Circulating Tumor Cells in non- Metastatic Triple Negative Breast Cancer

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Circulating Tumor Cells in non- Metastatic Triple Negative Breast Cancer Carolyn Hall, Ph.D. Department of Surgical Oncology The University of Texas MD Anderson Cancer Center

Triple Negative Breast Cancer (TNBC) Tumors lack estrogen and progesterone receptor expression, HER2 amplification 10-20% of breast cancer patients Younger age- pre menopausal Poorer prognosis than non-tnbc Hispanic and African-American women Not candidates for targeted therapies

Circulating Tumor Cells in non-metastatic Breast Cancer Bidard, et al. Ann Oncol. 2010 Apr;21(4):729-33 (REMAGUS 02 trial) 1 CTC before the start of systemic chemotherapy predicted decreased metastasis-free and overall survival in stage II/III breast cancer patients Rack, et al. Cancer Res 2010 70(24 suppl): Abstract S6 5 (SUCCESS trial) 1 CTCs before systemic treatment predicted decreased disease-free and overall survival in breast cancer patients with node-positive or high risk node-negative disease

CTCs in Chemo-naïve BC Patients Progression free Survival One or more CTC vs. no CTCs P=0.01 Overall Survival One or more CTC vs. no CTCs P 0.001 Lucci, et al. Lancet Oncology 2012; 13: 688 95.

Hypothesis and Aims of the Study Given the aggressive nature of TNBC, we hypothesized that the presence of CTCs would predict worse progression-free and overall survival in non-metastatic TNBC patients. Aims: 1. Identify if CTC presence is associated with standard prognostic factors (tumor size, grade, axillary lymph node status). 2. Determine if CTCs predict outcome in nonmetastatic TNBC patients. Karhade, et al. In press Cancer.

Patients 80 non-metastatic TNBC patients seen at UT MD Anderson Cancer Center Mean Age: 54 (29 80) years Pre-Menopausal: 70% 53% received NACT prior to CTC assessment Median Follow up: 40 months

CellSearch CTC assay Merge CK-PE DAPI CD45-APC 7.5 ml Blood is collected in a CellSave tube and processed within 96 hours EpCAM+ cells are immunomagnetically enriched Isolated cells are fluorescently stained with: DAPI anti-cytokeratin (CK) 8,18, 19-PE anti-cd45-apc

CTC Positivity in TNBC CTC + Patients % Non-TNBC 96/420 23% TNBC 19/80 24%

TNBC and CTC Positivity Overall Cohort 1 or more CTC P Variables Number of value Positive Negative Subjects Tumor Size <2 cm (T1) 22 (28%) 4 (21%) 18 (30%) 2 cm 5 cm (T2) 32 (40%) 7 (37%) 25 (41%) >5 cm (T3) 8 (10%) 3 (16%) 5 (8%) 0.74^ Skin / Chest wall infiltration (T4) 18 (22%) 5 (26%) 13 (21%) Pathologic Nodal Status Node negative 35 (44%) 7 (37%) 28 (46%) 1-3 Lymph nodes 26 (32%) 5 (26%) 21 (34%) 0.37 > 3 lymph nodes 19 (24%) 7 (37%) 12 (20%) Histologic Tumor Grade Low Grade (Grade 1) 3 (4%) 3 (16%) 0 (0%) Intermediate Grade (Grade 2) 11(14%) 2 (11%) 9 (15%) 0.26 # High Grade (Grade 3) 65 (81%) 14 (74%) 51 (84%) Neoadjuvant Chemotherapy 42 (53%) 9 (47%) 33 (54%) 0.61

CTC Positivity and Tumor Size

CTC Positivity and Tumor Grade

CTC Positivity and Lymph Node Status

CTC Positivity in NACT Treated Patients

CTCs and Progression-free Survival

CTCs and Overall Survival Variable Number By Number of Circulating Tumor Cells Deaths (Percent) Overall Survival proportion at 2-years P Value by logrank test One or more CTCs + 19 5/19 (26%) 77% 0.08-61 7/61 (11%) 97% Two or more CTCs + 6 3/6 (50%) 67% 0.01-74 9/74 (12%) 94% Three or more CTCs + 4 3/4 (75%) 50% 0.0001-76 9/76 (12%) 94%

CTCs in Non-Metastatic TNBC Patients Progression Free Survival One or more CTC vs. no CTCs P=0.04 Overall Survival One or more CTC vs. no CTCs P=0.08

CTCs in Non-Metastatic TNBC Patients Progression Free Survival Two or more CTCs vs. one or less CTCs P=0.02 Overall Survival Two or more CTCs vs. one or less CTCs P=0.01

CTCs in Non-Metastatic TNBC Patients Progression Free Survival Three or more CTCs vs. two or less CTCs P 0.001 Overall Survival Three or more CTCs vs. two or less CTCs P 0.001

Progression Free Survival and 2 CTCs PFS Hazard Ratio Tumor > 2cm 2.99 1-3 Lymph Nodes 0.66 3+ Lymph Nodes 4.55 Tumor grade 3 1.38 2 CTCs 4.31

Overall Survival and 2 CTCs OS Hazard Ratio Tumor > 2cm 2.35 1-3 Lymph Nodes 0.86 3+ Lymph Nodes 4.84 Tumor grade 3 1.22 2 CTCs 4.48

Conclusions CTCs can be detected in 24% of operable TNBC patients CTC detection is not associated with tumor size, grade, or axillary lymph node status Two or more CTCs predicts decreased progression-free and overall survival in TNBC

Future Studies Continued enrollment to determine if one or more CTC predicts outcome Characterization of CTCs to identify therapeutic targets Collaboration with Dr. Dave Hoon involving nucleic acid assessment in pair-matched serum samples

Acknowledgements Dr. Anthony Lucci Barbara Laubacher Amber Anderson Mandar Karhade Dr. Henry Kuerer Dr. Isabelle Bedrosian Josh Upshaw Patients at UT MD Anderson