Revised AAC Short Form format. Comparison of two phenotypic algorithms to detect carbapenemaseproducing

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AAC Accepted Manuscript Posted Online 12 June 2017 Antimicrob. Agents Chemother. doi:10.1128/aac.00796-17 Copyright 2017 American Society for Microbiology. All Rights Reserved. 1 2 3 4 5 Revised AAC-00796-17 Short Form format Comparison of two phenotypic algorithms to detect carbapenemaseproducing Enterobacteriaceae Laurent Dortet, 1,2,3 Sandrine Bernabeu, 1,2,3 Camille Gonzalez 1,2,3 and Thierry Naas 1,2,3* 6 7 8 9 10 11 12 1 Bacteriology-Hygiene unit, Assistance Publique/Hôpitaux de Paris, Bicêtre Hospital, Le Kremlin-Bicêtre, France 2 EA7361 Structure, dynamic, function and expression of broad spectrum β-lactamases, Paris-Sud University, LabEx Lermit, Faculty of Medecine, Le Kremlin-Bicêtre, France 3 Associated French National Reference Center for Antibiotic Resistance: Carbapenemaseproducing Enterobacteriaceae, Le Kremlin-Bicêtre, France 13 14 15 16 17 18 Running title: Faropenem/temocillin-based algorithm for CPE detection 1 Figure and 1 Table Main text: 1299 words Abstract: 78 words Key words: OXA-48, KPC, NDM, VIM, IMP disk diffusion susceptibility testing 19 20 21 22 23 Corresponding Author * Dr. Thierry Naas : Service de Bactériologie-Hygiène, Hôpital de Bicêtre, 78 rue du Général Leclerc, 94275 Le Kremlin-Bicêtre, France. E-mail: thierry.naas@aphp.fr; Tel: +33 1 45 21 20 19; Fax: +33 1 45 21 63 40 24 1

25 26 27 28 29 30 31 32 33 34 ABSTRACT (89 words) A novel algorithm designed for the screening of carbapenemase producing Enterobactericeae (CPE), based on faropenem and temocillin disks was compared to that of the French Society of Microbiology (CA-SFM), which is based on ticarcillin-clavulanate, imipenem and temocillin disks. Both algorithms presented comparable negative predictive values (98.6% vs 97.5%) for the CPE screening among carbapenem non-susceptible Enterobacteriaceae. However, since 46.2% (n=49) of the CPEs were correctly identified as OXA-48-like producers by the faropenem/temocillin-based algorithm, it significantly decreased the number of complementary tests needed (42.2% vs 62.6% with the CA-SFM algorithm). 35 2

36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 INTRODUCTION Carbapenem resistance caused by carbapenemase production has been increasingly reported worldwide in Enterobacteriaceae (1,2). In most of the cases, these carbapenemases belong either to Ambler class A (mostly KPC- and GES-type) (3), Ambler class B or metalloβ-lactamases (MBLs) of VIM-, IMP- (1,2) and NDM-types (4), or carbapenem-hydrolyzing Ambler class D β-lactamases (CHDLs) (mostly OXA-48-like) (5). The spread of carbapenemase-producing Enterobacteriaceae (CPE), represents a serious threat for public health, and requires their rapid identification to implement proper infection control measures to prevent further spread in hospitals, and to initiate proper treatments. Although, very few novel antibiotics are, or will be, available for the treatment of CPEs, the most promising therapies involve combinations of a broad-spectrum β-lactam and novel β-lactamase inhibitors (e.g. ceftazidime-avibactam, imipenem-relebactam) active on class A carbapenemases, and on class D (for avibactam only), but not on MBLs (6,7). During the last three years, several methods have been developed for the detection of CPEs including (i) tests able to detect a carbapenem-hydrolyzing activity (Carba NP test and derivatives (8-10), 51 MALDI-TOF protocols (11,12), BYG test (13), CIM test (14,15), β-carba TM (16), (ii) 52 53 54 55 56 57 58 59 60 iuno-chromatographic tests for the rapid detection of KPC, OXA-48-type and NDM carbapenemases (17-19), (iii) combination discs diffusion assays (20), and (iv) molecular based techniques that aim to detect the most widespread carbapenemase-encoding genes (21-23). Being able to infer from the routine antibiogram the presence of a carbapenemase is often complicated, and requires complementary tests, leading to additional delay and cost for clinical laboratories. Accordingly, it is of important to develop solutions (e.g. algorithms) with high sensitivity and negative predictive value (NPV) to discriminate non-cpe from those that require complementary testing (20,24). Recently, an algorithm proposed by the 3

61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 Coittee of the Antibiogram of the French Society of Microbiology (CA-SFM), based on the inhibition zone diameters of three antibiotics (ticarcillin-clavulanate, imipenem and temocillin) could correctly identify 50% of the non-cpe producers (Table 1), thus avoiding additional testing for CPE in one third of the enterobacterial isolates with decreased susceptibility to carbapenems (24). However, ticarcillin-clavulanate has been discontinued in many countries by the manufacturer in November 2014, and this molecule has been reserved for Stenotrophomonas maltophilia infections only. Accordingly, the ticarcillin-clavulanate susceptibility testing is not relevant anymore for Enterobacteriaceae. Here, we have evaluated a novel phenotypic algorithm based on the interpretation of two discs: a faropenem containing disk (CAT-ID, ref D71C, MAST Diagnostic, Amiens, France) and a temocillin 30 μg disks (TEM 30C, MAST Diagnostic). This algorithm has been compared to that proposed by the CA-SFM for the detection of CPEs. In July 2016, 211 non-duplicate clinical enterobacterial isolates were received at the French National Reference Center for CPEs for expertise. The isolates were re-identified at the species level using Bruker Biotyper MALDI-TOF MS system (Bruker Daltonique S.A., Wissembourg, France) and susceptibility testing, performed by disc diffusion method on Mueller-Hinton agar plates (Biorad, Marnes-La-Coquette, France) according to the EUCAST guidelines (as updated in 2016, http://www.eucast.org/), revealed that they were non susceptible to at least one of the three carbapenems tested as inferred by inhibition diameter < 25, < 23 and < 25 for meropenem, imipenem or ertapenem respectively). The mechanisms involved in the decreased carbapenem susceptibility were characterized as previously described (24). These isolates included 105 non-cpe, 3 KPC-2 producers, 17 NDM producers (13 NDM-1 and 4 NDM-5), 2 VIM-1 producers, 1 IMP-4 producer, 79 CHDL producers (73 OXA-48 and 6 OXA-181), and 4 multiple carbapenemase producers (3 NDM-1 + OXA-48 and 1 NDM-1 + OXA-232) (Figure 1). 4

86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 Inhibition zone diameters of a faropenem containing disk and a temocillin 30 μg disk were measured and subjected to the algorithm described in Figure 1A. Inhibition zone diameters of ticarcillin/clavulanate 75/10 μg, imipenem 10 μg (OXOID, Dardilly, France) and temocillin 30 μg were measured and subjected to CA-SFM algorithm as previously described (Figure 1B) (24). Applied to our prospective collection of 211 Enterobacteriaceae with decreased susceptibility to carbapenems, the CA-SFM- and the faropenem/temocillin-based algorithms had a negative predictive value (NPV) of 97.5% [95% confidence interval (95% CI) = 90.3% - 99.6%] and 98.6% [95% CI = 91.2% - 99.9%] and a sensitivity of 98.1% [95% CI = 92.6% - 99.7%] and 99.1% [95% CI = 94.1% - 99.9%] for the detection of CPE producers, respectively (Table 1). The faropenem/temocillin-based algorithm gave one false negative result (0.9% of the isolates) for an OXA-48-producing K. pneumoniae and the CA-SFM algorithm gave two false negative results (1.9% of the isolates) including the same OXA-48- producing K. pneumoniae and one KPC-2-producing K. pneumoniae (Figure 1). In addition, and unlike to the CA-SFM algorithm, the faropenem/temocillin-based algorithm correctly identified 49 isolates (23.3% (49/211) of the total isolates) as OXA-48-like producers with a positive predictive value (PPV) and a specificity of 92.5% [95%CI = 80.9% - 97.6%] and 96.9% [95%CI = 91.7% - 99.0%], respectively (Table 1). Finally, the number of complementary tests that needed to be performed using the faropenem/temocillin-algorithm was significantly lower (Chi-Square, p<0.0001; 42.2% [n=89]), as compared to that of the CA-SFM (62.6% [n=132]) (Table 1). Recently, an algorithm developed by the CA-SFM and based on the results of inhibition zone diameters of three molecules (ticarcillin-clavulanate, imipenem and temocillin) could directly categorize 32.9% of the isolates as non-cpes without any further testing (24). However, ticarcillin-clavulanate has been discontinued by the manufacturer in 5

111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 november 2014 and must be reserved for Stenotrophomonas maltophilia infections only. Accordingly, ticarcillin-clavulanate susceptibility testing seems not relevant anymore for Enterobacteriaceae, thus rendering impossible the further use of the CA-SFM algorithm. Accordingly, we proposed and validated a novel algorithm based on two disks (faropenem and temocillin). Our results showed that this algorithm was as efficient as that of the CA-SFM for the screening of CPE among Enterobacteriaceae with decreased susceptibility to carbapenems (99.1% [95%CI = 94.1% - 99.9%] sensitivity and 98.6% [95%CI = 91.2% - 99.9%] NPV for the faropenem/temocillin-based algorithm vs 98.1% [95%CI = 92.6% - 99.7%] sensitivity and 97.5% [95%CI = 90.3% - 99.6%] NPV for the CA-SFM-based algorithm) (Table 1). In addition, due to its ability to directly detect OXA-48-like producers with an excellent specificity (96.9% [95%CI = 91.7% - 99.0%]) and a good PPV (92.5% [95%CI = 80.9% - 97.6%]), this novel algorithm led to significantly decrease the number of complementary tests needed (Table 1), and thus to reduced associated costs. In addition, this efficient early detection of OXA-48-like producers is also of clinical importance with the coercialisation of cefatzidime-avibactam combinaisons, which might be a relevant alternative to treat OXA-48-like-producing Enterobacterial infections. As previously observed (24), using the CA-SFM-based algorithm we identified only one isolates with ticarcillin/clavulanate 15 and imipenem < 22 that required complementary tests (Figure 1B), and this isolate was a non-cpe. Accordingly, we confirmed that the CA-SFM-based algorithm might be simplified just by considering isolates with inhibition zones 15 to ticarcillin/clavulanate as non-cpe, without any consequence on the NPV (24). Finally, we demonstrated that the faropenem/temocillin-based algorithm might accurately replace that of the CA-SFM, resulting in a reduced cost and in a gain of time for clinical microbiology laboratories. However, this algorithm suffers the same disadvantages as 6

136 137 138 139 140 previously mentioned for that of the CA-SFM (24): (i) the susceptibility testing has to be performed using disk diffusion methods, which is not the case for many laboratories that usually use automated liquid methods for susceptibility testing, (ii) cannot be directly applied on colonies grown on CPE selective medium as opposed to most of CPE detection kits (e.g. Carba NP test, MALDI-TOF, iunochromatography, molecular biology, ). 141 142 143 144 145 146 147 FUNDING This work was supported by the Assistance Publique Hôpitaux de Paris (AP-HP), the Université Paris-Sud, the Laboratory of Excellence in Research on Medication and Innovative Therapeutics (LERMIT) supported by a grant from the French National Research Agency [ANR-10-LABX-33] and by the Joint Prograing Initiative on Antimicrobial Resistance (JPIAMR) DesInMBL [ANR-14-JAMR-002]. 148 149 150 TRANSPARENCY DECLARATION None to declare 151 152 153 154 155 156 157 158 159 160 REFERENCES 1. Nordmann P, Dortet L, Poirel L. 2012. Carbapenem resistance in Enterobacteriaceae: here is the storm! Trends Mol Med 18:263-272. 2. Nordmann P, Naas T, Poirel L. 2011. Global spread of carbapenemase-producing Enterobacteriaceae. Emerg Infect Dis 17:1791-1798. 3. Naas T, Dortet L, Iorga BI. 2016 Structural and functional aspects of class A carbapenemases. Curr Drug Targets 17:1006-28. 4. Dortet L, Poirel L, Nordmann P. 2014. Worldwide dissemination of the NDM-type carbapenemases in Gram-negative bacteria. Biomed Res Int 2014:249856. 7

161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 5. Poirel L, Potron A, Nordmann P. 2012. OXA-48-like carbapenemases: the phantom menace. J Antimicrob Chemother 67:1597-1606. 6. Falcone M, Paterson D. 2016. Spotlight on ceftazidime/avibactam: a new option for MDR Gram-negative infections. J Antimicrob Chemother 71:2713-2722. 7. Lob SH, Hackel MA, Kazmierczak KM, Young K, Motyl MR, Karlowsky JA, Sahm DF. 2017. In Vitro Activity of Imipenem-Relebactam against Gram-Negative ESKAPE Pathogens Isolated by Clinical Laboratories in the United States in 2015 - Results from the SMART Global Surveillance Program. Antimicrob Agents Chemother. doi: 10.1128/AAC.02209-16. [Epub ahead of print] 8. Dortet L, Agathine A, Naas T, Cuzon G, Poirel L, Nordmann P. 2015. Evaluation of the RAPIDEC CARBA NP, the Rapid CARB Screen and the Carba NP test for biochemical detection of carbapenemase-producing Enterobacteriaceae. J Antimicrob Chemother 70:3014-3022. 9. Dortet L, Brechard L, Poirel L, Nordmann P. 2014. Impact of the isolation medium for detection of carbapenemase-producing Enterobacteriaceae using an updated version of the Carba NP test. J Med Microbiol 63:772-776. 10. Kabir MH, Meunier D, Hopkins KL, Giske CG, Woodford N. 2016. A two-centre evaluation of RAPIDEC CARBA NP for carbapenemase detection in Enterobacteriaceae, Pseudomonas aeruginosa and Acinetobacter spp. J Antimicrob Chemother 71:1213-1216. 11. Hrabak J, Chudackova E, Walkova R. 2013. Matrix-assisted laser desorption ionization-time of flight (maldi-tof) mass spectrometry for detection of antibiotic resistance mechanisms: from research to routine diagnosis. Clin Microbiol Rev 26:103-114. 8

185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 12. Lasserre C, De Saint Martin L, Cuzon G, Bogaerts P, Lamar E, Glupczynski Y, Naas T, Tande D. 2015. Efficient detection of carbapenemase activity in Enterobacteriaceae by Matrix-Assisted Laser Desorption Ionization-Time of Flight Mass Spectrometry in less than 30 minutes. J Clin Microbiol 53:2163-2171. 13. Bogaerts P, Yunus S, Massart M, Huang TD, Glupczynski Y. 2016. Evaluation of the BYG Carba test, a new electrochemical assay for rapid laboratory detection of carbapenemase-producing Enterobacteriaceae. J Clin Microbiol 54:349-358. 14. van der Zwaluw K, de Haan A, Pluister GN, Bootsma HJ, de Neeling AJ, Schouls LM. 2015. The carbapenem inactivation method (CIM), a simple and low-cost alternative for the Carba NP test to assess phenotypic carbapenemase activity in gramnegative rods. PLoS One 10:e0123690. 15. Gauthier L, Bonnin RA, Dortet L, Naas T. 2017. Retrospective and prospective evaluation of the Carbapenem inactivation method for the detection of carbapenemase-producing Enterobacteriaceae. PLoS One,12:e0170769. 16. Bernabeu S, Dortet L, Naas T. Evaluation of the β-carba test, a colorimetric test for the rapid detection of carbapenemase activity in Gram-negative bacilli. 2017. J Antimicrob Chemother doi: 10.1093/jac/dkx061. [Epub ahead of print] 17. Dortet L, Jousset A, Sainte-Rose V, Cuzon G, Naas T. 2016. Prospective evaluation of the OXA-48 K-SeT assay, an iunochromatographic test for the rapid detection of OXA-48-type carbapenemases. J Antimicrob Chemother 71:1834-1840. 18. Glupczynski Y, Jousset A, Evrard S, Bonnin RA, Huang TD, Dortet L, Bogaerts P, Naas T. 2017. Prospective evaluation of the OKN K-SeT assay, a new multiplex iunochromatographic test for the rapid detection of OXA-48-like, KPC and NDM carbapenemases. J Antimicrob Chemother doi: 10.1093/jac/dkx089 [Epub ahead of print]. 9

210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 19. Kitao T, Miyoshi-Akiyama T, Tanaka M, Narahara K, Shimojima M, Kirikae T. 2011. Development of an iunochromatographic assay for diagnosing the production of IMP-type metallo-β-lactamases that mediate carbapenem resistance in Pseudomonas. J Microbiol Methods 87:330-337. 20. Maurer FP, Castelberg C, Quiblier C, Bloemberg GV, Hombach M. 2015. Evaluation of carbapenemase screening and confirmation tests with Enterobacteriaceae and development of a practical diagnostic algorithm. J Clin Microbiol 53:95-104. 21. Dortet L, Fusaro M, Naas T. 2016. Improvement of the Xpert Carba-R Kit for the detection of carbapenemase-producing Enterobacteriaceae. Antimicrob Agents Chemother 60:3832-3837. 22. Findlay J, Hopkins KL, Meunier D, Woodford N. 2015. Evaluation of three coercial assays for rapid detection of genes encoding clinically relevant carbapenemases in cultured bacteria. J Antimicrob Chemother 70:1338-1342. 23. Hemarajata P, Yang S, Hindler JA, Humphries RM. 2015. Development of a novel real-time PCR assay with high-resolution melt analysis to detect and differentiate OXA-48-like β-lactamases in carbapenem-resistant Enterobacteriaceae. Antimicrob Agents Chemother 59:5574-5580. 24. Dortet L, Cuzon G, Plesiat P, Naas T. 2016. Prospective evaluation of an algorithm for the phenotypic screening of carbapenemase-producing Enterobacteriaceae. J Antimicrob Chemother 71:135-140. 231 10

232 233 234 235 LEGEND OF THE FIGURES Figure 1. Prospective comparison of the faropenem/temocillin-based algorithm (panel A) and CA-SFM algorithm (panel B) on 211 consecutive enterobacterial isolates with reduced susceptibility to carbapenems. 236 11

Table 1. Performances of the Faropenem/Temocillin-based and CA-SFM-based algorithms Study No. of Algorithm tested isolates b used Ref. a Type non-cpe 24 Prospective 621 CA-SFM Accurately detected isolates: 50.0% (204/408) OXA-48- like producers 0 % (0/183) False negative (detected as non-cpe instead of CPE) 0% (0/213) False positive (detected as OXA-48 producer instead of non-cpe) - Compl. tests required c 67.1% (417/621) Performance for CPE detection d Performance for OXA-48-like producer detection d Se Sp PPV NPV Se Sp PPV NPV 100% 46% 51% 100% - - - - This study Prospective 211 a Ref., Reference number CA-SFM Faropenem / temocillin 73.3% (77/105) 65.7% (69/105) 0 % (0/79) 59.0% (49/83) 1.9% (2/106) 0.9% (1/106) - 3.8% (4/106) 62.6% (132/211) 42.2% (89/211) 98.1% 73.3% 78.8% 97.5% - - - - 99.1% 65.7% 74.5% 98.6% 59.0% 96.9% 92.5% 78.5% b No., Number c Compl., Complementary d Se, Sensitivity; Sp, Specificity; PPV, Positive predictive value; NPV, Negative predictive value -, can not be determined 12

A d > 6 without squatter colony in the inhibition zone (n = 69) d 12 Non CPE Temocillin n = 43 1 OXA-48 42 Non-CPE d < 12 n = 26 211 enterobacterial isolates with decreased susceptibility to carbapenems According to EUCAST (e.g. inhibition diameter imipenem < 22 or meropenem < 25, or ertapenem < 25) CAT-ID (faropenem) No inhibition zone (n = 62) Highly suspected CPE Compl. tests needed n = 88 d > 6 with squatter colony(ies) in the inhibition zone (n = 80) d Non CPE n = 27 Temocillin d < 12 OXA-48- like n = 53 3 KPC-2 13 NDM-1 27 Non-CPE 44 OXA-48 4 OXA-181 4 NDM-5 2 VIM-1 1 OXA-48 + NDM-1 4 Non-CPE 1 IMP-4 28 OXA-48 2 OXA-181 2 NDM-1 + OXA-48 1 NDM-1 + OXA-232 32 Non-CPE B d Non CPE n = 15 15 Non-CPE d 5 Imipenem d < 22 Compl. Tests n = 1 Ticarcilin + clavulanate d Non CPE n = 64 d 5 Imipenem Temocillin d < 22 Compl. Tests n = 5 d < 15 n = 16 n = 195 1 Non-CPE 1 KPC-2 1 OXA-48 62 Non-CPE n = 69 d < 15 Compl. Tests n = 126 1 NDM 2 KPC-2 4 Non-CPE 12 NDM-1 4 NDM-5 2 VIM-1 1 IMP-4 72 OXA-48 6 OXA-181 3 NDM-1 + OXA-48 1 NDM-1 + OXA-232 23 Non-CPE