Seventh INTERMACS annual report: 15,000 patients and counting

Similar documents
Fifth INTERMACS annual report: Risk factor analysis from more than 6,000 mechanical circulatory support patients

Sixth INTERMACS annual report: A 10,000-patient database

Predicting Major Outcomes after MCSD Implant. Risk Factors for Death, Transplant, and Recovery. James Kirklin, MD David Naftel, PhD

What has INTERMACS Taught Us about Patient Outcomes with Durable MCS? James K. Kirklin, MD

How do Readmissions Impact Survival among Patients with Continuous-Flow Left Ventricular Assist Devices? Findings from INTERMACS

Ventricular Assist Devices for Permanent Therapy: Current Status and Future

Concomitant Aortic Valve Procedures in Patients Undergoing Implantation of Continuous-Flow LVADs: An INTERMACS Database Analysis

Pediatric Mechanical Circulatory Support - What to Use

Implantable Ventricular Assist Devices and Total Artificial Hearts. Policy Specific Section: June 13, 1997 March 29, 2013

Bridge to Heart Transplantation

Regional Differences in Utilization and Outcomes of Left Ventricular Assist Devices: Insights from the INTERMACS Registry

Multicenter Study of MagLev Technology in Patients Undergoing Mechanical Circulatory Support Therapy with HeartMate 3 (MOMENTUM 3) Long Term Outcomes

Medical Policy. MP Total Artificial Hearts and Implantable Ventricular Assist Devices

Mechanical assist patient selection, device selection, and outcomes

Update on Mechanical Circulatory Support. AATS May 5, 2010 Toronto, ON Canada

Total Artificial Hearts and Implantable Ventricular Assist Devices

Total Artificial Hearts and Implantable Ventricular Assist Devices

Medical Policy An independent licensee of the Blue Cross Blue Shield Association

LVADs as a long term or destination therapy for the advanced heart failure

VAD come Destination therapy nell adulto con Scompenso Cardiaco

Implantable Ventricular Assist Devices and Total Artificial Hearts

Total Artificial Hearts and Implantable Ventricular Assist Devices

Novel Devices for End-Stage Heart Failure

How to mend a broken heart: transplantation or LVAD?

Name of Policy: Ventricular Assist Devices and Total Artificial Hearts

Journal of the American College of Cardiology Vol. 60, No. 1, by the American College of Cardiology Foundation ISSN /$36.

Analysis of Pump Thrombosis in the Intermacs Database

Lessons learned from ENDURANCE, ROADMAP, MedaMACS, and how to go forward?

Medical Policy An independent licensee of the Blue Cross Blue Shield Association

Pediatric Mechanical Circulatory Support (MCS)

End Stage Heart Failure - Time to Bring the Hammer Down

HEARTMATE 3 LVAD WITH FULL MAGLEV FLOW TECHNOLOGY THEIR FUTURE STARTS WITH YOU

Disclosures. No disclosures to report

Surgical Options for Advanced Heart Failure

: 2014 INTERMACS 4.0 Launches June 2, 2014

A Fully Magnetically Levitated Left Ventricular Assist Device. Final Report of the MOMENTUM 3 Trial

Risk Factors for Adverse Outcome after HeartMate II Jennifer Cowger, MD, MS St. Vincent Heart Center of Indiana

HEARTMATE 3 LEFT VENTRICULAR ASSIST SYSTEM

INTERMACS Ninth Annual Meeting Program

MEDICAL POLICY SUBJECT: VENTRICULAR ASSIST DEVICES

The development of durable mechanical circulatory support

Mechanical Circulatory Support for Unstable Heart Failure

Challenges to MCS Use in the Middle East

Mechanical Cardiac Support in Acute Heart Failure. Michael Felker, MD, MHS Associate Professor of Medicine Director of Heart Failure Research

Heart Failure Medical and Surgical Treatment

Ramani GV et al. Mayo Clin Proc 2010;85:180-95

Ventricular Assist Devices and Total Artificial Hearts

Ventricular Assist Device in Acute Myocardial Infarction

ORIGINAL ARTICLE. Alexander M. Bernhardt a, *, Theo M.M.H. De By b, Hermann Reichenspurner a and Tobias Deuse a. Abstract INTRODUCTION

Implantable Ventricular Assist Devices and Total Artificial Hearts

MEDICAL POLICY Ventricular Assist Devices

Outpatient Treatment of MCS Patient. F. Bennett Pearce, MD Professor of Pediatrics Med Director Heart Transplant COA

Recent Trials With Durable LVADs: Is There a Superior Device?

Description. Section: Surgery Effective Date: April 15, Subsection: Transplant Original Policy Date: September 13, 2012 Subject:

Left Ventricular Assist Devices (LVADs): Overview and Future Directions

Andrew Civitello MD, FACC

Translating Device and Mechanical Support Guidelines to ACHD Research. Timothy M. Maul, CCP, PhD Perfusionist Sr. Research Scientist

Overview of MCS in Bruce B Reid, MD Surgical Director Artificial Heart Program/Heart Transplantation

Description. Section: Surgery Effective Date: January 15, 2015 Subsection: Transplant Original Policy Date: September 13, 2012 Subject:

Do we really need an Artificial Heart? No!! John V. Conte, MD, Professor of Surgery Johns Hopkins University School of Medicine

HeartWare ADVANCE Bridge to Transplant Trial and Continued Access Protocol Update

HEARTMATE II LEFT VENTRICULAR ASSIST SYSTEM. HeartMate II Left Ventricular Assist Device

Further devices to treat heart failure

เอกราช อร ยะช ยพาณ ชย

LVAD Complications, Recovery

Mechanical Circulatory Support in the Management of Heart Failure

Mechanical Circulatory Support (MCS): What Every Pharmacist Needs to Know!

Mechanical Support in the Failing Fontan-Kreutzer

ECMO as a bridge to durable LVAD therapy. Jonathan Haft, MD Department of Cardiac Surgery University of Michigan

Acute heart failure: ECMO Cardiology & Vascular Medicine 2012

The era of mechanical circulatory support (MCS) began in

How to Develop a Comprehensive Ventricular Assist Device Program

PediMACS Tutorial: September 20, Washington University St. Louis, Missouri

Implantable Ventricular Assist Devices and Total Artificial Hearts

Ventricular Assist Devices (VADs) and Percutaneous Cardiac Support Systems

Total Artificial Hearts and Implantable Ventricular Assist Devices

Understanding the Pediatric Ventricular Assist Device

Status of Implantable VADs

Extra Corporeal Life Support for Acute Heart failure

Matching Patient and Pump in the New Era of Percutaneous Mechanical Circulatory Support

A thesis submitted to the. Graduate School. of the University of Cincinnati. in partial fulfillment of the. requirements for the degree of

New ventricular assist devices. FW Mohr Clinical seminar: Devices for severe heart failure ESC congress Stockholm 2010

VENTRICULAR ASSIST DEVICES AND TOTAL ARTIFICIAL HEARTS

Destination Therapy SO MUCH DATA IN SUCH A SMALL DEVICE. HeartWare HVAD System The ONLY intrapericardial VAD approved for DT.

Ventricular Assist Device: Are Early Interventions Superior? Hamang Patel, MD Section of Cardiomyopathy & Heart Transplantation

VENTRICULAR ASSIST DEVICES AND TOTAL ARTIFICIAL HEARTS

Why Children Are Not Small Adults? Treatment of Pediatric Patients Needing Mechanical Circulatory Support

ECMO as a Bridge to Heart Transplant in the Era of LVAD s.

Cardiac Assist Devices

When to implant VAD in patients with heart transplantation indication. Aldo Cannata Dept of Cardiac Surgery Niguarda Ca Granda Hospital Milano

DECLARATION OF CONFLICT OF INTEREST

Heart Transplant vs Left Ventricular Assist Device in Heart Transplant-Eligible Patients

ISHLT ACADEMY MASTER CLASS IN MECHANICAL CIRCULATORY SUPPORT (MCS)

Ventricular Assisting Devices in the Cathlab. Unrestricted

Predicting Survival in Patients Receiving Continuous Flow Left Ventricular Assist Devices

Left ventricular assist devices current state and perspectives


864 Stewart et al. The Journal of Heart and Lung Transplantation September 2009 ventricular ejection fraction (LVEF) 35% and symptomatic heart failure

None. Declaration of conflict of interest

LIVING A MORE ACTIVE LIFE. with the HeartMate 3 LVAD for the treatment of advanced heart failure RON. Recipient

Transcription:

http://www.jhltonline.org INTERMACS ANNUAL REPORT Seventh INTERMACS annual report: 15,000 patients and counting James K. Kirklin, MD, a David C. Naftel, PhD, a Francis D. Pagani, MD, PhD, b Robert L. Kormos, MD, c Lynne W. Stevenson, MD, d Elizabeth D. Blume, MD, e Susan L. Myers, BBA, QMIS, a Marissa A. Miller, DVM, MPH, f J. Timothy Baldwin, PhD, f and James B. Young, MD g From the a Department of Surgery, University of Alabama at Birmingham, Birmingham, Alabama; b Department of Surgery, University of Michigan, Ann Arbor, Michigan; c Department of Surgery, University of Pittsburgh Medical Center, Presbyterian University Hospital, Pittsburgh, Pennsylvania; d Department of Medicine, Brigham & Women s Hospital, Boston, Massachusetts; e Department of Pediatrics, Boston Children s Hospital, Boston, Massachusetts; f Division of Cardiovascular Diseases, Advanced Technologies and Surgery Branch, National Heart Lung and Blood Institute, Bethesda, Maryland; and the g Department of Medicine, Cleveland Clinic Foundation Lerner College of Medicine, Cleveland, Ohio. KEYWORDS: advanced heart failure; destination therapy; INTERMACS; mechanical support; ventricular assist device The seventh annual report of the Interagency Registry for Mechanically Assisted Circulatory Support (INTERMACS) summarizes the first 9 years of patient enrollment. The Registry includes 415,000 patients from 158 participating hospitals. Trends in device strategy, patient profile at implant and survival are presented. Risk factors for mortality with continuous-flow pumps are updated, and the major causes/modes of death are presented. The adverse event burden is compared between eras, and health-related quality of life is reviewed. A detailed analysis of outcomes after mechanical circulatory support for ambulatory heart failure is presented. Recent summary data from PediMACS and MedaMACS is included. With the current continuous-flow devices, survival at 1 and 2 years is 80% and 70%, respectively. J Heart Lung Transplant 2015;34:1495 1504 r 2015 International Society for Heart and Lung Transplantation. All rights reserved. The Interagency Registry for Mechanically Assisted Circulatory Support (INTERMACS), 1 a public private partnership among the National Heart, Lung and Blood Institute (NHLBI), hospitals and industry, enters its ninth year of data collection. This report focuses on the ongoing experience with continuous-flow (CF) devices, presents recent activity with the total artificial heart, updates enrollment in the pediatric component of INTERMACS (PediMACS), summarizes enrollment in the medical arm of Reprint requests: James K. Kirklin, MD, Department of Surgery, University of Alabama at Birmingham, 1900 University Boulevard, Birmingham, AL 35294. Telephone: þ205-934-5486. Fax: þ205-975-2553. E-mail address: jkirklin@uab.edu the Registry (MedaMACS), and provides a special analysis of mechanical circulatory support (MCS) therapy in ambulatory heart failure patients. Patient and site enrollment 1053-2498/$ - see front matter r 2015 International Society for Heart and Lung Transplantation. All rights reserved. http://dx.doi.org/10.1016/j.healun.2015.10.003 Between June 23, 2006 and December 31, 2014, 15,745 patients who received a U.S. Food and Drug Administration (FDA)-approved MCS device were entered into the INTERMACS database. Of the 158 participating hospitals, 123 (78%) were certified by the Joint Commission for destination therapy (DT). The rate of patient enrollment has continued at a pace exceeding 2,000 patients per year.

1496 The Journal of Heart and Lung Transplantation, Vol 34, No 12, December 2015 Figure 1 Summary of INTERMACS implants. VAD, ventricular assist device; R, right; L, left; TAH, total artificial heart. Figure 4 Competing outcomes depiction for continuous-flow left ventricular assist devices (CFLVADs) that were implanted with the bridge-to-candidacy (BTC) strategy. Figure 2 Distribution of device types by year of implant. LVAD, left ventricular assist device; TAH, total artificial heart; CF, continuous flow; PF, pulsatile flow. Figure 5 Parametric survival curve and associated hazard function with the 70% confidence limit for survival after implantation of a continuous-flow left ventricular assist device (LVAD) or biventricular assist device (BiVAD). The number of patients at risk during each time interval is indicated below. Continuous Flow LVAD/BiVAD Implants: 2008 2014, n=12030 Era 2: LVAD 2012-2014 n=7084, Deaths=1400 LVAD BiVAD P(overall) <.0001 Era 1: LVAD 2008 2011 N=4588, deaths=1565 % Survival Era 2: BiVAD 2012 2014 n=202, deaths=81 Era 1: BiVAD 2008-2011 n=156, Deaths=82 Event: Death (censored at transplant and recovery) Figure 3 Competing outcomes depiction for continuous-flow left ventricular assist devices (CFLVADs) that were implanted with the bridge-to-transplant (BTT) strategy. Note that the sum of the proportion of patients with each outcome event equals 1 at each time-point. Of the 12,030 patients who received a CF device, 490% received a left ventricular assist device (LVAD) only (Figure 1). The adult durable devices entered into this database are included in Table 1. The HeartMate II Months post implant Figure 6 Actuarial survival curve for continuous-flow LVADs and BiVADs, stratified by era. The error bars indicate 1 SE. LVAD, left ventricular assist device; BiVAD, biventricular assist device. (Thoratec, Pleasanton, CA) axial-flow pump was approved for bridge-to-transplant (BTT) therapy in 2008, and for DT in 2010. The HeartWare HVAD (HeartWare International,

Kirklin et al. Seventh INTERMACS Report 1497 Table 1 FDA-approved Adult Durable Devices Included in INTERMACS Type Durable devices Continuous flow Pulsatile extracorporeal Pulsatile intracorporeal Total artificial heart Device Thoratec HeartMate II HeartWare HVAD MicroMed DeBakey Child VAD Thoratec PVAD HeartMate IP HeartMate VE HeartMate XVE Thoratec IVAD NovaCor PC NovaCor PCq SynCardia CardioWest FDA, U.S. Food and Drug Administration; VAD, ventricular assist device. Inc., Framingham, MA) centrifugal-flow pump was approved for BTT on November 20, 2012. The continued dominance of CF technology is evident (Figure 2), with 490% of patients receiving an intracorporeal CF pump. During 2014, approximately twice the number of axial-flow CF pumps, as compared with centrifugal-flow CF pumps, were entered into the Registry. It should be noted that the total numbers and trends for durable device implantation do not include patients enrolled in the investigational arm of regulatory trials. Device strategy The progressive increase in VADs implanted for DT, evident between 2008 and 2013, plateaued in 2014, with nearly 46% of implants designated as DT (Table 2). Thirty percent of patients were listed for heart transplantation at the time of device implant, and an additional 23% were implanted with an anticipated possibility of listing ( bridge to candidacy ). By competing outcomes analysis, about 30% of patients have undergone heart transplantation within 1 year if listed at time of implant (Figure 3). When patients were not actually listed for transplantation at the time of device implant, the likelihood of transplantation within 1 year has fallen to 20% (Figure 4). This is likely related to the burden of comorbidities at implant that excluded patients from transplantation and have not been resolved during VAD therapy. Table 2 CF and BiVAD Implants: April 2008 to December 2014 (n ¼ 12,030) Implant era (years) 2008 to 2011 2012 2013 2014 Total Device strategy at time of implant N % N % N % N % N % BTT listed 1,529 32.2% 404 18.2% 623 23.6% 734 30.3% 3,290 27.3% BTT likely 1,163 24.5% 513 23.1% 511 19.3% 323 13.3% 2,510 20.9% BTT moderate 480 10.1% 230 10.4% 273 10.3% 187 7.7% 1,170 9.7% BTT unlikely 164 3.5% 73 3.3% 67 2.5% 54 2.2% 358 3.0% DT 1,355 28.6% 983 44.2% 1,152 43.6% 1,108 45.7% 4,598 38.2% BTR 29 0.6% 11 0.5% 10 0.4% 4 0.2% 54 0.5% Rescue therapy 15 0.3% 7 0.3% 6 0.2% 10 0.4% 38 0.3% Other 9 0.2% 0 0% 0 0% 3 0.1% 12 0.1% Total 4,744 100% 2,221 100% 2,642 100% 2,423 100% 12,030 100% BiVAD, biventricular assist device; BTR, bridge to recovery; BTT, bridge to transplant; CF, continuous flow; DT, destination therapy. Table 3 CF LVAD/BiVAD Implants: April 2008 to December 2014 (n ¼ 12,030) Implant date era 2008 to 2011 2012 to 2014 Total Patient profile at time of implant N % N % N % 1 Critical cardiogenic shock 465 16.0% 961 14.3% 1,803 15.0% 2 Progressive decline 1,249 43.0% 2,416 36.0% 4,507 37.5% 3 Stable but inotrope-dependent 660 22.7% 1,987 29.6% 3,471 28.8% 4 Resting symptoms 372 12.8% 968 14.5% 1,646 13.7% 5 Exertion-intolerant 83 2.9% 198 3.0% 331 2.7% 6 Exertion-limited 48 1.6% 81 1.2% 141 1.2% 7 Advanced NYHA Class III 29 1.0% 44 0.7% 76 0.6% Not specified a 0 0% 46 0.7% 55 0.5% Totals 2,906 100% 6,701 100% 12,030 100% CF, continuous flow; NYHA, New York Heart Association. a Due to change in web-based data entry capture in Protocol v3.0 (May 2012).

1498 The Journal of Heart and Lung Transplantation, Vol 34, No 12, December 2015 Figure 7 Actuarial survival curve for continuous-flow LVAD and BiVAD patients, stratified by pump type. The depiction is as shown in Figure 6. Figure 10 Hazard function curves indicating the instantaneous risk of death over time for the major causes/modes of death. RHF, right heart failure; MSOF, multisystem organ failure. Continuous Flow LVAD/BiVAD Implants: 2008 2014, n=12030 Operation 1: N=10834, deaths=2780 p <.0001 % Survival Operation 2: n=1050, Deaths=366 Operation 3: n=146, Deaths=56 Event: Death (censored at transplant and recovery) Figure 8 Actuarial survival curves stratified by BiVAD vs total artificial heart (TAH) and by era. The depiction is as shown in Figure 6. Continuous Flow LVAD/BiVAD Implants: 2008 2014, n=12030 Bridge to Transplant Listed and Destination Therapy by Era Months post implant Figure 11 Actuarial survival stratified by the whether the VAD implant represented the original operation (blue curve), the second operation (first pump replacement) (red curve) or the third operation (second pump replacement) (black curve). The depiction is as shown in Figure 6. BTT Listed: 2012-2014 N=1761, deaths=215 % Survival DT: 2012-2014 N=3243, deaths= 863 BTT Listed: 2008-2011 n= 1529, Deaths= 344 DT: 2008-2011 N=1355, deaths=682 p <.0001 Event: Death (censored at transplant and recovery) Months post implant Figure 9 Actuarial survival curves stratified by implant strategy and era. BTT, bridge to transplant; DT, destination therapy. The depiction is as shown in Figure 6. Patient profile at implant The proportion of patients in cardiogenic shock at the time of implant has remained stable at about 15% since 2008 (Table 3). The proportion of patients in INTERMACS Level Figure 12 Health-related quality of life at specified time-points before and after VAD implant for the EQ-5D dimension of Selfcare. Two different eras are depicted at each time-point. The red shading indicates percent of patients with severe problems and blue shading indicates the percent of patients with some problems.

Kirklin et al. Seventh INTERMACS Report 1499 Table 4 Adult Primary CF LVADs and BiVADs Implants: April 2008 to December 2014 (n ¼ 12,030) Risk factors for death II or III remains at about 65%. Patients with ambulatory heart failure comprise about 20% of implants. Survival with CF pumps Early hazard Hazard ratio p-value Late hazard Hazard ratio p-value Demographics Age (older) 1.03 o0.0001 20.75 0.008 Female 1.32 o0.0001 BMI (higher) 1.10 o0.0001 Blood type not O 10.24 0.004 Clinical status History of stroke 1.33 0.03 Ventilator 1.25 0.02 ICD 1.30 0.0001 INTERMACS Level 1 1.55 o0.0001 INTERMACS Level 2 1.37 o0.0001 NYHA Class IV 10.23 0.03 Destination therapy 1.23 o0.0001 Non-Cardiac Systems Albumin (lower) 1.14 0.0007 Creatinine (higher) 1.06 0.04 10.15 0.002 Dialysis 2.34 o0.0001 BUN (higher) 1.05 o0.0001 Right heart dysfunction Right atrial pressure 1.13 0.0004 (higher) RVAD in same 2.57 o0.0001 operation Bilirubin (higher) 1.48 o0.0001 Surgical complexities History of cardiac 1.24 0.003 surgery History of CABG 1.17 0.04 Concomitant cardiac surgery 1.26 o0.0001 BiVAD, biventricular assist device; BMI, body mass index; BUN, blood urea nitrogen; CABG, coronary artery bypass graft; CF, continuous flow; ICD, implantable cardioverter-defibrillator; LVAD, left ventricular assist device; NYHA, New York Heart Association; RVAD, right ventricular assist device. The updated survival curve for CF devices implanted since 2008 shows an overall 1-year survival of 80% and 2-year survival of 70% (Figure 5). Survival with biventricular VAD (BiVAD) support has remained inferior to that of isolated LVAD (Figure 6). In the most recent era, only about 50% of patients are alive with BiVAD support at 1 year. Survival with axial-flow and centrifugal-flow pumps, unadjusted for risk, is depicted in Figure 7. Early and mid-term survival with a total artificial heart is currently somewhat better than with BiVAD support, but the patient groups may not be comparable (Figure 8). Risk factors for mortality with CF technology Table 4 lists the updated risk factors for mortality with CF devices through December 2014. Type of CF pump was not a risk factor for mortality. The updated stratified actuarial depictions to illustrate the effect of each risk factor can be found on the INTERMACS website (www.intermacs.org). Survival among DT patients has continued to be somewhat worse than among BTT patients, and this relationship has not changed very much over time (Figure 9). In the most recent era, survival with DT therapy at 1 and 3 years is 76% and 57%, respectively. Causes/modes of death The hazard functions for the major causes/modes of death are depicted in Figure 10. Neurologic events, right heart failure and multisystem organ failure are the predominant causes or modes of death early after implantation, whereas infection, multiorgan system failure and neurologic events are the major causes/modes of late mortality. In this analysis, the risk of death from device malfunction appears to be low and constant over time. Adverse events In Table 5, adverse event rates during the first year after implant are depicted for 2 eras. The overall adverse event burden is significantly lower in the most recent era. However, increasing event rates can be observed for hemolysis, stroke, renal dysfunction and respiratory failure. Pump exchange The complex issue of pump thrombosis for the Heart- Mate II device has been extensively reported elsewhere. 2,3 The overall rate of pump exchange for any reason for all CF pumps has continued to be somewhat higher in the more recent era. Of importance, the decrement in survival after each subsequent pump exchange is evident (Figure 11). Quality of life The EQ-5D Visual Analog Scale (VAS) and determination of specific dimensions continue to be the mainstay of our health-related quality of life (HRQOL) assessment. The trend of early, substantial improvement in these HRQOL indicators (Figures 12 to 14) has been maintained out to 2 years. There continues to be little difference by era. MCS for ambulatory heart failure In the INTERMACS classification, Levels 4 to 7 describe ambulatory advanced heart failure. 4 The difficulty in obtaining accurate information on this patient group is underscored by our finding that only about 20% of implants occur in patients with ambulatory heart failure

1500 The Journal of Heart and Lung Transplantation, Vol 34, No 12, December 2015 Continuous Flow LVAD/BiVAD Implants: 2008 2014, n=12030 Predicted 1 year mortality according to patient age and INTERMACS Level 65 yrs Probability (%) of Death by 1 year Level 1 Level 2 Levels 3-7 Age at implant (years) Figure 13 Health-related quality of life at various time-points before and after VAD implant, for the EQ-5D dimension of Usual Activities. The depiction is as shown in Figure 12. Figure 16 Nomogram depicting the solution to the multivariable equation for death by 1 year, depicting the interaction between patient age and INTERMACS level. Figure 17 Competing outcomes depictions comparing bridgeto-transplant strategies for patients in Levels 1 to 3 compared with Levels 4 to 7. The depiction is as shown in Figure 3. Figure 14 Visual Analog Scale at specified time-points before and after VAD implant. Placement of RVAD at time of LVAD (Bi-VAD) or subsequent By Patient Profile Levels Levels 4-7 n=2189, RHF=50 % Survival Survival by Levels P(overall) =.0001 p(1 vs. 2 & 3) =.001 p(1 vs. 4-7) <.0001 p(2&3 vs. 4-7) =.06 % Survival Levels n deaths 6 mths 12 mths 36 mths 48 mths Level 1 1803 507 82% 76% 58% 50% Levels 2 & 3 7978 2054 87% 80% 58% 48% Levels 4-7 2194 561 89% 82% 61% 49% Not Specified 55 6 94% 90% --- --- % Freedom from Severe RHF 2 Progressive Decline or 3 Stable but Inotrope dependent n=7948, RHF=312 1 Critical Cardio Shock n=1798, RHF=204 Event: Severe RHF (Placement of RVAD at time of LVAD implant or subsequent) Months Post Implant P(overall) <.0001 Event: Death censored at transplant, recovery and device exchange Note: 95 patients with INTERMACS level not specified Months post implant Figure 15 Actuarial survival after continuous-flow VAD implant, stratified by INTERMACS level at the time of implant. The depiction is as shown in Figure 6. (see Table 3). Early and mid-term survival among patients at Level 1 continues to be significantly worse than for less sick profiles. However, survival in Levels 2 and 3 is nearly superimposable on the survival curve for Levels 4 through 7 (Figure 15). In the current era Figure 18 Actuarial freedom from severe right heart failure (RHF), stratified by INTERMACS level at implant. Note that the vertical scale ranges from 80% to 100%. (2012 to 2014), 1- and 2-year survival for patients implanted in Levels 4 to 7 (ambulatory heart failure) is 81% and 72%, respectively. The interaction between advancing age and INTERMACS level is depicted in Figure 16. In contrast to more critically ill patients, the 1-year survival for ambulatory heart failure patients is less dramatically affected by older age.

Kirklin et al. Seventh INTERMACS Report 1501 Table 5 12,030) Adverse Event Rates (Events/100 patient months) in the First 12 Months Post-implant by Era for CF LVADs/BiVADs (n ¼ Era 1 (n ¼ 4,744): Era 2 (n ¼ 7,286): Era 1 vs Era 2: continuous 2008 to 2011 continuous 2012 to 2014 2008 to 2011 / 2012 to 2014 Adverse event Events Rate Events Rate Ratio p-value Bleeding 3,932 9.41 4,420 7.79 1.21 o0.0001 Cardiac/vascular Right heart failure 238 0.57 276 0.49 1.17 0.07 Myocardial infarction 29 0.07 34 0.06 1.16 0.55 Cardiac arrhythmia 2,007 4.80 2,303 4.06 1.18 o0.0001 Pericardial drainage 271 0.65 305 0.54 1.21 0.02 Hypertension 182 0.44 115 0.20 2.15 o0.0001 Arterial non-cns thrombosis 70 0.17 94 0.17 1.01 0.93 Venous thrombotic event 304 0.73 286 0.50 1.44 o0.0001 Hemolysis 200 0.48 314 0.55 0.87 0.11 Infection 3,435 8.22 4,132 7.28 1.13 o0.0001 Stroke 487 1.17 916 1.61 0.72 o0.0001 Renal dysfunction 601 1.44 876 1.54 0.93 0.19 Hepatic dysfunction 246 0.59 326 0.57 1.02 0.76 Respiratory failure 1,104 2.64 1,551 2.73 0.97 0.39 Wound dehiscence 81 0.19 96 0.17 1.15 0.36 Psychiatric episode 486 1.16 525 0.93 1.26 0.0003 Total burden 13,673 32.72 16,569 29.20 1.12 o0.0001 BiVAD, biventricular assist device; CF, continuous flow; CNS, central nervous system; LVAD, left ventricular assist device. Ambulatory patients who receive devices while awaiting heart transplantation appear to have no particular advantage or disadvantage regarding access to organs when compared with Profiles 1 to 3, with just under 40% undergoing transplantation within 1 year (Figure 17). When comparing the primary causes/mode of death by INTERMACS levels, no major differences could be seen between Levels 1 to 3 and 4 to 7 (Tables 6 and 7). The susceptibility to adverse events in ambulatory heart failure patients appears primarily relevant for cardiac-related adverse events. For example, severity of post-implant right heart failure is highly dependent on INTERMACS level at implantation. Ambulatory heart failure patients are considerably less likely to have advanced right heart failure compared with patients in INTERMACS Levels 1 and 2 (Figure 18). With Table 6 CF LVAD/BiVAD Implants: 2008 to 2014 (n ¼ 12,030), Levels 1 to 3 (n ¼ 9,781, deaths ¼ 2,596) Primary cause/mode of death n % Neurologic event 466 18.0 Multisystem organ failure 406 15.6 Withdrawal of support, specify 271 10.4 Major infection 228 8.8 Other, specify 135 5.2 Respiratory: respiratory failure 124 4.8 Circulatory: right heart failure 117 4.5 Circulatory: sudden unexplained death 111 4.3 Device malfunction 92 3.5 Circulatory: CHF 85 3.3 BiVAD, biventricular assist device; CF, continuous flow; CHF, congestive heart failure. regard to other adverse events, ambulatory heart failure patients appear equally susceptible to stroke events (Figure 19), infection episodes (Figure 20), combined adverse events (Figure 21) and hospital re-admissions (Figure 22). PediMACS The pediatric component of INTERMACS began collecting all pediatric data (patients o19 years of age) in September 2012. Through April 2015, 36 centers have enrolled 251 devices in 216 patients (Figure 23). The durable and temporary mechanical circulatory devices that have been entered into the Registry are included in Table 8. During the period September 19, 2012 through December 31, 2014, among patients up to 5 years of age, pulsatile LVADs (Berlin Heart EXCOR; Berlin Heart Steglitz, Table 7 CF LVAD/BiVAD Implants: 2008 to 2014 (n ¼ 12,030), Levels4to7(n ¼ 2,194, deaths ¼ 579) Primary cause/mode of death n % Neurologic event 118 20.4 Multisystem organ failure 81 14.0 Withdrawal of support, specify 64 11.1 Major infection 44 7.6 Respiratory: respiratory failure 35 6.0 Other, specify 29 5.0 Circulatory: sudden unexplained death 28 4.8 Device malfunction 23 4.0 Circulatory: right heart failure 20 3.5 Circulatory: other, specify 17 2.9 CF, continuous flow.

1502 The Journal of Heart and Lung Transplantation, Vol 34, No 12, December 2015 Table 8 FDA-approved Devices Pediatrics (o19 years) Type Durable devices Continuous flow Pulsatile extracorporeal Total artificial heart Temporary devices Short-term devices Device Thoratec HeartMate II HeartWare HVAD Berlin Heart EXCOR SynCardia CardioWest Abiomed AB5000 Thoratec CentriMag Tandem Heart Sorin Revolution Impella 2.5 Thoratec PediMag Maquet Rotaflow % Freedom from Event * Major Event: First occurrence of infection, bleeding, device malfunction, stroke or death Levels 4-7, n=2189 Events=1620 Level 1: n=1798 Events=1356 Months post implant P(overall) <.0001 Levels 2 & 3: n=7948 Events=5706 Figure 21 Actuarial freedom from the combined major event of infection, bleeding, device malfunction, stroke or death, stratified by INTERMACS level at implant. % Free from Stroke Time to First Stroke Levels 4-7 n=2189, stroke=309 1 Critical Cardio Shock n=1798, stroke=272 Event: First Stroke Months after Device Implant Note: 95 patients with INTERMACS level not specified 2 Progressive Decline or 3 Stable but Inotrope dependent n=7948, Stroke=1051 P(overall) =.003 % Freedom from Rehospitalization Time to First Readmission Levels 4-7 n=2189, Re-hospitalization=1644 1 Critical Cardio Shock n=1798, Re-Hospitalization=1152 Event: First Readmission Month after Device Implant % Free Rehospitalization Levels at 6 months post implant Level 1 43% Levels 2 & 3 42% Levels 4-7 41% P(overall) =.009 2 Progressive Decline or 3 Stable but Inotrope dependent n=7948, Re-hospitalization=5692 Figure 19 Actuarial freedom from first stroke, stratified by INTERMACS level at implant. Figure 22 Actuarial freedom from rehospitalization, stratified by INTERMACS level at implant. Time to First Pump Related Infection (PRI) % Freedom from PRI Levels 4-7 n=2189, PRI=403 1 Critical Cardio Shock n=1798, PRI=325 Event: First PRI 2 Progressive Decline or 3 Stable but Inotrope dependent n=7948, PRI=1394 P(overall) =.04 Month after Device Implant Figure 20 Actuarial freedom from first pump-related infection (PRI) stratified by INTERMACS level at implant. Berlin, Germany) accounted for nearly 50% of implants (Table 9). Among patients 6 to 10 years of age, CF LVADs began to predominate (56% of patients). In patients 11 to 18 years of age, nearly 90% of patients received CF devices. Among patients receiving CF devices, the overall actuarial survival at 6 months has approached 90%, with 66% of patients undergoing cardiac transplantation by 12 months (Figures 24 and 25). Figure 23 Cumulative depiction of hospitals with enrolled patients, devices and patients enrolled in the PediMACS Registry, September 19, 2012 to May 1, 2015. MedaMACS Since December 2012, MedaMACS, the medical arm of INTERMACS, has focused on data collection in ambulatory heart failure patients who have not received a

Kirklin et al. Seventh INTERMACS Report 1503 Table 9 PediMACS Implants: September 19, 2012 to December 31, 2014 (n ¼ 216) Durable device Pulsatile flow Continuous flow LVAD RVAD BiVAD TAH LVAD RVAD BiVAD Age at implant (years) n Row n Row n Row n Row n Row n Row n Row Total (n) 0 to 5 43 48.9% 9 10.2% 11 12.5% 0 0.0% 23 26.1% 0 0.0% 2 2.3% 88 6 to 10 10 22.2% 1 2.2% 4 8.9% 1 2.2% 25 55.6% 0 0.0% 2 4.4% 45 11 to 18 0 0.0% 3 3.6% 6 7.2% 2 2.4% 64 77.1% 1 1.2% 9 10.8% 83 Total 90 41.7% 13 6.0% 21 25.3% 3 1.4% 112 51.9% 1 0.5% 13 3.3% 216 BiVAD, biventricular assist device; LVAD, left ventricular assist device; RVAD, right ventricular assist device; TAH, total artificial heart. durable MCS device at the time of entry into the Registry. The distribution of the 154 patients enrolled into MedaMACS is predominantly in INTERMACS Levels 5 and 6 (Table 10). VAD/transplant-free survival at 12 months has approached 75%. Figure 24 Actuarial survival among pediatric patients supported with a durable continuous-flow (CF) device. Summary The INTERMACS database now exceeds 15,000 patients, with total implants approaching 2,500 per year. The 1- and 2-year survival with CF pumps is currently 80% and 70%, respectively. DT accounts for nearly half of all implants. Approximately one third of adult VAD patients receive a heart transplant by 1 year. Fifteen percent of all patients are implanted as INTER- MACS Level 1. BiVAD support continues to be associated with 50% mortality at 1 year. Pump exchange is associated with a major reduction in subsequent 1-year survival compared with the original implant. With the exception of cardiac-related adverse events, freedom from major adverse events is not improved among ambulatory heart failure patients. Table 10 MedaMACS Implants: December 12, 2012 to May 1, 2015 (n ¼ 154) Figure 25 Competing outcomes depiction for patients with a continuous-flow pump, entered into the PediMACS Registry. The depiction is as shown in Figure 3. Patient profile N % 1 Critical cardiogenic shock 0 0.0 2 Progressive decline 0 0.0 3 Stable but inotrope-dependent 0 0.0 4 Resting symptoms 19 12.3 5 Exertion-intolerant 45 29.2 6 Exertion limited 76 49.4 7 Advanced NYHA Class III 14 9.1 Total 154 100.0 NYHA, New York Heart Association.

1504 The Journal of Heart and Lung Transplantation, Vol 34, No 12, December 2015 Quality of life as reported in MCS survivors remains markedly improved throughout 24 months. The PediMACS database now has 4250 patients enrolled from more than 35 centers. Pediatric VAD patients have a 6-month survival approaching 90%, with two thirds of these patients receiving a heart transplant by 12 months of support. Disclosure statement D.C.N. is a consultant for HeartWare and F.D.P. participates in contract research managed by the University of Michigan for HeartWare and Thoratec. The remaining authors have no conflicts of interest to disclose. This analysis and the INTERMACS device database are funded by a contract grant (HHSN2682011000250) from the National Heart, Lung and Blood Institute. References 1. Kirklin JK, Naftel DC, Pagani FD, et al. Sixth INTERMACS annual report: a 10,000 patient database. J Heart Lung Transplant 2014;33:555-64. 2. Kirklin JK, Naftel DC, Kormos RL, et al. INTERMACS analysis of pump thrombosis in the HeartMate II left ventricular assist device. J Heart Lung Transplant 2014;33:12-22. 3. Starling RC, Moazami N, Silvestry SC, et al. Unexpected abrupt increase in left ventricular assist device thrombosis. N Engl J Med 2014;370:33-40. 4. Stevenson LW, Pagani F, Young J, et al. INTERMACS profiles of advanced heart failure: the current picture. J Heart Lung Transplant 2009;28:535-41.