Purpose. Encourage standard exchange of data between two key public health partners

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Reporting Pathology Protocols for Colorectal Cancer 2005 NAACCR Conference: June 9, 2005 Ken Gerlach: CDC-NPCR Bette Smith: Ohio Cancer Registry Kathleen Davidson-Allen: PHI/California Cancer Registry

Purpose Encourage standard exchange of data between two key public health partners Anatomical Pathology Laboratories Cancer Registries: California and Ohio Evaluate the use of national data standards to transmit data: HL7 with LOINC/SNOMED CT Evaluate completeness, timeliness, and quality of cancer checklists with text-based narrative reports

Collaborators State and hospital cancer registries Cancer registry information system vendors Pathologists and pathology labs Anatomical pathology laboratory information system vendors (AP LIS) College of American Pathologists (CAP) Principal organization of board-certified pathologists SNOMED International Experts in vocabulary and messaging standards

Colon and Rectum Cancer Checklist Colon and Rectum Protocol applies to all invasive carcinomas of the colon and rectum. Carcinoid tumors, lymphomas, sarcomas, and tumors of the vermiform appendix are excluded. Procedures Incisional Biopsy (No Accompanying Checklist) Excisional Biopsy, Polypectomy Local Excision (Transanal Disk Excision) Segmental Resection Protocol revision date: January 2004 Based on AJCC/UICC TNM, 6th edition Rectal Resection (Low Anterior Resection; Abdominoperineal Resection) ection)

Colon and Rectum Cancer Checklist COLON AND RECTUM: Polypectomy Patient name: Surgical pathology number: Note: Check 1 response unless otherwise indicated. MACROSCOPIC Tumor Site Cecum Right (ascending) colon Hepatic flexure Transverse colon Splenic flexure Left (descending) colon Sigmoid colon Rectum Not specified

SNOMED CT Encoded CAP Checklist TUMOR SITE [R-0025A, 371480007] Tumor site (observable entity) Cecum [T-59100, 32713005] Cecum structure (body structure) Right (ascending) colon [T-59400, 51342009] Right colon structure (body structure) Hepatic flexure [T-59438, 48338005] Structure of right colic flexure (body structure) Transverse colon [T-59440, 485005] Transverse colon structure (body structure) Splenic flexure [T-59442, 72592005] Structure of left colic flexure (body structure) Left (descending) colon [T-59450, 55572008] Left colon structure (body structure) Sigmoid colon [T-59470, 60184004] Sigmoid colon structure (body structure) Rectum [T-59600, 34402009] Rectum structure (body structure) Not specified [T-59000, 14742008] Large intestinal structure (body structure)

Cancer Protocols Project Workflow Laboratory System Hospital Cancer Registry Central Cancer Registry Receive Specimen from Surgeon Prepare and Analyze Specimen Receive Report Exit/Send acknowledgement Receive Report Exit/Send acknowledgement Cancer? Yes Input Data into CAP Checklist Format Checklist: National Standards Transmit Checklist To physician

California: Quality/Accuracy Measure Does using the checklist format enhance the quality of the data? Process: Using narrative pathology reports from the previous year, complete a checklist for each report Analysis: Identify the data items on the checklist that could not be completed using the narrative

California Preliminary Results Analysis: Identify data items on checklist that could not be completed using narrative Resection Checklist (N=50): 17 required data items 96% were completed 13 non-required data items 63% were completed

Resection Checklist Items Unable to be Coded Specify Margin (Orientation by Surgeon) Lymphatic (Small Vessel) Invasion Venous (Large Vessel) Invasion Other N = 50 Checklist Concept Total Number 11 8 8 8 35 Percentage 1.3 0.9 0.9 0.9 4.0

Number of Reports by Missing Data Items Missing Required Data Items None 1 2 3 4 Total Number 30 9 8 2 1 50 Percentage 60 18 16 4 2 100

California: Quality/Accuracy Are the codes generated for certain data items from the CAP checklist as accurate as the codes produced by cancer registry staff? Process: Compare cancer registrar staff coded data items with the synoptic reports created by the pathologist: primary site, histology, and AJCC staging (T and N only) Analysis: Compare data items using 15 reports.

California Preliminary Result Histologic Type Cancer Registrar Codes from Narrative 3 Cases: Adenocarcinoma arising in an adenoma 2 Adenocarcinoma arising in a tubulovillous adenoma (8263/3) 1 Adenocarcinoma in a tubular adenoma (8210/3) Pathologist Codes from Checklist 3 - Adenocarcinoma (8140/3) 1 Contained the more specific code in a narrative section

Ohio Evaluation Measures Completeness/Quality: Lab/OCISS Assessment of Quality, Completeness Physician Assessment of Quality Pathologists Assessment of Quality Timeliness: Survey pathology staff and cancer registrars entering data to determine time saved by using checklists

Ohio Data Field Quality Review Primary Site, Histology, Grade, Stage (TNM) Process Two Certified Cancer Registrars coded four data items from retrospective narrative pathology reports Cerner sent the HL7 messages to Rocky Mountain Rocky converted to the NAACCR format and sent a line listing for each case to the OCISS OCISS staff compared the registrars coded data and the checklist data

Ohio Identified Discrepancies: OCISS staff coded site/type, histology, grade, stage from 76 narrative pathology reports These codes were compared to the Checklist output Discrepancies found included: 15 site (19.7%). Location of tumor 20 histology (26.2%) Tumor arising in issues 2 grade (2.6%)... 2 or 4 grading system 10 stage (13.2%) Conversion had two digit T 47 total (15.5%) (47 / 304 chances for discrepancies)

Ohio Timeliness Survey physicians, pathologists and registrars to determine if the checklist report would save time. Timed studies not performed An Ad hoc survey was conducted in four hospitals and OCISS staff Unanimous agreement that the checklist format saves time

Ohio Unresolved Issues HL7 messages contained a 2-digit 2 pt category Discrepancy between Checklist pt codes and AJCC Cancer Staging Manual Neuroendocrine tumor, transfer was text Other (specify) has no associated code Needs human intervention HL7 message for 2 records for ptpn stage was blank Need intrafield edit

Lessons Learned - Questions Not all procedures or cancers included in the Colorectal Checklists Incisional Biopsy not included In situs, carcinoids,, sarcomas, lymphomas - not included Cannot use exclusively for case-finding Checklists evolved: e.g. Checklist Identifier, Type of Polyp ptpn Stage Differences What type of text? Clinical History? Loss of histology, lymph node chain specificity

Acknowledgements: Project Team California Kathleen Davidson-Allen, PHI/California Cancer Registry Barry Gordon, C/NeXT Software LOINC Clinical Committee Linda Jund, Louella Herrmann, Fritz Lin, University of California, Irvine Ohio Michele Connors, Zeke Holland, Linda Coles, Mark Jordan, and Dieter Thum, Cerner Corporation Larry Derrick, Rocky Mountain Cancer Data System Ohio (continued) Georgette Haydu and Bette Smith, OCISS Pat Patterson, Mary Abbuhl, Joseph Willis, University Hospitals of Cleveland SNOMED Mary Kennedy, Monique van Berkum, and John Kilborne, SNOMED International CDC-NPCR Warren Williams, Ken Gerlach