Objectives. Intraoperative Consultation of the Whipple Resection Specimen. Pancreas Anatomy. Pancreatic ductal carcinoma 11/10/2014

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Intraoperative Consultation of the Whipple Resection Specimen Pathology Update Faculty of Medicine, University of Toronto November 15, 2014 John W. Wong, MD, FRCPC Department of Anatomical Pathology Sunnybrook Health Sciences Centre Objectives Review of anatomy, orientation of Whipple resection Variations in specimen dissection, reporting of Whipple specimens Does FS during Whipple resection improve outcome? Examples of FS in Whipple resections Pancreas Anatomy vena cava The Whipple Resection (Pancreaticoduodenectomy) portal vein bile duct neck head duodenum uncinate SMV SMA aorta body tail pancreas Resection of tumours involving the head of pancreas Partial or total pancreatectomy Entire duodenum, distal stomach Bile duct, gallbladder May include portion of portal vein, SMV, SMA The Whipple resection Pancreatic ductal carcinoma Neoplasms of Pancreas Peri ampullary and ampullary regions Second part of duodenum Distal bile duct Chronic pancreatitis Aggressive tumour with poor survival XRT and chemo limited benefit Resection only chance for cure Only 10 20% are deemed resectable 75 85% recur post resection (local & distant) Reported R1 resection rate 15 80% Role of FS in improving R0 rate and survival? 1

Margin status in Whipple Margin status is a key prognostic factor Reported R1 rates very variable, but outcomes similar Margin status is determined by Surgeon surgical technique Pathologist sampling and assessment of margins A low R1 rate may not be an indicator of high quality surgical technique, but suboptimal margin assessment by pathologist Verbele CS, Menon KV. HPB (2009), 11:282 9 Margin status in Whipple Variability in terminology of margins, grossing of specimen, pathological reporting Terminology of margins Pancreatic neck, anterior Uncinate, SMA, retroperitoneal Posterior, retroperitoneal Portal vein groove, medial Verbele CS, Menon KV. HPB (2009), 11:282 9 The Whipple Specimen Anatomical Relationships The Whipple Specimen bile duct margin Anterior BILE DUCT STOMACH neck margin vein groove uncinate margin posterior margin GB vena cava splenic v. portal v. SMA left renal v. aorta PANCREAS anterior surface Medial View Right T1 vertebra Posterior Transverse View Left DUODENUM Modified from Verbeke 2009 POSTERIOR VIEW The Whipple Specimen Margin status in Whipple Specimen dissection techniques Axial slicing favored in Europe More extensive assessment of margins, higher R1 rates Openingof ducts favored in North America Better anatomic orientation for ampullary tumours Definition of R1 0 mm in North America <=1 mm in Europe POSTERIOR VIEW Verbele CS, Menon KV. HPB (2009), 11:282 9 2

True positive margin? LVI, PNI Tumour in lymph node Detached tumour in lumen of duct At FS, report the presence of tumour cells and their location to surgeon Is revision required for margin? R1 rate and survival pancreatic carcinoma Study # cases R1/R2 rate (%) R1/R2 median survival (months) R0 median survival (months) Menon (2009) 27 82 14 >55 Verbeke (2006) 26 85 11 37 Raut (2007) 360 17 22 28 Sohn (2000) 616 30 12 19 R0 survival in studies with low R1 rate remain low similar to R1 group R0 survival in studies with high R1 rate is much higher than R1 group Implies studies with low R1 rate has many R0 cases that are really under sampled R1 cases In several institutions, modifying specimen dissection protocol increases R1 rate Table modified from: Verbele CS, Menon KV. HPB (2009), 11:282 9 Effect of FS on survival Hernandez J et al Survival after pancreaticoduodenectomy is not improved by extending resections to achieve negative margins Annuals of Surgery (2009) 250:76 80 Mathur A et al Margin status impacts survival after Pancreaticoduodenectomy but negative margins should not be pursued The American Surgeon (2014) 80:353 360 (from U South Florida, Tampa, FL) Effect of FS on survival Lad NL et al Is it time to stop checking frozen section neck margins during pancreaticoduodenectomy? Annuals of Surgical Oncology (2013) 20:3626 33. Kooby DA et al Value of intraoperative neck margin analysis during Whipple for pancreatic adenocarcinoma. A multicenter analysis of 1399 patients. Annuals of Surgery (2014) 260(3):494 503 Kooby et al. Value of intraoperative neck margin analysis during Whipple for pancreatic adenocarcinoma. Annuals of Surgery (2014), 260:494 503 Distribution of cases by FS & PS neck margin status Multi institutional retrospective analysis of cases from the Central Pancreas Consortium Emory U, U Wisconsin, Northwestern U, U Cincinnati, U North Carolina, U Louisville, Vanderbuilt U, Washington U 1399 cases of pancreatic ductal adenocarcinoma with FS of neck margin Cases associated with IPMN excluded R0 > 1mm Kooby et al. Ann Surg (2014), 260:494 503 3

OS by margin status, all patients OS stratified by neck margin status Kooby et al. Ann Surg (2014), 260:494 503 Kooby et al. Ann Surg (2014), 260:494 503 OS stratified by neck margin status, negative uncinate margin patients only Effect of FS on Survival Negative initial margin at FS correlates with better survival Revised negative margin after initial positive margin has same survival as those with unrevised positive margin Positive initial margin at FS is associated with Larger tumour size More node positivity PV/SMA resection Trend toward more frequent uncinate margin positivity Kooby et al. Ann Surg (2014), 260:494 503 Kooby et al. Ann Surg (2014), 260:494 503 FS of Whipple Specimen Be prepared History, radiological dx, previous biopsy / cytology Many cases have no prior tissue diagnosis Initial FS In the old days, sample from tumour for confirmation of malignancy From metastatic sites liver, peritoneum, LN s, if positive, may abort procedure FS margin assessment separately submitted pieces dissected from Whipple specimen Ask surgeon which margin is needed! FS of Whipple Specimen Whipple margins for FS Bile duct margin Pancreatic neck margin (if partial) Pancreatic neck margin (if partial) Uncinate margin Vascular margin, if present 4

FS of Whipple Specimen Histological challenges Pancreatic pathology difficult even on paraffin sections. FS artifacts add to difficulty. Tumour may be difficult to distinguish from chronic pancreatitis Tumour desmoplasia versus fibrosis Residual islets versus NET Inflammatory changes in bile duct from obstruction, stent Features favoring carcinoma Disorganized duct distribution Variation in nuclear size >= 4:1 Incomplete duct lumen Disorganized stroma Single cell infiltration Cribriform glands Epithelial mitoses Necrotic glandular debris Large nucleoli Perineural invasion Pancreatic margin Routinely sampled in most cases requiring FS Usually sectioned en face (shaved) Reported as positive if any tumour cells present on slide Report high grade dysplasia in ducts if present Cioc AM et al. Arch Pathol Lab Med 2002(126):1169 73 PNI! benign benign atrophic ducts & residual islets 5

PNI! PNI! atrophic ducts & residual islets PS neck margin CASE 2 high grade dysplasia benign atrophic ducts & residual islets 6

CASE 2 CASE 2 CASE 2 CASE 2 FS revised neck margin bigger tumour focus present atrophic ducts & residual islets CASE 3 IPMN in main duct CASE 3 IPMN in main duct surgeon proceeded with completion pancreatectomy 7

CASE 3 PS distal pancreas IPMN & adenocarcinoma in completion pancreatectomy CASE 4 cystic mucinous lesion CASE 4 cystic mucinous lesion CASE 4 cystic mucinous lesion CASE 4 PS pancreas IPMN & adenocarcinoma Uncinate Margin Area inked, removed and serially sectioned perpendicularly May require many FS blocks Often fatty, hard to cut on cryostat Is FS really needed? Current surgical protocol specifies removal of all tissues around the SMA, so even if margin is positive on FS, no additional tissue can be removed. 8

CASE 5 CASE 5 PS uncinate margin CASE 5 CASE 5 PS uncinate margin CASE 6 CASE 6 tumour at inked surface tumour at inked surface 9

CASE 6 FS revised uncinate margin CASE 7 PNI inked margin CASE 7 CASE 7 PS uncinate margin lymph node? negative at inked margin but < 1 mm, no additional margin taken CASE 7 CASE 8 PNI 10

CASE 8 PS uncinate margin negative at ink Bile Duct Margin FS performed frequently, but seldom positive Usually provided as separate tissue piece Reactive changes common, especially if prior stent in place Normal intramural glands versus adenocarcinoma Look for tumour in nerves, LN s Vascular Margin CASE 9 FS PV margin Uncommon FS Segment of vessel (take end margins en face) Patch of vessel (depending on size, may section en face circumferentially or serially section perpendicularly like skin ellipse) Ask surgeon if FS desired May take more vessel if positive May proceed to resection of vessel + graft CASE 9 FS PV margin References Kooby DA et al. Value of intraoperative neck margin analysis during Whipple for pancreatic adenocarcinoma. Annuals of Surgery 2014; 260:494 503 Mather A et al. Margin status impacts survival after pancreaticoduodenectomy but negative margins should not be pursued. The American Surgeon 2014;80:353 360 Verbeke CS, Menon KV. Refining resection margin status in pancreatic cancer. HPB 2009; 11:282 9 Khalifa MA. Intraoperative assessment of the Whipple resection specimen. J Clin Pathol 2007;60:975 980 Cioc AM et al. Frozen section diagnosis of pancreatic lesions. Arch Pathol Lab Med 2002, 126:1169 1173 11