Dana L. Gilbert Chief Operating Officer Sharon Rudnick Vice President Outpatient Care Management

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Ambulatory Sensitive Admissions Dana L. Gilbert Chief Operating Officer Sharon Rudnick Vice President Outpatient Care Management 1

Sites Of Care Advocate Health Care 12 Hospitals 10 acute care hospitals 1 children s hospital 1 critical access hospital 5 level 1 trauma centers 3 major teaching hospitals 2 physician groups with 1,300 physicians 34,000 Employees Advocate Physician Partners Clinically integrated network Joint physician and hospital system governance 4,500 physicians Largest ACO in United States 609,000 patients 2

Pluralistic Physician Approach Active physicians on medical staffs (6,400) APP physicians (4,500) 25% PCPs; 75% specialists Employed/affiliated (1,300) APP Aligned (3,200) Independent non-app (1,900) Advocate Medical Group (1,100) 3 Dreyer Medical Clinic (200)

Clinical Integration Program Structure Infrastructure & Education 9 measures Chronic Disease Care 54 measures APP Clinical Integration Program 2014 Health & Wellness Efficiency Care Coordination & Patient Safety 37 measures 16 measures 29 measures Patient Experience 12 measures 4

What Clinical Integration Looks Like Jane Smith, Patient with Diabetes OB-GYN Mammography Endocrinologist Primary Care Physician Pharmacy Lab Test Results APP Data Warehouse and Disease Registries Primary Care Physician OB-GYN Endocrinologist 5

2013 CI Results: Diabetes Performance Measures Diabetes Performance Measures Diabetes - Age <65 Hypertension Control <140/80 Diabetes - Age <65 Hypertension Control <140/90 Diabetes - Age <65 % of HbA1c control < 9 Diabetes - Age <65 Nephropathy Testing Diabetes - Age 65 Hypertension Control <140/90 Diabetes - Age 65 % of HbA1c control < 8 Diabetes - Age 65 % of HbA1c control < 9 Diabetes - Age 65 % of LDLs performed Diabetes - Age 65 % of LDLs < 100 mg/dl Exceeds NCQA 50 th Percentile (HMO/PPO/POS) Exceeds NCQA 90 th Percentile (Blended HMO/PPO) 6

2013 CI Results: Cardiac, COPD, Asthma Performance Measures Cardiac Performance Measures IVD/CAD Age <65 % of Blood Pressure Control <140/90 IVD/CAD Age 65 % of LDLs performed IVD/CAD Age 65 % of LDLs <100 mg/dl HBP Age 65 % of Blood Pressure Control <140/90 Exceeds NCQA 50 th Percentile (HMO/PPO/POS) Exceeds NCQA 90 th Percentile (Blended HMO/PPO) Asthma and COPD Performance Measures Age <65 Asthma Medication Management Age <65 COPD Spirometry Evaluation Age 65 COPD Spirometry Evaluation Exceeds NCQA 50 th Percentile (HMO/PPO/POS) Exceeds NCQA 90 th Percentile (Blended HMO/PPO) 7

Advocate s Population Health Value Based Agreements Contract Lives Total Spend Commercial 412,000 $1.5 B Medicare Advantage 32,000 $0.3 B Advocate Employee 23,000 $0.1 B Medicare ACO 142,000 $1.7 B Total 609,000 $3.6 B Projected Medicaid ACE Eligible Patients 40,000 80,000 TBD 8 14

AHRQ Prevention Quality Indicators The Agency for Healthcare Quality and Research (AHRQ) developed Prevention Quality Indicators (PQI) to measure potentially unnecessary hospitalizations for Ambulatory Sensitive Conditions Ambulatory Sensitive Conditions are conditions for which proper and timely outpatient care may prevent admission or for which early intervention may prevent complications or more severe disease Source: http://www.qualityindicators.ahrq.gov/modules/pqi_resources.aspx 9

PQI 1 PQI 2 PQI 3 PQI 5 PQI 7 PQI 8 PQI 9 AHRQ Prevention Quality Indicators Diabetes Short-Term Complications Admission Perforated Appendix Admission Diabetes Long-Term Complications Admission Chronic Obstructive Pulmonary Disease (COPD) or Asthma in Older Adults Hypertension Admission Heart Failure Admission Low Birth Weight PQI 10 Dehydration Admission PQI 11 Bacterial Pneumonia Admission PQI 12 Urinary Tract Infection PQI 13 Angina Without Procedure Admission PQI 14 Uncontrolled Diabetes Admission PQI 15 Asthma in Younger Adults Admission PQI 16 Lower-Extremity Amputation among Patients with Diabetes 10

AHRQ Prevention Quality Indicators Indicator Diabetes Short-Term Complications Admission Perforated Appendix Admission Diabetes Long-Term Complications Admission Chronic Obstructive Pulmonary Disease (COPD) or Asthma in Older Adults Hypertension Admission Heart Failure Admission Low Birth Weight Dehydration Admission Definition - Principal diagnosis of diabetes - Short-term complications (ketoacidosis, hyperosmolarity, or coma) - Ages 18 years and older - Diagnosis of perforations or abscesses of the appendix - Appendicitis diagnosis - Ages 18 years and older. - Principal diagnosis of diabetes - Long-term complications (renal, eye, neurological, circulatory, or complications not otherwise specified) - Ages 18 years and older - Principal diagnosis of chronic obstructive pulmonary disease (COPD) or asthma - Ages 40 years and older - Principal diagnosis of hypertension - Ages 18 years and older - Exclusions: kidney disease with dialysis access procedure, cardiac procedures - Principal diagnosis of heart failure - Ages 18 years and older. - Exclusion: cardiac procedures - Low birth weight (< 2,500 grams) infants - Exclusion: transfers from other institutions - Principal diagnosis of dehydration - Ages 18 years and older 11

AHRQ Prevention Quality Indicators Indicator Definition Bacterial Pneumonia Admission Urinary Tract Infection Angina Without Procedure Admission - Principal diagnosis of bacterial pneumonia - Ages 18 years and older - Exclusions: sickle cell or hemoglobin-s admissions, other indications of immunocompromised state admissions - Principal diagnosis of urinary tract infection -ages 18 years and older. -Excludes kidney or urinary tract disorder admissions, other indications of immunocompromised state admissions - Principal diagnosis of angina without a cardiac procedure - Ages 18 years and older Uncontrolled Diabetes Admission - Principal diagnosis of diabetes without mention of short-term (ketoacidosis, hyperosmolarity, or coma) or long-term (renal, eye, neurological, circulatory, or other unspecified) - Ages 18 years and older Asthma in Younger Adults Admission Lower-Extremity Amputation among Patients with Diabetes - Principal diagnosis of asthma - Ages 18 to 39 years - Excludes admissions with an indication of cystic fibrosis or anomalies of the respiratory system - Diagnosis of diabetes - Procedure of lower-extremity amputation - Ages 18 years and older - Exclusions: diagnosis of traumatic lower-extremity amputation admissions, toe amputation admission (likely to be traumatic) 12

Value of Preventive Quality Indicators Measures to assess organizations management of their patient populations Provide insight into community-based care/socioeconomic factors Provide understanding about patients flow through the care continuum Linked to Quality Indicators may identify potential problem areas for investigation i.e. Delayed treatment/antibiotics may result in Bacterial Pneumonia admissions Provide check on Primary Care Access May provide indication of unmet needs in community i.e. With proper and timely care acute appendicitis should not progress to perforation or rupture and result in a Perforated Appendix 13

Ambulatory Sensitive Admission by State 5,795 or less per 100,000 Admissions 5,796-7,118 per 100,000 Admissions 7,119 or more per 100,000 Admissions Source: http://www.ahrq.gov/professionals/systems/hospital/red/readmissions/readslide8.html 14

APP Distribution of ASC Admit Rate Site ASC Admit Rate/1000 Site 1 42.6 Site 2 50.7 Site 3 65.9 Site 4 70.1 Site 5 37.5 Site 6 53.1 Site 7 43.5 Site 8 70.1 Site 9 44.4 Site 10 66.2 Site 11 60.1 Site 12 89.8 Source: DART Current Reporting Period: August 2013 July 2014 15

Lessons from Advocate Data

Change from Baseline Period: Medicare Population Ambulatory Sensitive Diagnosis MSSP MA Percent Change Count of Admits Percent Change Count of Admits PQI1: DIABETES SHORT TERM COMPLICATION 29.9% 87-10.1% 29 PQI2: PERFORATED APPENDIX -2.9% 30 30.2% 12 PQI3: DIABETES LONG TERM COMPLICATION 1.0% 416-16.7% 121 PQI5: COPD -13.7% 707-10.5% 197 PQI7: HYPERTENSION -19.1% 135-48.8% 36 PQI8: CONGESTIVE HEART FAILURE 9.5% 1,569-9.9% 376 PQI10: DEHYDRATION -4.8% 200-31.4% 53 PQI11: BACTERIAL PNEUMONIA -0.6% 910 2.2% 219 PQI12: URINARY INFECTION 1.3% 738-12.2% 180 PQI13: ANGINA -14.6% 22-34.9% 9 PQI14: DIABETES UNCONTROLLED -9.9% 39-19.4% 13 Source: DART Current Reporting Period: August 2013 July 2014 Baseline Reporting Period: September 2012 August 2013 17

Change from Baseline Period: Commercial Population Ambulatory Sensitive Diagnosis HMO PPO Percent Change Count of Admits Percent Change Count of Admits PQI1: DIABETES SHORT TERM COMPLICATION -3.5% 50-18.2% 40 PQI2: PERFORATED APPENDIX 47.7% 30-10.8% 26 PQI3: DIABETES LONG TERM COMPLICATION 51.8% 91 4.1% 65 PQI5: COPD 4.6% 68 66.2% 64 PQI7: HYPERTENSION -47.3% 23-17.2% 25 PQI8: CONGESTIVE HEART FAILURE -3.2% 115 6.4% 82 PQI10: DEHYDRATION -1.6% 15-19.3% 21 PQI11: BACTERIAL PNEUMONIA 5.4% 122-5.7% 110 PQI12: URINARY INFECTION -7.6% 76 2.8% 61 PQI13: ANGINA -34.4% 8 284.3% 8 PQI14: DIABETES UNCONTROLLED -34.4% 10-19.9% 5 PQI15: ASTHMA IN YOUNGER ADULTS -24.1% 84-19.9% 60 Source: DART Current Reporting Period: August 2013 July 2014 Baseline Reporting Period: September 2012 August 2013 18

Scoring Ambulatory Sensitive Metrics: Medicare Population Ambulatory Sensitive Diagnosis MSSP MA PQI1: DIABETES SHORT TERM COMPLICATION - 1 + 1 PQI2: PERFORATED APPENDIX + 1-1 PQI3: DIABETES LONG TERM COMPLICATION - 1 + 1 PQI5: COPD + 1 + 1 PQI7: HYPERTENSION + 1 + 1 PQI8: CONGESTIVE HEART FAILURE - 1 + 1 PQI10: DEHYDRATION + 1 + 1 PQI11: BACTERIAL PNEUMONIA +1-1 PQI12: URINARY INFECTION - 1 + 1 PQI13: ANGINA + 1 + 1 PQI14: DIABETES UNCONTROLLED + 1 + 1 PQI15: ASTHMA IN YOUNGER ADULTS + 1 + 1 Total Score + 4 + 8 Source: DART Current Reporting Period: August 2013 July 2014 Baseline Reporting Period: September 2012 August 2013 19

Scoring Ambulatory Sensitive Metrics: Commercial Population Ambulatory Sensitive Diagnosis HMO PPO PQI1: DIABETES SHORT TERM COMPLICATION + 1 + 1 PQI2: PERFORATED APPENDIX - 1 + 1 PQI3: DIABETES LONG TERM COMPLICATION - 1-1 PQI5: COPD - 1-1 PQI7: HYPERTENSION + 1 + 1 PQI8: CONGESTIVE HEART FAILURE + 1-1 PQI10: DEHYDRATION +1 + 1 PQI11: BACTERIAL PNEUMONIA - 1 + 1 PQI12: URINARY INFECTION + 1-1 PQI13: ANGINA + 1-1 PQI14: DIABETES UNCONTROLLED + 1 + 1 PQI15: ASTHMA IN YOUNGER ADULTS + 1 + 1 Total Score + 4 + 2 Source: DART Current Reporting Period: August 2013 July 2014 Baseline Reporting Period: September 2012 August 2013 20

AdvocateCare Programs Across the Continuum 21

Patient-Centered Medical Home Electronic Medical Records/MU Cerner Healthe Registries Care Guidelines Behavioral Health OP Care Management Medication Therapy Management Post-Acute Network OP Palliative Care AdvocateCare Programs X X X X X X X X X X X X X X X X X X X Source: The Advisory Board, Population health managers, meet the three patient types central to your success, June 14, 2013 22

PQI 1 PQI 2 PQI 3 PQI 5 PQI 7 PQI 8 PQI 9 AHRQ Prevention Quality Indicators Diabetes Short-Term Complications Admission Perforated Appendix Admission Diabetes Long-Term Complications Admission Chronic Obstructive Pulmonary Disease (COPD) or Asthma in Older Adults Hypertension Admission Heart Failure Admission Low Birth Weight PQI 10 Dehydration Admission PQI 11 PQI 12 Bacterial Pneumonia Admission Urinary Tract Infection PQI 13 Angina Without Procedure Admission PQI 14 Uncontrolled Diabetes Admission PQI 15 Asthma in Younger Adults Admission PQI 16 Lower-Extremity Amputation among Patients with Diabetes 23

Scoring Ambulatory Sensitive Metrics: Medicare Population Ambulatory Sensitive Diagnosis MSSP MA PQI1: DIABETES SHORT TERM COMPLICATION -1 + 1 PQI3: DIABETES LONG TERM COMPLICATION -1 + 1 PQI5: COPD + 1 + 1 PQI7: HYPERTENSION + 1 + 1 PQI8: CONGESTIVE HEART FAILURE -1 + 1 PQI13: ANGINA + 1 + 1 PQI14: DIABETES UNCONTROLLED + 1 + 1 Total Score + 1 + 7 Source: DART Current Reporting Period: August 2013 July 2014 Baseline Reporting Period: September 2012 August 2013 24

Scoring Ambulatory Sensitive Metrics: Commercial Population Ambulatory Sensitive Diagnosis HMO PPO PQI1: DIABETES SHORT TERM COMPLICATION + 1 + 1 PQI3: DIABETES LONG TERM COMPLICATION - 1-1 PQI5: COPD - 1-1 PQI7: HYPERTENSION + 1 + 1 PQI8: CONGESTIVE HEART FAILURE + 1-1 PQI13: ANGINA + 1-1 PQI14: DIABETES UNCONTROLLED + 1 + 1 PQI15: ASTHMA IN YOUNGER ADULTS + 1 + 1 Total Score + 4 0 Source: DART Current Reporting Period: August 2013 July 2014 Baseline Reporting Period: September 2012 August 2013 25

Successes Full Risk Population Targeted Interventions Enterprise Care Management Partnership Across the Continuum of Care - Registries Populations with care coordinated across the continuum most likely to post decreases in ambulatory sensitive admissions Targeted interventions such as enterprise care management has led to better ASC management Physician and patient engagement has led to better adherence to care guidelines Source: DART Current Reporting Period: August 2013 July 2014 Baseline Reporting Period: September 2012 August 2013 26

Challenges Populations with traditional PPO plans saw small decrease in Ambulatory Sensitive Admissions Unlike many other ASC metrics, perforated appendix and bacterial pneumonia admissions are not easily influenced by registry measures Socioeconomic factors are correlated with Ambulatory Sensitive Admissions Fee-for-Service Benefit Plans Patient Access and Quality Process Measurement Socioeconomic Factors Source: DART Current Reporting Period: August 2013 July 2014 Baseline Reporting Period: September 2012 August 2013 27

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