RETROSPECTIVE CLAIMS DATABASE STUDIES OF DIRECT ORAL ANTICOAGULANTS (DOACS) FOR STROKE PREVENTION IN NONVALVULAR ATRIAL FIBRILLATION

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RETROSPECTIVE CLAIMS DATABASE STUDIES OF DIRECT ORAL ANTICOAGULANTS (DOACS) FOR STROKE PREVENTION IN NONVALVULAR ATRIAL FIBRILLATION Craig I. Coleman, PharmD Professor, University of Connecticut School of Pharmacy Co Director of the UConn/AHRQ Evidence Based Practice Center University of Connecticut, Suffield, CT

For a Medicine (i.e., a DOAC) to Gain Approval, It Must Demonstrate a Positive Benefit Risk Profile Phase III clinical trials have demonstrated the positive benefit risk profile of DOACs in comparison to VKAs in NVAF 1 4 DOACs have been approved by regulatory authorities, (e.g. FDA), based on pivotal phase III clinical trial findings FDA=Food and Drug Administration; VKA=vitamin K antagonist 1. N Engl J Med 2011; 365:883 891; 2. N Engl J Med 2011; 365:981 992; 3. N Engl J Med 2009; 361:1139 1151; 4.; N Engl J Med 2013; 369:2093 2104

Pharmacological Characteristics of DOACs for NVAF (US) Properties Apixaban Dabigatran Edoxaban Rivaroxaban Therapeutic target Factor Xa Factor II (Thrombin) Factor Xa Factor Xa Bioavailability 50% 3 7% 62% 66% without food ~100% with food T max 3 4h 0.5 2h 1 2h 2 4h Half life 12h 12 17h 10 14h Renal clearance of absorbed active drug Dose reduction 5 9h (young) 11 13h (elderly) 27% ~80% 50% 35% If 2 out of 3 criteria meet: serum creatinine 1.5 mg/dl, age 80 years, weight 60kg or co administration with a strong dual inhibitors of CYP3A4 and P gp: 2.5 mg BID (50% of full dose) If CrCl 15 30 ml/min or if CrCl 30 50 ml/min and coadministered with a P gp inhibitor (e.g. dronedarone, ketoconazole): 75 mg BID (50% of full dose) CrCl 15 50 ml/min: 30 mg OD (50% of full dose) CrCl 15 50 ml/min: 15 mg OD (75% of full dose) US prescribing information for each DOAC as of September 4, 2016

My Personal View: Real World Evidence is Complementary to Rigorous But Tightly Controlled Randomized Clinical Trials Real world evidence is a broad term for many different study designs, including: Pragmatic (or naturalistic) randomized clinical trials Prospective registries (e.g., GARFIELD AF, ORBIT, Dresden, XANTUS) Retrospective clinical studies Claims database analyses Not all real world evidence studies are created equal Internal and external validity can change markedly between and within real world study designs Methodological differences and their impact are not always obvious to the reader Understanding the strengths and limitations of real world studies is paramount for their proper interpretation

Understanding the Methods, Strengths and Limitations of Retrospective Claims Database Analyses is of Particular Importance! Some of the simpler methodological and interpretation considerations for claims database analyses of DOACs for stroke prevention in NVAF Does it report both ischemic and bleeding endpoints? Are components of composite endpoints of equal clinical importance? Does the study provide data on DOAC dosing (i.e., % receiving reduced dosage) Are validated coding schemas used for identification of NVAF patients, comorbidities (e.g., CHA2DS2 VASC, HAS BLED) and endpoints?

What Do Claims Database Studies Tell Us About the Effectiveness and Safety of DOACs for Stroke Prevention in NVAF?

Recently Published Claims Databases* REVISIT US 2016 1 Yao 2016 2 Larsen 2016 3 Database (Country) Truven MarketScan (USA) OLDW (USA) Danish Nationwide Databases (Denmark) Dates January 2011 to December 2014 October 2010 to June 2015 August 2011 to October 2015 Participants Patients with non valvular AF who were naïve to oral anticoagulants Patients with non valvular AF who were either naïve to oral anticoagulants or had prior warfarin experience Patients with non valvular AF who were naïve to oral anticoagulants and were receiving a standard (not reduced) dose of a DOAC *Cross comparisons of statistically independent claims analyses (even when published in the same paper) are not appropriate USA=United States of America 1. Curr Med Res Opin. 2016 Sep 20:1 7; 2. J Am Heart Assoc 2016;5:e003725; 3. BMJ 2016;353:i3189

Recently Published Claims Database Analyses of Dabigatran Versus VKA for NVAF and Comparison of Results to RE LY REVISIT US 2016 1 Yao 2016 2 Larsen 2016 3 RE LY 2009 4 Reduced dose, % 10.3% 8.8% 0% NA N (DOAC 150/110//VKA) 15,679/15,679 14,307/14,307 12,701/35,436 6,076/6,015/6,022 Ischemic stroke HR (95% CI) Intracranial bleeding HR (95% CI) Major bleeding HR (95% CI) RE LY 2009 150 mg RE LY 2009 110 mg Larsen 2016 Yao 2016 REVISIT US 2016 NR 0 1 2 0 1 2 0 1 2 Favours DOAC Favours VKA Favours DOAC Favours VKA Favours DOAC Favours VKA CI=confidence interval; HR=hazard ratio; NR=not reported; USA=United States of America 1. Curr Med Res Opin. 2016 Sep 20:1 7.; 2. J Am Heart Assoc 2016;5:e003725; 3. BMJ 2016;353:i3189; 4. N Engl J Med 2009; 361:1139 1151

Recently Published Claims Database Analyses of Rivaroxaban vs. VKA for NVAF and Comparison of Results to ROCKET AF REVISIT US 2016 1 Yao 2016 2 Larsen 2016 3 ROCKET AF 2011 4 Reduced dose, % 17.3% 21.5% 0% 21.1% N (DOAC/VKA) 11,411/11,411 16,175/16,175 7,192/35,436 7,131/7,133 Ischemic stroke HR (95% CI) Intracranial bleeding HR (95% CI) Major bleeding HR (95% CI) ROCKET AF 2011 Larsen 2016 Yao 2016 REVISIT US 2016 NR 0 1 2 0 1 2 0 1 2 Favours DOAC Favours VKA Favours DOAC Favours VKA Favours DOAC Favours VKA CI=confidence interval; HR=hazard ratio; NR=not reported; USA=United States of America 1. Curr Med Res Opin. 2016 Sep 20:1 7.; 2. J Am Heart Assoc 2016;5:e003725; 3. BMJ 2016;353:i3189; 4. N Engl J Med 2011;365:883 91.

Recently Published Claims Database Analyses of Apixaban vs. VKA for NVAF and Comparison of Results to ARISTOTLE REVISIT US 2016 1 Yao 2016 2 Larsen 2016 3 ARISTOTLE 2011 4 Reduced dose, % 15.5% 18.1% 0% 4.7% N (DOAC/VKA) 4,083/4,083 7,695/7,695 6,349/35,436 9,120/9,081 Ischemic stroke HR (95% CI) Intracranial bleeding HR (95% CI) Major bleeding HR (95% CI) ARISTOTLE 2011 Larsen 2016 Yao 2016 REVISIT US 2016 NR 0 1 2 0 1 2 0 1 2 Favours DOAC Favours VKA Favours DOAC Favours VKA Favours DOAC Favours VKA CI=confidence interval; HR=hazard ratio; NR=not reported; USA=United States of America 1. Curr Med Res Opin. 2016 Sep 20:1 7 ; 2. J Am Heart Assoc 2016;5:e003725; 3. BMJ 2016;353:i3189; 4. N Engl J Med 2011;365:981 92.

DOAC Use by Strength and Country Apixaban Rivaroxaban Dabigatran Q2 2015 Q2 2015 Q2 2015 Country 2.5 MG 5 MG 10 MG 15 MG 20 MG 75 MG 110 MG 150 MG UNITED STATES 25% 75% 5% 20% 75% 17% 0% 83% JAPAN 60% 40% 55% 45% 0% 40% 60% 0% GERMANY 45% 55% 4% 34% 62% 2% 60% 38% CANADA 38% 62% 5% 26% 69% 1% 52% 48% AUSTRALIA 40% 60% 2% 30% 68% 0% 63% 36% UNITED KINGDOM 39% 61% 5% 22% 74% 2% 50% 47% SPAIN 38% 62% 5% 31% 64% 2% 59% 38% FRANCE 45% 55% 7% 36% 57% 4% 66% 30% BELGIUM 31% 69% 2% 42% 57% 0% 60% 40% ITALY 41% 59% 3% 37% 60% 0% 62% 38% IMS MIDAS Q2 2015 (unpublished)

Evidence From Claims Database Studies on Medication-Taking Behaviors of NVAF Patients

A Shared Understanding of Different Medication Taking Behavior Terminology Adherence Start medication or observation % of doses taken as prescribed Days taking medication Stop medication or end observation Adherence The extent to which a patient acts in accordance with the prescribed interval and dose of a dosing regimen Percentage of doses taken as prescribed Medication possession ratio (MPR): the sum of the medication days of supply divided by the exposure to therapy Proportion of days covered (PDC): differs from MPR because it is measured over fixed periods of exposure; for example, 3, 6 or 12 months Persistence Persistence Duration of time from initiation to discontinuation of therapy Days taking medication (without exceeding permissible gap) Value Health 2008;11:44 47

Estimated Persistence* to OACs in Patients with NVAF 27,514 OAC naïve patients with incident NVAF between January 2011 and May 2014 in the UK primary care Clinical Practice Research Datalink (CPRD) database Type of OAC N 90 days % 180 days % 270 days % 365 days % NOAC 914 94.7 85.9 82.4 79.2 VKA 12,307 87.2 76.5 69.3 63.6 P value <0.0001 <0.0001 <0.0001 <0.0001 *Defined as no more than a 30 day gap in OAC prescription fills Thromb Haemost 2016; 115: 31 39

Adherence to DOACs in NVAF is Important Claims based analysis in MarketScan of propensity score matched QD (100% rivaroxaban with 82% receiving 20 mg/ 0% edoxaban) and BID (24.5% apixaban with 83% receiving the 5 mg dose/75.5% dabigatran with 80% receiving the 150 mg dose) DOAC users with NVAF DOAC Proportion Adjusted* HR (95%CI) for <80% adherent # ischemic stroke All DOAC users (N=36,868) 29.7% 1.50 (1.30 1.73) Once daily users (N=18,434) 27.2% 1.47 (1.20 1.80) Twice daily users (N=18,434) 32.1% 1.50 (1.23 1.83) p<0.001 for twice versus once daily DOAC use Interaction p value for once vs. twice daily hazard ratios for ischemic stroke=0.89 # <80% represents suboptimal adherence (calculated as proportion of days covered using the Pharmacy Quality Alliance methodology) *Cox proportion hazard regression adjusted for categorical age, gender, history of hypertension, diabetes mellitus, congestive heart failure, prior myocardial infarction, prior stroke, chronic kidney disease, liver disease, predisposition to bleeding, depression, alcohol and drug abuse and prior warfarin use Int J Cardiol. 2016;215:11 3

As C. Everett Koop, former US Surgeon General said Drugs don t work in patients who don t take them.

Conclusions Real world evidence (in all its forms) is informative as long as it is interpreted correctly Careful dissection of a claims database study is required The results of DOAC claims database analyses in NVAF patients are generally consistent with their pivotal, phase III randomized controlled trials DOACs appear at least non inferior to VKA for prevention of ischemic stroke DOACs are associated with a significant reduction in the hazard of developing intracranial bleeding (the bleeds most associated with prolonged neurologic deficit and high case fatality rates) The reduced dose of DOACs are prescribed quite frequently The story is far from over No doubt additional real world (including claims database) studies will be published

Thank You for Your Attention!