HARD TWO-PIECE HPMC CAPSULES FOR PHARMACEUTICAL APPLICATIONS IN INHALATION

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HARD TWO-PIECE HPMC CAPSULES FOR PHARMACEUTICAL APPLICATIONS IN INHALATION 2 3

QUALICAPS HISTORY Over one hundred years of experience in the manufacturing and filling of hard two-piece capsules Qualicaps originated within Eli Lilly & Co., as a capsule manufacturing plant in Indianapolis opened in 1897. This century-long heritage dictates a profound understanding of the needs of our pharmaceutical customers, for whom we have focused on delivering at high-quality standards since the very beginning. Along with our innate customer-centric perspective that accompanies a lifetime of dedicated service to our customers, Qualicaps also has a proven record of innovation. We were the first to develop a preservative-free gelatin capsule, the first to produce a pharmaceuticalgrade capsule of vegetal origin with a dissolution profile similar to that of gelatin, and the first to design and offer a capsule for use in inhalation. And beyond the capsules themselves, the Qualicaps group offers a wide range of equipment to support the needs of solid oral dosage production, including capsule filling and sealing, visual and weight inspection, imprinting, and softgel manufacturing. PARTNERSHIP More than just a supplier, Qualicaps is an implicated partner to our stakeholders Qualicaps is a long-term capsule partner for most of the leading global pharmaceutical companies, as well as for many relevant local and regional ones. We know that these customers value us in terms of quality, anticipation of market requirements, and flexibility to fulfill special customer needs. Our global presence in all major pharmaceutical markets and the stability and solidity we offer as part of Mitsubishi Chemical Holdings Corporation (MCHC) guarantee the assurance of supply necessary for successful product launches and ongoing market requirements. The Qualicaps team is comprised of not only expert commercial representatives, but also highly knowledgeable and experienced personnel that collaborate with both R&D and academia in more scientific endeavors, as well as technical engineers that support our customers production centers in runnability and yields. 5

ENGINEERED TO PERFORM QUALICAPS CAPSULES ARE DESIGNED AND MANUFACTURED WITH FUNCTIONALITY AND PRECISION IN MIND AND DEED We take pride in engineering and producing each individual capsule with the objective of delivering superior performance We analyze performance from many perspectives: pharmaceutical-grade quality, productivity in filling machines, stability through shelf life, protection of the active ingredient contained within, and patient adherence and ease-of-use We not only offer high standards of performance from our capsules, but also from our team, made up of subject matter experts who collaborate with our customers on meeting their business goals 6

THE KAITEKI COMPANY QUALICAPS INTEGRATES THE KAITEKI PHILOSOPHY INTO THE BUSINESS Commitment to sustainable development for the benefit of individuals, society, and the Earth Value philosophy based on the management of three strategic pillars within the company: economy, technology, sustainability Contribution to the resolution of social and environmental issues through our products and services, and as a driver of innovation Collective consciousness and joint efforts among the 55,000+ employees of the Mitsubishi Chemical Holdings Corporation (MCHC) Group, of which Qualicaps is a wholly-owned subsidiary 9

QUALI-V -I CAPSULES FOR INHALED DRUG DELIVERY INHALATION DRUG DELIVERY SYSTEM The main inhaled drug delivery systems are: 1. Nebulizers The active ingredient is dissolved or suspended in water and can be delivered continuously over an extended period of time. Their size limits portability, thus limiting use to home or hospital. 2. Metered Dose Inhalers (MDIs) The active ingredient solution within an MDI is dispensed from a pressurized aerosol container, which is small, portable, and simple to use. In the past, MDIs lacked dose counters and were not breath-activated, but today s MDIs possess both important features. Nevertheless, they still have an issue with emitting high doses, and therefore suspension formulations are generally limited to maximum doses of about 1 to 5 mg/actuation. CONTRIBUTING TO BRIDGE THE GAP BETWEEN MEDICINE AND TREATMENT Originally developed for respiratory diseases, DPIs have seen their use expanded recently to a growing field of therapies, including antibiotics, insulin, opioids, oxytocin, vaccines, and drugs for neurological disorders. Inhalation delivery offers significant and unique benefits in the treatment of a variety of illnesses. The lungs serve as a portal of entry to the body that enables a drug to infiltrate the bloodstream from the airways in a time-effective manner, thus presenting inhaled formulations as an interesting alternative to oral dosage forms, especially when a rapid response is required. 3. Dry powder inhalers (DPIs) DPIs are either single-dose devices filled with a capsule or a blister, or multi-dose devices that consist of a powder reservoir and dispensing system. DPIs are easy to use, as they are breath-actuated and do not contain propellants. Their particular characteristics make them the ideal delivery system for chronic diseases, for which patients must take doses at regular intervals. 10 11

QUALI-V -I CAPSULES QUALI-V -I CAPSULES ARE DESIGNED WITH SUPERIOR FUNCTIONAL PROPERTIES SPECIFIC TO INHALATION, FOR USE IN DRY POWDER INHALERS Strict Microbiological Control Better Aerosolization Inner Surface Control Reduced Powder Adhesion Superior Puncturing Properties Pharmaceutical-grade quality. The manufacturing process is carried out following strict pharmaceutical criteria and certified according to ISO 9001 and ISO 14001. Drug MasterFiles for the US and Canada have been registered. Unique composition. Quali-V -I capsules have a special composition for use in dry powder inhalers. Based on Quali-V hypromellose capsules, Quali-V -I is also 100% plant-based, and is therefore free of animal ingredients. Also like Quali-V and Quali-G gelatin capsules, Quali-V -I does not use preservatives in its formulation. Quali-V -I capsules are continuously monitored by Quality Control experts in the production process to ensure compliance with the most demanding of pharmaceutical requirements. All Quali-V -I capsules are inspected using an automatic camera system to detect and remove defective units. Qualicaps manufactures axial, radial and laser printing machines that provide a superior print quality. Laser technology is effective as an anti-counterfeit measure, as very fine details of logos are visually ascertained. Most DPI capsules are transparent, enabling the patient to verify that the dose has been correctly released upon inhaling (powder emptying). Quali-V -I capsules are available in a wide range of translucent colors, developed in-house and made using market-accepted colorants. Quali-V -I capsules are available in size 3 (the most common size in inhalation) and sizes 2 and 0 (for use with active ingredients that require higher doses). Qualicaps offers weight-sorting to customize capsule weight and guarantee a maximum level of mass uniformity. Our scientists and subject matter experts can provide R&D support in capsule-form dosage delivery. Qualicaps also has the luxury of tapping into resources available in the Mitsubishi Chemical Holding Corporation (MCHC) research laboratories. Quali-V -I capsules have the required dimensions and strength that enable them to be filled and packaged on automatic high-speed machines. The unique POSILOK design makes Quali-V -I capsules suitable for high speed filling machines. Our technical service engineers can assist in achieving productivity yields in capsule filling, applying their vast knowledge and experience with leading equipment suppliers. CAP AIR BODY AIR 12 13

QUALI-V -I CAPSULES ARE SPECIFICALLY DESIGNED FOR INHALATION WITH OUTSTANDING PROPERTIES IN TERMS OF PUNCTURING, MOISTURE CONTENT, POWDER AEROSOLIZATION, AND MICROBIOLOGICAL CONTROL PUNCTURING STAGES IN CAPSULE PUNCTURING 1 2 3 1. Pin comes in contact with capsule, cap or body. 2. Depression forms in dome of capsule. 3. Pin penetrates shell. MOISTURE CONTENT As the active ingredient in inhalation formulations is moisture sensitive, then the use of a capsule with low moisture content is optimal. Quali-V -I has a moisture content of 4.5% to 6.5%, significantly less than the 13% to 16% in The grades of hypromellose capsules used in the manufacture of Quali-V -I have been optimized for puncturing, and as a result these capsules have a moisture content slightly higher than that of Quali-V capsules for oral dosage delivery (4.5% - 6.5% versus 4.0% - 6.0% respectively). Capsule punctures are more reproducible than for gelatin capsules, and less particles of the shell wall and resulting flap are shed in the process. gelatin capsules used for this application. In addition, Quali-V -I does not become brittle upon moisture reduction, capable of being dried to 1.0% RH without losing its physical properties. AEROSOLIZATION Aerosolization is a key parameter for powders to effectively penetrate deep into the lungs. Not only does capsule moisture content play an important role in aerosolization, but also the quantity of lubricant internal to the capsule shell. Since the use of lubrication is essential to the capsule manufacturing process, the amount applied to the stainless steel pins on which the capsule shells are formed is carefully controlled during production for the optimum level in aerosolization. In addition, Quali-V -I capsules are made with an internal lubricant specially formulated for this application. MICROBIOLOGICAL CONTROL As active ingredients are inhaled directly into the lung, capsules for this delivery route require lower microbial levels than those used in oral administration. Qualicaps complies with the microbiological requirements of Quali-V -I capsules by the use of controlled manufacturing procedures that enable offering two specifications: the standard <100 cfr/g and the more stringent <10 cfr/g upon request. Strict process controls allow for these results without the use of preservatives. 14 15

Qualicaps innovation: 1st in developing a hypromellose capsule with superior functional properties specific to inhalation 16 17

QUALICAPS EUROPE, S.A.U. Avenida Monte Valdelatas, 4 28108 Alcobendas Spain Tel: +34 91 663 08 00 Fax: +34 91 663 08 30 e-mail: contact@qualicaps.es QUALICAPS, INC. 6505 Franz Warner Parkway Whitsett, NC 27377-9215 USA Tel: +1 336 449 3900 Fax: +1 336 449 3333 e-mail: info@qualicaps.com QUALICAPS, CO., LTD. 321-5 Ikezawacho Yamatokoriyama Nara, 639-1032 Japan Tel: +81 743 56 0651 Fax: +81 743 56 5113 www.qualicaps.co.jp Q 034/1-2015E