Key FM scientific principles

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Key FM scientific principles Philippa Gander Research Professor, Director Fatigue Management Approaches Symposium 5-6 April 2016, Montréal, Canada

Fatigue a physiological state of reduced mental or physical performance capability resulting from sleep loss, extended wakefulness, circadian phase, and/or workload (mental and/or physical activity) that can impair a person s alertness and ability to perform safety related operational duties Scientific Principle 1: The Need for Sleep Scientific Principle 2: Sleep Loss and Recovery Scientific Principle 3: Circadian Effects on Sleep and Performance Scientific Principle 4: Effects of Workload on Fatigue 11 April 2016 2

Scientific Principle 1 THE NEED FOR SLEEP 11 April 2016 3

Why sleep? Brain needs to go off-line for essential recovery and maintenance reduced processing of inputs from the senses (light, sound, smell) complex series of processes dreaming (REM) and non-dreaming (non-rem) memory consolidation, learning emotional regulation repair of tissue wear-and-tear growth recharge immune system regulate appetite, metabolism wake up as an updated version of yourself

Wake Non-REM/REM cycle A Waking up is not an on/off switch REM Stage 1 C D Stage 2 B Stage 3 SWS 2400 0100 0200 0300 Time of day (hours) 0400 0500 0600 0700 5

Good sleep - unbroken non-rem/rem cycles Sleep quality Declines with normal aging Less slow-wave, more sleep fragmentation Disrupted by sleep disorders Insomnia, sleep apnoea Disturbed by stimulants (caffeine, nicotine) and alcohol Affected by environmental factors Light, heat, noise, comfort Sleeping at work, being on standby (residual arousal) 11 April 2016 6

Scientific Principle 2 SLEEP LOSS AND RECOVERY 11 April 2016 7

Sleep loss and recovery Restricted sleep leads to: feeling sleepier, irritability, degraded alertness, slower reaction times, poorer coordination, slower thinking, loss of situation awareness, less creative problem-solving lack of awareness of your own performance uncontrolled sleep sleepiness micro-sleeps established sleep Effects of restricted sleep are cumulative and dose-dependent Recovery is not hour-for-hour: deeper, more consolidated sleep on 1 st recovery night recovery usually takes at least 2 nights of unrestricted sleep 1st night recover deep non-rem (slow-wave sleep) 2nd night recover REM not 48 hours off waking function can take more than 2 full nights of sleep to recover Pressure for sleep builds up across time awake 11 April 2016 8

Scientific Principle 3 CIRCADIAN EFFECTS ON SLEEP AND PERFORMANCE 11 April 2016 9

Circadian body clock Why do we sleep at night? Pacemaker in the brain that drives daily cycles (circadian rhythms) in How you function body functions hormones, heart rate, digestion ability to do physical and mental work How you feel mood, sleepiness, fatigue Tracks light intensity even through closed eye lids Designed to keep us in step with the day/night cycle Connected to sleep-promoting centres and wake-promoting centres in the brain A feature of life on earth

Circadian wake drive Nap window Hard to fall asleep SLEEP Circadian low Most sleepy Lowest body temperature Least functional Fatigue-related error likely Hard to stay asleep sleep after night shift noon 4 pm 8 pm Gander et al. (1998) Aviation Space and Environmental Medicine 69:B26-B36 Time of day midnight 4 am 8 am noon

Shift work versus jet lag Shift work Sleep/wake cycle displaced, day/night cycle unchanged Circadian body clock does not adapt fully (tracks day/night cycle) Working at sub-optimal times Sleeping at suboptimal times Jet lag Day/night cycle displaced Full circadian adaptation after 1 flight, if stay long enough Out-and-back with 1-2 day layover, minimal adaptation Multiple transmeridan flights with 1-2 day layovers, circadian drift? 11 April 2016 12

Scientific Principle 4 EFFECTS OF WORKLOAD ON FATIGUE 11 April 2016 13

Workload Less research than other causes of fatigue, different measures Flight crew, number of sectors in a duty period is considered a measure of workload greater fatigue at the end of short haul duty periods with multiple sectors Cabin crew, NASA Task Load Index at end of flights on a ULR trip workload an independent predictor of sleepiness, fatigue and PVT lapses at TOD (after controlling for effects of total in-flight sleep, time awake at TOD, flight direction) For ATCs, self rated (low, medium, high) workload interacts with time-of-day and duration of time on operational duty 11 April 2016 14

Effect of workload on fatigue at end of ATC operational duty periods Samn-Perelli fatigue rating 4.5 4 3.5 3 2.5 98 UK ATCs, August-September 1996 Spencer MB et al (1997) DERA Report PLSD/CHS5/CR/97/020 low workload medium workload high workload < 30 min 30-60 min 60-90 min 90-120 min > 120 min 11 April 2016 15

Key points Fatigue-related impairment results from physiological disruption fatigued people are unable to perform at their optimum level, not unwilling Sleep is required to recover from the physical and mental exertion of all waking activities (not just work demands) managing fatigue is primarily about managing sleep opportunities, not the length of rest breaks fatigue risk management is a shared management/workforce responsibility The circadian body clock drives rhythms in many aspects of waking function (physical and mental work capacity, mood ) ability to fall sleep and stay asleep the perfect roster is day work with unrestricted sleep at night In 24/7 operations fatigue is inevitable the associated safety risk must be managed 11 April 2016 16

Philippa Gander Professor