Neratinib after trastuzumab-based adjuvant therapy in early-stage HER2+ breast cancer: 5-year analysis of the phase III ExteNET trial

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Oral presentation #149O Neratinib after trastuzumab-based adjuvant therapy in early-stage HER2+ breast cancer: 5-year analysis of the phase III ExteNET trial Miguel Martin, 1 Frankie A. Holmes, 2 Bent Ejlertsen, 3 Suzette Delaloge, 4 Beverly Moy, 5 Hiroji Iwata, 6 Gunter von Minckwitz, 7 Stephen K.L. Chia, 8 Janine Mansi, 9 Carlos H. Barrios, 10 Michael Gnant, 11 Zorica Tomašević, 12 Neelima Denduluri, 13 Robert Šeparović, 14 Sung-Bae Kim, 15 Erik Hugger Jakobsen, 16 Richard Bryce, 17 Feng Xu, 17 Marc Buyse, 18 and Arlene Chan 19 1 Instituto de Investigación Sanitaria Gregorio Marañón, CIBERONC, GEICAM, Universidad Complutense, Madrid, Spain; 2 Texas Oncology, P.A., Houston, TX, USA; 3 Rigshospitalet, Copenhagen, Denmark; 4 Institut Gustave Roussy, Villejuif, France; 5 Massachusetts General Hospital Cancer Center, Boston, MA, USA; 6 Aichi Cancer Center, Nagoya, Japan; 7 Luisenkrankenhaus, German Breast Group Forschungs GmbH, Düsseldorf, Neu-lsenburg, Germany; 8 BC Cancer Agency, Vancouver, BC, Canada; 9 Guy's and St Thomas Hospital NHS Foundation Trust and BRC, King's College, London, United Kingdom; 10 Pontifical Catholic University of Rio Grande do Sul School of Medicine, Porto Alegre, Brazil; 11 Department of Surgery and Comprehensive Cancer Centre, Medical University of Vienna, Vienna, Austria; 12 Daily Chemotherapy Hospital, Institute for Oncology and Radiology of Serbia, Belgrade, Serbia; 13 Virginia Cancer Specialists, Arlington, VA, USA; 14 University Hospital For Tumors, University Hospital Center Sestre milosrdnice, Zagreb, Croatia; 15 Asan Medical Center, University of Ulsan, Seoul, Korea; 16 Lillebaelt Hospital, Vejle, Denmark; 17 Puma Biotechnology Inc., Los Angeles, CA, USA; 18 International Drug Development Institute (IDDI), Louvain-la-Neuve, Belgium; 19 Breast Cancer Research Centre-WA & Curtin University, Perth, Australia.

Disclosures Miguel Martin has received: Speaker s honoraria from Roche/Genentech, Novartis, Amgen, AstraZeneca, Pfizer, PharmaMar and Lilly Research grants from Roche and Novartis 2

Funding ExteNET was sponsored by Wyeth, Pfizer and Puma Biotechnology

Background Adjuvant trastuzumab added to standard chemotherapy significantly improves overall survival in women with early HER2+ breast cancer 1-3 Despite the use of trastuzumab-based therapy, 15 to 24% of patients have breast cancer recurrences after a median of 8 to 11 years 1,3 New adjuvant therapeutic options are therefore needed in this population 1 Perez et al. J Clin Oncol 2014 2 Slamon et al. NEJM 2011 3 Cameron et al. Lancet 2017 4

Randomization (1:1) 2-year follow-up for idfs 5-year follow-up for idfs Overall survival ExteNET: study design HER2+ breast cancer IHC 3+ or ISH amplified (locally determined) Prior adjuvant trastuzumab + chemotherapy Neratinib x 1 year 240 mg/day Part A Part B Part C Lymph node +/, or residual invasive disease after neoadjuvant therapy Stratified by: nodal status, hormone receptor status, concurrent vs sequential trastuzumab N=2840 Placebo x 1 year Primary endpoint: invasive disease-free survival (idfs) Secondary endpoints: DFS-DCIS, time to distant recurrence, distant DFS, CNS recurrences, OS, safety Other analyses: biomarkers, health outcome assessments (FACT-B, EQ-5D) Endocrine adjuvant therapy given to patients with HR-positive tumors according to local practice Chan et al. Lancet Oncol 2016 Clinicaltrials.gov identifier: NCT00878709 5

ExteNET: study analysis Part A (Primary analysis) 2-year analysis for all efficacy endpoints in ITT, except overall survival 2-year idfs rate 93.9% for neratinib vs 91.6% for placebo (HR 0.67, P=0.0091) 1 Performed in July 2014 Part B Descriptive 5-year analysis for all efficacy endpoints, except overall survival Analysis population: intention-to-treat Performed in March 2017 Part C Overall survival to be analyzed after 248 deaths; sponsor blinded until that time 1 Chan et al. Lancet Oncol 2016 6

ExteNET: results Between July 2009 and October 2011, 2840 women were randomly assigned to study treatment (neratinib, n=1420; placebo, n=1420) At the cut-off date, 2117 patients (76.0%) had re-consented to the collection of further data (neratinib, n=1028; placebo, n=1089) 7

5-year analysis: baseline characteristics Intent-to-treat population Re-consented population Neratinib (n=1420) Placebo (n=1420) Neratinib (n=1028) Placebo (n=1089) Median age, years (range) 52 (25 83) 52 (23 82) 52 (25 83) 53 (24 81) Nodal status, n (%) a Negative 1 3 positive nodes 4+ positive nodes 335 (24) 664 (47) 421 (30) 336 (24) 664 (47) 420 (30) 216 (21) 506 (49) 306 (30) 261 (24) 510 (47) 318 (29) Hormone receptor status, n (%) a Positive Negative 816 (57) 604 (43) 815 (57) 605 (43) 603 (59) 425 (41) 615 (57) 474 (44) Prior trastuzumab regimen, n (%) a Concurrent Sequential 884 (62) 536 (38) 886 (62) 534 (38) 621 (60) 407 (40) 671 (62) 418 (38) Median (IQR) time from trastuzumab, months 4.4 (1.6 10.4) 4.6 (1.5 10.8) 4.5 (1.7 10.4) 4.3 (1.5 10.7) a Stratification factor 8

5-year analysis: idfs events by site Event site Neratinib (n=1420) Placebo (n=1420) Any idfs event, n (%) 116 (8.2) 163 (11.5) Distant recurrence 91 (6.4) 111 (7.8) Local/regional invasive recurrence 12 (0.8) 35 (2.5) Invasive ipsilateral breast cancer recurrence 5 (0.4) 7 (0.5) Invasive contralateral breast cancer 4 (0.3) 11 (0.8) Death without prior recurrence 4 (0.3) 5 (0.4) Intention-to-treat population. Cut-off date: March 1, 2017 9

Invasive disease-free survival (%) 5-year analysis: idfs 100 90 80 97.9% 95.5% 2.4% 94.3% 91.7% 2.6% 92.2% 90.2% 2.0% 91.2% 89.1% 2.1% 90.2% 87.7% 2.5% 70 60 HR (95% CI) = 0.73 (0.57 0.92) Two-sided P = 0.008 No. at risk Neratinib Placebo 50 Treatment Neratinib Placebo 0 0 6 12 18 24 30 36 42 48 54 60 Months after randomization 1420 1420 1316 1354 1272 1298 1225 1248 1106 1142 978 1029 965 1011 949 991 938 978 920 958 885 927 Intention-to-treat population. Cut-off date: March 1, 2017 10

5-year analysis: by endpoint Estimated event-free rate, a % Endpoint Neratinib (n=1420) Placebo (n=1420) Hazard ratio b (95% CI) P value b (2-sided) Invasive disease-free survival 90.2 87.7 0.73 (0.57 0.92) 0.008 Disease-free survival with DCIS 89.7 86.8 0.71 (0.56 0.89) 0.004 Distant disease-free survival 91.6 89.9 0.78 (0.60 1.01) 0.065 Time to distant recurrence 91.8 90.3 0.79 (0.60 1.03) 0.078 CNS recurrences 1.30 1.82 0.333 c Intention-to-treat population. Cut-off date: March 1, 2017 CI, confidence interval; CNS, central nervous system; DCIS, ductal carcinoma in situ a Event-free rates for all endpoints, except CNS recurrences which is reported as cumulative incidence b Stratified by randomization factors c Gray s method 11

5-year subgroup analysis: idfs Subgroup No. of patients Hazard ratio (95% CI) No. of events Neratinib vs. Placebo HR (95% CI) All patients Region of the World North America W. Europe, AUS & S. Africa Asia, E. Europe & S. America Age at randomization <35 years 35 49 years 50 59 years 60 years Menopausal status Premenopausal Postmenopausal Nodal status Negative 1 3 positive nodes 4 positive nodes Hormone receptor status Hormone positive* Hormone negative Prior trastuzumab Concurrent Sequential 2840 996 1019 825 101 1038 985 716 1327 1513 671 1328 841 1631 1209 1770 1070 116 vs. 163 40 vs. 46 43 vs. 63 33 vs. 54 7 vs. 15 47 vs. 59 31 vs. 48 31 vs. 41 60 vs. 81 56 vs. 82 14 vs. 19 55 vs. 74 47 vs. 70 59 vs. 100 57 vs. 63 73 vs. 101 43 vs. 62 0.73 (0.57 0.92) 0.84 (0.55 1.28) 0.78 (0.52 1.14) 0.61 (0.39 0.93) 0.49 (0.19 1.15) 0.80 (0.54 1.17) 0.65 (0.41 1.01) 0.85 (0.53 1.36) 0.74 (0.53 1.04) 0.72 (0.51 1.01) 0.83 (0.41 1.65) 0.75 (0.53 1.06) 0.67 (0.46 0.96) 0.60 (0.43 0.83) 0.95 (0.66 1.35) 0.76 (0.56 1.03) 0.69 (0.47 1.02) 0.0 0.5 1.0 1.5 2.0 2.5 Intention-to-treat population Neratinib better Placebo better *Most (>93%) of patients with HR-positive tumors received concurrent endocrine therapy 12

5-year subgroup analysis: idfs (cont d) Subgroup No. of patients Hazard ratio (95% CI) No. of events Neratinib vs. Placebo HR (95% CI) Race Asian White Black or other T-stage at diagnosis T1 T2 T3 and above Unknown Histology grade Well/Moderately differentiated Poor/Undifferentiated Unknown Surgery type Lumpectomy only Mastectomy Prior radiotherapy Yes No Prior neo-adjuvant therapy Yes No Completion of prior trastuzumab 1 year >1 year 385 2300 155 899 1140 261 540 1018 1368 454 979 1859 2280 560 721 2119 2297 543 14 vs. 26 99 vs. 130 3 vs. 7 20 vs. 25 45 vs. 69 15 vs. 18 36 vs. 51 41 vs. 48 56 vs. 86 19 vs. 29 26 vs. 46 90 vs. 117 96 vs. 137 20 vs. 26 48 vs. 69 68 vs. 94 99 vs. 145 17 vs. 18 0.55 (0.28 1.04) 0.77 (0.59 1.00) 0.61 (0.13 2.21) 0.88 (0.48 1.57) 0.63 (0.43 0.92) 0.69 (0.34 1.37) 0.83 (0.54 1.27) 0.78 (0.51 1.18) 0.69 (0.49 0.97) 0.81 (0.45 1.44) 0.63 (0.39 1.02) 0.76 (0.58 1.00) 0.73 (0.56 0.94) 0.78 (0.43 1.39) 0.78 (0.54 1.13) 0.73 (0.53 0.99) 0.70 (0.54 0.90) 1.00 (0.51 1.94) 0.0 0.5 1.0 1.5 2.0 2.5 Intention-to-treat population Neratinib better Placebo better 13

Invasive disease-free survival (%) Invasive disease-free survival (%) idfs by hormone receptor status HR-positive subgroup HR-negative subgroup 100 90 98.1% 96.1% 95.4% 91.7% 93.6% 89.8% 92.6% 88.5% 91.2% 86.8% 100 90 97.5% 94.7% 92.8% 91.8% 90.8% 90.4% 89.9% 89.3% 88.9% 88.8% 80 80 70 70 60 HR (95% CI) = 0.60 (0.43 0.83) Two-sided P = 0.002 60 HR (95% CI) = 0.95 (0.66 1.35) Two-sided P = 0.762 50 Neratinib Placebo 0 0 6 12 18 24 30 36 42 48 54 60 50 Neratinib Placebo 0 0 6 12 18 24 30 36 42 48 54 60 No. at risk Months after randomization No. at risk Months after randomization Neratinib 816 Placebo 815 757 779 731 750 705 719 642 647 571 581 565 567 558 556 554 551 544 542 523 525 Neratinib 604 Placebo 605 559 575 541 548 520 529 464 495 407 448 400 444 391 435 384 427 376 416 362 402 Intention-to-treat population. Cut-off date: March 1, 2017 14

ExteNET: long-term safety and HRQoL Serious adverse events reported after treatment discontinuation showed no evidence of: Long-term toxicity, specifically increased symptomatic cardiac toxicity or second primary malignancies, with neratinib versus placebo Late-term consequences from neratinib-associated diarrhea ExteNET HRQoL data will be presented as a separate poster 1 Transient HRQoL impairment with neratinib during the first month of treatment was observed, possibly due to treatment-related diarrhea, followed by a steady recovery towards baseline 1 Delaloge et al. ESMO 2017 15

ExteNET: conclusions The 5-year analysis of the ExteNET trial confirms sustained benefit with extended adjuvant neratinib: 2.5% absolute benefit in intent-to-treat population (HR=0.73; P=0.008) 4.4% absolute benefit in HR-positive cohort (HR=0.60; P=0.002) No evidence of long-term toxicity (i.e. no increased symptomatic cardiac toxicity or second primary malignancies) with neratinib versus placebo or late-term consequences from neratinib-associated diarrhea Overall survival data expected to mature in 2019 16

Acknowledgements We would like to acknowledge the contribution of the Independent Data Monitoring Committee We would also like to thank the investigators and patients involved in the ExteNET trial 17