Evaluation of the BioFire FilmArray Respiratory Panel and the GenMark esensor Respiratory Viral Panel on Lower Respiratory Tract Specimens

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JCM Accepts, published online ahead of print on 16 October 2013 J. Clin. Microbiol. doi:10.1128/jcm.02787-13 Copyright 2013, American Society for Microbiology. All Rights Reserved. 1 2 Evaluation of the BioFire FilmArray Respiratory Panel and the GenMark esensor Respiratory Viral Panel on Lower Respiratory Tract Specimens 3 4 5 6 Phyllis Ruggiero, Tracy McMillen, Yi-Wei Tang and N. Esther Babady* 7 8 9 1 Clinical Microbiology Service, Department of Laboratory Medicine and 2 Infectious Disease Service, Department of Medicine, Memorial Sloan-Kettering Cancer Center 10 11 *Corresponding Author. 12 Mailing address: 13 14 N. Esther Babady, Ph.D., Microbiology Service, 1275 York Avenue S428D, New York, NY 10065 15 Tel: 212-639-8179 16 Fax: 646-422-2061 17 Email: babadyn@mskcc.org 18 19 Running Title: Multiplexed PCR for Viral Pneumonia 20 Key words: Multiplexed PCR, Respiratory Viruses, Pneumonia, Immunocompromised hosts 21 22 1

23 ABSTRACT 24 25 26 27 28 We evaluated the performance characteristics of the FilmArray Respiratory Panel and the esensor Respiratory Viral Panel on clinical and spiked lower respiratory tract specimens (LRTS) The overall agreement between the two methods was 89.5% (51/57). The lower limit of detection of both assays for all targets in LRTS was comparable to that in nasopharyngeal swab specimens. 29 30 31 32 33 34 35 36 37 38 39 40 41 2

42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 Lower respiratory tract infections, especially pneumonia, can be particularly severe and a cause of high morbidity and mortality in cancer and HSCT patients (1). In HSCT recipients, progression of respiratory viral infections from upper to lower respiratory tract occurs most frequently with respiratory syncytial virus (RSV), human metapneumovirus (hmpv), parainfluenza viruses (PIV) and influenza viruses (2, 3). Two of the several multiplexed molecular assays cleared by the Food and Drug Administration (FDA) for the detection of respiratory pathogens include the FilmArray Respiratory Panel (FA RP) test (BioFire Diagnostics, Salt Lake City, Utah) and the esensor Respiratory Virus Panel (es RVP) test (GenMark Diagnostics, Carlsbad, CA). However, both assays are only cleared for testing on nasopharyngeal swabs (NPS) specimens. A few studies evaluating both the FA RP and the es RVP have included a small number of other specimen types including bronchoalveolar lavage (BAL) fluids, bronchial washes (BW), sputum, throat swabs and tracheal aspirates (SPT) (4-8). In this study we compare the performance of both the FA RP and the es RVP exclusively on lower respiratory tract specimens (BAL fluids, BW and SPT) from cancer patients with symptoms of pneumonia. In addition to accuracy, the lower limit of detection (LOD) of the assays for each target in BAL fluids was compared to the LOD in NPS specimens. 58 59 60 61 62 63 64 This was a retrospective study performed on specimens collected from July 2010 to March 2013 and stored at -80ºC following testing by direct fluorescent antibody assay and viral culture as previously described (4). A total of 52 samples (31 BAL, 17 BW and 4 SPT) from 45 patients were included, 32 consecutive positive samples and 20 randomly selected negative specimens. Patients age ranged from 25-89 year-old, with 25 liquid tumor patients (12 with leukemia and 13 with lymphoma) and 20 solid tumor patients (12 with lung cancer and 13 with other types of cancer). The most common symptoms included radiological evidence of lung 3

65 66 abnormality (infiltrates or nodules) and/or fever and cough. The study was granted a waiver of the HIPPA authorization and informed consent by the MSKCC institutional review board. 67 68 69 70 71 72 73 74 75 76 To increase the number of positive specimens tested, BAL fluids (n=14) negative for all 20 targets detected by the FA RP were combined, spilt into 4 pools and spiked with organisms from the Zeptometrix Respiratory panel (Zeptometrix, Buffalo, NY). This panel includes all the targets listed in Table 1. The concentration of each viral stock solution varied from a cycle threshold of 22-28 as measured by the vendor internal real-time PCR (Zeptometrix, personal communications), which may be higher than the concentration found in clinical specimens. A clinical isolate was used for Coronavirus HKU1. Targets were diluted in negative BAL fluids in pools of 4 or 5 targets. Four stock solutions were prepared at a ratio of 1/25 (i.e. 10 µl of target into 250 µl of negative BAL fluids). The four prepared pools are listed in table 1. Each pool was tested 20 times to determine accuracy. 77 78 79 80 81 82 83 84 85 86 87 The LOD was determined by ten-fold serial dilution (10, 10-1, 10-2, and 10-3 ) of each pool described above. For comparison, the LOD in negative NPS specimens prepared in the same manner and with the same source of isolates was also performed. All testing was performed in triplicate for each dilution. Intra- and inter-assay precision was determined for both assays and the percent coefficient of variation (% C.V.) was calculated. For the FA RP, the intra-assay precision was determined by testing the same specimen (i.e. pool 1) multiple times on the same instrument. Inter-assay precision was determined by testing the same specimen on multiple instruments (n=7) over a two-month period. For the esensor RVP, the intra-assay reproducibility was determined by testing the same specimen on the same XT-8 tower while the inter-assay reproducibility was determined by testing the same specimen on multiple XT-8 towers (n=4) over a two-month period. 4

88 89 90 91 92 93 94 95 The FA RP was performed as previously described for NPS specimens, but using 300 µl of raw specimen instead of NPS specimens (4). Mucoid specimens were pre-treated prior to testing using the LBM Snotbuster (Copan Diagnostics, Murrieta, CA), which picks up the specimen with a sputum dipper and transfers it to 0.5 ml of SL solution (DTT, dithiothreitol, and phosphate buffer solution). 300 µl of the treated specimen was then tested by the FA RP. Pre-treatment provided results for specimens which originally yielded an invalid result. The es RVP was performed as previously described for NPS specimens, but using 200 µl of raw specimen instead of NPS specimens (7). 96 97 98 99 The reference standard was established as a consensus result, in which a true positive was defined as a sample testing positive by at least 2 of the methods (FA RP, es-rvp, or viral culture). Statistical analysis was performed using the Fisher s exact test. p value <0.05 was considered significant. 100 101 102 103 104 105 106 107 108 109 110 The FA RP and the es RVP detected all but one of the 32 viruses detected by viral culture and additionally detected 4 and 6 viruses respectively missed by viral culture (Table 2). The overall sensitivity of viral culture, FA RP and es RVP for targets detected was 89.5% (34/38), 100% (34/34) and 100% (34/34) respectively while their specificity was 90.5% (19/21), 90.5% (19/21) and 82.6% (19/23) respectively. The agreement between the FA RP and the es RVP assays was 89.5% (51/57, κ=0.77, good). The differences between culture and each of the multiplex assays was statistically significant (p<0.0001) and the difference between the FA RP and the es RVP was statistically different (p<0.0001). Additional Rhinoviruses not detected by culture were detected by both molecular assays. In immunocompromised hosts, severe complications, including pneumonia, can occur from infection with Rhinovirus. Two recent studies have shown that in HSCT recipients, 5

111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 rhinovirus was a significant cause of viral pneumonia and the severity could be similar to that of the 2009 H1N1 pandemic influenza A (9). The es RVP detected 5 co-infections: RSV A /RSV B/Rhinovirus, RSV A/hMPV, Influenza virus B/ Influenza virus A H3, Rhinovirus/Adenovirus C and Rhinovirus/PIV-3 (Table 2). The FA RP detected 1 co-infection, Rhinovirus/PIV-3. The significance of dual infections is unclear and seems to depend on which viruses are present with RSV coinfections often reported to cause more severe diseases (10, 11). Both RSV A and B subgroups may circulate during a given respiratory season and co-infections likely occurs although rarely reported probably due in part to the lack of discrimination of current testing methods (12). Dual infections with influenza viruses although rare has also been reported and the clinical presentation does not seem to be different from patients infected with a single influenza virus type (13, 14). The es RVP provides typing information on Adenovirus (Adenovirus B/E and Adenovirus C). Following completion of this study, a second version of the FA RP was released (FA RP v 1.7). The new panel has an additional Adenovirus assay to increase the sensitivity for Adenovirus detection. In our study, the number of true clinical specimens with positive Adenovirus was low (n=2) and the FA RP missed the one Adenovirus C detected by the es RVP, even on repeat testing with the FA RP v1.7. The presence of Adenovirus C was confirmed by a laboratory developed test using Adenovirus MultiCode ASR (data not shown). The FA RP package insert does state that the assay has reduced sensitivity for Adenovirus serotypes 2 and 6, which belong to Adenovirus species C. A recent article evaluating the FA RP v1.7 reported increased sensitivity of the assay for Adenovirus detection from 42.7% to 83.3% (15). 6

133 134 135 136 137 138 139 140 141 142 143 144 145 146 The LOD of the FA RP for all targets was lower in BAL fluids than in NPS for all targets except for PIV- 4, for which the LOD was similar (data not shown), suggesting that all targets should be detected in BAL fluids with sensitivity similar or better than in NPS specimens. The same conclusion was reached for the es RVP since the LOD was lower (~10 fold) than that of FA RP for all targets, except hmpv, for which the LOD was equal (data not shown). For the FA RP, the percent agreement for all replicate of each target on each instrument was 100% except for M. pneumonia for which the percent agreement was 84.4%. The % CV for the Tm ranged from 0.17-0.49%. All Tm values fell within ranges as set by the manufacturer for NPS specimens. There were no differences in % CV between the inter-assay and intra-assay reproducibility data (data not shown). For the es RVP, the percent agreement for all replicate of each target on each instrument was 100%. The % CV for the inter-assay reproducibility of the electrical signal ranged from 8.0-40% for each target while the % CV for the intra-assay reproducibility ranged from 4-30%. All % CV were within the ranges established by the manufacturers for NPS specimens (data not shown). 147 148 149 150 151 152 153 154 155 Two previous studies have evaluated the performance of the BioFire FA RP on a relatively large number of BAL fluids (>50) (5, 8). Rand et al. showed an overall increase rate of detection over viral culture as high as 50%, however, no distinction was made between the performance of the assay in lower respiratory tract specimens compared to that in NPS specimens (8). Hammond et al showed similar to our result, an increase in the number of viruses detected in BAL fluids by the FA RP, although the positivity rate was lower than that in NPS specimens (5). Their patient population was similar to ours with a high number of immunocompromised patients. This is the first report of the performance of the es RVP on a large number of lower respiratory tract specimens. 7

156 157 158 159 160 161 162 163 164 The FA RP and the es RVP have significantly different workflow. The FA RP is a low throughput, sample-to-result system, with minimal manipulation and a laboratory turn-around time (TAT) of about 65 minutes. The es RVP has several steps prior to detection on the XT-8 platform including a nucleic acids extraction step and an amplification and hybridization steps, all of which can be batched for a laboratory TAT of at least 6 hours. Implementation of the es RVP requires adequate laboratory space to separate each step of the process and prevent amplicons contamination, which can occur following either the amplification or hybridization steps. Therefore, the choice and implementation of either platform will depend on each laboratory test volume, workflow and available space. 165 166 167 168 169 170 171 172 173 Our study is unique in that it not only confirms the accuracy of two FDA-cleared multiplexed assays on lower respiratory tract specimens using a high number of positive clinical specimens from immunocompromised patients but also compares their LOD in different specimen types. The results of our study are in agreement with two previous studies evaluating the FA RP on a large number of BAL (5, 8). Limitations of the study include its retrospective nature and the limited diversity of the true clinical samples which prompted us to use spiked specimens to completely assess the performance of the two assays and the lack of specimens positive for bacterial pathogens. In addition, the use of a reference standard that includes the tests being evaluated might have resulted in overestimation of the tests sensitivities. 174 175 In conclusion, the performance of both the FA RP and the es RVP was excellent on lower respiratory tract specimens and their use should improve diagnosis of viral pneumonia. 176 177 8

178 ACKNOWLEDGEMENTS 179 180 The authors would like to thank both BioFire Diagnostics and GenMark Diagnostics for generously providing reagents for the study. 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 9

196 Table I. BAL Stock Solutions # Pathogens Source Pool 1 Pool 2 Pool 3 Pool 4 1 Parainfluenza virus 4 Zeptometrix X 2 Influenza virus A H3 Zeptometrix X 3 Influenza virus A 2009 H1 Zeptometrix X 4 Influenza B Zeptometrix X 5 Parainfluenza virus 1 Zeptometrix X 6 Parainfluenza virus 2 Zeptometrix X 7 Parainfluenza virus 3 Zeptometrix X 8 Influenza virus A H1 Zeptometrix X 9 Human Metapneumovirus Zeptometrix X 10 Rhinovirus/Enterovirus Zeptometrix X 11 Coronavirus HKU1 Clinical Isolate X 12 Coronavirus 229E Zeptometrix X 13 Coronavirus OC43 Zeptometrix X 14 Coronavirus NL63 Zeptometrix X 197 15 Adenovirus Zeptometrix X 16 Respiratory Syncytial virus Zeptometrix X 17 B. pertussis Zeptometrix X 18 M. pneumoniae Zeptometrix X 19 C. pneumophilae Zeptometrix X Each pool contains equal volume of each target with an x in the column (e.g. pool 3 contains all 4 Coronaviruses and Rhinovirus) 198 10

199 Table II. Comparison of Viral Culture, FA RP and es RVP pathogens detection in lower respiratory tract specimens 200 201 202 203 Number of viruses detected by each method Target Culture FA RP es RVP Adenovirus 1 1 2 RSV 7 9 8 Rhinovirus 9 11 11 PIV-1 2 2 2 PIV-3 5 7 7 hmpv 5 4 4 IA H3 1 1 2 IB 2 2 2 Total Number of Viruses Detected 32 36 a 38 b Total Number of Negative specimens 20 17 18 a Two specimens positive by FA RP only: RSV and Rhinovirus b Four specimens positive by es RVP only: Adenovirus C, RSVA/B, IA H3 and Rhinovirus (all co-infections). FA RP: FilmArray Respiratory Panel; es RVP: esensor Respiratory Viral Panel. RSV: Respiratory syncytial virus, PIV: Parainfluenza virus, hmpv: human Metapneumovirus; IA: Influenza A virus, IB, Influenza B virus 11

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