Clinical applications of the basophil activation test in food allergy

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Clinical applications of the basophil activation test in food allergy Alexandra F. Santos, MD PhD Senior Clinical Lecturer & Consultant in Paediatric Allergy King s College London / Guy s and St Thomas NHS Foundation Trust

Outline Diagnosis of food allergy Utility of BAT in food allergy Bringing BAT to clinical practice

Diagnosis of IgE-mediated food allergy Clinical History Allergy tests Oral food challenge Gold Standard

Prevalence (%) The majority of IgE-sensitised children are not allergic 20 16 16.5 Sensitisation Allergy 12 8 8.9 8.9 4 3 2.5 0 0.8 Egg Peanut Sesame Osborne NJ et al J Allergy Clin Immunol 2011

95% PPV cut-offs increase specificity Skin prick test Serum specific IgE Se = 25.4% Sp = 98.5% Se = 28.4% Sp = 96.8% Roberts & Lack J Allergy Clin Immunol 2005 Sampson H & Ho J Allergy Clin Immunol 1997 Sampson H J Allergy Clin Immunol 2001

The majority of sensitised patients fall into the grey area SPT 8 mm Likely to be peanut allergic SPT 3 to 7 mm Immunological grey area SPT <3 mm Very unlikely to be peanut allergic Adapted from: Roberts & Lack Clin Exp Allergy 2000

A considerable proportion of allergic patients have equivocal allergy test results Ara h 2-specific IgE <0.35 KU/L 18% 82% Peanut tolerant Peanut allergic Nicolaou N et al. J Allergy Clin Immunol 2011 Dang TD et al. J Allergy Clin Immunol 2012

Oral food challenge to diagnose food allergy Risk of immediate-type allergic reaction Risk of late reactions Resource-intensive Increasing demand Multiple challenges per patient Not fool-proof! o 3% false-negatives o 3% false-positives o 2-9% indeterminate Perry TT et al JACI 2004; Saleh-Langenberg Allergy 2016 Caffarelli C et al Lancet 2001; Ludman S et al PAI 2013 Nolan RC et al PAI 2007; Niggemann B et al JACI 2012

Up to about 50% of oral food challenges are positive 100% 80% Asymptomatic Sensitisation Allergy 60% 40% 20% 0% Cow's milk Baked Egg Peanut Sesame Tree nuts Lieberman JA et al J Allergy Clin Immunol 2011 Novak-Wegrzyn A et al J Allergy Clin Immunol 2012 Santos AF et al J Allergy Clin Immunol 2014

Severity of allergic reactions during challenges 100% 90% 80% 70% 60% 50% 40% Severe Moderate Mild 30% 20% 10% 0% Milk Egg Peanut Soy Wheat Total Perry TT et al J Allergy Clin Immunol 2004

Outline Diagnosis of food allergy Utility of BAT in food allergy Bringing BAT to clinical practice

Food-induced anaphylaxis occurs without elevated serum tryptase Samples collected from patients with food-induced anaphylaxis: Fatal (patient 3) Near-fatal (patient 12) ICU (controls 1-3) Normal range of serum tryptase < 2.5-5 ng/ml Anaphylaxis usually serum tryptase >10 ng/ml Serum sample Hours after ingestion Tryptase (ng/ml) Patient 3 Post-mortem 2.14 Patient 12 0.75 1.2 5 <1 8 <1 24 <1 48 <1 72 1.5 Control 1 1 <1 5 <1 24 <1 Control 2 0.5 <1 1 <1 5 <1 Control 3 2 <1 2.5 <1 4 3.4 24 <1 Sampson HA et al. New Engl J Medicine 1992

Basophil activation concomitant with delayed anaphylaxis to mammalian meat Commins SC et al. J Allergy Clin Immunol 2014

Basophil activation testing using flow cytometry Basophil identification markers CD123/HLA-DR CD203c CCR3 CRTH2 / CD3 IgE or FceRI Basophil activation markers CD63 CD107a CD203c CD164 CD11b CD13 CD69 MacGlashan DW Jr, J Allergy Clin Immunol 2013 Santos AF & Lack G. Clin Transl Allergy 2016 Santos AF & Shreffler WG. Clin Exp Allergy 2017

CD63 expression correlates with histamine release Histamine Knol EF et al. J Allergy Clin Immunol 1991

BAT to diagnose food allergy Santos AF & Shreffler WG. Clin Exp Allergy 2017 Santos AF & Brough HA. J Allergy Clin Immunol 2017

Basophil activation test discriminates between peanut allergy and tolerance N=104 (12 NR) *** p<0.001 ** p<0.05 Santos AF et al J Allergy Clin Immunol 2014

Basophil activation test discriminates between peanut allergy and tolerance Optimal cut-off Primary population n=104 (43 PA, 36 PS, 25 NA) Validation population n=65 (25 PA, 24 PS, 16 NA) Sensitivity (%) 97.6% (87.4; 99.9) 83.3% (74.0; 92.7) Specificity (%) 96.0% (86.3; 99.5) 100.0% (100.0; 100.0) PPV (%) 95.3% (84.2; 99.4) 100.0% (100.0; 100.0) NPV (%) 98.0% (89.1; 99.9) 90.2% (82.8; 97.7) Accuracy (%) 96.7% (93.1; 100) 93.4% (87.2; 99.7) Data taken from: Santos AF et al J Allergy Clin Immunol 2014

BAT to tree nuts Hazelnut Cashew nut Sesame *** *** *** *** *** *** *** *** *** *** *** Allergic Non allergic ***p<0.001 Santos AF et al, unpublished

Extract or allergen Author, year Cut-offs Sensitivity Specificity PPV NPV Cow s milk Sato 2010 SI CD203c 1.9 89% 83% 86% 86% Rubio 2011 >6% CD63+ (resolution) 91% 90% 81% 96% Casein Sato 2010 SI CD203c 1.3 67% 71% 74% 63% Egg white Sato 2010 SI CD203c 2.4 (baked egg allergy) 74% 62% 85% 44% Sato 2010 SI CD203c 1.7 (raw egg allergy) 77% 63% 92% 33% Ovomucoid Sato 2010 SI CD203c 1.7 (baked egg allergy) 80% 73% 90% 53% Sato 2010 SI CD203c 1.6 (raw egg allergy) 83% 83% 97% 42% Ovalbumin Ocmant 2009 5% CD63+ or SI CD203c 1.6 77% (CD63) 100% (CD63) (egg allergy) 63% (CD203c) 96% (CD203c) - - Wheat Tokuda 2009 >11.1% CD203c+ (wheat allergy) 86% 58% 77% 71% Omega-5 gliadin BAT using extracts or single allergens to diagnose food allergy Tokuda 2009 Tokuda 2009 ntri a 19: >14.4% CD203c+ (wheat allergy) rtri a 19: >7.9% CD203c+ (wheat allergy) 86% 58% 77% 71% 83% 63% 81% 67% Peach Gamboa 2007 >20% CD63+ and SI CD63 >2 87% 69% - - Pru p 3 Gamboa 2007 >20% CD63+ and SI CD63 >2 77% 97% - - Santos AF et al J Allergy Clin Immunol In Pract 2017

BAT using single allergens 6 Mayorga C et al, Allergy 2014

BAT using single peanut allergens Ara h 1 Ara h 2 Ara h 6 *** *** ** *** *** *** *** *** ** Allergic Non allergic ***p<0.001 Santos AF et al, unpublished

Likelihood of clinical allergy from history Patient candidates for BAT to foods Low (<0.35 KU/L or <3 mm) Likelihood of clinical allergy from specific IgE or SPT results Intermediate (0.35 to <15 KU/L or 3 to <8 mm) High ( 15 KU/L or 8 mm) High Possible allergy Probable allergy Allergy Intermediate Possible allergy Possible allergy Low No allergy Possible allergy Probable allergy Possible allergy Stiefel G & Roberts G. Arch Dis Child Educ Pract Ed 2012

Sensitised patients with equivocal allergy test results Peanut allergic Peanut sensitized but tolerant p value Age (years) 5 (2-6) 4 (0.5-13) 0.964 Oral exposure to peanut - n (%) 0 (0%) 7 (19.5%) 0.618 SPT to peanut (mm) 7 (2-9) 2 (0-12) 0.002 Peanut-sIgE (KU A /L) 0.94 (0.14, 14.5) 0.81 (0.01, 35.7) 0.964 Ara h 1-sIgE (KU A /L) 0.03 (0.01, 8.67) 0.06 (0, 3.79) 0.622 Ara h 2-sIgE (KU A /L) 0.15 (0.05, 8.95) 0.06 (0.01, 1.84) 0.023 Ara h 3-sIgE (KU A /L) 0.01 (0.01, 1.62) 0.05 (0, 1.36) 0.189 Ara h 8-sIgE (KU A /L) 0.01 (0.01, 4.66) 0.01 (0, 35.8) 0.893 Ara h 9-sIgE (KU A /L) 0.01 (0.01, 0.28) 0.02 (0, 11.0) 0.823 N=8 N=36 Santos AF et al, J Allergy Clin Immunol 2014

BAT discriminates between peanut allergy and tolerance in peanut-sensitised patients with equivocal allergy tests N=44 *** p<0.001 ** p<0.01: Santos AF et al. J Allergy Clin Immunol 2014

Number of OFC Sequential use of allergy tests to diagnose food allergy Number of oral food challenges 120 100 104 80 60 40 20 0 36 41 24 12 1 1 BAT as a second step in the diagnostic process Correct Diagnoses False positives False negatives Number of BAT Change in OFC SPT + Specific IgE 67 (64%) 1 (1%) 0 (0%) 0 (0%) 0 (0%) SPT BAT 98 (94%) 3 (3%) 2 (2%) 24 (23%) -35 (-97%) Specific IgE BAT 93 (89%) 5 (5%) 3 (3%) 41 (39%) -33 (-92%) Ara h 2 BAT 99 (95%) 2 (2%) 2 (2%) 19 (18%) -35 (-97%) Santos AF et al. J Allergy Clin Immunol 2014

Suggested approach for using BAT to diagnose food allergy Clinical History SPT Specific IgE BAT Oral food challenge Santos AF & Lack G, Clin Transl Allergy 2016

BAT reflects the severity and the threshold of allergic reactions % C D 6 3 + B a s o p h i l s C D 6 3 P e a n u t / A n t i - I g E % C D 6 3 + B a s o p h i l s % C D 6 3 + B a s o p h i l s C D - s e n s * * * * * * * 1 0 0 M i l d / M o d e r a t e 8 0 S e v e r e 6 0 T h r e s h o l d < = 0. 1 g T h r e s h o l d > 0. 1 g 1 0 0 * * * * 4 0 * * 1 0 0 M i l d / M o d e r a t e T h r e s h o l d < = 0. 1 g 8 0 * 2 0 S e v e 8r e0 T h r e s h o l d > 0. 1 g 6 0 0 6 0 4 0 2 0-2 0 4 0 0. 1 1. 0 1 0. 0 1 0 0. 0 1 0 0 0. 0 1 0 0 0 0. 0 P e a n u t e x t r a c t ( n g / m l ) 2 0 1. 0 1 0. 0 1 0 0. 0 1 0 0 0. 0 1 0 0 0 0. 0 0 P e a n u t e x t r a c t ( n g / m l ) - 2 0 0. 1 1. 0 1 0. 0 1 0 0. 0 1 0 0 0. 0 1 0 0 0 0. 0 P e a n u t e x t r a c t ( n g / m l ) 0-2 0 0. 1 1. 0 1 0. 0 1 0 0. 0 1 0 0 0. 0 1 0 0 0 0. 0 P e a n u t e x t r a c t ( n g / m l ) 4 * * * 3 0 0 * * 3 2 2 0 0 1 1 0 0 0-1 0 M i l d - M o d e r a t e S e v e r e T h r e s h o l d < = 0. 1 g T h r e s h o l d > 0. 1 g N=52 (3 NR) ***p<0.001 **p<0.01 * p<0.05 Santos AF et al, J Allergy Clin Immunol 2015

BAT reflects the severity and the threshold of allergic reactions N=71 Song Y et al, Ann Allergy Asthma Immunol 2015

BAT reflects the severity and the threshold of allergic reactions Severity Threshold p <0.0001 p <0.0001 N=112 Rubio A et al, Allergy 2011

%CD63 positive Monitoring natural resolution of food allergy 0 3 10 4 0 3 10 4 0 3 10 4 0 3 10 4 Concentration (μg/ml) Wanich N et al, J Allergy Clin Immunol 2009

Basophil suppression with allergen immunotherapy is observed to culprit and bystander allergen and anti-ige during OIT is more marked with OIT than with SLIT and is often transient Thyagarajan A et al, Clin Exp Allergy 2012 Gorelik M et al, J Allergy Clin Immunol 2015

Outline Diagnosis of food allergy Utility of BAT in food allergy Bringing BAT to clinical practice

%CD63+ Basophils %CD63+ Basophils 100 80 60 40 20 0 0.1 10 1000 100000 Peanut extract (ng/ml) Equivocal cases after SPT sige 100 80 60 40 20 0 0.1 1 10 100 1000 10000 Peanut extract (ng/ml)

Factors influencing the cut-offs and results of BAT Study population Prevalence of food allergy Origin: general population versus specialised clinic Geographical location Associated respiratory and food allergies Study design Inclusion criteria (e.g. sensitised/non-sensitised patients) Reference standard Criteria to refer patients for oral food challenges Oral food challenge protocol BAT Procedure Allergen extracts: quality, concentration, stability, standardisation Interval between blood collection and performance of BAT Pre-incubation with IL-3 Markers and antibodies used for staining ID and activation markers Flow cytometry data analyses - Cytometer and application settings - Gating strategy - Parameters used as outcomes of the test - Definition of negative gate - Whether results were corrected for background Santos AF et al, Clin Transl Allergy 2016

Road map to bring BAT to clinical practice Santos AF & Shreffler WG. Clin Exp Allergy 2017

Take-home messages: BAT has high specificity and sensitivity to diagnose food allergy and can be used to monitor clinical response to treatment and possible resolution of food allergy. A positive BAT confirms the diagnosis of food allergy and averts OFC (mainly positive OFC). Patients with a negative BAT or nonresponder basophils still require OFC. In order to make the transition to clinical practice, standardisation of the laboratory procedure, flow cytometry and data analyses is required and rigorous clinical validation and an assessment of the impact of BAT on health and social outcomes and its costeffectiveness are warranted.

Acknowledgements: Patients & Families Matthew Kwok Natália Couto-Francisco Natalia Bécares H. Tee Bahnson Gideon Lack George Du Toit Helen Brough LEAP Study Team Pronuts study Team Bühlmann Laboratories Paed Allergy Lab BRC Flow Core Lab @GSTT