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AD Award Number: W81XWH-04-1-0769 TITLE: A Phase II Trial of Androgen Suppression and Radiation Therapy with Samarium-1 53 in Localized, High-Risk, Prostate Cancer PRINCIPAL INVESTIGATOR: Richard K. Valicenti, M.D. CONTRACTING ORGANIZATION: Thomas Jefferson University Philadelphia, PA 19107-5567 REPORT DATE: August 2005 TYPE OF REPORT: Annual 20060215 145 PREPARED FOR: U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 DISTRIBUTION STATEMENT: Approved for Public Release; Distribution Unlimited The views, opinions and/or findings contained in this report are those of the author(s) and should not be construed as an official Department of the Army position, policy or decision unless so designated by other documentation.

Form Approved REPORT DOCUMENTATION PAGE OMB No. 0704-0188 "PTolic reporting burden for this collection of information is estimated to average I hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing this collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (0704-0188), 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of Information if it does not display a currently valid OMB control number. PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS. 1. REPORT DATE (DD-MM-YYYY) 2. REPORT TYPE 3. DATES COVERED (From - To) 01-08-2005 Annual 30 Jul 2004-29 Jul 2005 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER A Phase II Trial of Androgen Suppression and Radiation Therapy with Samarium-1 53 in Localized, High-Risk, Prostate Cancer 5b. GRANT NUMBER W81XWH-04-1-0769 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER Richard K. Valicenti, M.D. 5e. TASK NUMBER 5f. WORK UNIT NUMBER E-mail: richard.valicenticmail.tiu.edu 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION REPORT NUMBER Thomas Jefferson University Philadelphia, PA 19107-5567 9. SPONSORING I MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR'S ACRONYM(S) U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 11. SPONSOR/MONITOR'S REPORT NUMBER(S) 12. DISTRIBUTION / AVAILABILITY STATEMENT Approved for Public Release; Distribution Unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT No abstract provided. 15. SUBJECT TERMS No subject terms provided. 16. SECURITY CLASSIFICATION OF: 17. LIMITATION 18. NUMBER 19a. NAME OF RESPONSIBLE PERSON OF ABSTRACT OF PAGES USAMRMC a. REPORT b. ABSTRACT C. THIS PAGE 19b. TELEPHONE NUMBER (include area U U U UU 6 code) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std. Z39.18

Table of Contents Cover... I SF 298... 2 Table of Contents... 3 Introduction... 4 Body... 4 References... 5

Subject: Report for Award Number W81XWH-04-1-0769 Title: A Phase II trial of Androgen Suppression and Radiation Therapy with Samarium- 153 in Localized, High-Risk, Prostate Cancer Clinical Trial Development Award (PC040944) The purpose of this award was to develop the above trial along with its implementation. In addition, the funding supported the submission for a Clinical Trial Award proposal to the Department of Defense Granting Agency that was submitted, as required, in December, 2004. This involved the formation of a clinical protocol, informed consent, and data submission forms. Under the terms of the Clinical Trial Development Award, basic or clinical research was not permitted so I do not have any data to report. As stated in my SOW, we carried out an extensive medical literature review to determine appropriate patient population and sample size. The design and statistical methods for this multi-institutional phase Ii clinical trial were developed in collaboration with the Director of Biostatistics Shared Resource of the Kimmel Cancer Center (KCC) at Thomas Jefferson University, Dr. Walter Hauck. The primary objective of this multi-institutional phase II clinical trial was to document the ability of samarium-153, when given with neoadjuvant HT and RT, to inhibit the development of disease progression as compared to historical controls. The primary clinical endpoint was proposed to be time to disease progression. We defined the failure event for PFS as the first occurrence of distant failure, regional failure, local progression, biochemical progression, or death as a result of any cause. This definition of PFS is similar to that used in RTOG 94-13 (1). We defined biochemical progression according to the ASTRO consensus definition (2). Time to disease progression was proposed to be analyzed using survival analysis techniques to compare two groups in a 2 to 1 ratio: historical controls treated with neoadjuvant HT and RT to experimental group treated with neoadjuvant HT, RT and the addition ofsamarium-153. Specifically, PFS will be estimated using the Kaplan-Meier method and the comparison of the two groups will be made by the log-rank test (p=0.05, 2-sided test). Historical controls will be identified at each study site with the control to experimental sample size ratio of 2:1. We estimated to accrue 8-10 patients at each of 10 sites ( a multi-institutional study was decided) during 9 to 12 month accrual period. We were aiming at a target accrual of 96 patients. The patients were to be followed for 2 years after date of study entry, resulting in study duration of 2.75-3 years. Power computations were completed for a 2-sided logrank test to detect a 15% absolute difference in 2-year PFS rates between experimental 4

and control groups, assuming exponential event rates, one year accrual period with two year follow-up, and a=0.05. From our literature review, we assumed an expected 2-year PFS rates in the control group between 74-78%, and 2 controls per 1 experimentally treated patient. The power computations suggestd at least 92% power to test the primary hypothesis if the accrual goal of 96 patients and 192 controls is met. Exploratory statistical analyses was developed to investigate association between the bone remodeling factors (urinary NTx and Dpd, and serum OC and BAP) and PSA and clinical outcome. Cox proportional hazard models was planned in order to examine the relationship between the primary and secondary endpoints and the bone biomarkers. The bone remodeling factors would have been measured repeatedly after samarium-153 and included in the Cox model as time-dependent covariates. Association between PSA level and bone biomarkers was to be evaluated in a mixed effects linear model, which is suitable to accommodate longitudinal data with repeated measurements on PSA level and bone biomarkers. Also, a longitudinal mixed effects linear model was considered for bone factors to investigate their long-term behavior and response to bone-targeted therapy with samarium-153. All models were to be fitted controlling for known prognostic factors, such as tumor stage, Gleason score, and baseline PSA. Statistical analyses was to be performed using SAS 9.0 (SAS Institute, Inc., Cary, NC) and S-Plus (Insightful, Seattle, WA). As initially proposed, the clinical protocol and associate forms were developed with assistance of the TJU Departmental Senior Clinical Research Coordinator, Ms. Roseann Bonanni. The clinical protocol and consent forms were developed according to the DOD HSRRB-approved template for clinical protocols. Internal case report forms were developed to obtain the data necessary for achieving the protocols objectives. The protocol was approved after review by the Clinical Cancer Research Review Committee at the KCC. The protocol and consent forms are currently under review by the TJU IRB and the human use committee of the Radiation Safety Office. We were planning on using a real-time clinical trial registration and data management system. This system will be based on web-site modules that are being developed with Vish Iyer, M.S., Director of Information Systems for the American College of Radiology (ACR). This phase II trial was developed to be conducted as a national multi-institutional study at 10 clinical sites. The 10 sites were selected because of access to prostate cancer patients and previous success ih enrolling patients on prostate cancer clinical trials. None of the sites have clinical trials competing for high-risk patients. Three of the sites (TJU Hospital, Frankford Hospital, and Christiana Care Health Services) belong to the Jefferson Oncology Group Cancer Network. This group has access to a diverse prostate cancer patient population of nearly 1000 newly diagnosed cancer cases in the tri-state region. Six (in bold below) of the 10 sites are among the RTOG top 12 United States of America accruers to prostate cancer clinical trials, with all sites having excellent data quality scores for study subject retention and follow-up (ACR personnel communication). 5

All the site investigators provided letters of intent, stating access to the appropriate prostate cancer population, assurance to recruit 8-10 patients within one year, and agreement with proposed patient enrollment and specimen handling budget, and agreement with the Intellectual Property Plan. We developed the Intellectual Property Plan with the Office of Technology Transfer (OTT) at TJU. It is the policy of TJU to comply with all applicable regulations and requirements of any sponsored work at the University, regardless of whether that research is funded by the government, industry, foundation, or other sponsors. The TJU Patent Policy can be found at http: //www.jefferson.edu/universitycounsel/ policies.htm. Unfortunately, we were not awarded the Clinical Trial Award to carry out this developed clinical trial and will seek other sources of funding. 1) Roach, M., Lu, J., Lawton, C., Machtey, M., Seider, M., Rotman, M., Jones, C., Asbell, S., Valicenti, R.K., Han, S., Thomas, C., Shipley, W. A phase III trial comparing whole-pelvis (WP) versus prostate only (PO) radiotherapy and neoadjuvant versus adjuvant total androgen suppression (TAS): preliminary analysis of Radiation Therapy Oncology Group (RTOG). J Clin Oncol. 21 (10): 1904-1911, 2003. 2) Cox J, Grignon D, Kaplan R, et al: Consensus statement: Guidelines for PSA following radiation therapy. Int J Radiat Oncol Biol Phys 37: 1035-1041, 1997.