Trade name: CAVIAR UNISPHERES NTL-3613C Commercial reference: 33613 Harmonized tariff code: 3824.999390 Supplier name: INDUCHEM AG Country of origin: SWITZERLAND Product category: Visual Carrier 1. Regulatory status a. Cosmetic regulations compliance Composition INCI Name CAS # EC # % Mannitol 69-65-8 200-711-8 50-74.99 Cellulose 9004-34-6 232-674-9 25-49.99 CI 77499 (US: Iron Oxides) 1317-61-9 215-277-5 1-4.99 Tocopheryl Acetate 7695-91-2 231-710-0 1-4.99 Acrylates/Ammonium Methacrylate Copolymer 33434-24-1 / 0.1-0.99 Retinyl Palmitate 79-81-2 201-228-5 0.1-0.99 Talc 14807-96-6 238-877-9 0.1-0.99 Triethyl Citrate 77-93-0 201-070-7 0.1-0.99 Caprylic/Capric Triglyceride 73398-61-5 277-452-2 0.1-0.99 Mica 12001-26-2 / 0.1-0.99 CI 77891 (US: Titanium Dioxide) 13463-67-7 236-675-5 0.1-0.99 Hydroxypropyl Methylcellulose 9004-65-3 / <0.1 Additives (intentionally added to maintain quality or stability ) INCI Name CAS # EC # % none Cosmetic Regulations Status COUNTRY Regulation YES NO % restricted or comment USA California Safe Cosmetic Act Canada Canada Cosmetic Law Europe EU Cosmetic Regulation 1223/2009 Ingredients listed in annexes: CI 77499 Annex IV/137 Talc Annex III/59 CI 77891 Annex IV/143 and VI/27 global.cosmetic@givaudan.com www.givaudan.com 1/6
China Japan IECIC 2015 China Food and Drug Administration Cosmetic Standards Quasi-drugs Korea Korean Cosmetic Law CI 77891 is regulated Mexico Mexico Cosmetic Directive CI 77891 is regulated MERCOSUR Mercosur Cosmetics CI 77891 is regulated Taiwan Taiwan Cosmetic Regulation b. Chemical regulations compliance Composition Chemical Name CAS # EC # % D-Mannitol 69-65-8 200-711-8 50-74.99 Microcrystalline Cellulose 9004-34-6 232-674-9 25-49.99 Iron Oxide Black, Triiron tetraoxide 1317-61-9 215-277-5 1-4.99 dl-alpha Tocopherylacetate 7695-91-2 231-710-0 1-4.99 Ammonium butenoate, polymer with propenoic acid, butenoic 33434-24-1 / 0.1-0.99 acid, and/or alkyl propenoates Vitamin A Palmitate 79-81-2 201-228-5 0.1-0.99 Talc 14807-96-6 238-877-9 0.1-0.99 Triethyl Citrate 77-93-0 201-070-7 0.1-0.99 Medium-chain triglyceride 73398-61-5 277-452-2 0.1-0.99 Sericite 12001-26-2 / 0.1-0.99 Titanium Dioxide 13463-67-7 236-675-5 0.1-0.99 Cellulose, 2-Hydroxypropyl Methyl Ether 9004-65-3 / <0.1 Additives (intentionally added to maintain quality or stability ) Chemical Name CAS # EC # % None Global Inventories Status COUNTRY INVENTORY YES NO Additional information USA TSCA listed CANADA DSL listed NDSL listed CAS 12001-26-2 not listed Cosmetic Use exempted global.cosmetic@givaudan.com www.givaudan.com 2/6
EUROPE AUSTRALIA Low volume exemption EINECS listed ELINCS listed REACH Compliant AICS listed (Substances occurring in nature are exempted) low volume chemical permit /Low volume exemption* CAS 33434-24-1 and 9004-65-3 Polymers not listed CAS 69-65-8: Exempted Annex IV CAS 9004-34-6: Exempted Annex IV CAS 1317-61-9: Registered 01-2119457646-28 CAS 7695-91-2: Registered 01-2119457641-38 CAS 33434-24-1: Exempted - Polymer CAS 79-81-2: Registered 01-2119480425-37 CAS 14807-96-6: Exempted Annex V CAS 77-93-0: Registered 01-2119955435-32 CAS 73398-61-5: Registered 01-2119492306-35 CAS 12001-26-2: Exempted Annex V CAS 13463-67-7: Registered 01-2119489379-17 CAS 9005-64-5: Exempted - Polymer Possible on request PHILIPPINES CHINA JAPAN PICCS listed Cosmetic End Product exempted Small Quantity Importation* IECSC listed (Substances occurring in nature are exempted) ENCS listed ISHL listed Possible on request Cosmetic End Product exempted CAS 12001-26-2 not listed Cosmetic Use exempted CAS 12001-26-2 not listed Cosmetic End Product exempt Low volume exemption* Possible on request KOREA K-REACH CAS 33434-24-1 not listed Cosmetic Use exempted TAIWAN TCSI listed (Substances occurring in Cosmetic End Product exempted nature are exempted) NEW ZEALAND NZIoC listed (Exemption applies if not regulated by HSNO act) Cosmetic End Product exempted * Low volume exemption or Low volume chemical permit is only based on the assumption that the ingredient is imported by Givaudan or its representative(s). By-products and impurities Based on our actual knowledge of our production process, raw materials and equipment used, we expect that the material contains: Not expected Yes Substance & Max. content Residual solvents < 300 ppm Methanol < 200 ppm Ethanol Phthalates Free Ethylene Oxide Polycyclic Aromatic Hydrocarbon global.cosmetic@givaudan.com www.givaudan.com 3/6
Glycol Ether 1,4-Dioxane Nitrosamines Diethylene glycol Volatile Organic Compounds mentioned in the Swiss list RD814.018 Ordinance on the incentive tax Formaldehyde or Formaldehyde releaser Dioxin Acrylamides Other impurities < 20 ppm Simethicone < 100 ppm Sorbic Acid 2. Product Specification Refer to Specifications sheet 3. Manufacturing and ingredients Production process Refer to Flow chart ISO certification Origin Ingredient Origin* Country of origin Mannitol Synthetic France Cellulose Vegetable Germany CI 77499 (US: Iron Oxides) Synthetic France Tocopheryl Acetate Synthetic Germany / China Acrylates/Ammonium Methacrylate Copolymer Synthetic Germany Vitamin A Palmitate Synthetic Germany Talc Mineral Italy Triethyl Citrate Synthetic Germany Caprylic/Capric Triglyceride Synthetic Germany global.cosmetic@givaudan.com www.givaudan.com 4/6
Mica Mineral USA CI 77891 (US: Titanium Dioxide) Synthetic USA Hydroxypropyl Methylcellulose Synthetic Japan *Natural or Synthetic Natural raw material of vegetal, animal, mineral or microbiological origin, as such, obtained by physical, enzymatic or microbiological processes, or obtained by traditional preparation processes (e.g. extraction, distillation, heating, torrefaction, fermentation) Ingredient of vegetable origin (if applicable) Name of the vegetal (Genus - Species) of the Cellulose: Picea abies Part used: Spruce wood Is the plant is cultivated or wild? Cultivated We hereby confirm that we do not use CITES regulated vegetal species as intentional components of the raw material. GMO We hereby confirm that the raw material is not obtained from Genetically Modified Raw Materials (G.M.O.) and does not contain Genetically Modified Organisms (G.M.O.). BSE We hereby confirm that the raw material does not contain and is not derived from, Specified Risk Material as defined in Commission Directive 97/534/EC. Based on this, the raw material is BSE-free. Heavy metals We hereby confirm that the total sum of results of heavy metals contained in the raw material is lower than 20 p.p.m. (mg/kg). Refer to statement Pesticides Based on information concerning the raw materials, production process, and equipment used, we hereby confirm that pesticides are not like to be present. Refer to statement Palm oil We hereby confirm that the raw material does not contain palm oil or derived. Contains palm oil or derived from RSPO-member. Contains palm oil or derived from RSPO-certified source, Mass Balance. Nanomaterials We hereby confirm that the raw material is not a Nanomaterial as defined by the Cosmetic EU Regulation N 1223/2009, the French Decree N 2012-232 and the European Commission Recommendation N 2011/696. 4. Safety and Environment Toxicological information We hereby confirm that the raw material is in compliance with the requirement of the EU Cosmetic Regulation (EC) N 1223/2009 regarding the ban on animal testing and with regards to the marketing in the EU of cosmetic products. Refer to Toxicological summary global.cosmetic@givaudan.com www.givaudan.com 5/6
Ecotoxicological information Refer to Safety Data Sheet 5. Certifications Yes No Not checked Halal Kosher Ecocert approved Cosmos approved List of the documents available Flow chart ISO certificate FS/Specification Heavy metals statement Pesticides statement Toxicological summary SDS SVHC statement CMR statement Prop65 statement Allergens certificate Ecocert approval attestation Cosmos approval attestation Halal certificate Kosher certificate 14 August 2017 Martin Denier Regulatory Affairs Specialist The data in this document has been prepared in accordance with Givaudan Group's internal protocols and procedures in order to evaluate characteristics and/or performance. Givaudan Group has in place a program of review and analysis for all relevant cosmetic actives ingredients. Detection limit for calculation is ten ppm. The information contained herein is, to the best of Givaudan's knowledge, true and accurate at the time it is given. It is provided to Customer for its information and internal use only. Givaudan is not liable for any damages that may result from the misuse of the data. It is Customer's responsibility to perform its own evaluations on the material evaluated herein, including with respect to end-use applications. Any Customer product, marketing or other claims are Customer's sole responsibility. A Concentration represented by - corresponds to <10 ppm. global.cosmetic@givaudan.com www.givaudan.com 6/6