THE AMERICAN BOARD OF UROLOGY, INC MAINTENANCE OF CERTIFICATION (MOC) EXAMINATION PROCESS MANDATORY FORMAT FOR PREPARING PRACTICE CASE LOGS

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THE AMERICAN BOARD OF UROLOGY, INC. 2017 MAINTENANCE OF CERTIFICATION (MOC) EXAMINATION PROCESS MANDATORY FORMAT FOR PREPARING PRACTICE CASE LOGS All logs are due April 1, 2017. Courier service is recommended for guaranteed delivery. Logs received after April 15 th must include a $750 late fee. No logs will be accepted after April 15, 2017. Retain a copy for your records: The Board office disposes of logs after successful completion of MOC. Your Pediatric log must be twelve (12) consecutive months in length between August 1, 2015 and March 1, 2017. DO NOT SEND hospital computer printouts or include diagnosis/procedure s in Lists 2, 3, and 4. ** If you have been previously deferred due to submission of an inadequate log you must re-submit your prior log along with your current submission and include all case numbers in your summary. FOUR SEPARATE lists on 8 1/2 x 11" paper are required. All lists except List 1 must be typed using a font size no smaller than 10-point. A Practice Log Verification/Notarization Statement for all four lists is attached: It must be signed and your signature must be notarized. LIST 1: PROCEDURES SUMMARY. One master summary list of procedures performed, including every setting and facility, for which you were the primary urologist. Complete the attached form. Procedures summarized on this form must reflect all procedures from Lists 3 and 4. Note: Procedures performed by auxiliary personnel under your supervision must be included. Total the number of cases on the last page. LIST 2: LOGS of hospital, ambulatory care facility and office procedures for which you were the primary urologist, listed separately for each setting and facility, in chronological order. LIST 3: LOGS of hospital, ambulatory care facility and office procedures for which you were the primary urologist, listed separately for each setting and facility, in chronological order. Please use the following MANDATORY format for Lists 2 and 3: At the top of each page: Name of Institution, Your Name, List Number & Name (i.e., Mercy Hospital, John Smith, M.D., List No. 3 Adult Log) ^Case Patient Patient Date Diagnosis Urologic Op/Post-op Morbidity Number Age Sex (Chron. Order) (no s) Procedure Complication/Death (no s) Printing the log horizontally will provide more space. If you practice adult or pediatric urology exclusively, only the pertinent list is required. ^Case # refers to the numerical record used by a facility to identify a particular patient (i.e. medical record #, patient #, admission #, hospital #, etc.) Names or numbers must insure patient anonymity: Social Security Numbers and full names will not be accepted.

Complications Narratives Instructions The Board is interested in how you approach and manage surgical complications. Please address the following: 1. Report all pre- and 30 day post-operative mortalities that you have experienced for the current 10 year MOC cycle, using the MANDATORY template indicated below. If none, provide such statement. 2. Report all complications of Clavien Grade III or higher (see below) from your practice log. 3. Provide a detailed narrative description of these complications and your management using the MANDATORY template indicated below. Please note: the vast majority of candidates do experience and report such complications; however, if it is your intention to claim no Grade III or higher complications during your practice log period, you are required to submit an electronic signature to that effect. 4. In your complications narrative, indicate whether you obtained any consultations during the care episode to assist with management of the complication. Also, inform the Board why the complication may have occurred. 5. Describe to the Board how complications are tracked and/or reported at the hospitals in which you practice. Do you regularly participate in a morbidity and mortality conference? 6. Does your hospital perform root cause analysis of major adverse events? 7. What have you learned? In retrospect, what could you have done differently? At the top of each page: Name, Diplomate # and Institution (ie: John Doe, M.D., #12345, Mercy Hospital) Patient's Case # Age: Gender: Date of Procedure: Diagnosis: Procedure(s) performed: Clavien Grade: Brief Description of Complication: Narrative: Detailed narrative description and analysis, of at least one paragraph, to include the following elements: 1) Definition of problem, 2) Causal relationships, 3) Statement of solution(s)/intervention to prevent future events (see example below) Definition of the problem: sepsis after transrectal prostate biopsy Causal relationships: antibiotic choice, antibiotic timing, patient education, risk factors (e.g. diabetes) Statement of solutions/intervention to prevent future event: improved understanding of bacterial resistance patterns; methods for broader coverage and/or targeted prophylaxis with rectal swabs; process for patient education prior to prostate biopsy; and consideration of risk factors that increase the likelihood of sepsis. CLASSIFICATION/DEFINITION OF SURGICAL COMPLICATIONS Grade I: Any deviation from the normal postoperative course without the need for pharmacological treatment or surgical, endoscopic, and radiological interventions. Grade II: Requiring pharmacological treatment with drugs other than such allowed for Grade I complications. Blood transfusions and total parenteral nutrition are also included. Grade III: Requiring surgical, endoscopic or radiological intervention. Grade IIIa: Intervention not under general anesthesia. Grade IIIb: Intervention under general anesthesia. Grade IV: Life threatening complication (including CNS complications) requiring IC/ICU management. Grade IVa: Single organ dysfunction (including dialysis). Grade IVb: Multiorgan dysfunction. Grade V: Death of a patient. Dindo et al. Annals of Surgery. Volume 240, Number 2, August 2004 Send all complications narratives, log verification statement and completed practice breakdown form to the ABU via email, fax or mail. Email Completed form to: moccoordinator@abu.org or fax to (434) 979-0266

SAMPLE FORM AT FOR LISTS 2 AND 3: Following is a sample of what Lists 2 and 3 should look like. Please note that each setting (that is: hospital, ambulatory care/outpatient facility, and office) should be listed on separate sheets of paper. For example: if you performed procedures on adults at two different hospitals, one ambulatory care facility and two offices, you will have five different headings on your List 2. If you also performed pediatric procedures, follow the same format, but label the heading List 3. Example of procedures performed in a hospital: General Hospital, Dr. John Smith, List 2-Adult Log, Hospital Procedures Case # Age Sex Date Diagnosis Procedure 112233 65 M 6/1/2001 BPH TURP 224455 60 M 6/4/2001 TCC bladder CBF 335577 45 F 6/6/2001 Kidney donor Left donor nephrectomy General Hospital Outpatient Clinic, Dr. John Smith, List 2-Adult Log, Ambulatory Care Procedures Case # Age Sex Date Diagnosis Procedure 1010101 60 F 6/1/2001 Hematuria Cystoscopy 1020202 48 M 6/2/2001 Elevated PSA TRNBx 1030303 35 M 6/4/2001 Kidney Stone Lithotripsy 1040404 49 F 6/4/2001 Stress Incontinence Sling, cystoscopy Complication or Morbidity or Mortality Complication or Morbidity or Mortality Example of procedures performed in an office: Urology Associates of Anytown, Inc., Dr. John Smith, List 2-Adult Log, Office Procedures Case # Age Sex Date Diagnosis Procedure JW 11111 65 M 6/1/2001 Urinary retention Uroflow SM22121 70 M 6/1/2001 Incontinence Needle EMG PT21211 54 F 6/1/2001 Bladder calculus Uroflow RB31414 67 M 6/1/2001 Malignant bladder lesion Bladder instillation Complication or Morbidity or Mortality

Beginning Date: Ending Date: Procedures performed by: LYMPHATIC (as separate procedure) 1 Lymph node biopsy 38500 2 Lymphadenectomy, inguinal 38760 3 Lymphadenectomy, ilioinguinal 38765 4 Lymphadenectomy, pelvic 38770 5 Lymphadenectomy, retroperitoneal 38780 6 Other (LYM) (Detail) 38999 7 Other (LYM) (Detail) ABDOMEN 8 Exploratory laparotomy 49000 9 Drainage, retroperitoneal abscess 49060 10 Excision, retroperitoneal tumor/cyst 49200 11 Herniorrhaphy, over 5 years 49505 12 Herniorrhaphy, incisional 49560 13 Closure of evisceration 49900 14 Other (ABD) (Detail) 49999 15 Other (ABD) (Detail) 16 Other (ABD) (Detail) ADRENAL 17 Adrenalectomy, unilateral 60540 18... Bilateral 19 Other (ADR) (Detail) 60699 20 Other (ADR) (Detail) 1

KIDNEY 21 Drainage of perineal abscess 50020 22 Nephrostomy, open 50040 23 Nephrolithotomy, simple 50060 24 Nephrolithotomy, staghorn 50075 25 Pyelolithotomy 50130 26 Biopsy, needle 50200 27 Renal Biopsy, open 50205 28 Nephrectomy, simple, unilateral 50220 29... Simple, bilateral 30 Nephrectomy, radical 50230 31 Nephroureterectomy 50234 32 Heminephroureterectomy 50240 33 Nephrectomy, partial 50240 34 Renal cyst, unroofing 50280 35 Harvest of cadaver kidneys 50300 36 Nephrectomy, donor 50320 37 Homotransplantation 50360 38 Autotransplantation 50380 39 Percutaneous Nephrostomy 50395 40 Pyeloplasty 50400 41 Pyeloplasty plus symphysiotomy 50540 42 ESWL 50590 44 Renal Ultrasound 76775 43 Other (KID) (Detail) URETER 45 Ureterolithotomy 50610 46 Ureterectomy (separate procedure) 50660 47 Ureterolysis 50715 48 Ureteroureterostomy 50760 49 Transureteroureterostomy 50770 50 Ureteroneocystostomy, unilateral 50780 2

51... Bilateral Ureteroneocystostomy, with bladder flap or 52 hitch 50785 53 Ureterosigmoidostomy 50810 54 Sigmoid conduit, separate procedure bilateral 50815 55 Replacement of ureter with bowel 50840 56 Cutaneous pyelostomy or ureterostomy, unilateral 50860 57... Bilateral 58 Other (UTR) (Detail) 53899 59 Other (UTR) (Detail) 60 Other (UTR) (Detail) 61 Other (UTR) (Detail) BLADDER 62 Repair of enterovesical fistula 44660 63 Cystostomy, trocar 51010 64 Cystostomy, open 51040 65 Cystolithotomy 51050 66 Excision urachal cyst or tumor 51500 67 Diverticulectomy 51525 68 Partial cystectomy 51550 69 Partial cystectomy, with ureteroneocystostomy 51565 70 Simple cystectomy complete 51570 71 Simple cystectomy with cutaneous ureterostomy 51580 72 Radical cystectomy with ureterosigmoidostomy 51585 73 Simple cystectomy with ileal conduit 51590 74 Radical cystectomy with ileal conduit 51595 75 Radical cystectomy with continent diversion 51596 3

76 Pelvic exenteration with male urinary diversion 51597 77 Bladder instillation 51720 78 Cystometrics 51725 79 Complex cystometrogram 51726 80 Uroflowmetrics 51741 81 Needle EMG 51785 82 Voiding pressure studies 51795 83 Intra-abdominal voiding pressure 51797 84 Vesical neck plasty 51800 85 Urethropexy (Marshall-Marchetti) 51840 86 Abdomino-vaginal vesical neck suspension, with or without endoscopic control (e.g., Stamey, Raz, modified Pereyra) 51845 87 Repair of rupture 51860 88 Cystostomy, closure 51880 89 Repair of vesicovaginal fistula (abdominal) 51900 90 Repair of exstrophy, initial 51940 91 Enterocystoplasty 51960 92 Vesicostomy 51980 93 Bladder biopsy 52204 94 Bladder Tumor Fulgeration 52224 95 Cystourethroscopy with removal of calculus 52352 96 Cystourethroscopy with lithotripsy 52353 97 Urethroplasty with tubularization of posterior urethra and/or lower bladder, for incontinence 53443 98 Dilation of urethral stricture 53620 99 Anterior colporrhaphy 57240 100 Combined anteroposterior colporrhaphy 57260 101 Sling operation for stress incontinence 57288 102 Repair of vesicovaginal fistula (vaginal) 57320 103 Other (BLA) (Detail) 53899 4

104 Other (BLA) (Detail) 105 Other (BLA) (Detail) 106 Ultrasound of Bladder (PVR) 76856 PROSTATE 107 Needle Bx Prostate 55700 108 Prostatectomy, perineal, radical 55810 Prostatectomy, perineal, radical plus pelvic lymphadenectomy 55815 109 110 Prostatectomy, suprapubic 55821 111 Prostatectomy, retropubic, simple 55831 112 Prostatectomy, retropubic, radical 55840 Prostatectomy, retropubic, radical plus 113 pelvic lymphadenectomy 55845 114 Open insertion of radioactive materials 55860... Percutaneous insertion of radioactive materials 115 116 Other (PRO) (Detail) 55899 117 Other (PRO) (Detail) 118 Other (PRO) (Detail) URETHRA 119 Closure, urethro-rectal fistula 45820 Urethrostomy, external (separate 120 procedure) 53000 121 Urethrostomy, perineal 53010 122 Meatotomy 53020 123 Incise and drain periurethral abscess 53040 124 Biopsy of urethra 53200 125 Urethrectomy, separate procedure 53215 126 Diverticulectomy (female) 53230 127 Diverticulectomy (male) 53235 128 Excision of urethral prolapse 53275 129 Urethroplasty for anterior stricture 53400 5

130... Staged 53405 Urethroplasty for anterior stricture, one 131 stage 53410 132 Transpubic repair membranous stricture 53415 133... Perineal 134 Reconstruction for incontinence 53440 135 Prosthesis for incontinence 53445 136 Meatoplasty 53450 137 Repair, urethral injury 53505 138 Fistula repair 53520 139 Urethral dilation male sound first 53600 140 Urethral dilation female 53660 Straightening of chordee with or without 141 mobilization of urethra 54300 Chordee correction for first stage 142 hypospadias repair 54304 143 Magpi/Mathieu 54322 144 Major urethroplasty 54328 145 Penoscrotal hypospadias 54332 146 Repair of epispadias 54380 147 Repair of epispadias with incontinence 54385 148 Closure, urethro-vaginal fistula 57310 149 Other (UTA) (Detail) 53899 150 Other (UTA) (Detail) PENIS 151 Revascularization (microsurgery) 37788 152 Meatotomy: Infant 53025 153 Destruction of lesion, penis 54050 154 Laser destruction, lesion penis 54057 155 Surgical excision, lesion penis 54060 6

Destruction of lesion(s), penis (e.g., condyloma papilloma, molluscum, contagiosum, herpetic vesicle), extensive, 156 any method 54065 157 Biopsy, penis 54100 158 Amputation, partial 54120 159 Amputation, complete 54125 Amputation plus ilioinguinal 160 (inguinofemoral) lymphadenectomy 54130 161 Circumcision, Newborn using clamp 54150 162 Circumcision 54161 163 Rigidity test 54250 164 Correction of chordee without hypospadias 54304 165 Insertion of penile prosthesis, non-inflatable 54400 166 Insertion of inflatable penile prosthesis 54405 167 Shunt, cavernosum to saphenous vein 54420 168 Shunt, cavernosum to spongiosum, open 54430 Shunt, cavernosum to spongiosum, 169 percutaneous 54435 170 Repair of major injury 54440 171 Drainage, scrotal wall abcess 55100 172 Other (PEN) (Detail) 55899 173 Other (PEN) (Detail) 174 Other (PEN) (Detail) TESTIS 175 Biopsy, testis 54505 176 Excision lesion of testis 54510 177 Orchiectomy, simple, unilateral 54520 178... Bilateral 179 Orchiectomy, inguinal (radical) 54530 180 Reduction plus fixation, torsion 54600 181 Orchiopexy, unilateral 54640 182... Bilateral 7

183 Insertion testicular prosthesis 54660 184 Repair testis (trauma) 54670 185 Vasovasostomy 55400 186 Vasotomy for vasogram plus biopsy 55300 187 Other (TES) (Detail) 55899 188 Other (TES) (Detail) EPIDIDYMIS AND SPERMATIC CORD 189 Biopsy epididymis 54800 190 Excision lesion epididymis 54830 191 Excision spermatocele 54840 192 Epididymectomy, unilateral 54860 193 Epididymovasostomy, unilateral 54900 194 Ligation internal spermatic vein 55530 195 Other (EPI) (Detail) 55899 196 Other (EPI) (Detail) SCROTUM 197 Hydrocelectomy 55040 198 Incise and drain abscess 55100 199 Resection of scrotum 55150 200 Repair scrotum (trauma) 55175 201 Vasectomy 55250 202 Other (SCR) (Detail) 55899 203 Other (SCR) (Detail) ENDOSCOPY Percutaneous nephroscopy with calculus 204 removal or lithotripsy up to 2 cm 50080 205... Over 2 cm 50081 206 Percutaneous nephroscopy 50551 207 Percutaneous endopyeloplasty 50575 8

Endoscopic injection of implant material into the submucosal tissue of the urethra 208 and/or bladder neck 51715 209 Cystoscopy 52000 210 Cystoscopy plus ureteral catheterization 52005 211 ureter and/or renal pelvis 52007 212 Cystoscopy plus cup biopsy, bladder 52204 213 Cystoscopy and fulguration 52224 214 Cystoscopy, TUR bladder tumor(s) (<2 cm) 52234 215... Medium bladder tumor(s) (2-5 cm) 52235 216... Large bladder tumor(s) 52240 217 Cystoscopy, hydrodilation of bladder 52260 Cystourethroscopy with direct vision 218 internal urethrotomy 52276 Cystoscopy, calibration and dilation, 219 stricture 52281 Cystourethroscopy with removal of foreign body, calculus or ureteral stent from urethra 220 or bladder (separate procedure) simple 52310 221... Complicated 52315 Litholapaxy; crushing or fragmentation of calculus by any means in bladder and removal of fragments simple, small <2.5 222 cm 52317 223... Large or complicated >2.5 cm 52318 224 Cystoscopy, extraction ureteral calculus 52320 225 Cystoscopy with placement of ureteral stent 52332 Cystourethroscopy, with ureteroscopy and/or pyeloscopy (includes dilation of the ureter and/or pyeloureteral junction by any 226 method) 52351 9

227 Ureteroscopy with biopsy or fulguration 52354 228 Ureteroscopy with resection of tumor 52355 Cystourethroscopy, with incision, fulguration, or resection of bladder neck and/or posterior urethra (congenital valves, 229 obstructive hypertrophic mucosal folds) 52400 230 Transurethral incision of prostate 52450 231 TUR bladder neck 52500 232 Transurethral resection of prostate 52601 TUR for regrowth of obstructive tissue 233 longer than one year post-operative 52630 234 Laser prostatectomy - coagulation 52647 235 Laser prostatectomy - vaporization 52648 236 Other (ENDO) (Detail) 53899 237 Other (ENDO) (Detail) 238 Other (ENDO) (Detail) 239 Other (ENDO) (Detail) 240 Other (ENDO) (Detail) 241 Other (ENDO) (Detail) 242 Other (ENDO) (Detail) LAPAROSCOPY 243 Laparoscopy, diagnostic 49320 244 Laparoscopic lymphadenectomy/pelvic 38571 Laparoscopic lymphadenectomy/retroperitoneal, single or 245 multiple 38570 Laparoscopic 246 lymphadenectomy/retroperitoneal, bilateral 38571 247 Laparoscopic repair of inguinal hernia 49650 248 Laparoscopic ligation of spermatic vessels 55550 10

249 Laparoscopic nephrectomy 50545 250 Laparoscopic orchiopexy, first or one stage 54699 251... Second stage 54699 252 Laparoscopy, adrenalectomy 60650 253 Laparoscopy, partial nephrectomy 50546 254 Laparoscopy, nephroureterectomy 50548 255 Laparoscopy, prostatectomy Laparoscopy, destruction of renal lesion 256 (e.g. cryotherapy) 50541 257 Laparoscopy, other (Detail) 53899 258 Laparoscopy, other (Detail) 259 Laparoscopy, other (Detail) OFFICE VISITS 260 New patient 99201 261 Established patient 99211 262 Normal newborn 99432 263 Consultation 99271 264 Outpatient visit-established 99211 265 Outpatient visit-new patient 99201 266 Prolonged services 99354 TOTAL OF ALL PROCEDURES 11

AMERICAN BOARD OF UROLOGY PRACTICE LOG VERIFICATION STATEMENT Name Medical School: Urology Residency Training Program: Please indicate if you have an area of special focus in your practice (select one): General Andrology Endourology Female Infertility Oncology Pediatric Urolithiasis If you have had fellowship training, please state the subspecialty area, where and when the fellowship was done: Please describe your current practice in 100 words or less: The electronic log submission and documentation represent a true, complete, and accurate log of my consecutive office visits and surgical procedures for the required time period. Candidate: Signature Office Phone: Office Fax: Your signature on the Practice Log Verification Statement attests that you have reviewed the data contained in your log submission and that it is a true, complete, and accurate log of your consecutive office visits and surgical procedures for the required time period. If, following review by the ABU Committee charged with reviewing logs, it becomes necessary to repeat processing on a log submission due to errors, oversights, or omissions, a $500 fee will be assessed for this process.

PRACTICE BREAKDOWN Note: Submit this form by mail with your Practice Log Verification/Notarization Statement and Complicatons Narratives. Applicant Name: ABU ID: _ Total number of Clinical, Surgical and Administrative hours worked per week: Please fill in the appropriate number of hours for each activity for each day of a typical week. Note: Clinical hours are for clinical activities in hospital and office. NON-OPERATIVE CLINICAL WEEKDAY OR ACTIVITY RESEARCH ADMINISTRATIVE OTHER TOTALS Monday Tuesday Wednesday Thursday Friday Saturday Sunday TOTALS Please complete reverse side

Applicant Name: ABU ID: Do you perform more than 6 major open or laparoscopic procedures per 6-month period? If no, where do patients needing major surgery go? (Check appropriate response) I do not see this type of patient. Patient is referred to partner in practice. Patient is referred to another urologist outside my practice. Yes No Which of the following populations best describes the metropolitan area where you practice? (Check only one) Over 1,000,000 500,000-1,000,000 250,000-500,000 100,000-250,000 Less than 100,000 Current Type of Practice: (Select below - check no more than three) FT - Full time PT = Part time FT PT FT PT FT PT FT PT FT PT FT PT FT PT Priv Prac Solo FT Priv Prac Group/Partnership FT Priv Prac Managed Care (HMO) FT Military/Govt FT Academic Faculty FT Medical Admin FT Salaried Hosp/Clinic FT PT PT PT PT PT PT PT Vet Admin Prac Employed by Industry (PRAC) Employed by Industry (Research) State/Local Govt Inactive Retired Other (please specify)