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JCM Accepts, published online ahead of print on 5 September 2012 J. Clin. Microbiol. doi:10.1128/jcm.01221-12 Copyright 2012, American Society for Microbiology. All Rights Reserved. 1 2 3 4 Title: Ten years of human immunodeficiency virus type 1 (HIV-1) RNA quantification external quality assessment Running title: Ten years of HIV-1 RNA quantification EQA Authors: Brigitte Senechal, Vivienne L A James # 5 6 7 8 9 10 11 12 UK NEQAS for Microbiology, external Quality Assurance Department, Health Protection Agency Microbiology Services, 61 Colindale Avenue, London, UK # Corresponding author contact details: Tel: +44 20 8905 9890 Fax: +44 20 8205 1488 Email: vivienne.james@hpa.org.uk Downloaded from http://jcm.asm.org/ on May 2, 2018 by guest 1

13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 ABSTRACT Viral load testing is an essential parameter in guiding antiretroviral therapy for individuals infected with human immunodeficiency virus type-1. An external quality assessment scheme for the molecular quantification of HIV-1 RNA was introduced by the United Kingdom National External Quality Assessment Service for Microbiology in 2000. Specimen pairs of freeze-dried plasma were distributed to a median of 141 participants three times a year. The aim of this study was to analyse the quantification of HIV-1 RNA results between 2000 and 2010. Overall variability as measured by the standard deviations of all viral load results for each specimen was below 0.5 log copies/ml (n=48). When comparing assay results the medians of the viral load by assay were within a 0.25 to 1.08 log copies/ml range with the lowest median values being consistently reported with the Siemens bdna assay. The spread of participant results and hence differences between assay medians were greater when quantifying non-b subtypes. Laboratories were scored on the proximity of their reported log difference for the specimen pair to that of the median log difference reported by all laboratories. The overall level of performance with the HIV-1 RNA specimens over the past ten years has been consistently good with more than 90% of the participants reporting in the accepted range (median difference +/- 0.5 log). Future distributions may result in tightening the acceptance levels of quantification and more challenging specimens, including a variety of subtypes, with developments focusing on maintaining the clinical relevance and educational value of the scheme. 2

37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 INTRODUCTION While CD4 T cell count is the main driver for initiation of antiretroviral therapy, viral load testing is an essential parameter in guiding antiretroviral therapy for individuals with human immunodeficiency virus type 1 (HIV-1) infection. The primary goal of antiretroviral therapy is to reduce HIV-related morbidity and mortality, and also to reduce HIV transmission. This is best achieved when using an efficient antiretroviral therapy that inhibits the viral replication, as measured by consistent viral loads below 50 copies/ml. Plasma HIV-1 RNA levels should be determined at the time of diagnosis of HIV infection and at least every six months thereafter in the untreated individual (4). Plasma HIV-1 RNA levels should also be measured immediately prior to and again at two to eight weeks after beginning antiretroviral therapy. Initial efficacy of therapy can be assessed at the second time point, because in most individuals a potent antiretroviral therapy should result in a decrease greater than 1 log in viral load by eight weeks. In most individuals the viral load will continue to decline and should become undetectable (<50 copies/ml) within three to six months of therapy (4). Any rebound in viral load above 50 copies/ml should be confirmed by testing a new sample. Drug resistance testing is recommended for virological rebound above 1000 copies/ml. When monitoring viral loads and interpreting viral load changes clinicians must consider factors that can affect viral load results other than treatment or resistance. Indeed normal biologic variations of the plasma viral load level and technical variations (e.g. intra-assay, inter-assay, inter-laboratory variations) contribute to the total variability of plasma viral load measurement. Together these factors contribute to between 0.2 log 3

61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 and 0.3 log change in HIV-1 RNA level determinations. Therefore variations of less than threefold or 0.5 log are not regarded as clinically significant. Variations of greater than 0.5 log must be viewed in the light of the patient clinical and biological history. For example acute illness or recent vaccination may greatly affect viral load level. In most individuals there is a concordance between the trends in HIV-1 RNA levels and CD4 T cell count, but discordance can occur. Viral load results that are inconsistent with previous trends should be repeated as discordance may be attributable to any of the factors known to affect viral load levels (9). Repeat testing is also advisable to confirm a negative result from a patient previously with a viral load result approaching the lower limit of quantification. Initially, the three commercially available assays in common use for HIV viral load determination were the HIV RNA reverse transcriptase PCR assay (Amplicor HIV-1 Monitor, Roche Molecular Systems), the branched-chain DNA assay (bdna Versant HIV-1 RNA Assay, Siemens) and the nucleic acid sequence-based amplification (NASBA Nuclisens HIV-1 QT, biomérieux) (13). Real-time assays, such as the COBAS Taqman (Roche Molecular Systems) (15), the Nuclisens EasyQ (biomérieux) (2) and the Abbott Real-Time (Abbott) (15) have been developed more recently and provide higher sensitivity and a broader dynamic range compared with earlier assays. An external quality assessment (EQA) scheme for the molecular quantification of HIV-1 RNA was introduced by the United Kingdom National External Quality Assessment Service (UK NEQAS) for Microbiology in 2000 and comprises three proficiency panels annually, in each of which two freeze-dried plasma specimens are distributed to participants with a request to report on the quantification of HIV-1 in each specimen. In the past ten years of EQA provision, 30 proficiency panels amounting to a total of 60 4

85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 specimens have been distributed to participants in up to 26 countries. The aim of the present retrospective study was to analyse the reports by clinical laboratories participating in the scheme on the quantification of HIV-1 RNA in freeze-dried plasma specimens distributed internationally between April 2000 and March 2010, to assess participant performance and to assess the clinical relevance of the scheme in addressing the needs of the laboratory. MATERIALS AND METHODS Scheme design. Quantitative assays of viral load for HIV-1 RNA are used to monitor treatment. A fall or rise of 0.5 log copies/ml in HIV-1 RNA concentration is considered a significant change not attributable to testing or normal biologic variations and may reflect treatment success or failure. Each distribution consisted of two specimens of freeze dried plasma dispatched with a request for the quantification of HIV-1 RNA (viral load assay). The two specimens consisted of single HIV-1 RNA positive plasma diluted in negative human plasma to simulate sequential samples from an HIV infected individual. The specimens were designed to create a difference of at least 0.5 log copies/ml. Participants were asked to reconstitute the specimens using molecular grade RNase free water then determine the viral load. Participants numerical data for viral load in copies per ml were converted to log values and results were considered in terms of the difference between the log values of the two specimens. This reflects common practice, and standardises the variability of 5

108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 results which may be expected when specimens are tested by different kits and in different laboratories. Specimen preparation. Positive plasma samples were obtained from the National Blood Service or purchased from commercial companies. The HIV-1 subtype was determined by the Virus Reference Laboratory, Health Protection Agency, London using the heteroduplex mobility assay or by sequencing the gag, env and protease genes (17). Samples were stored at -80 C until required. Depending on the initial viral load the HIV- 1 RNA positive plasma was diluted in normal human plasma to produce a pair of specimens according to the scheme design. To ensure stability (18) specimens were freeze-dried in a Lyoflex machine then stored at 30 C until distribution. Freeze-dried specimens were reconstituted with molecular grade RNase free water immediately prior to analysis. Specimen testing. A range of commercially available assays were used to perform predistribution tests on each pair of specimens to determine suitability. Within each distribution, five sets of specimens were examined again to exclude deterioration of the specimen between preparation and receipt by the participants. Specimens were labelled and packed in accordance with UK and, where appropriate, international regulations for transport and postage of biological substances. Scoring. Participants received two points for reporting log differences within 0.5 log copies/ml of the median difference in concentration reported by all laboratories and one point for results between 0.5 to 0.75 log copies/ml of the median difference in concentration. One point was deducted when the reported log difference was greater than 0.75 log copies from the median. 6

132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 RESULTS Participation in scheme has increased steadily from 65 laboratories when the scheme was launched in pilot phase in August 1998. In 2010 there were 167 laboratories reporting HIV-1 RNA results in the scheme (Fig.1): 56 from the UK, 38 from Italy, 20 from Portugal and the remainder from twenty different countries. When the scheme started in April 2000 participants reported using three different methods: the HIV-1 RNA RT-PCR assay (Amplicor HIV-1 Monitor, Roche Molecular Systems), the branched chain DNA assay (bdna Versant HIV RNA 3.0, Siemens) and nucleic acid sequence-based amplification (NASBA Nuclisens HIV QT, biomérieux). Over sixty percent of participants used the Roche Amplicor HIV-1 Monitor and this continued to be the preferred method until February 2002 when the Cobas Monitor became the most commonly used method (Fig.1). Along with the Abbott RealTime and the Cobas Taqman, there are currently eight assays used by participants in the scheme, with 50% using the Cobas Taqman. As this study was a review over a ten year period we started by investigating whether there had been an overall change/ improvement in assay variability over the time period. Variability of HIV-1 RNA quantification was estimated by determining the standard deviation (SD) of all participant results for each of the 48 positive specimens distributed between 2002 and 2010. All SD values fell below 0.5, ranging from 0.21 to 0.49. (Fig.2). Although SD values were consistent over time, wider SD values were observed for several specimens. We therefore investigated possible effect of the viral load and of the HIV-1 subtype on the variability. SD values were not influenced by viral load medians which ranged from 2.3 to 4.8 log copies/ml (Fig.3). However the highest SD values 7

155 156 157 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 (>0.36) were observed with non-b subtypes whilst lower SD values (< or = 0.36) were observed with subtype-b specimens (Fig.3). For each assay the inter-laboratory variability was assessed by determining the coefficient of variation of the viral loads expressed in copies/ml. Twenty four specimens distributed over the past four years were analysed to compare assays in current usage. Some high values were due to a small number of laboratories reporting aberrant results in certain distributions. Over the last four years the Abbott RealTime, Siemens bdna and Cobas Taqman assays had the lowest coefficient of variation with most of the 24 specimens reported with a coefficient of variation below 10% (Fig. 4). Since 2009 participants have reported results using Siemens kpcr and Roche Cobas Taqman v2 for 3 specimens with coefficients of variation of less than 10%. Medians of the viral loads for each assay were compared for the same 24 specimens (Fig.5). Medians obtained for the Siemens bdna assay were the lowest for 23 out of the 24 specimens analysed and were significantly lower than the overall result medians (p=0.008) with a difference of -0.42 log on average (Fig.5). This difference was greater when specimens contained non-b subtypes (-0.79 log, n=5) in comparison to specimens containing B-subtypes (-0.32 log, n=19). The Roche Taqman assay yielded the highest median values for 18 out of the 24 specimens and second highest values for the 6 other specimens (Fig.5) with an average difference of +0.15 log. However this difference was not statistically significant (p=0.187). The median values for each assay were within 0.25 to 1.08 log range for the 24 specimens analysed. Interestingly the five widest log ranges (0.7 to 1.08) were all obtained when specimens contained non B subtypes. Median values for specimens containing B subtypes were within 0.25 to 0.69 log range. 8

178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 Participants correctly reported the presence of HIV-1 RNA in all specimens distributed with viral loads as low as 2.83 log copies/ml of subtype B HIV-1 RNA and 2.88 log copies/ml of non-b subtype HIV-1 RNA. False negative results were infrequent and only reported for 7 of the 24 most recent specimens. The number of false negative results by specimen was less than five (<3% of participants) and not method related for five specimens which contained more than 2.6 log copies/ml (400 copies/ml). The number of false negative results was significantly higher (p<0.001) for two specimens containing 2.30 log copies/ml of subtype B (24 of 168 results) and 2.52 log copies/ml of non-b subtype (20 of 143 results) respectively. False negative results were reported by participants using assays with the highest lower limit of detection of 2.6 log copies/ml (Roche Amplicor Monitor and Roche Cobas Monitor) and also by participants using assays with limits of detection of 1.7 log copies/ml or lower (Table 1). Although the Siemens bdna assay has a stated lower limit of detection of 1.7 log copies/ml under quantification may have contributed to the highest rate of false negative results (Table 1) Participants were asked to report on the log copies/ml measured for each specimen generating a difference within the pair of specimens expressed in log copies/ml. Participants reporting a difference within +/-0.5 log of the median of participant differences were allocated a full score. Two specimen pairs, one from 2009 and one from 2010, each including one negative specimen were excluded from this performance analysis. A total of twenty seven pairs of HIV-1 RNA positive plasma specimens were distributed to between 77 and 177 participants in the 2000-2009 period. Twenty five pairs were prepared from HIV-1 RNA subtype B and two pairs from HIV-1 RNA non B subtype. Between 91% and 99% of participants achieved a full score (Fig.6). 9

202 203 204 205 206 207 208 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 DISCUSSION The importance of plasma viral load in assessing the prognosis and in monitoring the treatment of HIV-1 infection was recognised in the 1990s (7, 11). Quantification of HIV-1 RNA in plasma has become an essential parameter for monitoring treatment (4, 10) and the number of diagnostic laboratories offering the testing has increased. The number of assays has also expanded and more commercial kits have become available, based on different NAT technologies with a trend to develop versions that allow high throughput and a wider range of quantification. A quality assurance program is necessary for diagnostic laboratories to document analytical uncertainty and promote confidence in analytical results. This can be achieved by running quality controls and by regularly assessing the quality control program through participation in external quality assessment schemes. Here we analysed HIV-1 RNA quantification results reported over a 10-year period of external quality assessment and showed that participation in the UK NEQAS HIV-1 RNA quantification scheme is a valuable tool to demonstrate reliability of results in the follow up of HIV-1 infected individuals. Over a 10-year period from 2000 to 2010 participation in the scheme doubled reflecting the increasing importance of measuring the HIV-1 RNA viral load to manage infected individuals. During this period real time assays progressively replaced end-point assays starting with the appearance of the Nuclisens Easy-Q assay in 2003 and more recently the Siemens kpcr assay. Real time assays improved throughput, turnaround time and reproducibility of results by combining automation with real time quantification technologies (e.g. cleaved dual labelled probes and molecular beacon probes). In 2010, 85% of participants were using a real time assay. 10

225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 248 Our data show that the inter-laboratory variability was the least for the Abbott RealTime and the Siemens bdna Versant assays. This confirmed the results of previous studies comparing Siemens bdna Versant with biomérieux Nuclisens QT and Roche Cobas Monitor Amplicor v1.5 or an in house assay (13, 3). As expected fully automated assays, for example, the Abbott RealTime assay, yielded less variability and manual assays, such as the Roche Amplicor Monitor, yielded greater variability. Indeed automation of the amplification/quantification step (Roche Cobas Monitor) and of the extraction step (Roche COBASAmpliPrep/COBAS TaqMan) improved the interlaboratory variability with the percent coefficient of variation reducing to less than 5% for 9 of the 24 specimens for the Roche COBAS Taqman compared with just one specimen with the Roche COBAS Monitor. Changes in the technology of the Roche assays, from end-point PCR to real time PCR, most likely also contributed to improvements in results reproducibility. Although the biomérieux Nuclisens EasyQ is a semi-automated assay the results demonstrated the greatest variability. This could be due to the biomérieux assay being an open system offering a free choice of extraction assays and the possibility to quantify from three different volumes of plasma. Standardisation of HIV-1 RNA quantification assays started in 1999 when the first WHO/International HIV-1 RNA standard was introduced. Most of the assays currently used are calibrated against the WHO standard which was prepared from an HIV-1 RNA genotype B sample (Cobas TaqMan, Nuclisens EasyQ, Abbott RT). Both Siemens assays, bdna and kpcr, were developed with US-NIST standards. We observed that overall variability for testing HIV-1 RNA subtype-b ranged from 0.21 to 0.36 log copies/ml with standard deviations of less than 0.31 obtained for 33 out of 52 specimens. Specimen median viral loads for each assay fell within a 0.25 to 1.09 log 11

249 250 251 252 253 254 255 256 257 258 259 260 261 262 263 264 265 266 267 268 269 270 271 copies/ml range for the 24 specimens sent between 2006 and 2010.The use of a single international standard together with the expression of viral load results in IU/mL could reduce differences in the results obtained with different assays. These data also showed that the Siemens bdna Versant assay consistently resulted in the lowest median viral load compared to the other assay medians indicating a potential under quantification (on average -0.32 log), as previously reported by others (8, 3, 14). The calibration of the Siemens assays to the US-NIST standard may contribute to the apparent under quantification and false negative results for the subtype B specimen with the lowest viral load (2.3 log) for which a significant number of Siemens bdna assay users (11 out of 17) reported a negative result. The same specimen was missed by 43.8% of the biomérieux Nuclisens EasyQ (LOQ 1.4 log) although this assay gave inconsistently low viral load results for the other specimens. Overall these data suggest that one copy of the US-NIST standard quantifies to more than one copy of the WHO standard. Therefore in clinical practice under quantification with the Siemens bdna assay may result in negative results for samples containing 2.5 log copies/ml or less as measured by assays calibrated with the WHO standard. This illustrates the need for assays to be calibrated against a common standard. The present EQA scheme shows that the Siemens bdna assay performs as well as the other assays in detecting significant changes in the viral load of at least 0.5 log and is therefore a useful assay for monitoring HIV-RNA viral load. These observations reinforce the commonly held view and practice that HIV infected individuals should be monitored with testing using the same assay to eliminate the variation in viral load inherent to the different assays which could confuse the clinical situation. 12

272 273 274 275 276 277 278 279 280 281 282 283 284 285 286 287 288 289 290 291 292 293 294 295 HIV-1 strains have been phylogenetically classified into distinct groups (M,N,O,P) with the group M strains sub-divided into nine subtypes A-D, F-H, J and K (12). Sub-type B is predominant in Europe but recent studies have revealed that non-b strains are responsible for nearly 25% of viruses circulating in the UK (1, 17) and 45% in France (6). Studies have shown that HIV-1 genetic diversity can compromise reliability of detection and accuracy of quantification of both conventional and real-time PCR viral load tests (16). Herein we confirmed that quantification of specimens containing subtype C (n=3) and CRF02_AG (n=2) is less accurate than subtype B quantification. For specimens containing non B subtypes overall variability was increased and method median log copies/ml fell in a broader range (0.70-1.09 log). Only subtype B standards are available and thus it is important for HIV-1 RNA quantification assays to be critically evaluated using well-characterised panels of genetically divergent strains. Resistance testing now forms part of the initial profiling for newly diagnosed individuals and this provides broad information on the genotype. The advent of next generation sequencing makes genotyping of all newly diagnosed individuals feasible. Awareness of the genotype would be useful as part of the clinical care monitoring. Laboratories participating in this EQA scheme over the last 10 years have consistently performed well. The follow-up of treated HIV-1 infected individuals relies on detecting the initial drop of the viral load within the first two months of treatment and on further monitoring viral suppression every 3 to 6 months. Good performance in this scheme reflects the ability of participating laboratories to detect significant changes of the viral load (+/- 0.5 log difference) and gives participants confidence in their respective procedure. However for specimen pairs with just a 0.5 log difference in viral load, the scoring system inappropriately rewarded participants who reported no significant 13

296 297 298 299 300 301 302 303 304 305 306 307 308 309 310 311 312 313 314 315 316 317 difference (difference <0.5 log) as the range of acceptability allowed reporting within +/- 0.5 log. Acceptance levels have been further tightened and currently allow reporting within +/-0.3 log copies/ml of the participant median difference. Future developments will focus on maintaining the clinical relevance and educational value of the scheme. Optimal viral suppression is generally defined as a viral load persistently below 50 copies/ml and therefore future distributions should include low level specimens of 50-200 copies/ml. Also more non-b subtypes specimens should be distributed as emerging HIV-1 strains have become an everyday challenge to routine testing. The inclusion of additional specimen pairs to the programme will be considered to ensure coverage of a wider range of viral loads and genotypes. ACKNOWLEDGEMENT The authors would like to thank all participating laboratories, Liz Fagan and Anneline Rossouw at UK NEQAS for Microbiology, HPA Microbiology Services; colleagues from St Thomas Hospital in London, the HPA laboratories in Bristol and Cambridge, Sheffield Microbiology Laboratory at Sheffield Teaching Hospitals Trust, the Virus Reference Division at HPA in London, the Department of Microbiology at the University Hospital of Wales in Cardiff and St Mary s Hospital in London for testing the specimens; Tom Nichols from the Statistical Unit, HPA Colindale, for his help with the statistical analysis of the data. REFERENCES 14

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388 FIGURES LEGEND AND TABLES 389 390 FIGURE 1 Assay usage over time. Number of participants using each assay for each distribution as indicated by date and distribution number. 391 392 393 394 395 396 397 398 399 400 401 402 403 404 FIGURE 2 Inter-laboratory variability: Standard deviations of participants results (SD) for all HIV-1 RNA positive specimens distributed between January 2001 and January 2010. FIGURE 3 Inter-laboratory variability: Standard deviations of participants results (SD) by viral load (participants median) and by HIV-1 subtype, B (solid diamond) or C (circle) or CRF (triangle). FIGURE 4 Assay variability: number of specimens within different coefficient of variation ranges (CV) by assay for the 24 most recent specimens. FIGURE 5 Inter-assay variability: median viral load by assay for 24 specimens distributed in the 2006-2010 period and sorted by increasing viral load. FIGURE 6 Percentage of participants reporting to within 0.5 log copies/ml of the median difference in viral load for each pair of HIV-1 RNA positive specimens. TABLE 1 Numbers and percentages of negative results (percentage) by assay for two low-level viral load specimens. 18

Table 1 HIV-1 type Median viral load Siemens bdna Versant [1.7] biomerieux Nuclisens [1.4] Assay [limit of detection in log copies/ml] Roche Amplicor Monitor [2.6] Roche Cobas Monitor [2.6] Roche Cobas Taqman [1.6] Abbott RealTime [1.6] B 2.30 11 (64.7%) 7 (43.8%) 1 (20.0%) 1 (20.0%) 1 (1.6%) 2 (7.7%) non B 2.52 12 (47.8%) 4 (25.0%) 1 (12.5%) 1 (14.3%) 1 (1.3%) 0 (0.0%) Downloaded from http://jcm.asm.org/ on May 2, 2018 by guest