Ex-Vivo heat shock protein 70-peptide-activated, autologous natural killer cells adoptive therapy: from the bench to the clinic

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Ex-Vivo heat shock protein 70-peptide-activated, autologous natural killer cells adoptive therapy: from the bench to the clinic isbtc 10-13 November 2005 Valeria Milani, MD, PhD Munich

Agenda 1. NK ligands 2. HSP70-NK interaction 3. HSP70-activated NK cells adoptive transfer 4. Hyperthermia and NK cells transfer

1. NK ligands

NK ligands Missing self hypothesis HG. Ljunggren and K. Karre, Immunol Today 11, 237 (1990)

NK ligands

NK ligands NK cell receptors

NK ligands

NK ligands C-type lectin receptors V. Braud et al. Nature 391:795 (1998); S. Bauer et al. Science 285:727 (1999); J. Michaelsson et al. J Exp Med 196:1403 (2002)

NK ligands

NK ligands The NK cell response depends on the net effect of activating and inhibitory receptors with additional involvement of adaptor molecules

2. HSP70-NK interaction

-NK interaction Tumor-specifc HSP70 membrane expression membrane Tumor on tumor cells Normal Tissue bank Solid tumors Respiratory Gastrointestinal Urogenital Head and neck Sarcoma Melanoma Hematological tumors Metastases Methods FACS Surface biotinylation Proteomic profiling M. Ferrarini et al. (1992); Tamura et al. (1993); Chouchane et al. (1994); Multhoff et al. (1995), Altmeyer et al. (1996); Hantschel et al. (2000); Shin et al. JBC (2003)

-NK interaction membrane Tumor Normal

-NK interaction Receptor mediated HSP70-NK activation membrane Tumor Normal NK cell proliferation Cytolytic activity INF-γ production CD94 CD 94 Multhoff et al. JI 158: 4341 (1997); Multhoff et al. Exp Hematol 27:1627 (1999); Gross et al. Cell Stress Chaperone 8: 348, (2003); Gross et al. Biol Chem 384: 267, (2003)

-NK interaction membrane Tumor Normal CD94

-NK interaction Mechanism of kill: Granzyme B (mi-apo) initiates apoptosis in positive tumors membrane Tumor Normal CD94 Arispe et al. Cell Stress Chaperone (2002); Gross et al. J Biol Chem 17: 41173, (2003)

-NK interaction membrane Tumor Normal CD94

-peptide TKD (aa 450-463) (ENKASTIM) Epitope of the therapeutic specific antibody (mi-tumex) membrane Tumor Normal CD94 641 N C ATPase domain (conserved) 385 proteasesensitive site substrate binding domain (variabel) Multhoff et al. Cell Stress Chaperone 6: 337, (2001); Gastpar et al J Immunol 172: 972 (2004)

-NK interaction membrane Tumor Normal CD94 641 N ATPase domain (conserved) C 385 substrate proteasesensitive binding domain (variabel) site

-NK interaction membrane Tumor Normal CD94 641 N ATPase domain (conserved) C 385 substrate proteasesensitive binding domain (variabel) site 1995 1997 2001-2003 2004-2005 From the bench to the bedside

3. Clinical trials

Phase I clinical trial Leukapheresis Reinfusion 1-10 x 10 ⁸ NK cells NK phenotyping Washing steps stimulation Laboratory parameters CD94 Density Granzyme B ELISPOT Krause et al. Clin Canc Res 10: 3699 (2004)

Phase I clinical trial Treatment of colon and lung cancer patients with ex vivo HSP70-peptide-activated NK cells Patients: metastasised, therapy refractory colorectal cancer (n = 11) and non-small cell lung cancer (n = 1) 1) Feasibility and safety of -reactive NK cells Excellent safety profile even at maximum dose 2) Escalation: cell dose, infusion cycles max 1-10 x 10 ⁸, 6 cycles every 4 weeks 3) In vitro efficacy In vitro efficacy in 10 of 12 patients (CD94, cytolytic activity) 4) Clinical outcome 1 SD and 1 mixed response in 5 pts with> 4 cycles Krause et al. Clin Canc Res 10: 3699 (2004)

Phase I clinical trial Increased tumor kill by patient-derived, TKD-activated NK cells TKD + IL2 IL2 alone specific lysis [%] specific lysis [%] 100 75 50 25 0 100 75 50 25 0 responder 11 10 8 5 7 12 10 7 8 5 2/4 initial 11 6 9 2 49612 TKD IL-2 12 12 7 7 4 6 6 411 11 initial IL-2 non-responder 3 1 initial TKD IL-2 3 1 initial IL-2 1 3 3 10 9 1 10 9 specific lysis [%] specific lysis [%] 100 75 50 25 0 100 75 50 25 0 p=0.02 initial TKD IL-2 p=0.87 initial IL-2 Krause et al. Clin Canc Res 10: 3699 (2004)

Clinical studies on NK cell adoptive immunotherapy Setting Source Results N Tumor entity Autologous Allogeneic Conclusion: feasible, increases NK-cell function in vivo, no improvement in outcome Keilholz et al. EJC 1994 HD-IL2 +/- LAK iv or ia in liver MTS (objective responses 20%) 9 melanoma Law T et al. Cancer 1995 ci IL-2 +/- LAK (objective responses 6%) 71* renal cell carcinoma Lister et al. CCR 1995 IL2 + NK after HD-PBSCT (increase NK activity) 12 refractory lymphomas Kruit et al. J Immunoth 1997 ci IL-2 +/- IFN + LAK (objective responses 24-37%) 72 renal cell carcinoma Kimura et al. Cancer 1997 IL-2 + LAK adjuvant after chemo-radiotherapy (survival benefit?) 174* lung carcinoma Rosenberg et al, JEM 1997 HD-IL2 + LAK (objective responses 20%) 157 metastatic cancer Burns et al. BMT 2003 IL-2 activated NK +/- IL2 (increase NK lysis + cytokines) 57 refractory lymphomas Conclusion: feasible, eradication of leukemia, protection against GVHD Ruggeri et al. Science 2002 Haploidentical NK (KIR mismatch) in Allo-BMT setting na AML Miller et al. Blood 2005 Transfer and expansion of haplo-nk in non-bmt setting 43 metastatic cancer

4. Hyperthermia and NK transfer

Clinical hyperthermia Clonogenic survival No tumor destruction Phenotypic changes HSPs Indirect tumor destruction Architectural/vasculature changes Tumor destruction Apoptosis, necrosis 37 C 38 C 39 C 40 C 41 C 42 C 43 C 44 C 45 C Immune response Molecular response Clinical setting Increased susceptibility to NK Maturation/Activation od DC Increased lymphocytes migration/infiltration Release of HSPs and HSP-PC Cell cycle; DNA repair Apoptosis Necrosis Induction of intracellular heat shock proteins Thermosensitisation of chemotherapy and radiation Whole-body Hyperthermia Regional hyperthermia Overgaard e al. Lancet 345:540 (1995); Van der Zee et al. Lancet 355: 1119 (2000); Wendtner et al. J Clin Oncol. 20:3156 (2202); Jones et al. J Clin Oncol 23:7039 (2005)

Hyperthermia: vaccination in situ? Tumor Necrosis and Release of HSP70 Activate the Immune System extracellular HSP HSP70-Peptide Complexes Heat Shock Necrosis Maturation CD91;TLR; CD40 etc. APC Cross-Presentation Antitumor Response NK cells Stimulation Proliferation T Cells Milani et al. Int J Hyperthermia 18: 563 (2002)

Can we specifically activate NK cells against tumor? membrane Tumor Normal C D 94

Can we specifically activate NK cells against tumor? Heat upregulates surface HSP70 Heat provides the optimal immunological milieu by release of HSPs membrane Tumor Normal trigger the innate immune system cross-talk DC-NK cross-presentation of tumor antigens C D 94 Multhoff et al. (1995); Asea et al. (2000); Srivastava (2000-5); Noessner et al. (2002); Parmiani et al. (2001-5); Milani et al. (2005); Massa et al. (2005); Pilla et al. (2005)

ACKNOWLEDGEMENTS CCG Hyperthermia, LMU-Klinikum Großhadern, Munich R.D. Issels K. Tschöp M. Kuppner E. Bleifuß GSF Institute for Molecular Immunology, Munich E. Noessner Multimmune GmbH, Regensburg, Germany G. Multhoff, CEO University Hospital Regensburg Regensburg G. Multhoff R. Gastpar C. Gross (NIH) M. Gehrmann Institut für Molekulare Immunologie Klinische Kooperationsgruppe Hyperthermie