The DANCE Trial 12 month results

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Disclosure. I do not have any potential conflict of interest

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The DANCE Trial 12 month results George Adams, MD, MHS, FACC, FSCAI University of North Carolina Rex Healthcare Raleigh, North Carolina, USA on behalf of the DANCE Investigators and co-pi Mahmood Razavi, MD

Disclosure Speaker name: George Adams... I have the following potential conflicts of interest to report: X Consulting Employment in industry Stockholder of a healthcare company Owner of a healthcare company Other(s) I do not have any potential conflict of interest

DANCE Trial Organization (Dexamethasone to the Adventitia to enhance Clinical Efficacy in Fem-Pop Lesions) National Co-PIs Ultrasound Core Laboratory Angiographic Core Laboratory Biomarker Laboratory Sites: George Adams, MD (Raleigh, NC) Guarav Aggarwala, MD (Palestine, TX) Sam Ahn, MD (Dallas, TX) Vaquar Ali, MD (Jacksonville, FL) Gary Ansel, MD (Columbus, OH) Ehrin Armstrong, MD (Denver, CO) Nelson Bernardo, MD (Washington, DC) Ian Cawich, MD (Little Rock, AR) Michael Curi, MD (Newark, NJ) Tom Davis, MD (Detroit, MI) Suhail Dohad, MD (Beverly Hills, CA) W. Britton Eaves, MD (Bossier City, LA) George Adams, MD, UNC-Rex Healthcare, Raleigh, NC Mahmood Razavi, MD, St. Joseph s, Orange, CA Vascore, Boston, MA Director: Michael Jaff, DO CRF, New York, NY Director: Philippe Genereux, MD Quest Diagnostics Clinical Trials Andrey Espinoza, MD (Flemington, NJ) Robert Feldman, MD (Ocala, FL) Warren Gasper, MD (San Francisco, CA) Stuart Harlan, MD (Pensacola, FL) Donald Jacobs, MD (St. Louis MO) Richard Kovach, MD (Browns Mills, NJ) Louis Lopez, MD (Ft. Wayne, IN) Amir Malik, MD (Ft. Worth, TX) Luke Marone, MD (Pittsburgh, PA) Christopher Metzger, MD (Kingsport, TN) Christopher Owens, MD (San Francisco, CA) John Pacanowski, MD (Tucson, AZ) Richard Powell, MD (Lebanon, NH) Anthony Pucillo, MD (New York, NY) Venkatesh Ramaiah, MD (Phoenix, AZ) Mahmood Razavi, MD (Orange, CA) Bhavanada Reddy, MD (Salt Lake City, UT) Andrez Shanzer, MD (Worcester, MA) Immad Sadiq, MD (Hartford CT) Peter Soukas, MD (Providence RI) Cezar Staniloae, MD (New York, NY) John Taggert, MD (Albany, NY) Robert Wilkins, MD (Hattiesburg, MS) John Winscott, MD (Jackson, MS) Jason Yoho, MD (Seguin, TX)

Understanding the Need Approximately 27 million people in Europe and North America have PAD resulting in more than 1 million lower extremity endovascular interventions per year Local luminal drug delivery with DCB and DES have improved patency rates above the knee Paucity of data in large populations: women, diabetics, long lesions, heavy calcification, chronic total occlusions, and atherectomy therapy Adventitial drug delivery of dexamethasone (ADD-DEX) is proposed as a baseline therapy to treat inflammation and improve patency

Treating Inflammation with a Potent Anti-Inflammatory Restenosis results from the inflammatory cascade: Hours Days Weeks Months TRANSCRIPTION MIGRATION INJURY ENDOVASCULAR PROCEDURE SIGNALING DEXAMETHASONE RECRUITMENT PROLIFERATION HYPERPLASIA / NARROWING Upstream targeting of the early inflammatory process limits or eliminates downstream restenosis, but allows healing and resolution

Adventitial and Perivascular Targeting with Bullfrog Micro-Infusion Device 20% contrast : 80% drug is mixed and coadministered to provide immediate feedback Painting the vessel 1.5 mm long

DANCE Trial Design Multicenter, open-label trial in two populations: primary atherectomy (ATX) and primary angioplasty (PTA) Key eligibility criteria 18 years of age Rutherford 2-4 De novo or non-stented restenotic SFA or popliteal lesions (>70% stenosis, 15 cm length) Reference diameter 3-8mm No prior bypass, stenting or DCB of target lesion No acute thrombus or acute limb ischemia No concurrent use of drug-eluting products in target limb Baseline angiogram and biomarker blood draw 157 ATX 124 PTA ADD-DEX Treatment Blood draws for change in biomarkers (~1/3 of patients) at 24 hours and 4 weeks Clinical, hemodynamic and duplex U/S follow-up at 6, 12, 18, 24 months

DANCE Trial Design (cont d) Primary Endpoints Safety Composite of freedom from all cause peri-operative (30 day) death and freedom at 1 year in the index limb from major amputation (ATK or BTK), bypass surgery or thrombolysis Efficacy Primary patency of the target lesion at 1 year: Core lab adjudicated absence of binary restenosis (DUS PSVR > 2.4 or angiographic narrowing >50%) & freedom from clinically-driven target lesion revascularization (CD-TLR) Comparator Analysis Per-protocol group was selected based on matched eligibility to DCB studies, for comparison purposes: No residual stenosis 35% at end of procedure (N=13 in ATX group, N=16 in PTA group) No concurrent use of DES in lesion (N=2 in ATX group) No lesions that extended beyond the popliteal segment (N=1 in ATX group)

DANCE Demographics PTA ATX N (legs) 124 157 Age (years) 68.9±9.1 68.4±9.6 Male 65% 57% Caucasian 77% 80% African American 20% 17% Diabetes 52% 50% CAD 55% 67% Hypertension 90% 92% Hyperlipidemia 83% 80% Obesity (BMI 30 kg/m 2 ) 34% 34% Creatinine (mg/dl) 1.02±0.28 1.10±0.51 CRP, pre-procedure (mg/dl) 5.01±9.37 5.78±7.25 Typically 5-15%

DANCE Baseline Characteristics Rutherford Category TASC II Classification 2 36.3% A 53% PTA 3 60.5% B 40% C 6% 4 3.2% D 1% 2 22.9% A 30% ATX 3 59.9% B 62% Severe Calcification 21.3% 29.4% Popliteal Involvement 15.3% 17.2% Mean Lesion Length (cm) 7.4 ± 4.0 [range: 1.5 19.6] C 6% 8.8 ± 5.2 [range: 1.7 31.0] Mean % Diameter Stenosis (Pre) 73% ± 16% 70% ± 17% Total Occlusions 17% 15% Grade B-D Dissection 44% 26% Stent Utilization 52% 35% Mean % Diameter Stenosis (Post) 24%±12% 23%±9% 4 17.2% D 1%

DANCE 12-Month Safety Endpoints Safety Outcomes (ITT population) DANCE-PTA DANCE-ATX Device-related SAE 0-365 Days 0/124 (0.0%) 0/157 (0.0%) Drug-related SAE 0-365 Days 0/124 (0.0%) 0/157 (0.0%) Major Adverse Limb Events 0-365 Days Amputation Bypass Thrombolysis 0/114 (0.0%) 1/114 (0.9%) 0/114 (0.0%) Death 0-30 Days 0/244 (0.0%) Death 0-365 Days Non-Cardiovascular Cardiovascular or Unknown 2/231 (0.9%) 7/231 (3.0%) 1/126 (0.8%) 1/126 (0.8%) 0/126 (0.0%)

DANCE 12-Month Efficacy Endpoint (13-Month K-M Primary Patency) DANCE-ATX DANCE-PTA

DANCE Subgroup Analyses (13-Month K-M Primary Patency)

DANCE Subgroup Analyses (13-Month K-M Primary Patency) Stented vs. unstented in angioplasty, the difference in patency outcomes appeared minor Overall, ADD-DEX may enhance unstented patency and stented patency alike

Summary and Conclusion The ADD-DEX procedure in DANCE has produced positive results in both primary atherectomy (in a challenging patient population) and primary angioplasty intervention The paradigm shift: Direct targeting (of the adventitia) with Efficient delivery (Bullfrog Micro-Infusion) of an Anti-inflammatory drug (dexamethasone) quells inflammation to Improve patency after revascularization

Adventitial Drug Delivery: What the Future Holds for PAD LIMBO-PTA ADD-DEX in BTK with PTA (N=120) European Trial, enrolling (PI: Dierk Scheinert) LIMBO-ATX ADD-DEX in BTK with Atherectomy (N=120) U.S. Trial, enrolling (PIs: George Adams, Don Jacobs) PRT-201-115 (Proteon) ADD-Vonapanitase (elastase) in BTK (N=40) Phase 1 U.S. Trial, enrolling (PI: Jihad Mustapha) TANGO ADD-LIMUS in BTK (N=60) U.S. Trial planned for Q1 2017 start (PI: Ian Cawich) TWIST ADD-COMBO In planning stages

The DANCE Trial 12 month results George Adams, MD, MHS, FACC, FSCAI University of North Carolina Rex Healthcare Raleigh, North Carolina, USA on behalf of the DANCE Investigators and co-pi Mahmood Razavi, MD