Brian J. Snyder, M.D. Director - Functional and Restorative Neurosurgery NYU Winthrop Hospital Neurosurgery for Movement Disorders, Pain, Epilepsy,

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Brian J. Snyder, M.D. Director - Functional and Restorative Neurosurgery NYU Winthrop Hospital Neurosurgery for Movement Disorders, Pain, Epilepsy, and Psychiatric Illness

WHAT IS COMPLEX REGIONAL PAIN SYNDROME (CRPS)? Historically also known as causalgia, reflex sympathetic dystrophy (RSD)*. CRPS is a chronic pain condition characterized by continuing (spontaneous and/or evoked) regional pain that is seemingly disproportionate in time or degree to the usual course of pain after trauma or other lesion. The pain is regional (not in a specific nerve territory or dermatome) and usually has a distal predominance of abnormal sensory, motor, sudomotor, vasomotor edema, and/or trophic findings. International Association for the Study of Pain *Please note that in 1994, a consensus group of pain medicine experts gathered by the International Association for the Study of Pain (IASP) reviewed diagnostic criteria and agreed to rename reflex sympathetic dystrophy (RSD) and causalgia, as complex regional pain syndrome (CRPS) types I and II, respectively.

CRPS WAS FIRST DESCRIBED OVER 150 YEARS AGO Dr. SW Mitchell, a neurologist, described this syndrome in injured civil war soldiers in 1872 1 Causalgia, the most terrible of all tortures which a nerve wound may inflict." Its favorite site is the foot or hand*... Its intensity varies from the most trivial burning to a state of torture, which can hardly be credited, but reacts on the whole economy, until the general health is seriously affected. Today, controversy remains about many aspect of CRPS including: 2,3 Progression of CRPS through various stages (vs. different subtypes of the disease) Psychological aspects of the disorder Peripheral vs. central causes/maintenance of symptoms the disorder is viewed differently across the globe, underscoring the complexity of the disorder. 1. Mitchell SW. Injuries of the Nerves and Their Consequences. Philadelphia: JB Lippincott & Co.; 1872 2. Marinus J, et al. Lancet Neurology 2011 3. Janig W and Baron R. Lancet Neurology. 2003 *DRG stimulation therapy with the Axium Neurostimulator system is not indicated for areas outside of the lower limbs.

CRPS INCIDENCE RATE IS BETWEEN 5.46-26.2 PER 100,000 PERSON-YEARS AT RISK 1,2 1. Sandroni P, et al. Pain 2003 2. De Mos, et al. Pain 2007

PATHOPHYSIOLOGY OF CRPS IS NOT FULLY UNDERSTOOD Multifactorial process involving both peripheral and central mechanisms Possible mechanisms involved in CRPS Nerve injury Ischemic reperfusion injury or oxidative stress Central sensitization Peripheral sensitization Altered sympathetic nervous system function or sympatho-afferent coupling Inflammatory and immune related factors Brain changes Genetic factors Psychological factors and disuse Bruehl S. BMJ 2015. Image from: Bruehl S. Anesthesiology 2010.* *DRG stimulation therapy with the Axium Neurostimulator system is not indicated for areas outside of the lower limbs.

CRPS: MOST COMMON SIGNS AND SYMPTOMS Distinguished from other chronic pain conditions by the presence of signs indicating prominent autonomic and inflammatory changes in the region of pain. Limb displaying extreme hyperalgesia and allodynia (normally non-painful stimuli such as touch or cold are experienced as painful) Obvious changes to skin color, skin temperature, and sweating relative to the unaffected side Edema and altered patterns of hair, skin, or nail grown in the affected region Reduced strength Tremors Dystonia Altered body perception and proprioception may also be present (i.e. reduced limb positioning accuracy, delays in recognizing limb laterality, abnormal referred sensations, and tactile perception) Bruehl S. BMJ. 2015

CLINICAL CHARACTERISTICS CHANGE OVER TIME Acute phase mixture of noxious sensations and sensory loss Months clinical features spread proximally > 5 years Extremely painful limb Redness Warm (can quickly become cold) Swollen Allodynia Hyperalgesia Changes in sweating Changes in hair and nail growth Muscle weakness Mechanical and thermal hyperalgesia Reduction in voluntary motor control Hyperpathia Hypoesthesia, hypoalgesia, and hypothermesthesia Warm limb often becomes cold Dystonia, tremor, and myoclonus may develop Activity of the limb exacerbates signs and symptoms Clinical features may spread proximally (but not distally) and emerge on the opposite or ipsilateral limb Urological symptoms Syncope Mild cognitive defects Marinus J, et al. Lancet Neurology 2011.

TREATMENT OF CRPS Treatment usually consists of several objectives: Functional restoration of affected limb - often should be considered first before other treatments Sympathetic and/or motor blocks Cognitive behavioral techniques Psychotherapy Pharmacotherapy Occupational and physical therapy

FOR CRPS PATIENTS, PAIN RELIEVING EFFECTS OF CONVENTIONAL SCS DIMINISH OVER TIME Objective: Prospective RCT to determine whether treatment of CRPS with conventional SCS and PT is more effective than PT alone 5 year analysis compared 31 patients with SCS device and 13 patients in control group After 3 years, pain-alleviating effect of conventional SCS in CRPS patients is no longer statistically significant Mean VAS score (cm) 10 8 6 4 2 0 Conventional SCS + PT PT alone p=0.29 Baseline 1 2 3 4 5 Follow-up (year) Kemler MA, et al. NEJM 2000, 2006.

THE DORSAL ROOT GANGLION: REVIEW OF ANATOMY The DRG: A collection of bipolar cell bodies of neurons surrounded by glial cells and the axons of the DRG sensory cells that form the primary afferent sensory nerve DRG L4 Ventral Dorsal DRG L5 Image from: Gray s Anatomy (2005). Standring, S. (Ed.). Image from: Hogan Q. Reg Anesth Pain Med. 2010.

THE PECULIAR PROPERTIES OF THE DORSAL ROOT GANGLION Special structure: DRG neurons have a peculiar pseudounipolar morphology unique in the nervous system Unique Function: T-junctions act as the filter function for cell transduction and potential neuromodulation target Highly Organized and Selective: Small and large soma consistent with axonal specificity of sensory transduction therefore dictating electrophysiological selectivity Specialized Membrane Characteristics: Somata of many DRG neurons have the specialized membrane characteristics necessary for spike initiation, and some are even capable of repetitive firing Minimal CSF: Subdural structure with minimal surrounding CSF unlike the spinal cord Devor, Pain Supplement 6. 1999. Proximal Axon Soma T-Junction Distal Axon Ramon y Cajal, et al. (Eds.) Histology. 1933.

THE DORSAL ROOT GANGLION: TARGET FOR NEUROMODULATION T12 L1 L2 L3 L4 Image from: Feirabend HKP, et al. Brain. 2002. L5

WHY TARGET THE DRG? Known mechanisms & processes: DRGs are known target for pain relief Predictable & accessible location in the epidural space within the neural foramen: easy target for neuromodulation by adapting current SCS needle techniques Limited Cerebrospinal Fluid (CSF) around the DRG allows the leads to be closer to the anatomical target & requires less energy to stimulate (compared to conventional SCS) Separation of sensory & motor nerve fibers prevents unintentional stimulation Image from: Gray s Anatomy (2005). Standring, S. (Ed.).

WHY TARGET THE DRG? (CONT D) DRGs Spinal Column T12 L1 L2 L3 L4 L5 Abdomen/Groin/Back Hip/Groin/Waist/Back Upper Leg & Low Back Lower & Upper Leg/Low Back Leg & Low Back Well mapped & organized to corresponding anatomies allowing for highly focused treatment of pain Foot/Lower Leg/Low Back

DRG STIMULATION & SOMATOSYMPATHETIC REFLEXES Baseline Sympathetic Pre-Motor Neuron 1 month Adapted from: Loewy and Spyer, Central Regulation of Autonomic Function, 1990.

CURRENT LIMITATIONS OF CONVENTIONAL SCS Unstable Stimulation Susceptible to body position due to variations in distance between stimulation lead & target Lead migrations rates (percutaneous) reported between 9-27% 1,2,3 Conventional SCS Unspecific Stimulation Broad Stimulation Coverage: targeting spinal cord sensory nerves Unspecific to anatomical location of pain/disease Energy is delivered to multiple types of nerves, not just pain- or disease-specific nerves High Energy Usage DRG Significant energy loss to surrounding anatomy (i.e. cerebral spinal fluid, CSF) before stimulation reaches target in spinal cord 1. Deer et al, Neuromodulation 2014. 2. Cameron T. J Neurosurg. 2004 3. Kim DD, et al. Pain Physician. 2011

DRG STIMULATION IS DESIGNED TO ADDRESS LIMITS OF CONVENTIONAL SCS Unstable Stimulation Limited Cerebrospinal Fluid (CSF) around the DRG allows the leads to be closer to the anatomical target: potentially producing less postural effects (compared to conventional SCS) 1,2 Unspecific Stimulation Separation of sensory & motor nerve fibers may prevent unintentional stimulation Well mapped & organized to corresponding anatomies allowing for highly focused treatment of pain High Energy Usage Limited Cerebrospinal Fluid (CSF) around the DRG allows the leads to be closer to the anatomical target: potentially less energy needed to stimulate sensory fibers (compared to conventional SCS) 1. Van Buyten, J. P., et al. Pain Practice 2015.. 2. Liem, L., et al. Neuromodulation 2015.

CRPS CASE SERIES Objective: To evaluate the effects of DRG stimulation in CRPS patients (n=11). Prospective case-series study; 72% (8/11) patients had successful trials and moved onto permanent implant Follow-ups occurred at 1 week, 1 month, 5 weeks (stimulation off), 2 months, 3 months, 6 months, and 12 months post-implant Van Buyten JP, et al. Pain Practice 2015.

CRPS CASE SERIES VAS scores of CRPS patients treated with DRG stimulation at different time points 100 Overall VAS Score (mm) 90 80 70 60 50 40 30 20 10 0 77.9 TNS Baseline 73.8 INS Baseline 27.1 30 55.6 26.1 29.4 30.3 Stimulation off 1 week 1 month 5 weeks 3 months 6 months 12 months At 12 months subjects reported a 61.7% (±16.4%) decrease from baseline in pain (P<0.05) Similar results were reported for foot pain and leg pain at all time points. At 12 months, 85.7% (6/7) of patients with foot pain and 80.0% (4/5) of patients with leg pain had 50% pain relief Statistically significant improvements from baseline were observed in all secondary endpoints at 12 months (pain severity and pain interference, quality of life, and mood disturbance) Pain relief remained stable over time and across all body positions. Van Buyten JP, et al. Pain Practice 2015.

ACCURATE STUDY: OBJECTIVE AND STUDY DESIGN DRG (n =76) Trial Implant N = 152 Subjects Randomized (1:1) > 50% VAS reduction 1 Month Visit 3 Month Visit (Primary Endpoints) 6 Month Visit 9 Month Visit Control (n = 76) Trial Implant Objective: To assess the safety and efficacy of DRG stimulation compared to a commercially available SCS device 152 subjects enrolled Randomized 1:1 ratio DRG vs. Control (commercially available SCS device) 22 Investigational sites 3 month Primary Endpoint Subject population Chronic, intractable pain of the lower limbs Complex Regional Pain Syndrome (CRPS) or Peripheral Causalgia Levy R and Deer T. NANS 2015 12 Month Visit

ACCURATE STUDY: MAIN INCLUSION/EXCLUSION CRITERIA Inclusion Criteria Exclusion Criteria Subject has chronic, intractable pain of the lower limb(s) for at least 6 months Subjects are diagnosed with complex regional pain syndrome (CRPS) and/or peripheral causalgia. Subjects have a minimum VAS >60 mm in the area of greatest pain in the lower limb(s). Subject has exhibited escalating or changing pain condition within the past 30 days as evidenced by Investigator examination Subject s pain medication(s) dosage(s) are not stable for at least 30 days Subject has previously failed spinal cord stimulation therapy Levy R and Deer T. NANS 2015

ACCURATE STUDY: BASELINE DEMOGRAPHICS DRG (n=76) Mean (SD) Control (n=76) Mean (SD) p-value Age (years) 52.4 (12.7) 52.5 (11.5) 0.936 Gender (n/n (%)) Male 37/76 (48.7) 37/76 (48.7) Female 39/76 (51.3) 39/76 (51.3) 1.000 Duration of Lower Limb Pain (years) 7.5 (7.5) 6.8 (7.6) 0.557 Primary Diagnosis (n/n (%)) Complex Regional Pain Syndrome 44/76 (57.9) 43/76 (56.6) Peripheral Causalgia 32/76 (42.1) 33/76 (43.4) 0.870 Levy R and Deer T. NANS 2015

ACCURATE STUDY: PRIMARY ENDPOINT A subject was considered a primary endpoint success if the subject met 3 criteria: 50% pain relief in their primary area of pain at the end of the trial phase, and 50% pain relief in their primary area of pain at the 3 month visit post implant, and Freedom from stimulation-induced neurological deficit through 3 months Levy R and Deer T. NANS 2015

ACCURATE STUDY RESULTS: IMPLANT ONLY 100% 90% 93.3% 86.0% Superiority Achieved Implant Only Success (IO) 80% 70% 60% 50% 40% 30% 72.2% 70.0% P-value for non-inferiority at 3 months P-value for superiority at 3 months <0.0001 0.0011 20% 10% 0% Levy R and Deer T. NANS 2015 3 months 12 months DRG (n=60 at 3 months, n=57 at 12 months) Control (n=54 at 3 months, n=50 at 12 months)

ACCURATE STUDY: HIGH RESPONDERS >80% VAS IMPROVEMENT POST-HOC ANALYSIS Subjects with > 80% Pain Relief 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 70% 52% Percentage subjects obtaining at least 80% pain relief Implant Only responders at 3 months Trend towards significance at 3 months (p<0.055) 0% 3 months DRG Control Levy R and Deer T. NANS 2015

ACCURATE STUDY: THERAPY SPECIFICITY AT 12 MONTHS Methodology: Patient reported area of pain Patient reported area of paresthesia Overlap of pain and paresthesia assessed Area of Pain Paresthesia in nonpainful area Paresthesia in painful areas ONLY Subjects receiving targeted stimulation in the area of pain without extraneous paresthesia DRG Control 94.5% 61.2% Subjects in the DRG group experienced greater stimulation specificity than subjects in the control group. Levy R and Deer T. NANS 2015

ACCURATE STUDY: CHANGE IN SF-36 BASELINE TO 12 MONTHS HIGHER SCORES = IMPROVEMENTS IN SF-36 50 40 Mean Change Scores 30 20 10 0 PHYSICAL MENTAL Physical Function Role Physical Bodily Pain General Health Vitality Social Role Emotional Mental Health DRG Control Levy R and Deer T. NANS 2015

ACCURATE STUDY: CHANGE IN POMS BASELINE TO 12 MONTHS 20 Mean Change Scores 15 10 5 0 Tension Depression Anger Vigor Fatigue Confusion Total Mood Disturbance DRG Control Levy R and Deer T. NANS 2015

ACCURATE STUDY: CHANGE IN BRIEF PAIN INVENTORY BASELINE TO 12 MONTHS 5 4 Mean Change Scores 3 2 1 0 Severity Interference Activity Affective DRG Control Levy R and Deer T. NANS 2015

CONCLUSIONS The 12-month outcome data have confirmed DRG stimulation provides long-term, sustained and superior pain relief over traditional SCS for patients with chronic lower limb pain due to Complex Regional Pain Syndrome (CRPS) and peripheral causalgia. DRG Stimulation offered patients: Sustained and superior pain relief: After 12 months, significantly more DRG stimulation patients achieved pain relief and treatment success versus control SCS (74.2% vs. 53.0%) Improved therapeutic targeting: DRG stimulation patients reported better stimulation targeting in their area of pain without extraneous paresthesia (94.5% vs. 61.2%) Enhanced quality of life and functionality: DRG stimulation patients experienced improved quality of life measures, psychological disposition and physical/activity levels* Reduced paresthesia: At 12 months, more than a third of DRG stimulation patients experienced no paresthesia and had on average an 86% reduction in pain, suggesting that DRG stimulation may provide paresthesia-free analgesia.* Levy R and Deer T. NANS 2015 * Groups were not statistically powered to show superiority over traditional tonic stimulation

THANK YOU! Brian J. Snyder, MD Director of Functional and Restorative Neurosurgery NYU/Winthrop Hospital Surgery for Movement Disorders, Pain, Epilepsy and Psychiatric Illness NSPC 516-255-9031