Adverse Event Monitoring and Reporting

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Adverse Event Monitoring and Reporting MTN 005 Study-Specific Training SSP Section 11

AE Definition The International Conference on Harmonization Consolidated Guidance for Good Clinical Practice (ICH-E2A) defines an AE as any untoward medical occurrence in a clinical research participant administered an investigational product and that does not necessarily have a causal relationship with the investigational product.

When Do We Begin Collecting AE Information? For MTN 005, the ICH-E2A definition is applied to all participants in both study groups, beginning at the time of enrollment. Study staff must document in source documents all AEs reported by or observed in MTN 005 participants, beginning at enrollment, regardless of severity and presumed relationship to study product. At what point is a participant enrolled in 005?

Pre-Existing Conditions Medical conditions, problems, signs, symptoms, and clinical findings ongoing on the day of Enrollment are considered pre-existing conditions and are documented on the Pre-Existing Conditions CRF. If a pre-existing condition worsens (increases in severity or frequency) after Enrollment, the worsened condition is considered an AE. If a pre-existing condition resolves after randomization, but then recurs at a later date, the recurrence is considered an AE.

Scenario During screening and at the enrollment visit, a participant has a minor cold and is experiencing a runny nose and cough. She is otherwise healthy and enrolls in the study. At her Week 4 visit, she reports that 2 weeks ago, she visited the doctor and received medication for an upper respiratory infection. Has an AE occurred?

Which AEs are Reportable on the AE Log CRF? ALL AEs are reported on the AE Log CRF Procedures and surgeries are not AEs, they are treatments. Is an appendectomy an AE?

Note on Abnormal Colpo Findings Abnormal findings observed by colpo only are not reportable as AEs on the CRF and should not be documented on the Medical History Log Abnormal findings observed via colpo only should only be documented on the Pelvic Exam Diagram, Pelvic Exam forms and in chart notes

How to Document AEs The MTN 005 Medical History Log can be used to (source) document and track status and site review of all medical conditions/aes The Adverse Experience Log CRF is used to document AEs in the study database

Adverse Event Terminology A term or description must be assigned to each AE Whenever possible, assign a diagnosis When not possible to assign a single diagnosis to describe a cluster of signs and/or symptoms, each sign and symptom must be documented as an individual AE For genital and reproductive system AEs, assign terms from the DAIDS Female Genital Grading Table (FGGT) If an AE can occur in more than one anatomical location, specify the location

Is This an AE? A participant comes in for her Week 4 visit and presents with a broken arm. Has an AE occurred? A participant comes in for her Week 8 visit with a sore throat, runny nose, and cough. Has an AE occurred? How many? At enrollment, a participant reports a mild ankle sprain. At her Week 4 visit, her ankle sprain is still present but slightly improved. Has an AE occurred?

Adverse Event Severity The term severity is used to describe the intensity of an AE. The severity of all AEs identified in MTN 005 must be graded on a five-point scale: Grade 1 = Mild Grade 2 = Moderate Grade 3 = Severe Grade 4 = Potentially life-threatening Grade 5 = Death

Adverse Event Severity Severity is not the same as seriousness. Severity is determined by the intensity of the event and is graded using the DAIDS Toxicity Table. Seriousness is based on the outcome or action associated with an event. The severity of all AEs identified in MTN 005 will be graded using the DAIDS Female Genital Grading Table (FGGT), (Addendum 1 to the Toxicity Table) or the DAIDS Table for Grading Adult and Pediatric Adverse Events (Toxicity Table), dated December 2004 (Clarification August 2009). These tables can be accessed on the DAIDS RSC web site.

Reporting Adverse Events in an Expedited Manner Certain AEs must be reported to the DAIDS Safety Office at RSC in an expedited manner. MTN 005 uses the SAE Reporting Category as defined in the Manual for Expedited Reporting of Adverse Events to DAIDS version 2 (DAIDS EAE Manual), dated January 2010.

Website: http://rsc.tech-res.com E-mail: DAIDSRSCSafetyOffice@tech-res.com

AE Relationship to Study Product One of the following relationship categories must be assigned to each AE: Related: There is a reasonable possibility that the AE may be related to the study product. Not related: There is not a reasonable possibility that the AE is related to the study product. When an AE is assessed as not related to the study products, an alternative etiology, diagnosis or explanation must be provided in the Comments section of the AE Log CRF If new information becomes available, the relationship assessment of an AE may be updated as needed

Factors to Consider when Determining Relationship What pre-existing conditions are documented for this participant? Has the participant started any new medications recently? Has the participant experienced any other medical events or conditions recently?

Is this AE related? At her Week 4 visit, an IVR participant reports that she has been experiencing mild nausea during the last week. She has no history of episodes of nausea. Is this AE related? With some additional probing and review of the participant s Con Meds Log form, you see that she started oral contraceptives just before enrolling in the study. Is the nausea related to study product?

AEs at Study Termination For AEs ongoing at Termination, mark continuing at end of study participation for the status/outcome on the AE Log CRF All AEs ongoing at study termination must be followed clinically until they resolve (return to baseline) or stabilize (persist at a certain severity grade above baseline) for two consecutive monthly evaluations. Document this information in chart notes only do not update the AE Log CRF after study termination.

Safety Oversight There are multiple levels of safety review for the study: Clinical affairs staff at SCHARP and MTN Safety Physicians MTN 005 PSRT DAIDS RSC, DAIDS RAB Safety Specialist, DAIDS Medical Office MTN 005 SMC

Safety Distributions from DAIDS Study sites will receive product- and safety-related information throughout the period of study implementation including: Updated Package Inserts Updated Investigators Brochures IND Safety Reports Other safety memoranda and updates Each distribution will include a cover memo providing instructions on how the document is to be handled In many cases, the distribution will need to be submitted to site IRBs/ECs

** Reminders ** Please review the following for additional details and guidance: Section 11 of the SSP Manual DAIDS Female Genital Grading Table (FGGT), (Addendum 1 to the DAIDS Toxicity Table) DAIDS Table for Grading Adult and Pediatric Adverse Events (Toxicity Table), dated December 2004 (Clarification August 2009) Manual for Expedited Reporting of Adverse Events to DAIDS version 2 (DAIDS EAE Manual), dated January 2010

** When in Doubt ** Contact one of the following: MTN 005 Safety Physicians: mtn005safetymd@mtnstopshiv.org Yevgeny Grigoriev, SCHARP clinical affairs safety associates (CASA): ygrigori@scharp.org SCHARP s CASAs: sc.clin.aff@scharp.org MTN 005 PSRT: mtn005psrt@mtnstopshiv.org You can always contact FHI! amoore@fhi.org or 919-544-7040 ext. 11244

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