Supplementary Appendix

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Supplementary Appendix This appendix has been provided by the authors to give readers additional information about their work. Supplement to: Maemondo M, Inoue A, Kobayashi K, et al. Gefitinib or chemotherapy for non small-cell lung cancer with mutated EGFR. N Engl J Med 2010;362:2380-8.

Supplementary Table 1. Eligibility Criteria and Exclusion Criteria of NEJ002 Eligibility Criteria 1) First-stage registration: Cases that have been histologically or cytologically diagnosed as having non-small cell lung cancer or cases that are suspected of having non-small cell lung cancer. Second-stage registration: Cases that have been histologically or cytologically diagnosed as having non-small cell lung cancer. 2) First-stage registration: Cases that have stage IIIB or stage IV non-small cell lung cancer, or cases that have recurrent disease after operation and are considered to lack an indication for operation or curative radiation therapy. Second-stage registration: Cases that have stage IIIB or stage IV non-small cell lung cancer, or cases that have recurrent disease after operation and are confirmed to lack an indication for operation or curative radiation therapy. 3) First-stage registration: Cases in which lung cancer sample is available for the EGFR mutation test performed by the PNA-LNA PCR clamp method. Lung cancer samples include cytological samples that are considered to contain cancer cells and paraffin-embedded tissues. Second-stage registration: Cases in which lung cancer was confirmed to have sensitive EGFR mutations (exon 19 deletions, L858R, L861Q, G719A, G719C, or G719S). 4) Cases that have lesions that can be evaluated by RECIST criteria. The lesions include those with a diameter of 20 mm or larger as measured using conventional CT images that are taken with a slice thickness of 10 mm or less, or lesions with a diameter of 10 mm or larger as measured using helical CT images that are reconstructed using an algorithm that provides images with a slice thickness of 5 mm or less. 5) Chemotherapy-naive cases. Previous treatment with UFT or OK-432 is permitted. 6) Cases aged between 20 years old and 75 years old. 7) Cases with PS 0 or 1 according to the ECOG criteria 8) Cases with normal bone marrow, liver, and renal function as judged by the laboratory data listed below. White blood cell count > 4,000/mm 3 Platelet count > 100,000/mm 3 Hemoglobin > 9.0 g/dl AST, ALT < twice of the upper normal limit defined at each institution Serum total bilirubin < 1.5 mg/dl Creatinine clearance > 40 (calculated value) PaO 2 > 70 Torr 9) Cases with prognosis more than 3 months 10) Cases with written informed consent Exclusion Criteria 1) Cases that have interstitial pneumonia or pulmonary fibrosis as revealed by chest CT that is suspected to cause a serious clinical problem during the treatment. 2) Second-stage registration process: cases in which lung cancer is positive for the resistant EGFR mutation, T790M. 3) Cases with symptomatic brain metastasis. Cases in which symptoms are resolved by radiation therapy are eligible. 4) Cases that have received radiation therapy for primary lesions. Cases that received palliative radiation therapy for their brain/or bone metastases more than two weeks previously are eligible. 5) Cases with severe complications such as uncontrolled heart, lung, liver, or kidney diseases or diabetes mellitus. 6) Pregnant or lactating women, and women who are likely to be or want to become pregnant 7) Cases with severe malabsorption syndrome or with diseases affecting digestive function, as exemplified by post-total gastrectomy and active inflammatory bowel disease. 8) Cases that have received systemic administration of steroids for 4 weeks or longer 9) Cases with pleural effusion, pericardial effusion and/or peritoneal effusion requiring tube drainage. Cases that have been clinically stable after drainage at least for 2 weeks are eligible. 10) Cases that are considered to be contra-indicated for gefitinib, carboplatin, or paclitaxel. 11) Cases with active double cancers. Intramucosal carcinomas are not considered to be an independent cancer. 12) Cases judged by attending physicians to be inappropriate for enrollment.

Supplementary Table 2. Assessment before Entry to NEJ002 The items described below are assessed for each case before registration. Patient s background: sex, birth date, histological type, clinical stage, smoking history, and PS (ECOG) Major medical history: illnesses that coexist, surgical history, and previous history of treatment for lung cancer such as radiotherapy Assessment of the tumor: chest/abdominal CT and brain MRI taken within 1 month before the registration Bone scintigram or PET are not indispensable for cases with asymptomatic bone disease. Note that once bone scintigram or PET are not taken in such cases, they should not be taken as long as the case stays asymptomatic of bone disease. Others: ECG, height, body weight, vital signs, blood biochemistry, urinalysis, PaO 2, and QOL

Supplementary Table 3. Common Toxicity Toxicity Gefitinib (n = 114) Carboplatin-Paclitaxel (n = 113) Grade* 1 2 3 4 > Grade 3 1 2 3 4 > Grade 3 P value Constipation 6 2 0 0 0.0% 13 10 0 1 0.9% 0.002 Diarrhea 32 6 1 0 0.9% 7 0 0 0 0.0% <0.001 Stomatitis 8 3 0 0 0.0% 3 1 0 0 0.0% 0.066 Appetite loss 7 4 6 0 5.3% 39 18 7 0 6.2% <0.001 Vomiting 6 0 1 0 0.9% 9 8 1 0 0.9% 0.017 Fatigue 8 1 3 0 2.6% 19 11 1 0 0.9% 0.002 Rash 38 37 6 0 5.3% 8 14 3 0 2.7% <0.001 Pruritus 0 2 0 0 0.0% 0 0 0 0 0.0% 0.161 Alopecia 4 2 0 0 0.0% 28 33 0 0 0.0% <0.001 Nail changes 5 3 3 0 2.6% 0 0 0 0 0.0% <0.001 Edema 1 0 0 0 0.0% 0 1 0 0 0.0% 0.995 Fever 1 0 0 0 0.0% 1 0 0 0 0.0% 1.000 Hypersensitivity 0 0 0 0 0.0% 1 0 1 0 0.9% 0.158 Dyspnea 4 1 1 0 0.9% 1 0 0 0 0.0% 0.058 Neuropathy: motor 0 0 0 0 0.0% 1 1 2 0 1.8% 0.045 Neuropathy: sensory 0 1 0 0 0.0% 28 27 7 0 6.2% <0.001 Arthralgia 1 2 1 0 0.9% 25 21 8 0 7.1% <0.001 Pain 0 1 0 0 0.0% 1 1 0 0 0.0% 0.564 Pneumonitis 3 0 2 1** 2.6% 0 0 0 0 0.0% 0.015

Infection 1 0 2 0 1.8% 0 2 3 1 3.5% 0.299 AST/ALT elevation 20 13 29 1 26.3% 31 5 0 1 0.9% <0.001 Bilirubin elevation 9 1 0 0 0.0% 11 6 1 0 0.9% 0.086 ALP elevation 2 2 0 0 0.0% 0 0 0 0 0.0% 0.047 Creatinine elevation 3 0 0 0 0.0% 12 1 0 0 0.0% 0.010 Albumin depression 2 0 0 0 0.0% 1 0 0 0 0.0% 0.571 Potassium elevation 7 0 0 0 0.0% 11 0 0 0 0.0% 0.319 Potassium depression 4 0 0 0 0.0% 0 0 0 0 0.0% 0.047 Sodium depression 5 0 0 0 0.0% 15 0 2 0 1.8% 0.007 Vertigo 0 1 2 0 1.8% 0 0 0 0 0.0% 0.086 Hiccup 0 0 0 0 0.0% 0 2 0 0 0.0% 0.158 Cerebral infarction 0 0 0 1 0.9% 0 0 0 0 0.0% 0.325 Convulsion 0 0 0 0 0.0% 0 0 0 1 0.9% 0.321 Bowel obstruction 0 0 0 0 0.0% 0 0 0 1 0.9% 0.321 Leukocytopenia 8 5 0 0 0.0% 18 36 29 2 27.4% <0.001 Neutropenia 5 1 0 1 0.9% 4 9 37 37 65.5% <0.001 Febrile neutropenia 0 0 0 0 0.0% 0 0 0 1 0.9% 0.321 Anemia 19 2 0 0 0.0% 35 32 6 0 5.3% <0.001 Thrombocytopenia 8 0 0 0 0.0% 25 3 3 1 3.5% <0.001 Any toxicity 17 44 43 4** 41.2% 4 25 41 40 71.7% <0.001 *Grade of National Cancer Institute Common Toxicity Criteria (NCI-CTC) version 3.0, **One Grade 5 included

Supplementary Fig. 1 Figure legend. Progression-Free Survival at the interim analysis. Kaplan-Meier curves for progression-free survival at the interim analysis (n=194) of patients treated with gefitinib (red line) and those treated with standard chemotherapy (blue line) are shown.