15, 2017 Page: 3 of 6 Osteoarthritis For individuals who have knee osteoarthritis who receive injection of suspension or particulate formulation of human amniotic membrane or amniotic fluid, the evidence includes a feasibility study. Relevant outcomes are symptoms, functional outcomes, quality of life, and treatment-related morbidity. The pilot study was in preparation for a larger RCT of HAM injection. Additional trials, which will have a larger sample sizes and longer follow-up, are needed to permit conclusions on the effect of this treatment. The evidence is insufficient to determine the effects of the technology on health outcomes. Plantar Fasciitis For individuals who have plantar fasciitis who receive injection of suspension or particulate formulation of human amniotic membrane or amniotic fluid, the evidence includes 2 small RCTs. Relevant outcomes are symptoms, functional outcomes, quality of life, and treatment-related morbidity. Literature on HAM injections is at a very early stage. Evidence includes a small (N=23) double-blind comparison with corticosteroid and a patient-blinded (N=45) comparison of 2 different doses of dehydrated HAM with saline. Additional controlled trials with larger sample sizes and longer follow-up are needed to permit conclusions on the effect of this treatment on plantar fasciitis pain. Also needed are RCTs in humans to evaluate the efficacy of amniotic membrane and amniotic fluid injections for the treatment of other conditions, including but not limited to tendonitis. The evidence is insufficient to determine the effects of the technology on health outcomes. Ophthalmic Conditions For individuals who have neurotrophic keratitis, corneal ulcers and melts, pterygium repair, Stevens Johnson, or persistent epithelial defects who receive fixated (sutured, glued or secured under a bandage contact lens) human amniotic membrane graft the evidence incudes several RCTs and a technology assessment. Relevant outcomes are symptoms, morbid events, functional outcomes, and quality of life. The most widely studied condition with a technology assessment of RCT evidence is use of HAM following pterygium repair. The technology assessment concluded, based on 4 RCTs, that conjunctival or limbal autograft was more effective than HAM. An RCT on HAM for refractory neurotrophic corneal ulcers found that outcomes following HAM graft were similar to conventional therapy. One RCT has shown that application of c-ham in the early stages of Stevens Johnson leads to clinically significant improvement compared to medical therapy alone. Other indications have been studied only in case series. RCTs are needed to evaluate the efficacy of this procedure. The evidence is insufficient to determine the effects of the technology on health outcomes. For individuals who have ophthalmic disorders other than neurotrophic keratitis, corneal ulcers and melts, pterygium repair, Stevens Johnson, or persistent epithelial defects who receive fixated (sutured, glued or secured under a bandage contact lens) human amniotic membrane graft, the evidence includes 2 RCTs and a systematic review of 1 RCT. Relevant outcomes are symptoms, morbid events, functional outcomes, and quality of life. A 2012 Cochrane review found a single RCT on HAM graft for acute ocular burns. The study suggested a benefit on rate of healing for ocular burns but the study was considered to be at high or uncertain risk of bias due to unequal baseline scores and the lack of masking to treatment condition. A study on HAM for the treatment of bullous keratopathy reported that that there was no difference in clinical outcomes between HAM and stromal puncture. RCTs are needed for the benefit of HAM for these other indications. The evidence is insufficient to determine the effects of the technology on health outcomes. For individuals who have ophthalmic conditions who receive an self-retained or unfixated formulation of HAM, the evidence includes one within-subject comparative study and case series. Relevant outcomes

Effective Policy Date: July 15, 2017 Page: 4 of 6 are symptoms, morbid events, functional outcomes, and quality of life. Traditionally, amniotic membrane has been sutured onto the eye for a variety of severe ocular surface disorders. The Prokera device is novel by having a ring around the c-ham allograft that allows it to be inserted under topical anesthesia, similar to insertion of a contact lens, allowing for more widespread use. Use of Prokera has been reported for refractory ulcerative keratitis, neurotrophic keratitis, recurrent epithelial erosion, high-risk corneal grafts, acute chemical and thermal burns, acute Stevens-Johnson syndrome, necrotizing scleritis, and limbal stem cell deficiency. Current evidence on use of the Prokera device is limited. While the case series report generally positive effects, the prospective comparative trial found no benefit of HAM compared to a bandage contact lens when used for wound healing after PRK. RCTs are needed to determine whether HAM improves healing for the various ophthalmic disorders. The evidence is insufficient to determine the effects of the technology on health outcomes. SUPPLEMENTAL INFORMATION No guidelines or statements were identified. Practice Guidelines and Position Statements Not applicable. U.S. Preventive Services Task Force Recommendations Medicare National Coverage There is no national coverage determination (NCD). In the absence of an NCD, coverage decisions are left to the discretion of local Medicare carriers. REFERENCES 1. Parolini O, Soncini M, Evangelista M, et al. Amniotic membrane and amniotic fluid-derived cells: potential tools for regenerative medicine? Regen Med. Mar 2009;4(2):275-291. PMID 19317646 2. Koob TJ, Rennert R, Zabek N, et al. Biological properties of dehydrated human amnion/chorion composite graft: implications for chronic wound healing. Int Wound J. Oct 2013;10(5):493-500. PMID 23902526 3. Shimberg M, Wadsworth K. The use of amniotic-fluid concentrate in orthopaedic conditions. J Bone Joint Surg. 1938;20(I):167-177. 4. U.S. Food and Drug Administration. Guidance for industry: Chronic cutaneous ulcer and burn wounds. 2006; http://www.fda.gov/downloads/drugs/guidancecomplianceregulatoryinformation/guidances/ucm071324.pdf. Accessed December 22, 2016. 5. Gottrup F, Apelqvist J, Price P, et al. Outcomes in controlled and comparative studies on non-healing wounds: recommendations to improve the quality of evidence in wound management. J Wound Care. Jun 2010;19(6):237-268. PMID 20551864 6. Sheehan P, Jones P, Caselli A, et al. Percent change in wound area of diabetic foot ulcers over a 4-week period is a robust predictor of complete healing in a 12-week prospective trial. Diabetes Care. Jun 2003;26(6):1879-1882. PMID 12766127 7. DiDomenico LA, Orgill DP, Galiano RD, et al. Aseptically processed placental membrane improves healing of diabetic foot ulcerations: prospective, randomized clinical trial. Plast Reconstr Surg Glob Open. Oct 2016;4(10):e1095. PMID 27826487 8. Snyder RJ, Shimozaki K, Tallis A, et al. A prospective, randomized, multicenter, controlled evaluation of the use of dehydrated amniotic membrane allograft compared to standard of care for the closure of chronic diabetic foot ulcer. Wounds. Mar 2016;28(3):70-77. PMID 26978860 9. Smiell JM, Treadwell T, Hahn HD, et al. Real-world experience with a decellularized dehydrated human amniotic membrane allograft. Wounds. Jun 2015;27(6):158-169. PMID 26061491 10. Zelen CM, Serena TE, Denoziere G, et al. A prospective randomised comparative parallel study of amniotic membrane wound graft in the management of diabetic foot ulcers. Int Wound J. Oct 2013;10(5):502-507. PMID 23742102

Effective Policy Date: July 15, 2017 Page: 5 of 6 11. Zelen CM, Serena TE, Fetterolf DE. Dehydrated human amnion/chorion membrane allografts in patients with chronic diabetic foot ulcers: a long term follow-up study. Wound Med. 2014;4:1-4. 12. Zelen CM, Gould L, Serena TE, et al. A prospective, randomised, controlled, multi-centre comparative effectiveness study of healing using dehydrated human amnion/chorion membrane allograft, bioengineered skin substitute or standard of care for treatment of chronic lower extremity diabetic ulcers. Int Wound J. Dec 2015;12(6):724-732. PMID 25424146 13. Kirsner RS, Sabolinski ML, Parsons NB, et al. Comparative effectiveness of a bioengineered living cellular construct vs. a dehydrated human amniotic membrane allograft for the treatment of diabetic foot ulcers in a real world setting. Wound Repair Regen. Sep 2015;23(5):737-744. PMID 26100572 14. Lavery LA, Fulmer J, Shebetka KA, et al. The efficacy and safety of Grafix((R)) for the treatment of chronic diabetic foot ulcers: results of a multi-centre, controlled, randomised, blinded, clinical trial. Int Wound J. Oct 2014;11(5):554-560. PMID 25048468 15. Serena TE, Carter MJ, Le LT, et al. A multicenter, randomized, controlled clinical trial evaluating the use of dehydrated human amnion/chorion membrane allografts and multilayer compression therapy vs. multilayer compression therapy alone in the treatment of venous leg ulcers. Wound Repair and Regeneration. Nov-Dec 2014;22(6):688-693. PMID 25224019 16. Serena TE, Yaakov R, DiMarco D, et al. Dehydrated human amnion/chorion membrane treatment of venous leg ulcers: correlation between 4-week and 24-week outcomes. J Wound Care. Nov 2015;24(11):530-534. PMID 26551645 17. Vines JB, Aliprantis AO, Gomoll AH, et al. Cryopreserved amniotic suspension for the treatment of knee osteoarthritis. J Knee Surg. Aug 2016;29(6):443-450. PMID 26683979 18. Tsikopoulos K, Vasiliadis HS, Mavridis D. Injection therapies for plantar fasciopathy ('plantar fasciitis'): a systematic review and network meta-analysis of 22 randomised controlled trials. Br J Sports Med. Nov 2016;50(22):1367-1375. PMID 27143138 19. Hanselman AE, Tidwell JE, Santrock RD. Cryopreserved human amniotic membrane injection for plantar fasciitis: a randomized, controlled, double-blind pilot study. Foot Ankle Int. Feb 2015;36(2):151-158. PMID 25249320 20. Zelen CM, Poka A, Andrews J. Prospective, randomized, blinded, comparative study of injectable micronized dehydrated amniotic/chorionic membrane allograft for plantar fasciitis--a feasibility study. Foot Ankle Int. Oct 2013;34(10):1332-1339. PMID 23945520 21. Khokhar S, Natung T, Sony P, et al. Amniotic membrane transplantation in refractory neurotrophic corneal ulcers: a randomized, controlled clinical trial. Cornea. Aug 2005;24(6):654-660. PMID 16015082 22. Kaufman SC, Jacobs DS, Lee WB, et al. Options and adjuvants in surgery for pterygium: a report by the American Academy of Ophthalmology. Ophthalmology. Jan 2013;120(1):201-208. PMID 23062647 23. Sharma N, Thenarasun SA, Kaur M, et al. Adjuvant role of amniotic membrane transplantation in acute ocular stevens-johnson syndrome: a randomized control trial. Ophthalmology. Mar 2016;123(3):484-491. PMID 26686968 24. Bouchard CS, John T. Amniotic membrane transplantation in the management of severe ocular surface disease: indications and outcomes. Ocul Surf. Jul 2004;2(3):201-211. PMID 17216092 25. Clare G, Suleman H, Bunce C, et al. Amniotic membrane transplantation for acute ocular burns. Cochrane Database Syst Rev. 2012;9:CD009379. PMID 22972141 26. Paris Fdos S, Goncalves ED, Campos MS, et al. Amniotic membrane transplantation versus anterior stromal puncture in bullous keratopathy: a comparative study. Br J Ophthalmol. Aug 2013;97(8):980-984. PMID 23723410 27. Cheng AM, Zhao D, Chen R, et al. Accelerated restoration of ocular surface health in dry eye disease by selfretained cryopreserved amniotic membrane. Ocul Surf. Jan 2016;14(1):56-63. PMID 26387870 28. Vlasov A, Sia RK, Ryan DS, et al. Sutureless cryopreserved amniotic membrane graft and wound healing after photorefractive keratectomy. J Cataract Refract Surg. Mar 2016;42(3):435-443. PMID 270635

Effective Policy Date: July 15, 2017 Page: 6 of 6 POLICY HISTORY Date Action Description January 2017 New Policy March 2017 Update Policy Policy updated with literature review through November 7, 2016; material on patch formulations of amniotic membrane moved from policy 7.01.113 (Bioengineered Skin and Soft Tissue Substitutes); references 7-8, 15, 18, 20, and 22-23 added. AmnioBand Membrane, Biovance, Epifix, Grafix considered medically necessary for diabetic foot ulcers; all other products and indications are investigational. June 2017 Revise Policy Policy updated with literature review through April 27, 2017; references 21-28 added. Clinical input reviewed. Fixated amniotic membrane grafts considered medically necessary for neurotrophic keratitis, corneal ulcers and melts, following pterygium repair, Stevens Johnson, and persistent epithelial defects.