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The Prevalence and Sociodemographic Determinants of Diabetes and Hypertension among HIV Infected and Healthy Population in Namibia Master programme in International Health 2014/2016 Supervisiors: Carina Källestål Katarina Selling Word counts 10,178 -Population Based Cross Sectional Study from Secondary Data Analysis of Demographic and Health Survey 2013- Abubakr Mohamed Master Thesis in International Health -30 Credits International Maternal and Child Health / IMCH Department of Women s and Children s Health Uppsala University Uppsala, Sweden June 2015

Abubakr Mohamed - Master Thesis in International Health- Uppsala It is more important to know what type of person has the disease, than to know what type of disease the person has William Osler The global HIV/AIDS epidemic is an unprecedented crisis that requires an unprecedented response. In particular it requires solidarity between the healthy and the sick, between rich and poor, and above all, between richer and poorer nations. We have 30 million orphans already. How many more do we have to get, to wake up? Kofi Annan, Former United Nations Secretary-General, Cancer, diabetes, and heart diseases are no longer the diseases of the wealthy. Today, they hamper the people and the economies of the poorest populations even more than infectious diseases. This represents a public health emergency in slow motion. Ban Ki-Moon, United Nations Secretary-General Page 2

Abubakr Mohamed - Master Thesis in International Health- Uppsala contents Abstract 5 Abbreviations 6 List of Figures 7 List of Tables 8 1. Introduction 9 1.1 Background 9 1.2 HIV Comorbidities 11 1.3 Country Setting, Namibia 12 1.4 Conceptual Framework 14 1.5 Rationale and Justification 15 2.Objectives 16 2.1 Main Objective 16 2.2 Specific Objectives 16 3.Methods 17 3.1Study Design 17 3.2 Study Setting 17 3.3 Participants and Sampling 18 3.4 Data sources and measurement 19 3.5 Quantitative Variables 19 3.6 Bias 21 3.7 Statistical Analysis 22 4. Ethical Considerations 23 5. Results 24 5.1Participants 24 5.2.General and Sociodemographic Characteristics of Studied Population according to HIV status 5.3 Prevalence of HIV, Diabetes and Hypertension Comorbidities 24 27 5.4 High Fasting Blood Glucose and HIV comorbidity: 28 Page 3

Abubakr Mohamed - Master Thesis in International Health- Uppsala 5.4.1 Descriptive Analysis of High Fasting Blood Glucose in the General Population and HIV Groups: 5.4.2. Sociodemographic determinants of High Fasting Blood Glucose in the General Population and HIV Groups 28 32 5.5 High Blood Pressure and HIV: 34 5.5.1 Descriptive Analysis of High Blood Pressure in the General Population and HIV Groups 5.5.2 Sociodemographic determinants of High Blood Pressure in the General Population and HIV Groups: 34 37 6.Discussion 39 6.1Key Findings 39 6.2 Limitations 40 6.3 Strengths 40 6.4 Validity and Generalization 41 6.4 Interpretation of Findings 42 6.4.1 Prevalence of HIV, Diabetes, Hypertension and the comorbidities 6.4.2 Sociodemographic determinants of HIV, Diabetes and Hypertension 42 44 6.5 Public Health Implications and Recommendations 45 7.Conclusions 46 8.Acknowledgement 46 9.References 47 10.Annex Page 4

Abubakr Mohamed - Master Thesis in International Health- Uppsala Abstract (250 words) Introduction The coincident existence of HIV infection and diabetes or hypertension in the same individual is a known comorbidity in medical literature. However, its epidemiology has been less studied in Sub Saharan Africa where a large proportion of people suffer from HIV and non communicable diseases. Objectives To study the prevalence and sociodemographic determinants of diabetes and hypertension in people living with and without HIV in Namibia. Methods Cross sectional study using Namibia demographic and health survey 2013. The study objectives were determined among the general population, and results were stratified for HIV status. Logistic regression models were constructed to evaluate associations. Results 3075 participants were studied, 19.9% were HIV positive. Lower mean age and BMI were noted in the HIV-infected group and prevalence of diabetes (4.3%,p=0.03) and hypertension (30.6%,p<0.001) were lower than in HIV negative group (7.2% and 38.6%). In the general population, logistic regression showed no significant association between HIV status and diabetes (AOR=1.07,95%CI=0.84-1.38) neither hypertension (AOR=0.84, 95%CI=0.67-1.06). Old age and obesity were the main determinants associated with increased risk of both conditions. Highly educated and rural population had lower odds of hypertension. In the HIV-infected group, none of these determinants were associated to diabetes and only overweight was positively related to hypertension. Conclusions Prevalence of HIV comorbidities are driven by disease pattern and sociodemographic differences in population specially aging. Age-adjusted disease mortality in HIV research, and integrated management approach of NCDs and HIV are recommended. Page 5

Abubakr Mohamed - Master Thesis in International Health- Uppsala Abbreviations AIDS AOR ART BMI COR BP DM DHS FBG GDP HIV HAART HTN NCDs SSA USAID WHO Acquired Immune Deficiency Syndrome Adjusted Odds Ratio Antiretroviral Therapy Body Mass Index Crude Odds Ratio Blood Pressure Diabetes Mellitus Demographic and Health Survey Fasting Blood Glucose Gross domestic product Human Immunodeficiency Virus Highly Active Anti-Retro Viral Therapy Hypertension Non Communicable Diseases Sub Saharan Africa United States Agency for International Development World Health Organization Page 6

Abubakr Mohamed - Master Thesis in International Health- Uppsala List of Figures -Figure [1]: Leading causes of DALYs and percent change 1990 to 2010 for Namibia. -Figure [2]: Conceptual framework for the relationship between HIV/AIDS and NCDs ( diabetes mellitus, hypertension, cardiovascular diseases and cancer) -Figure [3]: Map of Namibia. -Figure [4]: Flow Chart of Participants in the Study -Figure[5]: Distribution of age groups according to HIV status in the general population studied in Namibia 2013. -Figure [6]: Percentage of body mass index categories in the general population studied (n=3075) stratified according to HIV status. -Figure[7]: Prevalence(%) of high fasting blood glucose, hypertension among general population, HIV positive and negative groups in Namibia 2013 -Figure [8]: Proportion of fasting blood glucose categories in the general population (n=3075) in Namibia 2013. -Figure [9]: Prevalence(%) of high fasting blood sugar in different age groups in HIV positive (n=611) and HIV negative (n=2464) in Namibia 2013. -Figure [10]: Association between fasting blood sugar and body mass index in HIV positive(n=611) and HIV negative(n=2464) population groups in Namibia 2013 -Figure [11]: Results from multivariable logistic regression: factors associated with the risk of diabetes mellitus (Odds ratios and 95 % confidence intervals) among the general population(n=3075) in Namibia 2013 -Figure [12]: Prevalence(%) of hypertension in different age groups in the general population(n=3075) in Namibia 2013 -Figure [13]: Results from multivariable logistic regression: factors associated with the risk of hypertension (Adjusted Odds ratios and 95 % confidence intervals) among the general population(n=3075) in Namibia 2013. -Figure [14]:Etiological Models of Comorbid diseases Page 7

Abubakr Mohamed - Master Thesis in International Health- Uppsala -Figure[15]: Proportion of death and disability from NCDs in all countries below age of 60 years in 2010. -Figure[16]:Adult and children estimated to be living with HIV,2013 by WHO Regions -Figure[17]:Estimated number of people in need of antiretroviral therapy in low and middle income countries in December 2006. List of Tables -Table [1]: Sociodemographic characteristics of Participants in studied population, HIV positive and negative subgroups in Namibia 2013 -Table [2]: Prevalence of Comorbidities in HIV positive and negative population groups in Namibia 2013 -Table [3]: Prevalence of high fasting blood glucose in relation to sociodemographic characteristics in general population, HIV positive and negative subgroups in Namibia 2013 -Table [4]: Logistic Regression Models of Diabetes association to sociodemographic characteristics in HIV negative(n=2464) and HIV positive(n=611) subpopulation groups in Namibia 2013 -Table [5]: Prevalence of high blood pressure in relation to sociodemographic characteristics in general population, HIV positive and negative subgroups in Namibia 2013 -Table [6]: Logistic Regression Models of Hypertension association to sociodemographic characteristics in HIV negative(n=2464) and HIV positive(n=611) subpopulation groups in Namibia 2013 -Table[7]: Logistic Regression Models of Diabetes association to sociodemographic characteristics in the General population(n=3075) in Namibia 2013. -Table[8]: Logistic Regression Models of Hypertension association to sociodemographic characteristics in the General population(n=3075) in Namibia 2013. Page 8

Abubakr Mohamed - Master Thesis in International Health- Uppsala 1. Introduction 1.1 Background In the last three decades, our world has witnessed many changes in the major health problems needed to be encountered in high income countries as well as low and middle income countries and throughout the different regions(1). Acquired immunodeficiency syndrome (AIDS), caused by human immunodeficiency virus (HIV), has been one of the biggest pandemics and global health challenges(2). Worldwide, 35 million people were living with HIV at the end of 2013 according to World Health Organization (WHO) reports, 71% of them living in Sub Saharan Africa (SSA)(3). With the introduction and the wide spread use of combined and highly active antiretroviral therapy (HAART), HIV management has been revolutionized leading to a reduction in HIV mortality and morbidity rates(4). Antiretroviral drugs slow AIDS progression and decrease viral load and replication but do not completely cure patients from the HIV infection(5). Thus, these drugs are expected to improve both quality of life and life expectancy of AIDS patients. Also, they add up to the chronicity of the condition and increase the prevalence of HIV-infected people(2). For instance, a study in the United States has shown that 50% of HIV patients on HAART will be over 50 years old by 2015(6). Nevertheless, the tremendous success of these drugs regimens have been associated with the emergence of many side effects(7). The availability and usage of these drugs have been disproportionate around the world, being readily accessible in high income countries(5). On the other hand, as a consequence of socioeconomic development resulting in demographic and epidemiological transitions, the rapid increase in noncommunicable diseases (NCDs) is becoming another threatening challenge to overcome, a challenge which requires global effort in order to improve population health(8). Otherwise, NCDs may progress into a pandemic based on the current worrisome trends. Currently, NCDs contribute to almost 60% of the deaths around the world and 80% of these deaths occur in developing countries(6). Diabetes Mellitus (DM), a condition of abnormal elevated blood glucose due to insulin resistance or deficiency, is a well known example of NCDs worldwide. Hypertension (HTN) is another very common chronic disease characterized by high blood pressure. Both diabetes and hypertension are major causes of mortality from chronic NCDs(9). Also, they Page 9

Abubakr Mohamed - Master Thesis in International Health- Uppsala are well known to be directly related to chronic heart disease which is number one cause of death globally(10). WHO estimates that 347 million people worldwide suffer from diabetes(10). In the region of Africa, around 20 million are living with diabetes. This figure is expected to double by 2030(10,11). In comparison to other world regions, Africa has the highest percentage of undiagnosed diabetes cases reaching 62% and the lowest diabetes related health expenditure(11). In the year 2013, an estimated 5.1 million people died from consequences of high fasting blood glucose. Beside diabetes, reports from 2008 showed that nearly 40% of the world population aged 25 and above had been diagnosed with hypertension. The number of hypertension cases reached one billion compared to 600 million in 1980. The prevalence of hypertension in Africa is 46%, which is the highest among all the continents. Noticeably, the majority of deaths related to HIV, DM and HTN occur in the region of SSA(12). -See index figures[15,16,17]-. These numbers and figures illustrate the double burden of disease of both non communicable and communicable diseases facing countries in SSA. This fact is not only true at the community level but might also hold right at the individual level when polypathology or comorbidity take place at the same time and in the same person, worsening the health status of the individual and the community(13). The coincidence occurrence of DM or HTN with HIV represent a clear and obvious pattern of the dual burden of disease, a serious threat to one seventh of the world population under extreme living conditions in the region of SSA, where growing incidence of diseases threatens to overwhelm the existing and already overstretched health systems in these countries(14). Studying comorbidities in high income countries has been a relatively complex topic due to the multiple and interacting correlations in such conditions(15). For instance, a study in a high income setting has shown that more than 50% of mortality in HIV treated patients were attributable to NCDs(16). The changing rates of diseases such as HIV, DM and HTN and their distribution among the growing number of population, make it even more complicated in low and middle income settings. This study attempts to provide a good understanding of the occurrence of DM and HTN among people living with and without HIV in low and middle income settings which have been remarkably understudied. Page 10

Abubakr Mohamed - Master Thesis in International Health- Uppsala 1.2 HIV Comorbidities Comorbidity has been referred to any distinct condition entity that has existed or may occur during the clinical course of a patient who has the index disease under study or the cooccurrence of multiple diseases and medical conditions within one person(16). HIV has been associated with many comorbid conditions in the medical literature. In general, HIV comorbidities are associated with poor health outcomes, more complex clinical management, and higher costs of health care services(15). These diseases can either be NCDs or another infectious disease such as tuberculosis (TB), which has been a very common combination specially in settings with high tuberculosis prevalence including SSA(17). Tuberculosis in HIV patients has been associated with different causative mycobacterial species, multi-drug resistance and longer treatment duration(18). The management and prognosis of HIV/TB comorbidity have improved mainly with the use of HAART(19). Similarly, this has been observed in HIV and hepatitis C viral infection comorbidity (20). On the other hand, HIV/NCDs comorbid conditions have shown to be related to both HIV pathophysiology and its management as well(4,21). The multi-factorial causality of most NCDs adds up to the complexity of the comorbidity. For instance, many overlapping mechanisms operate in the pathogenesis of diabetes in HIV patients. Beside the pathophysiological aging effect of the HIV chronic infection, HIV is found to alter inflammatory response, change body fat distribution and cause immune dysfunction(4). Also, several studies have shown significant association between diabetes and antiretroviral therapy duration of treatment, particularly protease inhibitor drugs(22). The assumed mechanisms are either direct as a drug side effect or indirect through the reactivation of the immune system and the sequence of gaining health, which allow and enhance the effect of of classical risk factors independent of HIV infection such as old age, obesity, smoking, sedentary life style, family history and genetic predisposition(4). All these can lead to diabetes and metabolic derangement seen in HIV patients. Similar pathways were identified in hypertension which shares a lot of underlying factors with diabetes(23,24). Metabolic Syndrome -a condition which includes insulin resistance, high blood pressure and sugar, central obesity and dyslipidemia- has a well known association with HIV infection and antiretroviral therapy(25). Metabolic syndrome is an example that illustrates the complicated linkages underlying NCDs and how complex things can get in HIV setting(26). Page 11

Abubakr Mohamed - Master Thesis in International Health- Uppsala Hence, there is a clear need for an integrated understanding when approaching such conditions. It is noteworthy that sociodemographic factors play an essential role in the distribution of diseases and comorbidities. For instance, a study has found that diabetes and hypertension were found to be more common among males and in certain ethnic groups(20). Life style, a key risk factor in NCDs, differs by socioeconomic status, urbanization and certainly awareness indicated by educational level. Another crucial factor is access to health care e.g having health insurance, specially when considering life long diseases as HIV, HTN and DM which might exhaust individual and population economic and health status. Capturing the complexity of sociodemographic and clinical disease dimensions is challenging and equally important in discussing and studying the burden of HIV comorbidities. 1.3 Country Setting, Namibia The Republic of Namibia, previously known as South West Africa, is located in the south western part of Sub Saharan Africa along the south atlantic coast of Africa. Namibia became independent from South Africa in 1991(27)figure[1]. The country has 13 regions situated over 825,615 km2 and populated with 2.3 million inhabitants from more than ten different ethnic groups(27). Namibia has a growing and developing economy and categorized as an upper middle income country according to the world bank classification with GDP of 8,577$ per capita in 2014 compared to 6,350$ in 2011(28). Gini index estimated in 2009 is 61.3% reflecting an elevated level of the existing socioeconomic inequality in the country. Page 12

Abubakr Mohamed - Master Thesis in International Health- Uppsala Twenty eight percent of the population live under the poverty line, which is 10% lower than a decade ago. Primary school enrollment rate is 88% and the rate of under five mortality is 50/1000 per year. The life expectancy is 64 years old(28). Health expenditure in Namibia (6.8% of GDP) is one of the best in Africa, with good primary health care services and low rates out of pocket expenditures(29). Namibia is one of the countries within the region of SSA that has been massively affected by the HIV pandemic in addition to other infectious diseases including malaria(30). However, combating HIV received great attention and Namibia did great efforts in that field, in order to achieve targeted millennium development goals. HIV, high blood pressure and diabetes remained the leading causes of disability adjusted life years lost due to morbidity and mortality(30).figure[2] According to official health statistics in Namibia, HIV prevalence dropped from 22% in 2002 to 18.8 in 2010. In contrast, a prevalence of 38% was estimated for hypertension. Moreover, diabetes is also emerging as serious health problem with an annual incidence of 3,650 new cases recorded in 2011 according to the WHO(30). Page 13

1.4 Conceptual Framework Abubakr Mohamed - Master Thesis in International Health- Uppsala Figure[3] shows a conceptual framework formulated by Nigatu et. al (20), which describes the possible and common relationships between NCDs and HIV. The postulated relationship has a direct pathway through HIV pathophysiology and indirect pathways. Indirect pathways include the effect of antiretroviral therapy and sociodemographic factors. In this study, the focus will be on the sociodemographic factors including aging, urbanization, life style indicated by body mass index and economic status represented by wealth index. Additional determinants as gender, education and health insurance were also studied as part of the population characteristics. The way that these pathways relate to each were considered under models suggested by Jose Valderas et. al in analyzing comorbid conditions-annex figure [14]-. These models examines occurrence of comorbidity due to the possibility of chance, direct causation and risk factors interplay(16). Page 14

Abubakr Mohamed - Master Thesis in International Health- Uppsala 1.5 Rationale and Justification No doubt that global solidarity, partnership, research and capacity building in response to the fight against HIV/AIDS is an inspiring achievement. However, the efforts resulting in improved life quality and expectancy in people living with HIV might be hindered by the emerging chronic diseases as DM and HTN(4). Thus, further morbidity or mortality result not from HIV itself but from the accompanying preventable and predictable conditions. The presentation of HIV, diabetes mellitus and hypertension comorbidities impacts diagnostic and management aspects, making it very difficult to handle and pose unique problems to treating physicians and operating health programs. Although scientific research has shown several direct and indirect clinical correlations including metabolic and cardiovascular effects, many debates and discussion exist and many aspects in the epidemiology of such complex diseases interactions and intersections are not fully addressed. Moreover, most of these studies have taken place in high income countries compared to the very scarce studies done in SSA-including Namibia- despite the fact this region accounts for more than two thirds of HIV cases globally. There is an alarming need to assess the current situation of the comorbidity which will facilitate understanding and planning, and will enhance further improvement in quality of care and better allocation of resources. Knowledge about the sociodemographic determinants among this unique group of population will provide critical information about the trend and magnitude of the problem and assist in identifying existing gaps in health care delivery for both HIV and NCDs. The results of this study will focus on the occurrence of two main comorbidities, DM/HIV and HTN/HIV in HIV-infected population compared to DM and HTN in HIV negative population in Namibia. Also, it will give insight on prevalence of these diseases and explore pattern and distribution of risk factors among the general population. This might help in defining vulnerable groups for screening programs and design interventions targeting their underlying needs. Page 15

Abubakr Mohamed - Master Thesis in International Health- Uppsala 2.Objectives 2.1 Main Objective The main objective of this master thesis is to describe and study the prevalence of diabetes and hypertension in people living with and without HIV infection in relation to sociodemographic characteristics. Research Question: What are the prevalence and sociodemographic determinants of diabetes and hypertension among HIV infected and healthy population in Namibia? 2.2 Specific Objectives 1.To determine the prevalence of HIV, DM and HTN among the general population. 2. To compare the prevalence of DM and HTN in HIV positive and HIV negative groups. 3.To study the sociodemographic determinants - including gender, age, body mass index, residence, level of education, wealth index and health insurance- of DM and HTN in the general population, HIV positive and HIV negative groups. Page 16

Abubakr Mohamed - Master Thesis in International Health- Uppsala 3.Methods 3.1 Study Design This is a population-based, quantitative cross sectional study using secondary data from the demographic and health survey(dhs) of Namibia 2013(30). The survey is conducted periodically in collaboration between the Ministry of Health and Social Services in Namibia and the support of many local institutions and global organizations including Namibia Statistics Agency, the National Institute of Pathology, the United States Agency for International Development (USAID), and the Global Fund(30). The aim of the survey is to provide reliable information on health status of the population and give insight for planning and evaluation of health programs and policies. The survey covers household and individual demographic, socioeconomic and health data including fasting blood glucose level, mean diastolic and systolic blood pressure measurements and HIV biomarkers collected from representative sample of the population from the different 13 regions of the country. This is the fourth comprehensive survey in Namibia and the first one to include HIV, blood pressure and fasting blood glucose biomarkers (30). 3.2 Study Setting The health status in Namibia has been heavily impacted by the HIV epidemic and negatively affected by the country s unequal economic growth and development between rural and urban areas. The Ministry of Health and Social Services has prioritized the implementation of three millennium development goals, namely child health, maternal care and combating diseases as HIV/AIDS, tuberculosis and malaria(30). Namibia has no community based health insurance system. Instead, health care is provided at nominal fees in the public sector. Private health sector located in the urban areas, provide private health services and insurance at higher expenses(29). However, governmental medical aid system has been developed covering 43% of the population, but only 5% of people belonging to the poorest wealth index quintile are included. Similar differences according to educational level are seen as well. Low cost private insurance schemes involving full coverage of HIV care have been introduced into the country to assist in halting the ongoing HIV urgency(32). It is estimated that nearly 120,000 HIV patients are in need of ART(30). Page 17

Abubakr Mohamed - Master Thesis in International Health- Uppsala Over the past years, Namibia had substantial changes to address these problems. A five-year health policy was adopted in 2010, which included strategies to increase the level of awareness and knowledge related to HIV and NCDs among the general population, modify risk behaviors, improve the provision of counseling, screening and testing services, and enhance access to care and anti-retroviral therapy(30). The data used in this study is extracted from the demographic and health survey of Namibia 2013. The survey was initiated in April 2012 and data collection took place between May and September 2013 from all 13 regions of the country. The final report was published in September 2014. 3.3 Participants and Sampling The survey used by this cross sectional study was conducted by cluster sampling method in which 13 regions were stratified into 26 sampling strata and 554 clusters. Namibia 2011 housing and population census was the base of the sampling in this survey. Samples were selected independently in every stratum and a fixed number of 20 households were selected in every urban and rural cluster according to equal probability systematic sampling(30). Then, participants were randomly assigned from each cluster. From the 15,211 recruited participants, 11245 completed the household and individual questionnaires and were tested for HIV. 3314 had their fasting blood glucose and blood pressure measurements collected. Fasting blood glucose(fbg) and blood pressure(bp) were measured only for those aging 35-64 years old. Thus, those aged below 35 years old were automatically excluded from the analysis. The eligibility criteria for inclusion in the study are: 1-Women and men recruited for the survey. 2-Tested for HIV-1 status. 3-Tested for fasting blood glucose level. 4-Tested for systolic and diastolic blood pressure. 5-Completed the administered questionnaire. Page 18

Abubakr Mohamed - Master Thesis in International Health- Uppsala 3.4 Data sources, collection and measurement Demographic and health characteristics of participants were collected with questionnaires as part of the survey which was translated from English to six local languages. Response rate to the survey was 97%. HIV blood sample was obtained by three to five blood drops from a finger prick according to DHS HIV testing protocol and tested using a highly sensitive fourth-generation enzyme-linked immunoassay (ELISA). A result was considered positive if the sample was tested positive twice. Indeterminate or discordant samples were confirmed using score line immunoassay (Innogenetics) which was also used to determine the HIV type in positive samples. Fasting blood glucose level was measured using HemoCue Glucose 201 RT system (HemoCue Ab, Angelholm, Sweden) after an overnight fast by drawing finger prick blood sample from respondents and results were recorded as millimoles per litre (mmol/l). Blood pressure was measured by trained interviewers using a fully automatic, digital device with automatic upper-arm inflation and automatic pressure release. Three measurements of systolic and diastolic blood pressure -recorded in mmhg- were taken during the survey interview, with an interval of at least 10 minutes between measurements. The mean of the second and third readings were used to determine the mean systolic and diastolic blood pressure. Body mass index was calculated after taking the anthropometric measurements including height (cm) and weight (Kg) as follows: BMI=(Height in Meters)2/(weight in Kg) (30). 3.5 Quantitative Variables -Outcome variables Both outcome variables were obtained as continuous data and represented mainly as categorical variables -and to a lesser extent as numerical variable- in the analysis to clearly study the group of interest, diabetes and hypertension cases. 1.Mean fasting blood glucose(fbg) This variable has been collected as a continuous variable.the unit used in measuring mean FBG is mmol/l. To help interpretation of the data, individuals were categorized into three groups according to their FBG level using the american diabetes association criteria(33). The cutoff points used correspond to the clinical classifications of normal fasting Page 19

Abubakr Mohamed - Master Thesis in International Health- Uppsala plasma glucose levels (3.9 and 5.6 mmol/l), impaired glucose tolerance or pre-diabetes (5.7 to 6.9 mmol/l), and diabetes( > 7.0 mmol/l). The mean fasting blood glucose categories were determined in relation to different exposure and predictor variables. Missing data were excluded from the analysis. During the survey, respondents were asked also if they were diagnosed with DM and receiving treatment or medical advice. Diabetes status was assigned to those who had high FBG of 7.0 mmol/l or above according to the mentioned criteria or if individuals have normal FBG as they were already diagnosed in the past with diabetes and receiving treatment. 2.Mean diastolic and systolic blood pressure Blood pressure has been used commonly as an indicator and screening tool for chronic heart diseases and conditions. Blood pressure was measured three times and the mean of the last two readings was determined. According to WHO standards, participants were categorized as having normal blood pressure (diastolic blood pressure < 89 mmhg and systolic blood pressure < 120 mmhg) or hypertensive (diastolic blood pressure > 90 mmhg or systolic blood pressure > 120 mmhg). Respondents were asked also if they were diagnosed with hypertension previously and on management. Hypertension category was assigned to those fitting the criteria for hypertension or if they were previously diagnosed in case of controlled blood pressure(30). -Exposure variable HIV Status HIV is tested as part of the biomarkers obtained from the participants and the result is either positive or negative. All participants were tested regardless of their previous test result. The result of this HIV test was not given to the participant. According to HIV test result, respondents were sub divided in the analysis into two groups, either HIV positive or negative. -Predictor variables Demographic characteristics studied include : 1-Age: continuous variable and stratified into six categorical age groups each of five years range. Page 20

Abubakr Mohamed - Master Thesis in International Health- Uppsala 2-Gender: female or male. 3-Residence: Urban or rural. 4-Highest educational level attended: four categories, no education, primary school, secondary school and Higher education. The educational level was assigned to individuals attended each level regardless of completion of that level (e.g. no education included those who never have attended a school). 5-Wealth index quintile: Used to give a clue about the socioeconomic status and is constructed using country specific household asset scoring system, including ownership of consumer items ranging from a television, a bicycle or car, to sanitation facilities and type of flooring material. Accordingly, divided into five quintiles ranging from richest, richer, middle, poorer to poorest. Urban and rural differences were considered. 6-Body Mass Index: grouped into four categories as follows:above 30.0Kg/m2 obesity, 25.0-29.9 Kg/m2 overweight, 18.5-24.9 Kg/m2 normal and underweight if 18.4Kg/m2 and below. 7-Health insurance : two categories either yes or no regardless of the insurance source. 3.6 Bias Data and biomarker collection personnel were trained and piloted for quality before the survey took place to adjust for measurement and observer bias. Measuring instruments and techniques were standardized and validated. Blood pressure and fasting blood glucose level were collected from participants aged 35 years and above. Thus those aged 16-30 years who tested for HIV were excluded from the analysis as no BP or FBG test provided. Exposure to antiretroviral therapy, a valuable predictor, was excluded from the analysis as it was self-reported in already known HIV cases. Beside possible reporting bias, the inclusion of this variable will yield different and smaller population size as some participants did not know about their HIV or refused to disclose information regarding HIV treatment. Type of diabetes was not indicated in the survey and considered as type 2 diabetes mellitus in the study as it represents more than 90% of diabetes cases aged above 35 years old(30). The existence of type 1 diabetes mellitus in the study, although unlikely, is a possibility. Page 21

Abubakr Mohamed - Master Thesis in International Health- Uppsala Nevertheless, this would not affect the study outcome which is concerned with the prevalence and existence of the disease regardless of its type. 3.7 Statistical Methods All statistical analysis were carried out using R statistical software package version 3.1.2(34) and R commander software, version 2.1-6(35). Data were identified from four different datasets - household, individual, male and HIV datasets-. Data subsets were created and recoded after identification of the variables required for the study in each dataset. In order to reach the population studied, all data subsets were merged using three different characteristic matching identifiers, which were provided in the original survey. Individuals with missing data were deleted and excluded from the analysis. The final dataset was further stratified into two subsets according to HIV status to allow better comparison of outcome in relation to exposure and independent factors. Descriptive analysis of the variables among the study sample was conducted through frequency distribution and numerical summaries to determine the baseline characteristics of population under study. General characteristics of HIV-infected and HIV-negative subjects were reported using univariable analysis, Chi-square test for categorical variables and independent T-test for continuous variables of age and BMI. The prevalence and association of blood glucose level and blood pressure measurements were determined by cross tabulation either two way tables or three way tables when stratifying the population according to HIV status. Significance and differences were examined by using appropriate statistical tests (chi square, analysis of variance, correlation test and independent sample T test). P-values more than 0.05 were considered to be statistically insignificant. Logistic regression analysis were used to look for possible relationships and direction of association between different independent variables and the outcome. Bivariable logistic regression had defined crude odds ratios and 95% confidence intervals. This was followed by multivariable logistic analysis to adjust for all sociodemographic characteristics. Adjusted odds ratio and 95% confidence intervals have been reported in each model. Crude and adjusted odds ratio were significant if their p-value was less than 0.05 and 95% confidence intervals range did not include 1.00. Page 22

Abubakr Mohamed - Master Thesis in International Health- Uppsala 4.Ethical considerations DHS maintains good ethical standards in all the surveys it conducts. The current survey was preceded by a national campaign to raise public awareness of the survey aims and give information about its process. The participation in the survey conducted was completely voluntary and with full autonomy to take part or to reject participation at any point of the survey. No perceived potential harm was encountered on refusing participation. Informed, verbal individual consent was obtained from respondents before conducting the questionnaire or interview. Additional separate informed consents were requested when participants were requested to provide each of the following: 1-blood samples for fasting blood glucose. 2-blood pressure measurement. 3-blood sample for HIV testing. Another specific consent for using the blood sample for further non specified testing in the future was indicated in the questionnaire. 4- Indicate their current DM and HTN status if known and they were under treatment. 5- Obtain anthropometric measurements including height and weight. There was minimal risks from undergoing these blood tests as careful adherence to the procedure protocol was observed by health technicians and explicitly explained to respondents. Participants with abnormal BP or FBG test results were informed and advised to visit a health facility for evaluation. The participants who underwent the HIV test were told that no test results would be available to them. This was done in order to avoid any risks of compromising confidentiality or privacy and also the associated stigma and possible related psycho-social effect, when results are given to participants. Alternatively, respondents were offered free testing and counseling sessions and for their partners as well in listed voluntary testing centers. Regardless of consent or HIV status, all participants were given educational materials and brochure regarding AIDS. HIV testing protocol was approved by ministry of health, biomedical research committee, institutional review board and US center for disease control and prevention(30). All participants information were processed anonymously and labelled with barcode numbers. All unique identifiers were destroyed after data entry except for the bar code number to facilitate data analysis. Biomarkers and test results were kept confidential and only used for research and study purposes. The survey was supervised and approved by the ministry of health in Namibia in accordance to Helsinki declaration rights(30). The use of data for this study purpose was approved by the demographic and health survey of Namibia including HIV biomarker dataset. Page 23

Abubakr Mohamed - Master Thesis in International Health- Uppsala 5.Results 5.1 Participants From the 15,211 candidates, 11245 were tested for HIV status. Fasting blood glucose level and blood pressure measurements were determined for 3314 respondents. Only participants aged 35-64 years were tested for blood glucose and blood pressure. 239 respondents with missing data regarding the sociodemographic characteristics in the survey were excluded from the analysis. As shown in figure[4], the final number of participants was 3075. Two further population subgroups were identified according to HIV status. 5.2.General and Sociodemographic Characteristics of Studied Population according to HIV status General characteristics of the population were shown in table[1]. Of the 3075 respondents representing the general population, the majority were females (n=1815, 59.0%) and lived in rural area (n=1674, 54.4%). Mean age of the studied population is 46.7 years old. More than 75.0% had some education, either at primary (n=1072, 34.8%) or secondary school level (n=1315, 42.8%). A considerable proportion had education higher than secondary school (n=213, 15.3%) and only 7.0 % had no previous education. Wealth index showed almost even distribution of studied population among all quintiles. Mean BMI was Page 24

Abubakr Mohamed - Master Thesis in International Health- Uppsala 25.6 Kg/m2 and 46.6% (n=1421) had normal BMI whereas 22.0% and 20.1% were overweight and obese respectively. Nearly 11.0% were underweight. Health insurance covered only 35.5% (n=1091) of participants. Table [1]. Sociodemographic characteristics of Participants in studied population, HIV positive and negative subgroups in Namibia 2013 HIV positive Column% (n=611) HIV negative Column % (n=2464) General populati on Total % n= 3075 P-value Gender 0.005* Male 220 36 1040 42.2 1260 41.0 Female 391 64 1424 57.8 1815 59.0 Residence 0.06* Urban 258 42.2 1143 46.6 1401 45.6 Rural 353 57.8 1321 53.6 1674 54.4 Age Mean age 47.2 45.0 46.7 <0.001***+ 35-39 185 30.3 572 23.2 757 24.6 <0.001*+ 40-44 138 22.6 505 20.5 643 20.9 45-49 125 20.5 426 17.3 551 17.9 50-54 81 13.3 400 16.2 481 15.6 55-59 52 8.5 287 11.6 339 11.0 60-64 30 4.9 274 11.1 304 9.9 Wealth Index <0.001*+ poorest 149 24.4 404 16.4 553 18.0 poorer 140 23.3 427 17.3 567 18.5 middle 135 22.1 479 19.4 614 19.9 richer 141 23.1 565 22.9 706 22.9 richest 45 7.4 589 23.9 634 20.6 Education <0.001*+ No education 89 14.6 382 15.5 471 7.1 primary 245 40.1 827 33.6 1072 34.8 secondary 259 42.4 1056 42.9 1315 42.8 Higher education 18 2.9 199 8.1 217 15.3 BMI Mean BMI 23.2 26.3 25.7 <0.001***+ Underweight 93 15.3 250 10.2 343 11.3 <0.001*+ Normal 355 58.3 1066 43.7 1421 46.6 Overweight 109 17.9 563 23.1 672 22.0 Obese 52 8.5 562 23.0 614 20.1 Health insurance <0.001*+ Yes 435 71.3 656 26.6 1091 35.5 no 175 28.7 1808 73.4 1983 64.5 * + significant P- value < 0.05, * Chi-square test p-value **Analysis of variance test * ***Independent T-test Page 25

Abubakr Mohamed - Master Thesis in International Health- Uppsala In this study, 611 participants were tested positive for HIV giving a prevalence of HIV cases identified equal to 19.9%. Those who were HIV positive, were mainly females (64.0%) with lower mean age of 45 years old. Fewer participants were seen as age increases and greater rate of decline in proportions was observed among HIV positive from 30.3% to 4.9%- compared to HIV negative group- from 23.2% to 11.1%- as illustrated in figure [5]. Lower mean BMI (23.2Kg\m2) was noticed among HIV patients in comparison to HIV negative group (BMI= 26.2 Kg\m2). More than two third of HIV cases were aggregated at normal and underweight BMI (58.3% and 15.3%). This was not the case in the HIV negative group, in which larger proportions were of higher BMI levels particularly of obese BMI category (23.0% in HIV negative vs 8.5% in HIV positive) as illustrated in figure [6]. Page 26

Abubakr Mohamed - Master Thesis in International Health- Uppsala Participants with relatively high economic status belonging to the richest wealth index quintile had the lowest prevalence of HIV infection (7.4%), whereas the highest percentage of HIV infection was in people belonging to the poorest quintile group (24.4%). A similar trend is seen in education level as smaller percentage of population with higher education is seen in HIV positive group ( 2.9%) compared to HIV negative (8.1%). Although having health insurance was relatively uncommon in the studied population, most of HIV patients were insured (71.3%). In contrast, nearly this same percentage of HIV negative were not covered with health insurance. Place of residence did not show any significant difference in relation to HIV status.table [1] 5.3 Prevalence of HIV, Diabetes and Hypertension Comorbidities Three pathological conditions-hiv,dm and HTN- were studied resulting in four possible comorbidities that could occur. All conditions showed lower prevalence in the HIV positive group as opposed to the HIV negative population. This held true even with the prevalence of DM and HTN multimorbidity among HIV patients in comparison to HIV free group as demonstrated in figure [7]. The prevalence of these comorbidities were shown in table [2]. Table [2] Prevalence of diabetes, hypertension and comorbidities in HIV positive and negative population groups in Namibia 2013 HIV positive % n=611 HIV negative % n=2464 Total n= 3075 Total column% p-value Fasting blood glucose 0.03*+ Normal 460 72.7 1781 72.8 2279 74.8 Prediabetes 118 19.5 488 20.0 606 19.9 Diabetes 26 4.3 176 7.2 202 5.3 Blood pressure <0.001*+ Normal 424 69.4 1509 61.4 1933 63.0 High 187 30.6 949 38.6 1136 37.0 HTN and DM 8 1.3 87 3.5 95 3.1 <0.001*+ * + significant P- value < 0.05, * Chi-square test p-value Page 27

Abubakr Mohamed - Master Thesis in International Health- Uppsala 5.4 High Fasting Blood Glucose and HIV comorbidity 5.4.1 Descriptive Analysis of High Fasting Blood Glucose in the General Population and HIV Groups: Average fasting blood glucose level of the studied population was 5.9 mmol/dl and around a quarter of participants (n=769,25.2%,p=0.03) had high fasting blood glucose level categorized either prediabetes state (19.9%) or diabetes (n=202, 5.4%) as shown in figure[8]. Twenty six of HIV patients had diabetes (4.3% ), whereas 7.2% (n=176) of HIV healthy population were diabetic. Overall, prediabetes prevalence showed minimal differences in relation to HIV status(19.5% in positive vs 20% in negative group). Table[3] summarizes the Page 28

Abubakr Mohamed - Master Thesis in International Health- Uppsala distribution of fasting blood glucose categories among the general population and identifies HIV status subgroups. In the general population, diabetes was more prevalent in the older age groups being highest at age group 60-64 (12.4%,p<0.001). Lower rate of the increasing prevalence among different age groups was noted among HIV positive participants, before it starts to drop after age(55-59). This is in comparison to the HIV negative group, where further increases beyond the age 60 years were observed. However, in HIV infected group, prediabetes prevalence followed a fluctuant pattern among different age groups, with high rates at age groups (45-49) and (60-64). Figure[9] describes the differences in the distribution of diabetes and prediabetes cases among different age groups and the opposing patterns in participants living with and without HIV. High fasting blood glucose was noticed as BMI increases. The prevalence of DM in obese participants in the general population was 12.3% and in overweight 8.4% (p<0.001). However in the HIV patients, elevated blood sugar was observed more evidently at overweight BMI (7.5%) than obesity level (3.2%). When compared to the HIV negative group, prevalence of diabetes was high at overweight and even higher at the obesity BMI level (8.6% and 13.3% respectively, p<0.001). This difference in prevalence related to BMI was further clearly demonstrated by the mean fasting blood glucose between both population subgroups as in figure [10]. Page 29

Abubakr Mohamed - Master Thesis in International Health- Uppsala Wealth index was associated with high fasting blood glucose and the prevalence was highest among the rich quintiles groups (8.6% in richer and 11.8% in richest quintiles, p<0.001). The trend in HIV positive and negative population group were almost similar. Those with higher education tended to report higher rates of blood glucose (11.6%,p<0.001) compared to other educational levels. This was the case in HIV negative and to a lesser extent in the HIV infected group. No significant differences regarding gender neither health insurance coverage were observed in relation to fasting blood glucose among general population or HIV positive and negative groups.table[3] Page 30

Abubakr Mohamed - Master Thesis in International Health- Uppsala Table [3]: Prevalence of high fasting blood glucose in relation to sociodemographic characteristics in general population, HIV positive and negative subgroups in Namibia 2013 Page 31

Abubakr Mohamed - Master Thesis in International Health- Uppsala 5.4.2. Sociodemographic determinants of High Fasting Blood Glucose in the General Population and HIV Groups Bivariable logistic regression in the general population, showed positive association between high FBG and age groups older than 50 years, richest wealth index, increased BMI, higher education. Strikingly, high FBG was inversely associated with HIV positive status (COR=0.70,95%CI=0.57-0.84), meaning that having HIV participants had lower odds of being diabetics.-see annex table[7] However, when multivariable logistic regression analysis was performed to adjust for different sociodemographic determinants in the general population-figure[11]-, HIV status showed no significant relationship to DM (AOR=1.07,CI=0.84-1.38). Higher risk of DM was found to be significantly associated only to obesity(aor=2.14,ci=1.52-3.02) and old age of 60-64 years (AOR=1.58,CI=1.15-2.17). All other factors showed no association to DM as demonstrated in figure [11]. Similar analysis was conducted among HIV positive group. None of the sociodemographic factors were found significantly associated with high fasting blood glucose level in the multivariable logistic regression model including age and BMI. Nevertheless, the HIV negative group had the same results as the general population regarding associations to high fasting blood glucose.table(4) Page 32

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Abubakr Mohamed - Master Thesis in International Health- Uppsala 5.5 High Blood Pressure and HIV 5.5.1 Descriptive Analysis of High Blood Pressure in the General Population and HIV Groups Average blood pressure was 130/84 mmhg. 891 participants were found to have elevated blood pressure. 215 more respondents, who had normal blood pressure, indicated that they were known to be hypertensive and were already on medications. The final number of cases recognized with hypertension were 1136 (37.0%,p<0.001) as demonstrated in figure[12]. The prevalence of HTN among HIV positive group was 30.6% and was higher in the HIV negative group (38.6%). table (2) In the general population, high blood pressure was more common in people residing in urban areas (41.5%) as opposed to rural residence (33.5%,p<0.001). The ratio of hypertensive patients builds up as BMI and age increase reaching maximum at obesity level and at age of 55-59 years old where almost half of the people of such age had high blood pressure. The mean age of hypertensive respondents was 48.3 years, which was higher than in HIV positive group (45.9 years). Page 34

Abubakr Mohamed - Master Thesis in International Health- Uppsala Hypertension relationships to health insurance, education or gender were not significant. The blood pressure distribution in HIV positive subpopulation followed analogous trend to the general population and HIV negative group. An exception to that was the nearly even sharing of hypertension cases among overweight and obese HIV participants (43.1% and 42.3% respectively) while in the individuals not infected with HIV, prevalence was higher among obese(48.7%) than overweight(39.4%). Also, prevalence of hypertension in HIV infected respondents rose up in participants belonging to richer and richest wealth index groups whereas the figures were similar between wealth index groups in the HIV healthy sub-population. See table (4) Page 35

Abubakr Mohamed - Master Thesis in International Health- Uppsala Table (5): Prevalence of high blood pressure in relation to sociodemographic characteristics in general population, HIV positive and negative subgroups in Namibia Gender HIV Negative n= 2464 HIV Positive n=611 Total population n=3075 HTN(%row) Total(n= HTN(%row) Total(n=) HTN(%row) Total ( n=) P value Male 413 (39.8) 1038 65 (29.5) 220 478 (38.0) 1258 0.34 Female 536 (37.7) 1420 122 (31.2) 391 658 (36.3) 1811 Residence Urban 484 (42.4) 1142 93 (36.0) 258 577 (41.2) 1400 <0.001+ Rural 465 (35.3) 1316 94 (26.6) 353 559 (33.5) 1669 Age Mean age 48.7 45.9 48.27 <0.001+ 35-39 157 (27.5) 571 46 (24.9) 185 203 (26.9) 756 <0.001+ 40-44 176 (34.9) 504 41 (29.7) 138 217 (33.8) 642 45-49 173 (40.7) 425 40 (32.0) 125 213 (38.7) 550 50-54 178 (44.6) 399 29 (35.8) 81 207 (43.1) 480 55-59 146 (51.0) 286 21 (40.4) 52 167 (49.4) 338 60-64 119 (43.6) 273 10 (33.3) 30 129(42.6) 303 BMI Mean BMI 27.5 24.1 27.0 <0.001+*** Underweight 67 (27.3) 245 18 (19.4) 93 85 (25.1) 338 <0.001+* Normal 375 (35.2) 1066 100 (28.2) 355 475 (33.4) 1421 Overweight 222 (39.4) 563 47 (43.1) 109 269 (40.0) 672 obese 273 (48.7) 561 22 (42.3) 52 295 (48.1) 613 Wealth Index Poorest 124 (30.9) 401 33 (22.1) 149 157 (28.5) 550 <0.001+* Poorer 166 (39.1) 425 37 (26.4) 140 203(35.9) 565 Middle 195(40.7) 479 47 (34.8) 135 242 (39.4) 614 richer 231 (41.0) 564 53 (37.6) 141 284 (40.3) 705 richest 233 (39.6) 589 16 (35.6) 45 249 (39.3) 634 Education No Education 164 (43.2) 380 31 (34.8) 89 195 (41.6) 469 0.07* Primary 326 (39.6) 824 74 (30.2) 245 400 (37.4) 1069 Secondary 384 (36.4) 1055 75 (29.0) 259 459 (34.9) 1314 Higher 75 (37.7) 199 7 (38.9) 18 82(37.8) 217 Health Insurance 0.21* Yes 86(19.9) 432 345(21.9) 652 229(21.1) 1084 No 32(18.7) 171 143(21.9) 1793 377(19.2) 1964 * + significant P- value < 0.05, * Chi-square test p-value **Analysis of variance test p-value ***Independent T test Number in brackets are row percentages of the total in each subgroup Page 36

Abubakr Mohamed - Master Thesis in International Health- Uppsala 5.5.2 Sociodemographic determinants of High Blood Pressure in the General Population and HIV Groups Bivariable Logistic analysis in the general population showed positive associations of high BP with increasing age, BMI and wealth index. Moreover, hypertension was inversely related to HIV positive status, secondary education and residing in rural area. Using multiple logistic regression to adjust for all the sociodemographic characteristics studied, yielded significant associations for age, BMI, higher education level and living in the rural area. However, as illustrated in figure [13], HIV status (AOR=0.84,95%CI=0.67-1.06) did not demonstrate any significant relationship to hypertension after adjustment for all other population characteristics studied. Similarly, wealth index had no correlation to high blood pressure. -Annex table[8]. Age and BMI were positively associated with hypertension and the risk builds up with the increase of these factors. On the other hand, rural residence, secondary and higher education were found to be inversely associated to high blood pressure. Similar associations were found in HIV negative group as shown in table[6]. Logistic analysis in HIV positive group only illustrated the significant association to overweight BMI(AOR=1.87,95%CI=1.15-3.04). Gender and health insurance did not have any significant relationship to the blood pressure outcome in all studied population groups. Page 37

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Abubakr Mohamed - Master Thesis in International Health- Uppsala 6.Discussion The main outcome of the study is to determine the prevalence of those with DM, HTN and HIV comorbidities and describe how do sociodemographic factors interact and relate with these diseases in the general population and HIV infected group. 6.1 Key Findings The prevalence of HIV(19.9%), diabetes (5.4%) and hypertension (37.0%) were determined from the main population studied. The ratio of HIV comorbidity with diabetes, hypertension or both of them in the HIV patients are lower than the occurrence of these conditions in the HIV negative group. The association of HIV status and both diabetes and hypertension in the general population has been further analyzed using logistic regression models, which have showed no significant association after adjustment of sociodemographic variables in the studied population. Also, the study has confirmed the relationship of old age and increased BMI as classical risk factors for both diabetes and hypertension in the general population regardless of HIV status. Nevertheless, the distribution of these risk factors among HIV infected and HIV negative groups differ significantly, hence the prevalence of both diseases might be affected accordingly. For example, lower mean age is noted in participants with HIV comorbidity compared to those having diabetes or hypertension but not exposed to HIV. Furthermore, the study has identified rural residence and above primary education as factors that are less likely to be related to hypertension. No significant gender or socioeconomic wealth index differences were noted to be associated with any of these diseases. The associations of sociodemographic determinants were compared between HIV positive and negative groups. Almost the same associations of the general population sociodemographic factors to diabetes and hypertension were seen in the HIV negative groups. However, this was not the case in the HIV positive group. None of the examined sociodemographic determinants showed any significant relationship to diabetes in the HIV group while overweight obesity level was the only significant positively associated factor for hypertension in HIV infected sub population. Page 39

Abubakr Mohamed - Master Thesis in International Health- Uppsala 6.2 Limitations Limitations in this study include the undetermined severity and duration of the HIV infection among HIV positive participants as some studies have shown increased incidence of diabetes mellitus and hypertension in relation to longer HIV\AIDS duration and increased severity of the disease(36). Severity of HIV infection is determined by viral load and CD4 count using different lab techniques, which are relatively not feasible in population-based surveys due to the additional cost and logistic difficulties. A second limitation is whether HIV positive individuals are on antiretroviral drugs is not included in the study as it is self reported in those who had been previously tested positive for HIV before the survey. This would have made discordance and differences in HIV status identified as either tested or HIV reported. Therefore, inclusion of this variable in the study may cause confusion in the analysis and reporting of the results, beside the possible recall or information bias. The cross sectional design of this observational study, does not provide timing and sequence of events, hence, which disease has taken place first is not known. Therefore, this study only determines association and possibility of reversal causality should be considered. Nevertheless the study aims to look at the participants with coexistence of these conditions as management would be similar regardless of time frame. Clinical trials and longitudinal follow up studies are recommended to identify causality and time frame roles. As hypertension and diabetes are multifactorial diseases, other unidentified confounders might have not been adjusted or controlled for in the analysis, and might have affected the outcome results. In addition, the possibility of survival bias (Neyman bias) exists as the study explore the prevalence of three diseases with relatively high complications and mortality rates. Survival bias indicates that prevalent cases represent survivors and individuals who had better prognosis, whom may misrepresent the exposure effect. Thus, results may be under or overestimated. 6.3 Strengths The relatively large sample size of this study (n=3075) and the random clustering sampling method used to recruit participants make it a good representative sample of the population of Namibia. Although the data analyzed is secondary data, the good quality of Page 40

Abubakr Mohamed - Master Thesis in International Health- Uppsala data collection and measurement methods by well trained staff and field workers, were up to standard. The use of continuous and categorical data in the analysis has allowed better clarification and stratification of results. Such stratification would make it easier to interpret and represent the data. Also, this allows relative standardization of population characteristics and offers insight to possible confounders. An additional strength in this study, is the estimation of prevalence of HIV, diabetes and hypertension based on the results of fasting blood glucose, HIV blood test and standard blood pressure measurement determinations and not based on self reporting questionnaires or interviews that might cause reporting bias. The inclusion of HIV negative as a comparison group in the analysis, increased the validity of the results. It is important to mention that despite hundreds of population based demographic and health surveys conducted in several countries since 1985, including Sub Saharan Africa, these surveys have mainly concentrated on fertility, contraception, maternal and child health, with scanty data collected on NCDs and associated biomarkers. The survey from Namibia 2013, from which this study extracted data, is one of the very few surveys that include such biomarkers along with HIV testing. Inclusion of as many possible biomarkers and determinants in these surveys will allow more convenient data handling and enhance recognition of more associations including knowledge and attitude of various topics. Thus, providing more comprehensive understanding for better planning in the health sector which is the main aim of the surveys. 6.4 Validity and Generalization The sample size, sampling technique, statistical methods used to determine study outcome and accounting for possible bias, all validate the proposed results of this study and allow generalization to the country of Namibia and countries with similar disease pattern and demographic settings. It would have been more interesting to study the determinants in those with all the three diseases' comorbidity, but generalization of results would be difficult as only 8 of the 3075 participants studied, have such a combination. Page 41

Abubakr Mohamed - Master Thesis in International Health- Uppsala 6.5 Interpretation of Findings General characteristics of the population studied, reflected the occurring dual burden of disease and gave a good overview of the sociodemographic transitions and epidemiology of HIV comorbidity pattern in Namibia. 6.5.1 Prevalence of HIV, Diabetes, Hypertension and the comorbidities The prevalence of HIV, diabetes and hypertension in the studied population were consistent with the official governmental and WHO reports(30). Though, these numbers were considered relatively high compared to the global figures (12), but were similar to prevalence in other countries in the african region(8) such as South Africa(37) and Tanzania(38). Due to the high background prevalence of HIV, hypertension and diabetes, it was expected that both hypertension and diabetes would be greater in the HIV infected group. Surprisingly, the prevalence was lower compared to the HIV negative comparison group and the general population. A similar finding was seen in the veterans aging cohort study (n = 100,260) (39), where the prevalence of diabetes (13% vs. 8%; P <.001) and hypertension (31% vs. 20%; p < 0.001) differed in the HIV negative and HIV positive participants respectively. A cohort study (n=13,632) conducted in the US by A. Tripathi et. al, reported lower incidence of diabetes in HIV infected patients compared to HIV negative control group (13.6 vs. 11.3 per 1000 person-years)(40). Such a finding of lower prevalence in the HIV positive group, could be due to four possible explanations. First, the prevalence of comorbidity is driven by the net distribution of both diseases defining the comorbidity in the population. This is supported by the illustrated demographic variations between HIV infected and healthy groups and for HIV and both conditions. For instance, many differences in sociodemographic characteristics as age and BMI between both HIV groups and in population with diabetes are observed. HIV is found to be more common in younger age and normal BMI groups compared to diabetes which has a substantially more increased prevalence in the high abnormal BMI and older age groups. These variations even exist at prediabetes stage. This leads to the second explanation, which is the early mortality and poor prognosis of participants with diabetes or hypertension associated with HIV comorbidity resulting in possible survival bias. It is important to highlight that mortality could also be due to the complications of each of the above Page 42

Abubakr Mohamed - Master Thesis in International Health- Uppsala mentioned diseases including HIV opportunistic infections, diabetes and hypertension micro and macro-vascular adverse effects. Also, these comorbidities although can take place incidentally, much higher chances of acquiring them depends on the accumulation of many risk factors interacting over long time, which might not be the case in several untreated HIV cases ending with mortality. Thus, the study of mortality rates among HIV infected group would have supported such finding. Results from a study in the US by Modrich et. al, showed three fold increased risk of mortality due to HIV even after adjustment of demographic and cardiometabolic risks(aor=3.4, 95%CI=1.35-8.5)(41). The third cause is due to the chance that HIV participants in our studied population can probably be ART naive, i.e not on antiretroviral therapy treatment, or had short duration of treatment. A cross-sectional study among 488 adults in Tanzania, showed that hypertension prevalence in those HIV-infected and not on HAART(5.3%) was much lower than in both HIV healthy group and HIV cases managed with ART(16.3% and 28.7%, P = 0.01) (42). Fourthly, The referral bias or behavioral effect upon exposure to one disease can be considered, which may decrease the chances of developing the other condition. For example, those who are HIV positive,whom are more likely to have health insurance and access, receive counseling regarding life style, healthy diet and to quit smoking while attending HIV clinic. Thus, leading to modify and decrease risk of developing hypertension or diabetes. This can be supported by the wide health insurance coverage among HIV infected sub population compared to HIV healthy group in the study, although it did not prove to significantly affect the outcome of diabetes neither of hypertension. Nevertheless, such possibility would have also expose patients to medical surveillance and testing, therefore, increase the likelihood of diagnosing subclinical cases of other diseases and instead raise the prevalence in the exposed group. Many studies have reported contradictory results regarding prevalence of diabetes or hypertension in HIV patients. A study by L. Galli et. al, showed that the prevalence of diabetes was higher in HIV positive than HIV negative subjects (4.1 vs. 2.5 %; P <0.001) (36). In a case control study by Gazzaruso C et. al, hypertension was more prevalent in HIV cases (34.2 versus 11.9%; P < 0.0001) (44). Another case control study by Giovanni Guaraldi et al, involving 11,416 subjects, showed increased prevalence of diabetes and hypertension in HIV cases. Furthermore, multi-morbidity of combined diabetes and hypertension were more Page 43

Abubakr Mohamed - Master Thesis in International Health- Uppsala common among HIV patients compared to their controls(14). In contrast, Baekken M et. al research, showed no significant increased prevalence of hypertension in HIV patients compared to the general population(45). Similar result was concluded for hypertension in a studied norwegian cohort(46) and for diabetes in an american women cohort(47). The discrepancy is likely to be due to the different distribution of risk factors in the comparison groups and inherent variations in populations and locations where these studies have been carried out. 6.5.2 Sociodemographic determinants of HIV, Diabetes and Hypertension When adjusting for all sociodemographic factors using multivariable logistic regression analysis, exposure to HIV showed no significant increase or decrease in the risk of diabetes neither of hypertension. Various studies were published with results either similar(48) or different whether decreased (49) or increased (14) risk of diabetes and hypertension associated with HIV. Furthermore, logistic regression models in the general population have determined the direct effect of classical risk factors such as older age and obesity, in diabetes and hypertension. The general population Life style and healthy eating and living habits affected by high education level and rural residence associated with lesser risk of hypertension when contrasted to urbanization and illiteracy. These findings agree with many studies in different parts of the world, including Europe(50) and South Africa(51). Multivariable analysis of diabetes in an italian study, concluded that HIV-infected subjects have higher odds ratio ( 1.70, 95 % CI, 1.12 2.51) of diabetes associated with older age, higher BMI (36). However, in HIV infected group, these factors did not show any association with diabetes and only overweight was associated with hypertension. A study conducted in 1000 HIV patients by Evanizio Roque et. al (52) in Brazil, demonstrated the relationship of body mass index more than 25kg/m2 to hypertension (OR= 5.51, CI= 3.36-9.17). The study in Kenya by Bloomfield GS et. al, had analogous results of overweight BMI association to hypertension in HIV cases ( AOR= 1.80, 95% CI= 1.50 2.16)(53) Though, this might suggest no increased risk of these noncommunicable diseases in HIV infected population compared to HIV negative or general population, this would conflict with many clinical research results. Alternatively, this would further reflect the variation between HIV infected and HIV healthy subpopulations mainly due to age factor as explained Page 44

Abubakr Mohamed - Master Thesis in International Health- Uppsala by the descriptive analysis. Hence, as HIV patients get older they may have diabetes or hypertension as a normal sequence of aging. Also, This can suggest different biological mechanisms, natural history and course of both diseases, among HIV positive compared to HIV negative and general population. Inclusion of age groups older than 64 years would have yielded better understanding of HIV comorbidities. Important to mention, that antiretroviral therapy and treatment duration are possible effect modifiers and may act as confounders as well. Inclusion of ART in the study may yield different results. Similar or higher prevalence of diabetes or hypertension are expected either due to the increased life expectancy of HIV participants putting them at least in the same risk of acquiring diabetes or hypertension as the general population or even allow more time for HIV intrinsic pathogenic mechanisms to operate, given that these drugs control AIDS progression but are not curative(5). However, it should be noted that the later possibility may suggest a decrease in the prevalence due to HIV-antagonistic property of these drugs(54). Antiretroviral therapy may confound risk of DM or HTN in HIV patients due to its direct metabolic and vascular side effects. In the study conducted by Grunfeld et. al, administration of a single dose of protease inhibitors -one of ART drugs- in HIV negative subjects showed to significantly raise fasting blood glucose level. However, the increase in fasting blood glucose was more pronounce in HIV positive patients(43). In a case control study by Brown Todd et. al, inflammatory markers in HIV patients were associated with increased incidence of diabetes in the early stage of diagnosis and after initiation of ART for as long as 48 weeks duration(21). 6.5 Public Health Implications and Recommendations: No doubt that great achievement in combating HIV took place but clearly there is less attention to the steadily emerging problem of chronic diseases in Namibia which indicate a real need for reevaluation of health care system including screening programs. A vertical approach might not be the best way to accommodate the current diseases situation but rather an integrated management and holistic approach to the major present problems. These low prevalences seen in HIV positive may indicate that Namibia is somewhere in the middle of the epidemiological transition of diseases which make it a very good timing for an integrated sustainable health care evaluation and modification, if necessary, to address both the current Page 45

Abubakr Mohamed - Master Thesis in International Health- Uppsala urgent needs and the future demands of disease prevention and control. A good suggestion of such approach is to include hypertension and diabetes as part of the regular HIV care and health education programs getting benefit of the wide spread of HIV awareness(53). Regular mortality surveillance is a key intervention that will assist further understanding and informed planning of focused and consolidated actions. Knowledge about comorbidities is critical to the future care and treatment models of HIV. The shift in disease epidemiology makes the need for integrated implementation and management of disease inevitable. Considering resources difficulties in low and middle income setting, models as self management and community health empowerment are definitely great approaches and very cost effective. HIV remains more prevalent among poor and less educated people. This reflects the importance of comprehensive parallel approach in dealing with all millennium development goals and global health strategy for the year 2025(12)including NCDs, poverty and education. Many efficient interventions that target vulnerable groups through modifiable risk factors as life style are proven to be effective(24). This includes promoting screening programs, improving awareness about physical activity, healthy diet and good access and quality of health care that is well distributed. Furthermore, adoption of explicit guidelines and management algorithms in patients with comorbidity are required, taking the sociodemographic background of patients into consideration. Partnership between public and private health sectors in addition to global stakeholders for technical and logistic support is demanded to overcome such challenges through shared responsibility. (15) Obviously more research of the health determinants of diseases, will result in a complement vision, to detect gaps and allow troubleshooting and efficient solutions(56). 7. Conclusions: Except for the ability of transmission from person to person, HIV shares a lot of similarities with diabetes and hypertension. These includes the duration, progression, aspects in the general approach of management and most importantly lying within the list of top human killers. Although the magnitude of HIV, diabetes and hypertension are relatively high in the general population of Namibia, the prevalence of these diseases in HIV positive participants has been lower compared to the HIV negative group. Page 46

Abubakr Mohamed - Master Thesis in International Health- Uppsala The findings of this study highlight and reflect the health transition occurring in Namibia, and the importance of looking at the prevalence and pattern of comorbidities as dynamic outcomes of the transition process shaped by the disease epidemiology and driven by demographic changes rather than just being fixed facts. To determine whether AIDS patients are dying from or with HIV, aging is a key factor in determining prevalence and associations of HIV comorbidities. Although they showed no significance in HIV-infected group, sociodemographic factors as old age, obesity BMI level are associated with increased risk of diabetes and hypertension. In addition, urbanization and below secondary education level have higher odds of hypertension. These associations differ between HIV infected and healthy subgroups due to the underlying distinct and diverse epidemiological distribution of diseases and their risk factors among the population. Subsequently, the magnitude of association with the traditional risk factors varies between HIV infected and uninfected persons. Integrated knowledge of clinical and sociodemographic burden of comorbid conditions and patient centered management approach are crucial and need cooperative response. 8.Acknowledgement: This Thesis would have been not possible without the support of many people behind the scene, to whom I dedicate this work. I would like to thank the swedish institute for making it easier for my studies in Uppsala and also many thanks to DHS Namibia for the data used in conducting this study. This master thesis in international health is dedicated to the millions of those suffering from HIV, diabetes and hypertension around the world and To my family in Sudan for their overwhelming love To my supervisors for their limitless support To my teachers, IMCH staff, PhD students, colleagues and friends for always being there To my grand mother who passed away while writing this work, whom all kind words will never accommodate. we were striving for the best, but it turned out as usual Victor Cheromyrdin Page 47

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Abubakr Mohamed - Master Thesis in International Health- Uppsala Annex: 50. Tedesco MA, Di Salvo G, Caputo S, Natale F, Ratti G, Iarussi D, et al. Educational level and hypertension: how socioeconomic differences condition health care. J Hum Hypertens. 2001 Oct;15(10):727 31. 51. Steyn K, Bradshaw D, Norman R, Laubscher R. Determinants and treatment of hypertension in South Africans: the first Demographic and Health Survey. South Afr Med J Suid-Afr Tydskr Vir Geneeskd. 2008 May;98(5):376 80. 52. Junior A, De ER, Lacerda HR, Moura LCRV, Albuquerque M de FPM de, Filho M, et al. Risk factors related to hypertension among patients in a cohort living with HIV/AIDS. Braz J Infect Dis. 2010 Jun;14(3):281 7. 53. Bloomfield GS, Hogan JW, Keter A, Sang E, Carter EJ, Velazquez EJ, et al. Hypertension and Obesity as Cardiovascular Risk Factors among HIV Seropositive Patients in Western Kenya. PLoS ONE. 2011 Jul 14;6(7):e22288. 54. Araujo S, Banon S, Machuca I, Moreno A, Perez-Elias MJ, Casado JL. Prevalence of insulin resistance and risk of diabetes mellitus in HIV-infected patients receiving current antiretroviral drugs. Eur J Endocrinol. 2014 Oct 8;171(5):545 54. 55. Levitt NS, Steyn K, Dave J, Bradshaw D. Chronic noncommunicable diseases and HIV- AIDS on a collision course: relevance for health care delivery, particularly in lowresource settings--insights from South Africa. Am J Clin Nutr. 2011 Dec 1;94(6):1690S 1696S. 56. Samaras K. The Burden of Diabetes and Hyperlipidemia in Treated HIV Infection and Approaches for Cardiometabolic Care. Curr HIV/AIDS Rep. 2012 Sep;9(3):206 17. 57. Vogeli C, Shields AE, Lee TA, Gibson TB, Marder WD, Weiss KB, et al. Multiple chronic conditions: prevalence, health consequences, and implications for quality, care management, and costs. J Gen Intern Med. 2007 Dec;22 Suppl 3:391 5. 58. Unwin N, Setel P, Rashid S, Mugusi F, Mbanya JC, Kitange H, et al. Noncommunicable diseases in sub-saharan Africa: where do they feature in the health research agenda? Bull World Health Organ. 2001;79(10):947 53. All thanks to God in the start and at the end Page 52

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