ORYX Translational Medicine. Dr. Bernard Huber / CEO

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ORYX Translational Medicine Dr. Bernard Huber / CEO BIO International Convention June 2016

ORYX Overview ORYX GmbH & Co. KG (ORYX) is a privately held company for translational oncology founded in 2007 and located in Baldham/Munich, Germany ORYX bridges the gap for new cancer therapies between leading academic research institutions and the pharmaceutical industry ORYX is the exclusive licensee of three premier cancer immunotherapy substances of the German Cancer Research Center (DKFZ) and the University of Heidelberg ORYX has successfully developed these substances in clinical phase I/IIa trials, has obtained compelling safety and efficacy data in these clinical trials, and is now looking into partnering these substances for the pivotal trials 2

ORYX Pipeline Cancer Immunotherapy Substances Mode of Action Current Cancer Indications Pre-Clinical POC / Toxicology Clinical Development Phase I Phase II Phase III MicOryx Synthetic frameshift peptides vaccine Colorectal Phase I / IIa completed VicOryx Synthetic human cyclin-dependent Kinase inhibitor peptide vaccine Cervical Head & Neck Concurrent vaccination & chemotherapy Phase I / IIa completed Phase I / IIa ongoing ParvOryx Wild-type rat oncolytic virus GBM PDAC Phase I / IIa completed Phase I / IIa ongoing 3

MicOryx Rationale Several cancers arise from the lack of DNA mismatch repair (MMR), resulting in the accumulation of single deletions or insertions at coding microsatellites (MSI-H mutations) Cancers with MSI-H mutations include: 10-15% of colorectal cancers 20-25% of endometrial cancers 25-30% of upper urinary tract cancers 15-20% of gastric cancers 5-10% of pancreatic cancers MSI-H mutations lead to the expression of frameshift peptides (FSPs) FSPs are tumor specific antigens which are constantly expressed In patients with MSI-H colorectal cancer a natural humoral and cellular immune response against FSPs is found, which demonstrates that FSPs are recognized by the immune system and can trigger an immune response 4

MicOryx 01 Clinical Phase I/IIa completed Trial design Single center, two part open label, prospective study 1 st part 6 patients, 2 nd part 16 patients (n = 22) UICC stage III/IV MSI-H colorectal cancer Total of 12 s.c. applications with three FSPs one time/week for four consecutive weeks, followed by a four week rest period (one cycle) for a total of three cycles Results Primary Objective: Safety 22/22 patients (100%) Secondary Objective: Efficacy Specific immune responses against FSPs in 21/22 patients (95,5%) Stable Disease in stage III and IV patients Study Week Subcutaneous injection of FSPs and Montanide ISA 51 VG 1 2 3 4 9 10 11 12 17 18 19 20 25 Monitoring of toxicity, immune response (including DTH), and tumor response 5

VicOryx Rationale In many solid cancers the cyclin-dependent kinase inhibitor p16ink4a is expressed p16 INK4a positive cancers include: 20-30% of breast cancers 60-70% of small cell lung cancers 90-100% of HR-HPV associated cancers, e.g. cervical cancer, head and neck cancer, anal and vulvar cancer, vaginal and penile cancer In cancer cells, p16 INK4a is a tumor antigen which is constantly expressed as an early consequence of cell transformation In normal cells, p16 INK4a is rarely expressed and leads to immediate senescence In patients with HR-HPV associated cancers a natural humoral and cellular immune response against p16 INK4a can be found, which indicates that p16 INK4a is recognized by the immune system and can trigger an immune response 6

VicOryx 01 Clinical Phase I/IIa - completed Trial design Single center, two part open label, prospective study 1 st part 10 patients, 2 nd part 16 patients (n = 26) UICC stage III/IV, advanced HR-HPV- and p16 INK4a positive cervix, vulvar, vaginal, penile, anal or head and neck cancer Total of 12 s.c. applications with a specific p16 INK4a peptide one time/week for four consecutive weeks, followed by a four week rest period (one cycle) for a total of three cycles Results Primary Objective: Safety 26/26 patients (100%) Secondary Objective: Efficacy Specific immune responses against p16 INK4a in 18/26 patients (69,2%) Stable Disease in stage III and IV patients Study Week Subcutaneous injection of p16 and Montanide ISA 51 VG 1 2 3 4 9 10 11 12 17 18 19 20 25 Monitoring of toxicity, immune response (including DTH), and tumor response 7

VicOryx 01 Clinical Phase I/IIa - completed Progression-free survival by overall Immune response Overall Survival by overall immune response Significantly prolonged PFS (p = 0,003) and OS (p = 0,0018) 8

VicOryx 02 Clinical Phase I/IIa - ongoing Trial design Single center, open label, prospective study On concurrent cisplatin-based chemotherapy combined with specific p16 INK4a peptide vaccination, 10 patients UICC stage III/IV, advanced HR-HPV- and p16 INK4a positive cervix, vulvar, vaginal, penile, anal or head and neck cancer Total of 12 s.c. applications with a specific p16 INK4a peptide one time/week for four consecutive weeks, followed by a four week rest period (one cycle) for a total of three cycles Vaccination is applied one week before the initiation or continuation of cisplatin-based chemotherapy All patients included Results Primary Objective: Feasibility of vaccination during chemotherapy Specific immune response against p16 INK4a Secondary Objective: Safety, PFS, OS Tumor response according to RECIST Combined therapy so far shows excellent safety and tolerability 9

ParvOryx Synopsis Virus Type Characteristics Wild type DNA virus Potentials Passes blood brain barrier Potential to be armed with tumour specific sirnas Safety Excellent safety profile Not pathogenic for humans Lyses only tumour cells No effect on normal tissue Application it. and/or iv. Potential to local and systemical administration Immunity No prior immunity in humans H-1PV antibodies appear in dose dependent manner Booster Repeated it. and/or iv. application Potential to vaccination Efficacy Oncolysis and bystander effect High H-1PV susceptibility in many cancers Potential to change tumor microenvironment Combined modalities 10

ParvOryx 01 - Clinical Phase I/IIa - completed Trial design Single center, open label, prospective, dose escalating study 1 st group (it) 12 patients, 2 nd group (iv) 6 patients (n = 18) UICC Stage IV progressive primary or recurrent glioblastoma multiforme It: half of the dose in the tumor, half of the dose in the wall of the resection cavity Iv: half of the dose in 5 consecutive injections, half of the dose in the wall of the resection cavity Results Primary Objective: Safety 18/18 patients (100%) Immune response Strong cellular immune response against glioma and viral proteins (bystander effect) Secondary Objective: Efficacy PFS 6 month: 33% / 10% OS 6 month: 80% / 40% 11

ParvOryx 02 Clinical Phase I/IIa - ongoing Trial design Single center, open label, prospective, dose escalating study, 7 Patients UICC stage IV metastatic inoperable pancreatic cancer iv. administration it. administration in single liver metastases Results Primary Objective: Safety Secondary Objective: PFS, OS Anti-tumor effects Specific cellular and humoral immune responses Tumor infiltration Metastatic necrosis Virus activity in the tumor tissue 12

ParvOryx Relapsing GBM Compassionate Use Program Design 6 patients from ParvOryx 01 requested another H-1PV application on the basis of a compassionate use agreement after resection of tumor recurrence After tumor resection virus was reapplied in the wall of the resection cavity All patients received the same virus dose of 5x108 PFU 1. Rec. ParvOryx 01 PFS1 2. Rec. Compassionate use program PFS2 3. Rec./Death Tumor res. + 1. Virus appl. Tumor res. + 2. Virus appl. Results Results OS Median PFS 1 = 6.4 Median OS (1. Virus appl. > 3. Rec./Death) = 37.9 Median PFS 2 = 13.7 Historical data = 15-17 In 6/6 patients PFS2 was longer than PFS1 This is breaking the PFS paradigm in GBM 13

For your notes 14

Disclaimer This Presentation includes and is based, inter alia, on forward-looking information and statements that are subject to risks and uncertainties that could cause actual results to differ. These statements and this Presentation are based on current expectations, estimates and projections, which generally are identifiable by statements containing words such as expects, believes, estimates or similar expressions. Important factors that could cause actual results to differ materially from those expectations include, among others, general economic and industry conditions in markets which are expected to be major markets for ORYX products, as well as risks and uncertainties related to product development, regulatory approvals, commercial partnerships, the outcome of intellectual property rights litigation and the competitive situation. Although ORYX believes that its expectations and the Presentation are based upon reasonable assumptions, it can give no assurance that those expectations will be achieved or that the actual results will be as set out in the Presentation. ORYX is making no representation or warranty, expressed or implied, as to the accuracy, reliability or completeness of the Presentation, and neither ORYX nor any of its directors, officers or employees will have any liability to you or any other persons resulting from your use of the information contained herein. This presentation was prepared for the 2016 BIO International Convention in San Francisco on June 6-9, 2016. The slides should be read and considered in connection with other information provided by the company. 15

ORYX Partnering Opportunities Contact ORYX GmbH & Co. KG Marktplatz 1 85598 Baldham, Germany Phone: +49-8106-21 311-0 Fax: +49-8106-21 311-66 E-mail: info@oryx-medicine.com www.oryx-medicine.com