Review of Aplastic Anemia Guidelines. Seiji Kojima MD. PhD.

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Review of Aplastic Anemia Guidelines Seiji Kojima MD. PhD. Department of Pediatrics Nagoya University Graduate School of Medicine Chairman of the Severe Aplastic Anemia Working Party Asia-Pacific Blood and Marrow Transplantation Group

Dear Dr. Kojima I write to ask for your expert opinion in the management of a difficult case. A 14 year-old girl developed aplastic anemia. Two HLA-identical sisters were identified. She received a BMT from the older sister after cyclophosphamide/atg conditioning. Despite complete donor chimerism her count recovery was transient and she became transfusion-dependent again. A number of immunosuppressive agents were tried, without response. She was also given DLI x1, mobilized stem cell boost twice from the same donor without improvement. The patient then received a myeloablative conditioning regimen (Busulfan 16 mg/kg, Thiotepa 10 mg/kg, Fludarabine 160 mg/m2 and Thymoglobin 9 mg/kg) and given a marrow graft from the other HLA-identical sibling. Again she showed no hematologic recovery in the presence of donor chimerism. From Texas

Neu /ul 1800 Clinical course 11yF, RCC, Donor:matched unrelated, Conditioning regimen: FLU+CY+Campath+TBI(3Gy), GVHD prophylaxis:fk506, Cell dose:1.5x10 8 /kg, agvhd:grade 1, CMV antigenemia (+), EBV-LPD (+), Onset of aplasia after BMT: day110 1600 1400 Plt 10 4 /ul CMV EBV Chimerism: 99% donor type RBC, Platelet transfusion, G-CSF Chimerism: 99% donor type 1200 1000 800 600 400 200 Days after BMT

Donor-type Bone Marrow Failure!

Patients and methods To clarify risk factors of donor type bone marrow failure, we reviewed clinical data of 58 patients with SAA who received allogeneic bone marrow transplantation (BMT) at Nagoya University Hospital or Japanese Red Cross Nagoya 1 st Hospital from January 1997 to December 2010. Definition of Donor-type Bone Marrow Failure Persistent cytopenia (Hb<8g/dl, Neu<1,000/ul, Plt<50,000/ul) for >6 months after achieving engraftment with full donor type cells.

Patients characteristics No. of patients 58 Age, median (range) 10 (1-20) Male / Female 36 / 22 Idiopathic / Hepatitis 54 / 4 Morphological criteria(aa / RCC) 26 / 32 Conditioning regimen CY+ATG+TBI 29 CY+ATG 9 CY+TLI 2 Flu+CY+TLI 8 Flu+CY+Campath/ATG+TBI 10 Related donor (n = 25) HLA-match 20 / mismatch 5 Unrelated donor (n = 33) HLA-match 14 / mismatch 19

Results No. Age at BMT Sex Year at BMT Period from Dx to BMT (d) Morphological classification IST RBC transfusion times 1 4 M 2003 460 RCC - 1 2 11 F 2003 576 RCC - 0 3 13 M 2005 3164 RCC + >100 4 5 M 2005 584 RCC + 12 5 6 M 2005 373 RCC - 1 6 11 M 2006 42 RCC - 0 7 9 M 2006 889 RCC + 42 8 13 M 2007 3290 RCC - 0 9 11 F 2008 268 RCC + 17 10 5 F 2009 266 RCC + 5 11 2 M 2010 308 RCC + 20

Donor status Conditioning regimen Complications No. HLA Related / Unrelated Conditioning regimen GVHD prophylaxis Cell dose ANC >500 agvhc cgvhd Sepsis 1 matched Relate FLU+CY+TLI CyA 6.0 15 - - + + - 2 matched Relate FLU+CY+TLI CyA 2.5 17 - - - - - 3 matched Unrelated CY+ATG+TBI FK506 2.0 25 I - - - - 4 matched Unrelated CY+ATG+TBI FK506 3.1 31 II extensive + + - 5 matched Relate FLU+CY+TLI CyA 4.9 16 - - - - - 6 matched Relate FLU+CY+TLI CyA 4.6 16 - - - - - 7 mismached Unrelated CY+ATG+TBI FK506 2.0 22 III - - + + 8 matched Relate FLU+CY+TBI CyA 3.2 16 - - - + - 9 matched Unrelated 10 mismached Relate FLU+CY+Campath+ TBI FLU+CY+Campath+ TBI CMV GCV EBV Ritux FK506 1.5 18 I - - + + FK506 3.5 23 - limited - + - 11 mismached Unrelated FLU+CY+ATG+TBI FK506 4.2 24 - - + + -

Clinical course No. Onset Period (d) Hb Neu Platelet reco very Survival (d) Chimerism analysis 1 110 1789 5.1g/dl 300/ul 11000/ul + 3190< day52: 96% donor (FISH) 2 710 2296< 6.8g/dl 600/ul 31000/ul - 3026< day1737 : 100% donor (FISH) 3 161 867 6.4g/dl 100/ul 2000/ul + 2354< day90: 98% donor (FISH) 4 46 2275< 4.2g/dl 100/ul 4000/ul - 2318< day215:100% donor (STR) 5 240 505 8.9g/dl 700/ul 31000/ul + 2283< day68: 95%< donor (STR) 6 370 953 8.0g/dl 200/ul 32000/ul + 2190< day72:99.8% donor (FISH) 7 50 460 7.0g/dl 300/ul 10000/ul + 1982< day97:100% donor (STR) 8 68 1719< 6.6g/dl 100/ul 11000/ul - 1807< day77: 100% donor (STR) 9 110 1194< 6.0g/dl 100/ul 10000/ul - 1309< day1062 : 99% donor (FISH) 10 72 732< 5.0g/dl 200/ul 7000/ul - 802< day435:95%< donor (STR) 11 107 203 6.0g/dl 600/ul 14000/ul + 712< day91: 95%< donor (STR)

Variables Age at BMT Cell dose Morphological classification Flu regimen Sex Campath Years performed BMT TBI Period from Dx to BMT CyA / FK506 RBC transfusion times Acute GVHD IST before BMT Chronic GVHD Donor status: CMV antigenemia Related / Unrelated Ganciclovir HLA-matched / mismatched

Definition of Refractory cytopenia of childhood (RCC) Blasts <2% in the PB, <5% in the BM Dysplastic changes in 2 cell lineages or >10% in 1 cell lineage Nuclear lobulated and bi-nucleated erythroblasts Hypolobular neutrophils Abnormal localization and megaloblastic changes of erythroid CD42b(GpIb)(+) megakaryocytes

Central review system in Japan PB and BM smear Nagoya University St. Luke s Hospital Pathology Red Cross Nagoya 1 st Hospital PNH Telomere length Nagoya University JMML-gene analysis Colony assay Nagoya University Shinsyu University

Patient characteristics Reviewed (2009.2 2011.8) 500 (pathology: 374, 75%) Age, median (range) 6 (0-27) Sex, Male/Female 268 / 232 Outcome AA / RCC / CBMF 295 (59%) Advanced MDS / AML 44 ( 8%) MPD 65 (13%) Thrombocytop enia Neutropenia Anemia Others Anemia 34 ( 7%) Neutropenia 16 ( 3%) Thrombocytopenia 23 ( 5%) Others 27 ( 5%) MPD Advanced MDS/AML AA/RCC/CBMF

AA / RCC / CBMF (n = 295) AA 99 (33%) RCC 125 (42%) RCMD 29 (10%) Hepatitis related 22 ( 7%) Fanconi anemia 7 ( 3%) Dyskeratosis congenita 3 ( 1%) Shwachman syndrome 5 ( 2%) CBMF suspected 5 ( 2%) CBMF Hepatitis RCMD RCC AA

Variables BMF (-) BMF (+) p No. of patients 47 11 Age at BMT (median) 10 9 0.835 Male 28 8 Female 19 3 0.327 AA 26 0 RCC 21 11 0.001 BMT before 2003 24 2 BMT after 2004 23 9 0.048 From Dx to BMT 1000d > 28 9 < 19 2 0.151 RBC transfusion 30 times > 30 9 < 17 2 0.220 IST (+) 32 6 (-) 15 5 0.304 Related donor 18 6 Unrelated donor 29 5 0.258 HLA-matched donor 23 7 HLA-mismatched donor 24 4 0.518 Cell dose 3x10 8 /kg > 15 4 < 32 7 0.519

Variables BMF (-) BMF (+) p No. of patients 47 11 Flu regimen (+) 10 8 ( ー ) 37 3 0.002 Campath (+) 7 2 ( ー ) 40 9 0.547 TBI (+) 38 11 ( ー ) 9 0 0.128 CyA 21 5 FK506 26 6 0.611 Acute GVHD (+) 16 4 ( ー ) 31 7 0.572 Chronic GVHD (+) 12 2 ( ー ) 35 9 0.470 CMV antigenemia (+) 31 7 ( ー ) 16 4 0.572 Ganciclovir (+) 26 7 ( ー ) 21 4 0.439

Multivariate analysis p HR 95% CI Flu regimen 0.023 4.68 1.23-17.8 RCC 0.931 BMT after 2004 0.207 TBI 0.334 From Dx to BMT <1000 days 0.481

Cumulative Incidence Cumulative Incidence of Donor- type Bone Marrow Failure P = 0.001 P = 0.001 Flu-regimen (n=18) RCC (n=32) non-flu-regimen (n=40) AA (n=26) Days after Bone Marrow Transplantation

Cumulative Incidence Cumulative Incidence Donor type Bone Marrow Failure in the AA or RCC group p < 0.001 RCC / Flu-regimen (n=13) RCC / non-flu-regimen (n=19) AA / Flu-regimen (n=5) AA / non-flu-regimen (n=21) Days after Bone Marrow Transplantation

Conditioning Regimens for UBMT in SAA patients #1 North America CY(50~100mg/kg) + Flu (120mg/m 2 ) + TBI (2Gy) +ATG #2 Europe CY (40mg/kg) + Flu (120mg/m 2 ) + TBI (2Gy) +ATG #3 Japan CY (100mg/kg) + Flu (100mg/m 2 ) + TBI (3Gy) +ATG

Fludarabine or Decreased dose of cyclophsphamide

Patients and Methods The clinical data of 660 patients with AA younger than 20 years who received BMT and registered in the Japan Society for Hematopoietic Cell Transplantation Registry from 1980 to 2010 was reviewed. The influence of potential risk factors on primary graft failure, donor-type bone marrow failure, OS and EFS was assessed according to clinical characteristics including conditioning regimen.

Patient characteristics No. of patients 660 Age at BMT, years, median (range) 11 (0-19) Gender male / female 377 / 283 Etiology, no. of patients (%) Idiopathic 615 (93.2) Hepatitis 36 (5.5) Others 9 (1.3) Severity of AA at BMT, no. of patients (%) VSAA 97 (14.7) SAA 308 (46.7) NSAA 85 (12.9) Unknown 170 (25.7) IST before BMT yes/ no 238 / 422 Interval from diagnosis to BMT, days, median (range) 287 (6-5563)

Transplantation characteristics Donor Related/ Unrelated 419 / 241 HLA Match / Mismatch 497 / 163 ABO Match / Mismatch / Unknown 343 / 281 / 36 Infused cell dose, x10 8 /kg, median (range) 3.2 (0.6-13.0) Conditioning CY ±TLI 203 CY + ATG ±TBI 230 FLU + CY ±TLI 73 FLU + CY + ATG ±TBI 137 FLU + LPAM ±ATG ±TBI 9 Others 8 GVHD prophylaxis CyA alone 50 CyA + MTX 384 FK + MTX 211 Others 15

Results BMT N=660 Yes N=25 (3.8%) Primary graft failure No N=635 (96.2%) Secondary graft failure or relapse Yes N=46 No N=589 Recipient-type N=11 Donor-type N=35

Probability (95%CI) Probability (95%CI) Donor-type bone marrow failure - Cumulative Incidence - Overall Survival 1.8.6.4 1.8.6.4 n=35 87.1% (81.0-93.2).2 0 5.7% (4.8-6.6) 0 5 10 15 20 Years from transplantation.2 0 0 5 10 15 20 Years from transplantation

Variables Age at BMT Gender Etiology Severity at BMT Interval diagnosis-bmt RBC transfusion times Platelet transfusion times IST before BMT Donor: Related/Unrelated HLA: match/mismatch ABO: match/mismatch Infused cell dose Conditioning: - FLU - ATG - Irradiation GVHD prophylaxis Acute GVHD Chronic GVHD CMV antigenemia GCV

Probability (95%CI) Cumulative Incidence: FLU vs. non-flu 1 P<0.0001.8.6.4.2 0 FLU (n=220): 11.6% non-flu (n=440): 2.7% 0 5 10 15 20 Years from transplantation

Probability (95%CI) Cumulative Incidence: Infused cell dose 1 P<0.0001.8.6.4.2 3x10 8 /kg (n=279): 10.5% > 3x10 8 /kg (n=381): 2.3% 0 0 5 10 15 20 Years from transplantation

Probability (95%CI) Cumulative Incidence: IST before BMT 1 P<0.0001.8.6.4.2 IST(+) (n=238): 11.6% IST(-) (n=422): 2.5% 0 0 5 10 15 20 Years from transplantation

Probability (95%CI) Cumulative Incidence: Donor 1 P=0.0005.8.6.4.2 Unrelated (n=241): 10.2% Related (n=419): 3.3% 0 0 5 10 15 20 Years from transplantation

Probability (95%CI) Cumulative Incidence: GVHD prophylaxis 1 P=0.006.8.6.4.2 Others (n=276): 8.8% CyA+MTX (n=384): 3.6% 0 0 5 10 15 20 Years from transplantation

Probability (95%CI) Cumulative Incidence: Interval Dx-BMT 1 P=0.04.8.6.4.2 median (9M) (n=330): 7.5% < median (9M) (n=330): 3.9% 0 0 5 10 15 20 Years from transplantation

Multivariate analysis - Unfavorable factors for donor-type bone marrow failure Variable Odds ratio 95% CI P Infused cells, 3x10 8 /kg 3.048 1.332-6.978 0.008 Conditioning, FLU regimen 2.351 1.044-5.296 0.039 IST before BMT, IST(+) 2.322 1.033-5.217 0.041 Donor, unrelated 1.670 0.669-4.169 NS ABO, mismatch Age at transplantation, 10y Conditioning, ATG regimen Interval diagnosis-bmt, median days GVHD prophylaxis, CyA+MTX 1.590 0.795-3.178 NS 1.341 0.623-2.883 NS 1.231 0.577-2.626 NS 1.086 0.511-2.306 NS 1.038 0.411-2.623 NS

Probability (95%CI) Probability (95%CI) Impact of FLU regimen - OS - EFS 1 FLU (n=220): 95.3% 1 non-flu (n=440): 81.9%.8 non-flu (n=440): 87.6%.8 FLU (n=220): 81.6%.6.6.4.4.2.2 0 P=0.008 0 P=NS 0 5 10 15 20 Years from transplantation 0 5 10 15 20 Years from transplantation

Impact of FLU regimen - Multivariate analysis of favorable factors Primary engraftment PC infusion, < 20 times P 0.036 Conditioning, FLU regimen 0.089 OS cgvhd, (-) agvhd, (-) P 0.009 0.025 Conditioning, FLU regimen 0.046 PC infusion, < 20 times 0.081 EFS Donor, related P 0.002 Conditioning, FLU regimen 0.584

Probability (95%CI) Probability (95%CI) Impact of CY dose in FLU group - Cumulative Incidence of donor-type bone marrow failure 1.8.6.4.2 0 P=0.048 CY:Half dose (n=175): 14.5% CY:Full dose (n=35) 0 5 10 Years from transplantation 1.8.6.4.2 0 ATG(+)CY-Half (n=109): 15.1% ATG(-)CY-Half (n=66): 13.8% ATG(+)CY-Full (n=28) ATG(-)CY-Full (n=7) 0 5 10 Years from transplantation

Heart failure due to CY in FLU group CY-Full n=35 CY-Half n=175 Heart failure 5.7% (n=2) Heart failure 0.6% (n=1) 94.3% 99.4% P=0.07

Probability (95%CI) Probability (95%CI) Impact of irradiation in FLU group - Cumulative Incidence of donor-type bone marrow failure 1.8 P=NS 1.8 P=NS.6.4.2 TBI(n=65): 17.8% TAI(n=53): 14.2% TLI(n=70): 7.5%.6.4.2 >3Gy (n=169): 15.8% 3Gy (n=19): 12.6% 0 0 0 5 10 Years from transplantation 0 5 10 Years from transplantation

Conclusion FLU regimen was identified as a risk factor for donor-type bone marrow failure after BMT in children with AA, which could possibly be ascribed to the dose reduction of CY. However, the high incidence of heart failure after the regimen included full dose of CY in combination with FLU is an important issue to be resolved. To develop optimal treatment, we need to reconsider the conditioning regimen for children with AA.

Clinical course 11yF, RCC, Donor:matched unrelated, Conditioning regimen: FLU+CY+Campath+TBI(3Gy), GVHD prophylaxis:fk506, Cell dose:1.5x10 8 /kg, agvhd:grade 1, CMV antigenemia (+), EBV-LPD (+), Onset of aplasia after BMT: day110 Neu /ul 1800 1600 1400 Plt 10 4 /ul CMV EBV Chimerism: 99% donor type RBC, Platelet transfusion, G-CSF Chimerism: 99% donor type 1200 1000 800 600 400 200 Days after BMT

Day 1360 WBC1200 Neutro 0

Bone Marrow Mesenchymal Stem Cell in SAA Patients with Donor Type Bone Marrow Failure Normal 1 Patient 2 Day 3 Day 7

fold Bone Marrow Mesenchymal Stem Cell in SAA Patients with Donor Type Bone Marrow Failure donor type BMF donor type BMI donor type BMF Days after cultivation

DAY -7-6 -5-4 -3-2 -1 0 1 2 3 4 5 6 7 BMT PBSCT Flu 30mg/ m2 4 ATG 1.25mg/kg 4 LPAM 70mg/ m2 2 TBI 2.5Gy 2 BMT Setting 5mg/kg Donor :Father A B Cw DR Resipient : 2402/3101 5101/5601 0401/1402 0405/0901 Donor : 3101/3101 5101/5601 0401/1402 0401/0901 gender : F to M blood : minor(donoro+) GVHD prophylaxis short MTX day1, 3, 7, 11 FK506

MSC NCC 0.75 10e6/kg Viability 76.1% PBSCT NCC 3.0 10e8/kg CD34 2.24 10e6/kg BMT NCC 2.84 10e8/kg CD34 1.10 10e6/kg WBC Neut (/mm³) G-CSF MSC BU PB G-CSF DAY21 Engraftment 1000 100 DAY -7 0 10 20 30 60

Acknowledgements JSHCT pediatric aplastic anemia WG Nao Yoshida Hiromasa Yabe Akira Kikuchi Ryoji Kobayashi Kazuko Kudo Kenichiro Watanabe and all of the participating members.