Overview of Indeterminate Cytology

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83 rd Annual Meeting American Thyroid Association Overview of Indeterminate Cytology Scott Boerner MD FRCPC Head Cytopathology, University Health Network University of Toronto

DISCLOSURE Nothing to disclose

Learning Objectives Understand the origins of indeterminate cytology results Appreciate the differences among the indeterminate cytology categories Investigate the use of non-molecular techniques in resolving indeterminate results Explore the limitations of non-molecular techniques in resolving indeterminate results

The Indeterminates Atypia of undetermined significance (AUS) / follicular lesion of undetermined significance (FLUS) Follicular neoplasm Suspicious for carcinoma

The Problem AUS / FLUS 2 to 27% of thyroid FNA diagnoses Marked variability in use, often too frequent Target rate of AUS diagnoses: 7% of diagnoses AUS / malignant ratio between 1.0 to 3.0 Risk of malignancy : 5 to 15% (NCI) / 3 to 50% (literature) Clinical dilemma What do you do now?

The Problem Follicular (or Hürthle cell) neoplasm Synonyms Suspicious for follicular (or Hürthle cell) neoplasm 1 to 25% of thyroid FNA diagnoses (usually ~10%) Risk of malignancy 15 to 30% (NCI) / 8 to 85% (literature) Clinical dilemma Lobectomy vs. total thyroidectomy?

Appellation Misapprehension Follicular neoplasm Follicular lesion

The Problem Suspicious for carcinoma 2 to 6% of thyroid FNA diagnoses Majority are suspicious for PTC Risk of malignancy 60 to 75% (NCI) / 21 to 100% (literature) Clinical dilemma Lobectomy vs. total thyroidectomy?

Origins of Indeterminates Sample related Inadequate lesional sampling Cytopreparation issues Lesional characteristics FVPTC Interpretative Definitional Capsular / vascular invasion defines malignancy

Resolving The Indeterminates An once of prevention Better sampling and cytoprep Clinical Patient characteristics Lesional characteristics Imagining - ultrasound characteristics / PET Reading between the lines

Reading Between The Lines The report s description is a cryptogram that can be deciphered to learn the truth Based on the fallacy that pathologists are perfect / objective observers What has been seen, may not be true A misinterpretation What was not seen may be diagnostically critical Perhaps an indicator to have the case reviewed

Resolving The Indeterminates Repeat sampling Thematic variation Alternative sampling devices (large bore needle) Repeat sampling may address: Inadequate lesional sampling Cytopreparation issues Interpretative issues Primarily for AUS/FLUS & Suspicious Cannot address definitional issues Minimal utility in follicular neoplasms

Repetitive Sampling Outcomes of repeat FNA Poorly studied Retrospective, based on diagnostic reassignment, admixture of indeterminate categories, small numbers, selection bias, more than 1 repeat FNA, incomplete follow-up for repeat FNA, incomplete outcome follow-up Usually <40% indeterminate patients get repeat FNA Smaller number with surgical follow-up

Repetitive Sampling Outcomes of repeat FNA Resolution - definitive FNA diagnosis: 42-65% Limitations Resource intensive Additional harm done (patient & lesion) Many remain unresolved: 35-68% Repeat FNA non-diagnostic: 1-31%

AUS Repetitive Sampling n = 516 1-3 Histology Repeat FNA Malignant Benign Abnormal 142 185 Benign 2 187 4,924 AUS FNA 1-3 1,856 (37.7% repeat FNA) 523 (10.6% biopsy follow-up) Sensitivity 98.6% Specificty 50.3% PPV 43.4% NPV 98.9% FP Rate 49.7% FN Rate 1.4% PPV of AUS FNA 15.9% 4 NPV of Benign FNA 96.3% 4 1. Diagn Cytopathol. 2010;38(10):731-9 2. Am J Clin Pathol. 2011;135(5):770-5 3. Acta Cytol. 2012;56(4):361-9 4. Acta Cytol. 2012;56(4):333-9

Resolving The Indeterminates Pathologically Second cytology reviews Consensus reviews Morphologic / morphometric parameters Immunohistochemistry Genetic alterations

Second Cytology Reviews Addresses only interpretative issues No impact on Sampling inadequacies Cytopreparatory deficiencies Lesional issues Definitional issues Outcomes of second cytology reviews Poorly studied Retrospective, diagnostic reassignment, admixture of indeterminate categories, small numbers, selection bias, unblinded, incomplete follow-up

Second Cytology Reviews Outcomes of second cytology reviews Resolution - definitive FNA diagnosis AUS: 41-43% FN: 24-51% Suspicious for malignancy: 38-68% Limitations Resource consumption - low Many remain unresolved: 32-76% Review Result: non-diagnostic: 2-15%

AUS - Second Reviews Surgery n = 132 1 2 Second Review Malignant Benign Abnormal 60 35 Negative 1 36 825 AUS FNA second review 140 (17.0% biopsy follow-up) Sensitivity 98.4% Specificty 50.7% PPV 63.2% NPV 97.3% FP Rate 49.3% FN Rate 1.6% PPV of AUS FNA 15.9% 3 NPV of Benign FNA 96.3% 3 Repeat FNA 43.4% 98.9% 1. J Clin Endocrinol Metab. 2013;98(4):1450-7 2. Endocr J. 2012;59(3):205-12 3. Acta Cytol. 2012;56(4):333-9

FN - Second Reviews Surgery n = 116 1 Second Review Malignant Benign Abnormal 22 84 Negative 1 9 443 FN FNA second review 121 (27.3% biopsy follow-up) Sensitivity 95.7% Specificty 9.7% PPV 20.8% NPV 90.0% FP Rate 90.3% FN Rate 4.3% PPV of FN FNA 26.1% 2 NPV of Benign FNA 96.3% 2 1. J Clin Endocrinol Metab. 2013;98(4):1450-7 2. Acta Cytol. 2012;56(4):333-9

Suspicious - Second Reviews Surgery n = 379 1 2 Second Review Malignant Benign Abnormal 349 23 Negative 2 5 562 Susp FNA second review 396 (70.5% biopsy follow-up) Sensitivity 99.4% Specificty 17.9% PPV 93.8% NPV 71.4% FP Rate 82.1% FN Rate 0.6% PPV of Susp FNA 75.2% 3 NPV of Benign FNA 96.3% 3 1. J Clin Endocrinol Metab. 2013;98(4):1450-7 2. Endocr J. 2012;59(3):205-12 3. Acta Cytol. 2012;56(4):333-9

Repeat or Re-Review??Second review is possibly better than repeat FNA?? Data validity questionable Primarily for AUS and Suspicious categories No assistance for follicular neoplasm? Second review advantages Less cost Less harm Second review limitation Garbage in garbage out

Immunohistochemistry Premise Aberrant antigen expression identifies malignancy No absolute marker of malignancy Requires reasonably abundant tissue Handicapped by sampling issues Optimization and validation of staining a challenge

Immunohistochemistry Numerous antigens investigated: Cytokeratin 19 (CK19) HBME-1 Galectin-3 Others Cyclin D1/D3 CD57 GLUT-1 Fibronectin-1 More

Immunohistochemistry Has not gained widespread application Inconsistency of results Variability in pretesting sample preparation (fixation) Lack of standardization of testing Antibody clones, dilutions, pre-treatments, etc.) Interpretative difficulties Overlap in expression with benign entities

Ideal Universe Managing the Indeterminates High quality FNA sample Refined expert cytologic diagnoses Non-molecular techniques to resolve the indeterminates are poorly studied Appear of limited utility