Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording in Conformal and IMRT A Progress Report

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Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording in Conformal and IMRT A Progress Report Paul M. DeLuca, Jr. 1, Ph.D., Vincent Gregoire 2, M.D., Ph.D., Thomas R. Mackie 1, Ph.D., André Wambersie 2, M.D., Ph.D., Gordon Whitmore 3, Ph.D., Reinhard Gahbauer 4, M.D. 1 University of Wisconsin, Madison, WI, USA 2 Université Catholique de Louvain, Brussels, Belgium 3 University of Toronto, CA 4 Ohio State University, OH, USA

ICRU committee for 3D-CRT and IMRT Sponsors Paul DeLuca PhD, Madison, USA Reinhard Gahbauer MD, PhD, Columbus, USA André Wambersie MD, PhD, Brussels, Belgium Gordon Whitmore PhD, Toronto, Canada Chairmen Vincent Grégoire MD PhD, Brussels, Belgium T. Rock Mackie PhD, Madison, USA Members Wilfried De Neve MD PhD, Gent, Belgium Mary Gospodarowicz MD, Toronto, Canada Andrzej Niemierko PhD, Boston, USA James A. Purdy PhD, Sacramento, USA Marcel van Herk PhD, Amsterdam, The Netherlands Consultants Anders Ahnesjö PhD, Uppsala, Sweden Michael Goiten PhD, Windisch, Switzerland Nilendu Gupta PhD, Colombus, USA

Why is IMRT so dramatically different? Tight relationship between 3D volume imaging and 3D volume therapy! Essentially infinite beam directions and intensity choices! Result is generally dramatic dose gradients and highly irregular treatment volumes => much greater flexibility available! Treatment team needs to delineate numerous volumes, a set of hard/soft constraints, treatment objectives,. In effect, treatment optimization requires computational assistance and guidance, in effect an independent third party!

Overview of Report Report Outline Introduction Optimized Treatment Planning for IMRT Special Considerations Regarding Dose and Dose Volume Definitions of Volumes Planning Aims, Prescriptions, and Technical Data Conclusions and Recommendations Appendix A1: Physical Aspects of IMRT Appendix A2: Commissioning and Quality Assurance Clinical Examples: Three relevant cases

Overview of Report Report Outline Introduction Optimized Treatment Planning for IMRT Special Considerations Regarding Dose and Dose Volume Definitions of Volumes Planning Aims, Prescriptions, and Technical Data Conclusions and Recommendations Appendix A1: Physical Aspects of IMRT Appendix A2: Commissioning and Quality Assurance Clinical Examples: Three relevant cases

Optimized Treatment Planning for IMRT Problem Bounded by Two Types of Constraints: First Hard Constraints => Feasible Solutions Such constraints limit solutions to ensure NO violation occurs. The set of hard constraints defines a feasible but not necessarily ideal or optimized result. All feasible solutions are consider equally acceptable by algorithm!

Optimized Treatment Planning for IMRT Second: Soft Constraints Treatment Objective Function For every goal, a set of possible solutions There are many goals! Interrelationship between goals may not be defined! Solution space large with potentially multiple local extrema Solutions are hierarchal in nature!

Optimized Treatment Planning for IMRT Optimal Solutions Clinical Judgment Optimization algorithm now has deterministic and stochastic elements Results may depend on initial conditions. Unique results not likely, but range of acceptable solutions likely. Clinical judgment final arbitrator and absolutely essential

Overview of Report Report Outline Introduction Optimized Treatment Planning for IMRT Special Considerations Regarding Dose and Dose Volume Definitions of Volumes Planning Aims, Prescriptions, and Technical Data Conclusions and Recommendations Appendix A1: Physical Aspects of IMRT Appendix A2: Commissioning and Quality Assurance Clinical Examples: Three relevant cases

Target volumes in Radiation Oncology: ICRU 50 and 62: Gross Tumor Volume: GTV Clinical Target Volume: CTV Internal Target Volume: ITV Planning Target Volume: PTV Organ at Risk: OAR Planning Organ at Risk Volume: PRV The arrow illustrates the influence of the organs at risk on delineation of the PTV (thick, full line). Gross Tumor Volume (GTV) Subclinical Involvement Internal Margin (IM) Set Up Margin (SM) ICRU report 62, 1999

Target volumes in Radiation Oncology Right piriform sinus (ICDO-10: C12.9) SCC grade 2 TNM 6 th ed: T4N0M0 Fiberoptic examination CT MRI T2 FS FDG-PET Before Rx-CH 46 Gy (Rx-CH)

Target volumes in Radiation Oncology Example 1: Boost during treatment GTV 1 (pre-rxth CT+ iv contrast) CTV 1 PTV 1 : dose 1 CTV 2 = GTV 1 PTV 2 : dose 2

Target volumes in Radiation Oncology Example 2: Active tumor volume change GTV 1 (pre-rxth CT+ iv contrast) CTV 1 PTV 1 : dose 1 ------------------------------ GTV 2 (FDG-PET @ 46 Gy) CTV 2 = GTV 2 PTV 2 : dose 2

Normal tissues in Radiation Oncology Organ At Risk (OAR) and Remaining Volume at Risk (RVR) Distinction between serial-like (e.g. spinal cord) and parallel-like organs (e.g. parotid gland), For tubed organs (e.g. rectum) wall delineation, Remaining Volume at Risk (RVR): optimization and late effects (e.g. carcinogenesis).

Normal tissues in Radiation Oncology Organ At Risk (OAR) Rectum Rectal wall Tubular volume delineation PTV Solid volume delineation

Normal tissues in Radiation Oncology Planning Organ at Risk Volume (PRV) PRV is a geometrical concept (tool) introduced to ensure that adequate sparing of OAR will actually be achieved with a reasonable probability, A positive OAR to PRV margin for serial organ. Dose-volume constraints on OAR are with respect to the PRV, Priority rules when overlapping PTVs or PTV- PRV(OAR), Dose is reported to the PRV.

Overview of Report Report Outline Introduction Optimized Treatment Planning for IMRT Special Considerations Regarding Dose and Dose Volume Definitions of Volumes Planning Aims, Prescriptions, and Technical Data Conclusions and Recommendations Appendix A1: Physical Aspects of IMRT Appendix A2: Commissioning and Quality Assurance Clinical Examples: Three relevant cases

ICRU report 62, 1999 Absorbed dose in Radiation Oncology: ICRU 50 and 62: Dose prescription: Responsibility of the treating physician. Dose reporting: ICRU reference point, Three-levels of dose reporting, Point-doses: D ICRU point, D min, D max, Dose recording.

ICRU report 62, 1999 Absorbed dose in Radiation Oncology: Dose recording in 3D-CRT and IMRT Level of reporting Level 1: not adequate for 3D-CRT IMRT, Level 2: standard level for dose reporting, Level 3: homogeneity, conformity and biological metrics (TCP, NTCP, EUD, ) and confidence intervals.

ICRU Reference Point Not A Typical Point for IMRT Segment 1 Segment 2 Segment 3 Segment 8 13 segment IM Field From Jatinder Palta, University of Florida Segments 4-7, 9-13

ICRU report 62, 1999 Absorbed dose in Radiation Oncology: Metrics for Level 2 reporting of PTV Dose-volume reporting: - D v : i.e., D 50 (D median ), D 95 - D mean - Near minimum dose: D 98 or D 99 - Near maximum dose: D 2 or D 1 State the make, model and version number of the treatment planning and delivery software used to produce the plans and deliver the treatment.

Absorbed dose in Radiation Oncology: Dose-Volume Reporting Percent Volume 100 90 80 70 60 50 40 30 20 10 0 Dose-Volume Histogram 0 5 10 15 20 25 30 35 40 45 50 55 60 65 Dose (Gy) D98 D95 D50 Differential Cumulative D2 D50 = 60 Gy D50 may best conceptually correspond to the DICRU-point

Absorbed dose in Radiation Oncology: Dose-Volume Reporting Percent Volume Dose-Volume Histogram D98 100 90 80 70 60 50 40 30 20 10 0 50 55 60 65 70 Dose (Gy) D95 D50 is close to ICRU Reference Dose at a Point D2 D98=60Gy D50=60Gy Dv with v 50 may require a change in prescription value

ICRU report 62, 1999 Absorbed dose in Radiation Oncology: Metrics for level 2 reporting of PRV Serial-like organs: - D near-min = D 98%. Parallel-like organs: - D mean (e.g. parotid), - V d where d refers to dose in Gy (e.g. V20 Gy for lung).

Absorbed dose in Radiation Oncology: Homogeneity and Conformity Vol Vol Vol Vol Dose Dose Low Homogenenity High Conformity High Homogeneity High Conformity Vol Vol Vol Vol Dose Dose Low Homogeneity Low Conformity High Homogeneity Low Conformity

ICRU report 62, 1999 Absorbed dose in Radiation Oncology: Examples of metrics for level 3 reporting of PTV Homogeneity: - Standard deviation in dose to the PTV. Conformity Index: -CI = TV/PTV, Dice Similarity Coefficient (DSC): -DSC = (TV PTV)/(TV U PTV)

Yet another clinical challenge!

ICRU report 62, 1999 ICRU report on 3D-CRT and IMRT Conclusions ICRU recommendations still needed even for 3D-CRT and IMRT to avoid unwanted treatment heterogeneity, New report based on ICRU foundations, e.g., volumes, Adjustments and modifications performed when necessary, e.g., dose-volume reporting, Final draft in production / publication in 2009-2010.