Continuous Granulation Using a Twin-Screw Extruder. Lin Zhu, Ph.D. Manufacture Science and Technology AbbVie June, 2016

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Continuous Granulation Using a Twin-Screw Extruder Lin Zhu, Ph.D. Manufacture Science and Technology AbbVie June, 2016

What is a twin screw extruder and how to use it for continuous granulation? Dry feed: blend or feed by separate feeders Liquid feed: binder solution Barrel temperature individually controlled Understand the modular design in screw configuration to meet process needs

3

Batch Granulation vs. Continuous Granulation More streamlined and efficient process blending Granulation Drying Granulation Less drying Milling Significantly reduced cost, resource and time related to scale up for product launch Less material handling More robust process and improved product quality 4

Case Study: Feasibility and Process Evaluation of Wet and Melt Granulation for Manufacturing Extended Release Matrix Tablets Using a Twin- Screw Extruder

Extended-Release Hydrophilic Matrices Drug substances are homogeneously mixed with hydrophilic rate-controlling materials Ingestion of Tablet (as is or in capsule) Rate-controlling materials Non-ionic soluble cellulose ethers: HPMC, HPC, HEC Non-ionic homopolymers of ethylene oxide: polyox Others: water-insoluble natural gums, Carbopol, Kollidon SR, cross-linked high amylose starch, Eudragit L30D, FS30D Gel Layer Dry core Hydration, gel formation, continued water ingression, expansion of gel layer/ polymer dissolution, drug release controlled by diffusion and erosion Complete hydration, continued tablet erosion and drug release Complete drug release and tablet erosion Common manufacturing process Granulation Direct compression

Model Drug Compound Commercial products manufactured using high-shear wet granulation (> 15 yrs) High drug-loading: up to 50% Matrix polymer: HPMC K100LV High m.p. ~ 200 C, thermally stable High-shear wet granulation water/powders = 35% (w/w) Batch size: 1 ton (1,000,000 tablets) 8-12 granulation sub-batches

Continuous Melt Granulation Dry feed: blend or feed by separate feeders Binder can also be fed in a powder form Pre-melted binder solution No drying is needed Barrel heated to maintain the binder in molten state Understand the modular design in screw configuration to meet process needs

Plasticizer Selection for HPMC HPMC o Commonly used polymer in hydrophilic matrices o High Tg (182 C) Multiple plasticizer evaluated o Propylene glycol o Glycerin o Triethyl citrate o TPGS o Stearic acid Differential scanning calorimetry (DSC) used for selection of plasticizer

Plasticizer Selection for HPMC Stearic acid was found to be miscible with HPMC and can effectively decrease the Tg of HPMC. Phase separation observed when stearic acid is 20%. 10

Cumulative release (%) Continuous Melt Granulation Results IVIVR based method: USP II, 0.05M phosphate buffer, ph 6.0, 75 rpm Stearic acid accelerated in vitro drug release Possible effect on polymer hydration/gelation Release mechanism : erosion controlled Uniform sieve cut potency 120 100 80 60 40 F1 (SA 2.2%) F2 (SA 4.4%) >40 mesh <40 mesh 20 Control (Biolot) 0 0 2 4 6 8 10 12 14 t (hr) Potency 70.7% Potency 68.6%

Continuous Wet Granulation Dry feed: blend or feed by separate feeders Binder can also be fed in a powder form Multiple locations for injection of binder solution or water More efficient Drying Barrel not heated Understand the modular design in screw configuration to meet process needs

Study Variables and Responses Variable Granule Blend Tablet Solid Feed Rate Barrel Temp. Screw Config. Screw Speed Liquid Feed Rate Liquid Injection Position Granule Size Granule Strength PSD Powder Density Solid Fraction Hardness Dissolution

Screw Configurations and Injection Positions Screw configuration Solid feed rate: 1kg/hr #1 7 x SE24/24 + 7 x SE16/16 + 1 x KB45/5/8(LH) + 1 x KB45/5/8 + 5 x SE24/24 + 1 x SE 16/16 #2 7 x SE24/24 + 7 x SE16/16 + 2 x KB45/5/8(LH) + 2 x KB45/5/8 + 5 x SE24/24 #3 7 x SE24/24 + 7 x SE16/16 + 1 x KB45/5/16 + 5 x SE24/24 + 1 x SE 16/16 #4 7 x SE24/24 + 7 x SE16/16 + 1 x KB90/5/16 + 5 x SE24/24 + 1 x SE 16/16 #5 7 x SE24/24 + 7 x SE16/16 + 1 x KB45/5/8(LH) + 1 x KB45/5/8 + 3 x SE24/24 + 1 x KB45/5/8(LH) + 1 x KB45/5/8 + 2 x SE24/24 Barrel Temp.: Zone 1-6 @25 C 5 liquid feed rates (0.09-0.582kg/hr) and 4 liquid injection positions 3 screw speeds (120-300rpm)

Process Impact on Granule and Milled Granule Particle Size Liquid/Solid (w/w) 0.582 0.432 0.282 0.132 Wet granules liquid% wetter larger granules Screw speed smaller granules Less aggressive kneading smaller granules Milling of granules Impact forward Rotor speed (rpm): 3000 Band: 1722-0033 (840µm) liquid% L/S ratio larger particles observed Milled granule particle size is not significantly affected by changing other process parameters though observed granule particle sizes are very different 0.09 Note: Screw config. #1, 120RPM, Liquid injection position 3-1

Process Impact on Granule Strength Granules strength Dry granules v Sieve 1000µm L/S 0.282 0.5bar 4.0bar L/S 0.432 Malvern Mastersizer Sieve 600µm liquid% granules strength Granule strength is similar when other process parameters are changed. L/S 0.582

Process Impact on Tablet Porosity and Tablet Strength

Process Impact on Tablet Dissolution In-vitro drug release Comparable drug release to the biolot can be obtained Fast release observed for granule with higher L/S ratios f2 factor L/S - 0.582 L/S - 0.432 L/S - 0.282 L/S - 0.132 L/S - 0.09 Biolot 41.08004 41.18866 51.85677 53.77051 60.06485 Biolot L/S ratio 35% (w/w) L/S ratio by wet granulation 9 28.2% (w/w) Lower amount of water required in granulation

Process Impact on Tablet Dissolution Similar in-vitro drug release observed at different screw speeds and liquid injection positions

Process Impact on Tablet Dissolution Similar in-vitro drug release observed at different screw configurations.

More Efficient Drying Moisture content in wet granules Shorter drying cycle due to lower moisture content in the granule

Summary of Case Study Melt or wet granulation via extrusion has been shown to be feasible for manufacturing of ER hydrophilic matrix tablets. Similar in-vitro drug release can be obtained from tablets manufactured by the extruder and the high-shear granulator. Granule size distribution may be altered by varying parameter settings of the extruder. The in-vitro drug release, particle size distribution of milled granules and tablet properties are insensitive to screw configuration, screw speed and liquid injection position.

Conclusions Granulation through extrusion offers an opportunity for continuous granulation and produces granules with more consistent characteristics and uniformity. Continuous granulation offers advantages of efficient modification of API properties, enhanced process control, more efficient scale-up, more robust process and higher throughput. Significantly less water can be used in the continuous wet granulation process compared to the high shear wet granulation process, which provides the potential for a shorter drying cycle or potential for eliminating the drying unit operation

Acknowledgement Yihong Qiu Hui Zu Peng Yu Medardo Jarencio Dave Bourdeau, Judie Reynolds Scott Pounders, Raimundo Ho, Yongjing Wang Yanxia Li 24