David M. Kent, MD, MSc Professor of Medicine, Neurology, Clinical and Translational Science, Director, Predictive Analytics and Comparative

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David M. Kent, MD, MSc Professor of Medicine, Neurology, Clinical and Translational Science, Director, Predictive Analytics and Comparative Effectiveness (PACE) Center, Institute for Clinical Research and Health Policy Studies, Tufts Medical Center

Distinguish between person-level heterogeneity of treatment effect (HTE) and group-level HTE. Review why commonly used approaches for describing group-level HTE are poor surrogates for person-level HTE. Review why risk-based approaches are better.

ACTUAL OUTCOME COUNTER FACTUAL OUTCOME = alive = dead Individual Treatment Effects in a Deterministic Framework: Four possibilities Without Treatment With Treatment NO EFFECT HARM BENEFIT NO EFFECT Subject Name Without Treatment With Treatment SAM MARY BOB BEN CHRISTINE NEIL MOHAMED JENNIFER PAUL NISHA MIGUEL LAYLA PAUL EMANUEL CHERYL PATRICK OSCAR JULIANNE THOMAS GEORGE

ACTUAL OUTCOME COUNTER FACTUAL OUTCOME = alive = dead Individual Treatment Effects in a Deterministic Framework: Four possibilities Without Treatment With Treatment NO EFFECT HARM BENEFIT NO EFFECT Subject Name Without Treatment With Treatment SAM MARY BOB BEN CHRISTINE NEIL MOHAMED JENNIFER PAUL NISHA MIGUEL LAYLA PAUL EMANUEL CHERYL PATRICK OSCAR JULIANNE THOMAS GEORGE HARM BENEFIT BENEFIT HARM BENEFIT BENEFIT

= alive = dead Without Treatment With Treatment Proportion /2 9/2 Dead 55%) 45%) BENEFIT

Patients have too many attributes. One variable-at-a-time subgroup analyses: lead to multiplicity and spurious false positive results. under-represent the degree of heterogeneity across patients. not congruent with the goals of HTE analysis for patient-centered decisions (reference class problem).

Risk is a known mathematical determinant of treatment effect.

Risk Reduction (RR) Definition Absolute RR EER-CER Relative RR - EER CER Odds Ratio EER/(-EER) CER/(-CER) CER=control event rate EER=experimental event rate

Risk is a known mathematical determinant of treatment effect. When baseline risk heterogeneity is present (and the treatment effect is non-zero), there is always HTE.

Kent DM, et al. J Gen Intern Med 22; 7:887-94.

Kent DM, et al. J Gen Intern Med 22; 7:887-94.

6.3%.% Kent DM, et al. J Gen Intern Med 22; 7:887-94.

High Risk Low Risk Thune JJ, et al. Circulation 25,2:27-22.

Participants: 36 nondiabetic persons with evidence of impaired glucose metabolism. Intervention: Intervention groups received metformin or a lifestyle-modification program. Main Outcome Measure: Development of diabetes The DPP study was conducted by the DPP Investigators and supported by the National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK).

p value = NS p value =.8 7

8

Overall effectiveness results may be driven by a relatively small group of influential (typically high risk) patients; The typical (median) risk patient is frequently at considerably lower risk than the overall average; The average benefit seen in the summary result often over estimates the benefit (on the RD scale) in most patients (and may obscure harm in many).

CLINICAL CONDITION Symptomatic carotid stenosis Non-valvular atrial fibrillation Coronary artery disease INTERVENTION Carotid endarterectomy Anticoagulation for primary prevention of stroke Coronary artery bypass grafting Primary prevention of coronary artery disease Acute coronary syndromes Blood pressure lowering Aspirin Lipid lowering Early invasive strategy (versus conservative) Clopidogrel (versus placebo) Enaxparin (versus unfractionated heparin) ST-Elevation acute myocardial infarction tpa (versus streptokinase) Percutaneous coronary intervention (versus thrombolytic therapy) Severe sepsis Drotrecogin alfa (activated protein C) Pre-diabetes Tobacco smoking Kent DM, et al. Trials 2;:85. Lifestyle intervention Metformin Lung cancer screening

Heterogeneity of outcome risk is ubiquitous. Heterogeneity of outcome risk inevitably gives rise to heterogeneity of treatment effect. One variable at a time subgroup analyses are inadequate (and prone to spurious false positive results). Risk based subgroup analyses can do better.