VENTANA PD-L1 (SP142) Assay Guiding immunotherapy in NSCLC

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VENTANA (SP142) Assay Guiding immunotherapy in NSCLC Hiker s path: VENTANA (SP142) Assay on non-small cell lung cancer tissue Location: Point Conception, CA

VENTANA (SP142) Assay Assess NSCLC patient benefit from TECENTRIQ Positive NSCLC tissue stained with (SP142) assay, 10x Intended use statement diagnostic confidence VENTANA (SP142) Assay is a qualitative immunohistochemical assay using rabbit monoclonal anti- clone SP142 intended for use in the assessment of the protein in formalin-fixed, paraffin-embedded (FFPE) urothelial carcinoma and non-small cell lung cancer (NSCLC) tissue stained with OptiView DAB IHC Detection Kit and OptiView Amplification Kit on a VENTANA BenchMark ULTRA instrument. Determination of status is indication-specific, and evaluation is based on either the proportion of tumor area occupied by expressing tumor-infiltrating immune cells (% IC) of any intensity or the percentage of expressing tumor cells (% TC) of any intensity. Using the right test to determine status for immunotherapy options is important, and the VENTANA (SP142) Assay is the only FDA approved test for TECENTRIQ. This innovative assay is the first to evaluate patient expression using both tumor cell (TC) and tumor-infiltrating immune cell (IC) staining. Determining a patient s expression level can give insight to the overall survival that may be achieved from TECENTRIQ.* expression in 5% IC determined by VENTANA (SP142) Assay in urothelial carcinoma tissue is associated with increased objective response rate (ORR) in a non-randomized study of TECENTRIQ (atezolizumab). expression in 50% TC or 10% IC determined by VENTANA (SP142) Assay in NSCLC tissue may be associated with enhanced overall survival from TECENTRIQ (atezolizumab). Rabbit The VENTANA (SP142) Assay FDA approved to assess NSCLC patient treatment benefit from TECENTRIQ Informative for the clinician of a patient s potential overall survival Novel scoring algorithm using staining in both TC and IC Designed to enhance visual contrast of immune cell staining within the tumor microenvironment The (SP142) Assay gives you the confidence to guide immunotherapy decisions in NSCLC. *All randomized patients in a NSCLC phase III study observed benefit from TECENTRIQ regardless of status. Fully Highly Monoclonal Automated Reproducible IHC antibody developed by Spring Bioscience Corporation With specific and robust signal Accurate scoring and educational resources

About is a transmembrane protein that down-regulates immune responses through binding to its two inhibitory receptors, programmed death-1 (PD-1) and B7.1. PD-1 is an inhibitory receptor expressed on T cells following T-cell activation, which is sustained in states of chronic stimulation such as in chronic infection or cancer. 1 Ligation of with PD-1 inhibits T-cell proliferation, cytokine production and cytolytic activity, leading to the functional inactivation or exhaustion of T cells. B7.1 is a molecule expressed on antigen presenting cells and activated T cells. binding to B7.1 on T cells and antigen presenting cells can mediate downregulation of immune responses, including inhibition of T-cell activation and cytokine production. 2 expression has been observed in immune cells and tumor cells. 3, 4 Aberrant expression of on tumor cells has been reported to impede anti-tumor immunity, resulting in immune evasion. 1 Therefore, interruption of the /PD-1 pathway represents an attractive strategy to reinvigorate tumor-specific T-cell immunity suppressed by the expression of in the tumor microenvironment. About non-small cell lung cancer Lung cancer has been the most common cancer in the world for several decades and remains the leading cause of cancer deaths worldwide. It is estimated to account for 12.9% of all new cancer cases and is responsible for nearly 1.59 million deaths annually worldwide, or approximately one in five cancer-related deaths. 5 In the United States alone, approximately 224,390 new cases of lung cancer and 158,080 lung cancer-related deaths are predicted for 2016. 6 Although improvements have been made in diagnosis and therapy options, prognosis remains poor with low long-term survival rates for all stages. Over the past three decades, lung cancer has shown among the least improvement in survival rates when compared with other cancers. 7 Non-small cell lung cancer (NSCLC), one of the two major types of lung cancer, accounts for approximately 85% of all lung cancer cases. 8 In more than half of patients newly diagnosed with NSCLC, the disease has already metastasized, greatly decreasing the likelihood of survival. The five-year relative survival rate for NSCLC diagnosed as distant disease is 4.7%. 8 The majority of patients with NSCLC present with inoperable, locally advanced disease (Stage IIIB) or metastatic disease (Stage IV), neither of which currently has any curative treatment options. On average, these patients die within a year of diagnosis. Improvement in the clinical outcome of lung cancer is likely to be achieved through better understanding of the molecular events that underlie its pathogenesis, identifying new biomarker targets and developing new treatment options. The immunologic checkpoint Tumor-infiltrating immune cell Activation of the PD-1 receptor by binding of causes inhibition of T cell signaling PD-1 on tumor-infiltrating immune cells can lead to inhibition of activated T cells B7.1 binding to B7.1 on T cells and antigen-presenting cells can mediate down-regulation of immune responses Inactive T cell B7.1 TCR PD-1 Constitutive immune resistance expression on tumor cells can be up-regulated by oncogenic signaling MHC Binding of the MHC antigen complex to the T cell receptor (TCR) triggers T cell signaling Tumor cell Tumor cells up-regulate to evade immune-mediated destruction

The tumor microenvironment A key player in tumor progression The (SP142) Assay stain highlights a heterogeneous population of immune cells. The majority of these cells are morphologically consistent with lymphocytes, macrophages, dendritic cells and granulocytes. What is the tumor microenvironment (TME)? The tumor microenvironment (TME) consists of different cells, including immune cells and non-cellular components in and around the tumor. The TME has been recognized to play a significant role in tumor progression. 9,10 Why is the TME important? The TME shapes tumor evolution (whether the tumor regresses, develops resistance, evades the immune system and/or metastasizes) and consequently impacts patient outcomes. 11 An association has been observed between the levels of tumor infiltrating immune cells, key components of the TME and outcome in lung cancer patients. A meta-analysis showed that high levels of CD8+ lymphocyte tumor stroma infiltration was associated with better overall survival (Hazard ratio = 0.76 95% confidence interval 0.62-0.93), high levels of CD4+ lymphocyte tumor stroma infiltration was also associated with better overall survival (Hazard ratio = 0.65 95% confidence interval 0.46-0.91, P 0.013). In contrast, high levels of FOXP3P+ T lymphocyte stroma infiltration was associated with poor progressionfree survival (Hazard ratio = 2.67 95% confidence interval 1.74-4.08, P value < 0.001). 12 What is the role of in the TME? Aberrant expression of on tumor cells has been reported to impede antitumor immunity, resulting in immune evasion. 13 Therefore, interruption of the /PD-1 pathway represents an attractive strategy to reinvigorate tumorspecific T-cell immunity suppressed by the expression of in the tumor and in the tumor microenvironment. This approach has proven effective: expression on immune cells in the tumor microenvironment has been shown to help assess NSCLC patient benefit from TECENTRIQ, an anti- drug. 14

Scoring of VENTANA (SP142) Assay General guidelines Immunohistochemical (IHC) staining with the VENTANA (SP142) Assay demonstrates staining in tumor cells (TC, Figure 1) as well as tumor-infiltrating immune cells (IC, Figure 2). A patient s tumor tissue stained with the VENTANA (SP142) Assay is evaluated for TC and/or IC staining. TC are scored as the proportion of viable tumor cells showing membrane staining of any intensity. IC are scored as the proportion of tumor area that is occupied by staining IC of any intensity. Figure 1: Moderate to strong circumferential TC membrane staining; NSCLC tissue, 20x Figure 2: Dark brown punctate and linear IC staining; NSCLC, 20x 20X Differentiation of TC and IC Staining TC staining can be observed in association with IC staining. Review of the corresponding H&E slide will help in identifying IC among TC. This along with a high magnification review of the stained slide may aid in differentiating between TC and IC staining. The following images demonstrate different commonly observed patterns encountered in clinical practice, when TC and IC staining is observed together. Figure 3: TC show strong membrane staining with rare IC among the tumor cells identified on H&E; NSCLC tissue, 20x No IC among TC on H&E IC aggregate in stroma Strong TC staining Figure 4: TC show weak to moderate membrane staining with many IC among TC identified on H&E; NSCLC tissue, 20x Numerous IC among TC on H&E IC staining dispersed among tumor cells Weak TC staining

VENTANA (SP142) Assay scoring approach NSCLC NSCLC tissue stained with the VENTANA (SP142) Assay will be scored using a stepwise approach according to the criteria outlined in Table 1. TC are scored as the proportion of viable tumor cells showing membrane staining of any intensity. IC are scored as the proportion of tumor area that is occupied by staining IC of any intensity. VENTANA (SP142) Assay-stained slides will first be evaluated for TC staining (Step 1 in Table 1). If the specimen contains any discernible membrane staining of any intensity in 50% TC, the case will be assigned a expression level of 50% TC. If the specimen contains < 50% TC staining, the slide will then be evaluated for IC staining (Step 2 in Table 1). If the specimen contains staining of any intensity in IC occupying 10% of tumor area, the case will be assigned a expression level of > 10% IC. If the specimen contains staining of any intensity in IC covering < 10% of tumor area, the case will be assigned a expression level of < 50% TC and < 10% IC. STEP 1 Does the NSCLC tissue show expression in 50% of TC? STEP 2 Does the NSCLC tissue show 10% of tumor area covered with Staining IC? Stepwise scoring process VENTANA (SP142) Assay in NSCLC tissues (images 10x magnification). Table 1: VENTANA (SP142) Assay Stepwise Scoring Algorithm for NSCLC Step 1: Tumor Cell (TC) Staining Assessment Expression Presence of discernible membrane staining of any intensity in 50% of tumor cells 50% TC Absence of any discernible staining -or- Presence of discernible membrane staining of any intensity in < 50% of tumor cells Proceed to Step 2 Step 2: Tumor Infiltrating Immune Cell (IC) Staining Assessment Expression Presence of discernible staining of any intensity in tumor-infiltrating immune cells covering 10% of tumor area occupied by tumor cells, associated intratumoral and contiguous peritumoral stroma 10% TC Absence of any discernible staining -or- Presence of discernible staining of any intensity in tumor-infiltrating immune cells covering < 10% of tumor area occupied by tumor cells, associated intratumoral and contiguous peritumoral stroma < 50% TC and < 10% IC

VENTANA (SP142) Assay results from clinical trials Results from the OAK trial*, 14 All randomized patients in a NSCLC phase III study observed benefit from TECENTRIQ regardless of status. Efficacy Results in the Primary Analysis Population from the Phase III Study Overall Survival TECENTRIQ (n=425) Docetaxel (n=425) Deaths (%) 271 (64%) 298 (70%) Median, months (95% CI) 13.8 (11.8, 15.7) 9.6 (8.6, 11.2) Hazard ratio* (95% CI) 0.74 (0.63, 0.87) p-value** 0.0004 * Stratified by expression in tumor-infiltrating immune cells, the number of prior chemotherapy regimens, and histology ** Based on the stratified log-rank test CI = confidence interval Tumor specimens were evaluated prospectively using VENTANA (SP142) Assay at a central laboratory and the results were used to define the expression subgroups for pre-specified analyses. Of the 850 patients, 16% were classified as having high expression, defined as having expression on 50% of TC or 10% of IC. In an exploratory efficacy subgroup analysis of OS based on expression, the hazard ratio was 0.41 (95% CI: 0.27, 0.64) in the high expression subgroup and 0.82 (95% CI: 0.68, 0.98) in patients who did not have high expression. *A phase III, open-label, multicenter, randomized study to investigate the efficacy and safety of atezolizumab compared with docetaxel in patients with non-small cell lung cancer after failure with platinum containing chemotherapy Clinicaltrials.gov number NCT0202008227

VENTANA (SP142) Assay OptiView DAB IHC Detection Kit OptiView Amplification Kit Negative Reagent Control Catalog number 740-4859 07709374001 760-700 06396500001 860-099 06718663001 790-4795 06683380001 Quantity 50 tests 250 tests 250 tests 50 tests Positive control Species Localization Tonsil Rabbit Membranous and/or Cytoplasmic References 1. Blank, C and Mackensen, A, Contribution of the /PD-1 pathway to T-cell exhaustion: an update on implications for chronic infections and tumor evasion. Cancer Immunol Immunother, 2007. 56(5): p. 739-745. 2. Butte MJ, Keir ME, Phamduy TB, et al. Programmed death-1 ligand 1 interacts specifically with the B7-1 costimulatory molecule to inhibit T cell responses. Immunity. 2007;27(1):111-122. 3. Dong H, Zhu G, Tamada K, Chen L. B7-H1, a third member of the B7 family, co-stimulates T-cell proliferation and interleukin-10 secretion. Nat Med. 1999;5(12):1365-1369. 4. Herbst RS, Soria JC, Kowanetz M, et al. Predictive correlates of response to the anti- antibody MPDL3280A in cancer patients. Nature. 2014;515(7528):563-567. 5. Ferlay J, Soerjomataram I, Ervik M, et al. GLOBOCAN 2012 v1.0. Cancer Incidence and Mortality Worldwide: IARC CancerBase No. 11. http://globocan.iarc.fr. Published 2013-12-12. Updated 2014-01-09. Accessed 2016-02-08. 6. American Cancer Society. Cancer Facts & Figures 2016. Atlanta, GA: American Cancer Society; 2016. 7. Siegel R, Naishadham D, Jemal A. Cancer Statistics, 2013. CA Cancer J Clin. 2013;63(1):11-30. 8. Howlader N, Noone AM, Krapcho M, et al. (eds). SEER Cancer Statistics Review (CSR),1975-2012. National Cancer Institute. http://seer.cancer.gov/ csr/1975_2012/. Published 2015-04-23. Updated 2015-11-18. Accessed 2016-02-08. 9. NCI Dictionary of Cancer Terms. Tumor microenvironment. http://www.cancer.gov/publications/ dictionaries/cancer-terms?cdrid=561725 10. AACR. The Function of Tumor Microenvironment in Cancer Progression. http://www.aacr.org/meetings/ Pages/MeetingDetail.aspx?EventItemID=73#. V6pCFPkrKaE 11. Chen F, Zhuang X, Lin L, Yu P, Wang Y, Shi Y, Hu G, Sun Y.BMC Med. New horizons in tumor microenvironment biology: challenges and opportunities. 2015 Mar 5;13:45. doi: 10.1186/s12916-015-0278-7. 12. Geng Y, Shao Y, He W, Hu W, Xu Y, Chen J, Wu C, Jiang J. Prognostic Role of Tumor-Infiltrating Lymphocytes in Lung Cancer: a Meta-Analysis.Cell Physiol Biochem. 2015;37(4):1560-71. doi: 10.1159/000438523. Epub 2015 Oct 30. 13. Blank, C and Mackensen, A, Contribution of the /PD-1 pathway to T-cell exhaustion: an update on implications for chronic infections and tumor evasion. Cancer Immunol Immunother, 2007. 56(5): p. 739-745). 14. Ventana Medical Systems Inc. VENTANA (SP142) Assay Package Insert. usdiagnostics.roche.com www.ventana.com 2016 Roche PP-US-09136-1016 Roche Diagnostics Corporation 9115 Hague Road Indianapolis, Indiana 46256 VENTANA, BENCHMARK, OPTIVIEW are trademarks of Roche. All other product names and trademarks are the property of their respective owners.