Efficient production of fermentable sugars from oil. palm empty fruit bunch by combined use of acid and. whole cell culture-catalyzed hydrolyses

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Efficient production of fermentable sugars from oil palm empty fruit bunch by combined use of acid and whole cell culture-catalyzed hydrolyses Qingxin Li 1, Wei Ting Ng 1, Sze Min Puah 1, Ravindran Vijay Bhaskar 2, Loon Siong Soh 2, Calum MacBeath 2, Pius Parakattil 2, Phil Green 3, Jin Chuan Wu* 1 1 Institute of Chemical & Engineering Sciences, 1 Pesek Road, Jurong Island, Singapore 627833 2 Procter & Gamble International Operations, Singapore Innovation Center, 70 Biopolis Street, Biopolis, Singapore 138547 3 The Procter & Gamble Company, Beckett Ridge Technical Center, Beckett Ridge Building, 8611 Beckett Road, West Chester, OH 45069-7053, USA. * Corresponding author This article has been accepted for publication and undergone full peer review but has not been through the copyediting, typesetting, pagination and proofreading process, which may lead to differences between this version and the Version of Record. Please cite this article as DOI:10.1002/bab.1188. This article is protected by copyright. All rights reserved. 1

Abstract Empty fruit bunch (EFB) of oil palm trees was converted to fermentable sugars by the combined use of dilute acids and whole fungal cell culture catalyzed hydrolyses. EFB (5%, w/v) was hydrolyzed in the presence of 0.5% H 2 SO 4 and 0.2% H 3 PO 4 at 160 C for 10 min. The solid fraction was separated from the acid hydrolysate by filtration and subjected to enzymatic hydrolysis at 50 C using the whole cell culture of Trichoderma reesei RUT-C30 (2%, w/v), which was prepared by cultivating at 30 C for 7 days to reach its maximal cellulase activity. The combined hydrolyses of EFB gave a total sugar yield of 82.0 %. When used as carbon sources for cultivating E. coli in M9 medium at 37 C, the combined EFB hydrolysates were shown to be more favorable or at least as good as pure glucose for cell growth in terms of the higher (1.1 times) optical density of E. coli cells. The byproducts generated during the acid-catalyzed hydrolysis seemed not to obviously affect the cell growth. The combined use of acid and whole cell culture hydrolyses might be a commercially promising method for pretreatment of lignocellulose to get fermentable sugars. Key words: Empty fruit bunch, oil palm tree; hydrolysis, sulfuric acid, whole cell culture, hydrolysate. This article is protected by copyright. All rights reserved. 2

1. Introduction Lignocellulose is the most abundant renewable resource on earth and its deconstruction to sugars is of great commercial interest because of the huge economic and environmental benefits [1]. It is well known that plant cell walls mainly consist of cellulose, hemicellulose, lignin and pectin with their ratios changing from plants to plants [2]. Cellulose is composed of a collection of β- 1,4-glucose polymers stabilized via hydrogen bonds [3]. Cellulose molecules form microfibers that are aligned and bound together into macrofibrils by a matrix of hemicellulose and either pectin or lignin [2]. Hemicellulose is polysaccharides with shorter chains, including xyloglucans, xylans, glucommannans and galacto-glucomannans [2]. Pectins are galacturonic acid units containing polysaccharides, while lignin is a complex phenolic compound forming covalent bonds with hemicellulose. Cellulose and hemicellulose can be converted to fermentable sugars by acid or enzyme catalyzed hydrolysis [4, 5]. Empty fruit bunch (EFB) of oil palm trees is a common lignocellulose waste generated in palm oil industry and is rich in Southeast Asia especially in Malaysia and Indonesia [6]. EFB contains cellulose (30-40%), hemicellulose (20-30%) and lignin (20-30%) [6]. Due to its high production, EFB has attracted much attention by industries for converting it into fermentable sugars or other value-added chemicals [7, 8]. However, it is very challenging to convert EFB into sugars in a cost-effective way. Dilute acid-catalyzed hydrolysis has been This article is protected by copyright. All rights reserved. 3

extensively investigated for pretreatment of lignocellulose including EFB [6, 8]. We have optimized the conditions for dilute acid-catalyzed hydrolysis of EFB to get high yield of xylose [6]. After the acid-catalyzed hydrolysis of EFB, hemicellulose sugars are almost completely stripped and solubilized in the acid hydrolysate, but cellulose still exists in solid form as a cellulose-lignin complex, which needs to be converted to glucose by cellulases consisting of exoglucanase, endoglucanase and β-glucosidase. However, the commercial cellulase preparations are usually insufficient in β-glucosidase, which needs to be supplemented to ensure more efficient hydrolysis of cellulose [9]. Here we report a cost-effective process for converting EFB into fermentable sugars by the combined use of acid-catalyzed hydrolysis to solubilize hemicellulose and whole fungal cell culture-catalyzed hydrolysis to break down cellulose to glucose. The use of whole fungal cell culture for the hydrolysis of cellulose makes it more commercially attractive as it is of no need to add external β-glucosidase or separate the whole fungal cells from the cellulases. The fungal cell biomass can serve as carbon and nitrogen sources for the subsequent fermentations if any. 2. Materials and Methods 2.1 EFB pretreatment This article is protected by copyright. All rights reserved. 4

EFB with a moisture content of 7 % (w/w) was kindly provided by Wilmar International Limited, Singapore. It was air-dried before being grinded into particles of 1 mm diameter. EFB compositions were analyzed following the standard NREL protocols [6]. The compositions of EFB are listed in Table 1. 2.2 Acid-catalyzed hydrolysis of EFB Acid-catalyzed EFB hydrolysis was carried out as described previously [6] under the optimized conditions. The acid solution containing 0.5% (w/v) H 2 SO 4 and 0.2% (w/v) H 3 PO 4 was used. The mixture (300 ml, 5%, w/v) was kept in a 1 L Parr reactor at 160 C for 10 min followed by rapid cooling down to room temperature and filtration to separate the acid hydrolysate with the solid fraction (cellulose-lignin complex), which was collected for the subsequent enzymatic hydrolysis using whole fungal cell cultures. 2.3. Preparation of whole fungal cell cultures Trichoderma reesei RUT-C30 (ATCC 56765) was grown in a medium containing 20 g/l cellulose (Avicel, Sigma), 2 g/l (NH 4 ) 2 SO 4, 10 ml/l corn steep liquor (Sigma), 1 g/l K 2 HPO 4, 2 g/l KH 2 PO 4, 0.2 g/l MgSO 4 7H 2 O, 0.5 g/l NaCl and 1 ml/l trace element solution at ph 7.5. The trace element solution contained (1 L): 0.1 g ZnSO 4 7H 2 O, 0.01 g H 3 BO 3, 0.01 g Na 2 MoO 4 2H 2 O, 0.1 g CoCl 2 6H 2 O, 0.1 g CuSO 4 5H 2 O, 0.1 g FeSO 4 7H 2 O, 0.5 g MnSO 4 4H 2 O and 0.1 g CaCl 2 2H 2 O. The strain was maintained on PDA plates at 4 C and sub-cultured biweekly. The inoculums were prepared by taking a spoon of the fungal cells from a PDA plate into 5 ml of aforementioned This article is protected by copyright. All rights reserved. 5

culture medium and incubated at 30 C, 250 rpm for 16 h. The culture was transferred into 100 ml medium in a 250 ml flask and incubated at 30 C, 250 rpm for 5 days followed by transferring into 1 L culture medium in a 2 L fermenter. The fermentation was carried out at 30 C and 300 rpm with filtersterilized air flow at 300 ml/min. Liquid samples (5 ml) were collected at predetermined time intervals to monitor cell growth at 600 nm and enzyme production. Samples were centrifuged at 3,000 g for 10 min and the supernatants were collected and diluted appropriately for assay of cellulase activity. 2.4 Cellulase activity assay Cellulases were produced by cultivating the whole fungal cells as described above. The cellulase activity was assayed by mixing 0.1 ml of culture supernatant with 1 ml of 1% carboxymethyl cellulose (CMC) in 100 mm sodium acetate buffer at ph 4.8 and 50 C for 30 min. The released reducing sugar was analyzed using the 3, 5-dinitrosalicylic acid (DNS) method [10]. 2.5 Production of cellulases and hydrolysis of pure cellulose in shaking flasks The cellulase production and cellulose hydrolysis using the whole cell cultures were first tested in 250 ml flasks containing 100 ml of culture medium at ph 7.0. For cellulase production, the inoculum (2 ml) was prepared by taking a spoon of the fungal cells from a PDA plate into 5 ml of culture medium of ph 7.5 and This article is protected by copyright. All rights reserved. 6

incubating at 30 C and 250 rpm for 16 h. The flasks were incubated with the prepared inoculums and incubated at 30 C and 250 rpm. Liquid samples (1.5 ml) were regularly removed from the flasks and centrifuged at 12000 rpm for 10 min. The supernatants were collected for assay of cellulase activity. For cellulose hydrolysis, the inoculums were prepared, inoculated into the flasks and cultured at 30 C as described above until the maximal cellulase activity was reached. Then 2 g of pure cellulose was added and the flasks were incubated at 50 C and 250 rpm. Liquid samples (1.5 ml) were regularly removed from the flasks and centrifuged at 12000 rpm for 10 min. The supernatants were collected for analysis by HPLC. 2.6 Production of cellulases and hydrolysis of cellulose-lignin complex in 2 L fermenter The cellulases were produced by cultivating Trichoderma reesei RUT-C30 in 1 L medium in a 2 L fermenter as described above. When the cellulase activity reached the highest on day 5, the temperature was increased to 50 C followed by addition of 20 g (dry weight) of cellulose-lignin complex obtained from the acid-catalyzed hydrolysis of EFB. The hydrolysis reaction was continued for 7 days. Samples (5 ml) were collected at predetermined time intervals and centrifuged at 3,000 g for 10 min. The supernatants were collected and properly diluted for analysis by HPLC. 2.7 Cultivation of E. coli using combined EFB hydrolysates as carbon sources This article is protected by copyright. All rights reserved. 7

BL21(DE3) E. coli is a strain commonly used for over-expression of recombinant proteins. Its cells (5 ml) were grown in 100 ml M9 medium containing 2% (w/v) pure glucose or 2% (w/v) sugars from the combined EFB hydrolysates in 250 ml flasks. Samples (1 ml) were taken regularly to monitor the cell growth at 600 nm. 2.8 Analytical methods The concentrations of xylose, glucose, L-arabinose, acetic acid, furfural and 5- hydroxymethyfurfural (HMF) were analyzed by a Shimadzu HPLC system (LC- 10AT, Shimadzu, Kyoto, Japan) equipped with a Bio-Rad Aminex HPX-87H column (300 7.8 mm, Bio-Rad, Herculse, CA, USA) at 50 C. Samples (20 µl) were eluted by 5 mm H 2 SO 4 at 0.6 ml/min and detected by a refractive index detector. The sugar yield was calculated as the percentage of the sugar obtained in each step to the total sugar in EFB. All data were the average of triplicate experiments. 3. Results and Discussion 3.1 Acid-catalyzed hydrolysis of EFB Under the optimal conditions (0.5% (w/v) H 2 SO 4, 0.2% (w/v) H 3 PO 4, 160 C, 10 min) used [6], a hydrolysate containing 3.4 g/l glucose, 10.9 g/l xylose and 1.1 g/l arabinose was obtained (Table 2), corresponding to a total sugar yield of only 45.3% (Table 3), although the xylose yield was as high as 89.9%. Acetic acid (1.3 g/l), furfural (1.8 g/l) and 5-hydroxymethyfurfural (HMF) (0.04 g/l) This article is protected by copyright. All rights reserved. 8

were detected in the acid hydrolysate (Table 2) due to the harsh conditions used. These byproducts are harmful to microbial growth so must be removed before microbial fermentations. It is worth mentioning that the formation of acetic acid is unavoidable with depolymerization of hemicellulose which is usually highly acetylated, but the formation of furfural and HMF, degradation products of pentose and hexose sugars, respectively, could be reduced by conducting the hydrolysis under less harsh conditions. 3.2 Production of cellulases by cultivating whole fungal cells Trichoderma reesei ATCC 56765, a well known cellulase producer [11], was used for cellulase production at 30 C. When the cellulase activity reached maximum on day 7 (Fig. 1), the broth temperature was increased to 50 C, which is the optimal temperature for cellulase activity but the fungal cells were unable to grow due to the high temperature. The cellulases produced in the broth should be well balanced among the three key components, endo-glucanase, exoglucanase and -glucosidase, if the cellulases especially -glucosidase inside the cells are taken into account [12]. It has been reported that approximately 50% of fungal -glucosidase is still kept inside the cells although most endoglucanase and exo-glucanase are usually secreted into the medium [13], possibly because cellobiose, the substrate of -glucosidase, is able to enter the fungal cells owing to its smaller molecular size. This article is protected by copyright. All rights reserved. 9

It is noted that the cellulase production was much better in the fermenter than in the shaking flask (Fig.1). The cellulases started to be produced at 25 h in the fermenter but only at 50 h in the shaking flask. The maximal cellulase activity was achieved at 100 h in the fermenter while it took 150 h in the shaking flask. The maximal cellulase activity was 3.6 times higher in the fermenter (Fig. 1B) than in the shaking flask (Fig.1A). The more efficient cellulase production in the fermenter might be ascribed to the efficient air bubbling favoring the cell growth and cellulase secretion. 3.3 Cellulose hydrolysis using whole fungal cell cultures It is obvious from Fig.2 A that in the shaking flask where pure cellulose was used as the substrate, glucose was continuously produced at 50 C with increasing the incubation time and reached 32 g/l at 375 h. Afterwards, no further increase or decrease in glucose concentration was observed, which might indicate the product inhibition and also complete deactivation of the fungal cells at 50 C. In the fermenter where the cellulose-lignin complex obtained from the acidcatalyzed hydrolysis of EFB was used as the substrate (Fig. 2B), the maximal glucose concentration reached 8.5 g/l at 120 h, corresponding to a glucose yield of 58.6%. Afterwards, the glucose concentration maintained unchanged with time, suggesting a product inhibition by glucose or the difficulty for cellulases to access the remaining cellulose which was tightly bounded by lignin. The This article is protected by copyright. All rights reserved. 10

xylose concentration was also gradually increased with time, indicating that the fungus also produced some xylanases that catalyzed the hydrolysis of the remaining xylan in the cellulose-lignin complex releasing xylose. No arabinose production was detected, indicating the complete solubilization of arabinose during the acid hydrolysis of EFB (Table 3). For comparison, the hydrolysis of the cellulose-lignin complex from EFB using commercial cellulases was also conducted under the same enzyme units, giving a glucose yield of 10% lower than that obtained by using the whole cell culture. The combined use of acid-catalyzed hydrolysis of hemicellulose and whole fungal cell culture-catalyzed hydrolysis of cellulose-lignin complex gave a total sugar yield as high as 82.0% based on the total sugars in the original EFB. There were 18% of EFB sugars that could not be recovered by the combined hydrolyses due to the sugar degradation during the acid hydrolysis and the insufficient cellulose hydrolysis caused by the presence of lignin. Nevertheless, 82.0% is already a quite commercially attractive yield of sugars from lignocellulose. 3.4 Cultivation of E. coli using combined EFB hydrolysates as carbon sources The two hydrolysates of acid and whole cell culture catalyses were combined and used as the carbon sources for cultivating E. coli to test the suitability of the combined total sugars for microbial fermentations. Surprisingly, E. coli cells grew even better in the medium using the combined hydrolysates than in the This article is protected by copyright. All rights reserved. 11

medium using pure glucose as the carbon sources (Fig. 3). The maximal optical density (OD) was 1.1 times higher in the former case, indicating that the cell growth rate was higher than or at least as good as using glucose as the sole carbon source. The presence of the nutrients released from the fungal cells is thought to be favorable for the cell growth. The byproducts such as acetic acid, furfural and HMF generated during the acid-catalyzed hydrolysis seemed to not obviously inhibit the cell growth. Therefore, the sugars produced by the combined use of acid and whole cell culture catalyzed hydrolyses of EFB are suitable for use as carbon sources for microbial growth. 4. Conclusions EFB was converted to fermentable sugars by the combined use of dilute acids and whole cell culture catalyzed hydrolyses. Most hemicellulose sugars were solubilized in the acid hydrolysis step with a xylose yield as high as 89.9% being achieved, but cellulose still existed in solid form as a cellulose-lignin complex, which was subjected to enzymatic hydrolysis using whole cell culture of Trichoderma reesei RUT-C30. The cellulase production and cellulose hydrolysis were conducted in one pot by two steps at different temperatures to avoid the glucose consumption by the fungal cells. The use of whole cell culture for cellulose hydrolysis avoids the imbalance of the cellulases that occurs when isolated cellulases are used, making it unnecessary to add exogenous β- glucosidase into the system [4, 14]. Therefore, the cost of cellulases is expected This article is protected by copyright. All rights reserved. 12

to be reduced compared to using commercial cellulases where the supplement of β-glucosidase is often needed. The combined hydrolyses of EFB gave a total sugar yield as high as 82.0%. The combined hydrolysates was used as a carbon source for cultivating E. coli at 37 C giving a slightly higher optical density of the cells compared to using pure glucose as the carbon source, indicating the suitability of the combined hydrolysates for microbial fermentations. Therefore, the combined use of acid and whole cell culture hydrolyses might be a commercially promising method for pretreatment of lignocellulose to get fermentable sugars. Acknowledgements: This work was jointly supported by Procter & Gamble International Operations (P&G) and the Institute of Chemical and Engineering Sciences (ICES), Agency for Science, Technology and Research (A*STAR). References [1] Somerville, C., Youngs, H., Taylor, C., Davis, S. C., Long, S. P. (2010) Feedstocks for lignocellulosic biofuels. Science 329, 790-792. [2] Gibson, L. J. (2012) The hierarchical structure and mechanics of plant materials. J R Soc Interface 9, 2749-2766. [3] Keegstra, K. (2010) Plant cell walls. Plant Physiol 154, 483-486. [4] Bras, J. L., Cartmell, A., Carvalho, A. L., Verze, G., Bayer, E. A., Vazana, Y., Correia, M. A., Prates, J. A., Ratnaparkhe, S., Boraston, A. B., Romao, M. J., This article is protected by copyright. All rights reserved. 13

Fontes, C. M., Gilbert, H. J. (2011) Structural insights into a unique cellulase fold and mechanism of cellulose hydrolysis. Proc Natl Acad Sci U S A 108, 5237-5242. [5] Chandel, A. K., Chan, E. S., Rudravaram, R., Narasu, M. L., Rao, L. V., Ravindra, P. (2007) Economics and environmental impact of bioethanol production technologies: an appraisal. Biotechnology and Molecular Biology Reviews 2, 14-32. [6] Zhang, D., Ong, Y. L., Li, Z., Wu, J. C. (2012) Optimization of dilute acidcatalyzed hydrolysis of oil palm empty fruit bunch for high yield production of xylose. Chemical Engineering Journal 181 182, 636-642. [7] Yano, S., Murakami, K., Sawayama, S., Imou, K., Yokoyama, S. (2009) Ethanol Production Potential from Oil Palm Empty Fruit Bunches in Southeast Asian Countries Considering Xylose Utilization. Journal of the Japan Institute of Energy 88, 923-926. [8] Ye, L., Hudari, M. S., Zhou, X., Zhang, D., Li, Z., Wu, J. C. (2013) Conversion of acid hydrolysate of oil palm empty fruit bunch to L-lactic acid by newly isolated Bacillus coagulans JI12. Appl Microbiol Biotechnol 97, 4831-4838. This article is protected by copyright. All rights reserved. 14

[9] Tu, M., Zhang, X., Kurabi, A., Gilkes, N., Mabee, W., Saddler, J. (2006) Immobilization of beta-glucosidase on Eupergit C for lignocellulose hydrolysis. Biotechnol Lett 28, 151-156. [10] Miller, G. L. (1959) Use of Dinitrosalicylic Acid Reagent for Determination of Reducing Sugar. Analytical Chemistry 31, 426-428. [11] Liming, X., Xueliang, S. (2004) High-yield cellulase production by Trichoderma reesei ZU-02 on corn cob residue. Bioresour Technol 91, 259-262. [12] Zhou, Q., Xu, J., Kou, Y., Lv, X., Zhang, X., Zhao, G., Zhang, W., Chen, G., Liu, W. (2012) Differential involvement of beta-glucosidases from Hypocrea jecorina in rapid induction of cellulase genes by cellulose and cellobiose. Eukaryot Cell 11, 1371-1381. [13] Schell, D., Hinman, N., Wyman, C., Werdene, P. (1990) Whole broth cellulase production for use in simultaneous saccharification and fermentation. Applied Biochemistry and Biotechnology 24-25, 287-297. [14] Fontes, C. M., Gilbert, H. J. (2010) Cellulosomes: highly efficient nanomachines designed to deconstruct plant cell wall complex carbohydrates. Annu Rev Biochem 79, 655-681. This article is protected by copyright. All rights reserved. 15

Table 1 Compositions of EFB used. Component Content (%) Glucan 34.7 0.6 Xylan 20.6 0.4 Arabinan 2.0 0.3 Klason lignin 21.5 0.4 Ash 4.6 0.2 Others 16.6 0.9 This article is protected by copyright. All rights reserved. 16

Table 2 Compositions of EFB hydrolysate catalyzed by dilute acids. Reaction volume: 300 ml; acid solution: 5% (w/v) H 2 SO 4 + 0.2% (w/v) H 3 PO 4 ; acid solution to EFB ratio: 20 ml/g; 160 C, 10 min Component Concentration (g/l) Glucose 3.4 0.3 Xylose 10.9 0.5 Arabinose 1.1 0.2 Acetic acid 1.3 0.4 Furfural 1.8 0.2 5-Hydroxymethylfurfural 0.04 0.01 This article is protected by copyright. All rights reserved. 17

Table 3 Sugar yields at different steps of EFB treatment. Sugar yield (%) Dilute acid process Enzymatic process Combined Glucose 16.0 0.4 58.6 0.6 74.6 0.8 Xylose 89.9 0.3 4.3 0.4 94.2 0.5 Arabinose 96 4.0 0 96.0 5.3 Total sugars 45.3 0.5 36.7 0.4 82.0 3.6 This article is protected by copyright. All rights reserved. 18

Fig. 1 Time courses of cellulase activity of Trichoderma reesei RUT-C30 (ATCC 56765) at 30 C. (A): 100 ml culture in 250 ml shaking flasks; (B): 1 L culture in 2 L fermenter. The cellulase activity was assayed by mixing 0.1 ml of culture supernatant with 1 ml of 1% carboxymethyl cellulose (CMC) in 100 mm sodium acetate buffer of ph 4.8 at 50 C for 30 min. 1 unit (U) of enzyme is defined as the amount of enzyme that produces 1 g of reducing sugar within 1 min. This article is protected by copyright. All rights reserved. 19

Fig. 2 Time courses of cellulose hydrolysis at 50 C (B) in a 250 ml shaking flask for pure cellulose (A) and in 2 L fermenter for cellulose-lignin complex from acid-catalysed hydrolysis of EFB (B). Trichoderma reesei RUT-C30 was cultivated at 30 C for 7 days followed by increasing the temperature to 50 C and adding 2 g of cellulose (shaking flask) or 20 g (dry weight) of cellulose- (fermenter). lignin complex This article is protected by copyright. All rights reserved. 20

Fig. 3 Time course of BL21(DE3) E. coli cell growth at 37 C in 100 ml M9 medium in 250 ml flasks. E. coli cells were grown at 37 C and 200 rpm in the M9 media containing glucose or sugars from EFB as carbon sources. This article is protected by copyright. All rights reserved. 21