The role of microbiota metabolism in the bioavailability and efficacy of polyphenols. Francisco A. Tomas-Barberan CEBAS-CSIC Murcia, Spain

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The role of microbiota metabolism in the bioavailability and efficacy of polyphenols Francisco A. Tomas-Barberan CEBAS-CSIC Murcia, Spain

Index 1 Background 2 Comparative bioavailability of polyphenols vs gut microbiota metabolites 3 Interindividual variability in the production of polyphenols GM metabolites 4 Evidence of biological effects of metabolites 5 Similarities between polyphenol metabolites from different polyphenols 6 Research needs and future prospects

Monomeric and oligomeric phenolics present in many healthy food products F.A. Tomas-Barberan, CSIC

1) Background: Polyphenols and Health Problems to prove their efficacy on human health Large inter-individual variability (intervention studies lack significance) Bioavailability of polyphenols is very low Polyphenol concentration in the gut can be high Interactions with gut microbiota lead to relevant effects? Gut microbiota metabolites are more bioavailable than polyphenol precursors? Are colon and systemic effects related to metabolites? F.A. Tomas-Barberan, CSIC

Gut microbes are surounded by a large number of polyphenols and often at high concentrations ( 100 mm)

Interactions with gut microbiota F.A. Tomas-Barberan, CSIC

Interactions with gut microbiota F.A. Tomas-Barberan, CSIC

Prebiotic-like effects of polyphenols Positive modulation of probiotics: Lactobacillus & Bifidobacterium Negative modulation of other gut bacteria considered not so healthy The three Ps for gut health (Marchesi et al., 2015, Gut) Probiotics Prebiotics Polyphenols New definition of Prebiotics needed (Cani & Everard, 2016, MNFR) Many studies show prebiotic-like effects of polyphenols (tannins) Mainly in vitro or in animal models Mainly Polyphenol-rich extracts. Not only polyphenols?

Polyphenols / gut microbiota interaction Prebiotic-like effects Proanthocyanidins and flavonols. Green tea extract Promotes the growth of Bifidobacterium in humans Jin et al., Microbiol & Immunol. 2012 56, 729. Proanthocyanidins. Water-insoluble polyphenols Cocoa Promotes the growth of Lactobacillus and Bifidobacterium In vitro human fecal microbiota fermentation Fogliano et al., MNFR, 2011, 55, S44-S55. Anthocyanins and proanthocyanidins. Water soluble blueberry extract Increase growth Lactobacillus and Bifidobacterium species in vitro study with human fecal microbiota Molan et al., World J. Microbiol. Biotechnol, 2009, 25, 1243 Poanthocyanidins and anthocyanins. Grape phenolics extract Promotes growth Lactobacillus acidophillus Hervert-Hernández et al., J. Food Microbiol. 2009, 136,119 F.A. Tomas-Barberan, CSIC

Polyphenols / gut microbiota interaction Prebiotic-like effects Hydrolyzable tannins. Ellagitannins. Pomegranate extract Promotes the growth of Lactobacillus and Bifidobacterium Larrosa et al., J. Nut. Biochem. 2010, 21, 717-725. Rat model, inflammation model. Neyrinck et al., BJN 2013, 109, 802. Rat model (obese), alleviates hypercholesterolemia and inflammation. Suggest prebiotic effect. Bialonska et al., Int. J. Food Microbiol. 2010, 140, 175. Human gut bacteria in vitro. Li et al., 2015, Food & Funct. 6, 2487. Humans (pomegranate peel extract). Decrease Clostridium, Bacteriodes and Enterobacteriaceae. No effect. Mosele et al., MNFR, 2015. Humans, No effect (juice from arils) Bacchus project. ClinicalTrials.gov Identifier: NCT02061098 Overweight humans. Pomegranate extract. 40 volunteers. No effect. F.A. Tomas-Barberan, CSIC

Polyphenols health effects through gut microbiota modulation Akkermansia muciniphila mucin-degrading, anti-inflammation and anti-obesity (Derrien et al., 2016). Increased by cranberry, grape and pomegranate polyphenol-rich extracts. Decreased (30 fold) by lignan-rich flaxseed. Faecalibacterium prausnitzii, buyrate-producing, depleted in IBD Increased by wine polyphenols Increased by cocoa extract rich in polyphenols Firmicutes/Bacteroidetes increased in T2 diabetes and obesity Decreased by grape, pomegranate and cocoa extract rich in polyphenols and by quercetin Tomas-Barberan et al., Curr. Opin. Clin. Nut. Met.Care 2016 F.A. Tomas-Barberan, CSIC

Interaction with gut microbiota F.A. Tomas-Barberan, CSIC

F.A. Tomas-Barberan, CSIC Polyphenols catabolism by human gut microbes De-Conjugation Flavonoid ring fission EA ring fission (lactonase) Glycoside de-conjugation De-acylation De-hydroxylation De-carboxylation De-methylation Methylation Selma et al., J. Agric. Food Chem., 2009, 57, 6485 Williamson and Clifford, Brit. J. Nut. 2010, 104, S48

Gut bacteria transforming phenolics Beer (hops) flavanones (8-prenyl naringenin) Eubacterium limosum. Possemiers et al., J. Nut. 2008, 138, 1310 Soy isoflavones (equol) Slakia isoflavoneconvertens Adlerkreutzia equolifaciens Lignans (enterolactone) Eggerthella lenta Resveratrol (dihydroresveratrol) Slakia isoflavoneconvertens Adlerkreutzia equolifaciens Ellagitannins (urolithins) Gordonibacter urolithinfaciens F.A. Tomas-Barberan, CSIC

2) Are microbiota metabolites are more bioavailable than native dietary polyphenols? Polyphenol Plasma conc. Microbial met. Plasma conc. Ellagic acid 0.07 mm Urolithins 20 mm Gonzalez-Sarrías et al 2015 Cerda et al., 2004 Hesperidin - Hesperetin 1.5 mm Vallejo et al., 2010 Daidzein 0.5 mm Equol 0.04-15 mm Tamura et al 2009 Atkinson et al., 2016 Lignans - Enterolactone 0.004-0.04 mm Milder et al., 2007

Plasma concentrations of daizdein and equol after soya intake daidzein microbiota equol O-DMA Tamura et al., 2009, Nut. Res. LeeCole et al. 2014, JAFC

3) Inter-individual variability

COST ACTION FA 1403 - POSITIVe Inter-individual variation in response to consumption of plant food bioactives and determinants involved http://www6.inra.fr/cost-positive POSITIVe Web Page http://www.cebas.csic.es/ POSITIVe Newsletter F.A. Tomas-Barberan, CSIC

Human gut microbiome and enterotypes Fecal metagenomes Individuals from 4 countries 3 robust clusters identified (not nation or continent specific) Bacteriodes, Prevotella and Ruminococcus. ENTEROTYPES Bacteroides They could explain large variability in intervention studies They could explain responders/non-responders Prevotella Ruminococcus Arumugan et al., 2011, Nature, 473, 174. F.A. Tomas-Barberan, CSIC

Polyphenols and enterotypes Equol production Rhamnosidases Bacteroides Urolithin production 8-Prenyl-naringenin production Prevotella Ruminococcus Dihydroresveratrol production Valerolactone production Enterolactone production F.A. Tomas-Barberan, CSIC

Polyphenols and enterotypes Bacteroides Prevotella Ruminococcus F.A. Tomas-Barberan, CSIC

Inter-individual variability (gut microbiota) Food polyphenol microbial metabolite references Flavanone rutinosides Hesperetin Vallejo et al., 2010, JAFC Lignans EL, ED Clavel et al., 2005, Appl. Env. Micr. Isoflavones Equol Rowland et al., 2000, Nutr. Cancer Proanthocyanidins Phenyl acetic Gross et al., 2010, JAFC Ellagic acid Urolithins Tomas-Barberan et al., 2014, JAFC F.A. Tomas-Barberan, CSIC

Flavonoid deconjugation Rhamnosidases Bacteroides Lactobacillus Bifidobacterium 16% 23% 60% Pereira-Caro et al., 2014, AJCN Liver F.A. Tomas-Barberan, CSIC

% of intake Citrus flavanone urinary excretion levels 40.0 Fresh juice 35.0 30.0 25.0 20.0 15.0 10.0 5.0 0.0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 Large interindividual variability F.A. Tomás-Barberán

Interindividual variability/ Flavanone Pharmacokinetics 3000 Flavanone-enriched juice 2500 Poor (Vol 5) Medium (Vol 3) High (Vol 6) Plasma Concentration (nm) 2000 1500 1000 500 0 0 2 4 6 8 10 12 Vallejo et al., JAFC 2010, 58, 6516. Time (h) F.A. Tomas-Barberan, CSIC

Equol producer phenotype Equol non-producer phenotype

Equol production inter-individual variability Equol producer (30-50%) Non Equol-producer (50%-70%) ODMA(80-90 %) Non ODMA-Producer (10-20%) Rowland et al., 2000 Nut. Cancer Lampe et al., 2001, J. Nutr. F.A. Tomás-Barberán

Equol producer phenotype Equol non-producer phenotype Phenotype A Phenotype B Phenotype 0

Phenotypes of ellagitannin microbial metabolism Phenotype 0 Phenotype B Phenotype A Cerdá et al., 2005, JAFC, 53, 227 González-Barrio et al., 2011, JAFC, 59, 1152 F.A. Tomas-Barberan, CSIC

Inter-individual variability No Gut dysbiois N=137 Gut dysbiois N=67 Colorectal cancer, Metabolic syndrome 80 70 60 50 40 30 20 10 0 A B 0 80 70 60 50 40 30 20 10 0 A B O Phenotypes Phenotypes Tomas-Barberan et al., JAFC 2014, 62, 6535 F.A. Tomas-Barberan, CSIC

4) Health effects of metabolites Mainly in vitro assays (human cell lines) Anti-inflammatory in vascular cells Anti-inflammatory in intestinal cells Anti-thrombotic activity Anti-proliferative activity Some in vivo studies with animal models Colon inflammation model A few human studies (pharmaceutical approach) Mechanisms Anti-inflammatory Interaction with oxidative stress Interaction with estrogen receptors F.A. Tomas-Barberan, CSIC

4) Health effects of metabolites F.A. Tomas-Barberan, CSIC

Stratification can help understanding health effects Non significant for the whole population Significant for specific groups

Equol producer (30-50%) Non Equol-producer (50%-70%) Whole population non-significant results Equol producers show health effects Equol given to equol non-producers does not show health effects (Hazim et al., 2016 AJCN)

Metabotype A Metabotype B Metabotype 0 Selma et al., 2016, Food & Funct

Total cholesterol (mg/dl) The PomeCardio trial Design: A double-blind, 2-arm, placebo-controlled randomised, crossover, dose-response trial. Six months follow-up with 4 intervention phases and 4 wash-out periods Total cholesterol: Baseline levels 280 240 200 160 209±40 mg/dl 202±25 mg/dl 243±20 mg/dl 170±30 mg/dl Cardiovascular risk Normal values 120 All Metabotype A Metabotype B N=49 N=32 N=14 Metabotype 0 N=3

Total Cholesterol (mg/dl) Total Cholesterol (mg/dl) Effect of pomegranate extract on total cholesterol 300 250 200 All individuals Total effect: -12.9% 150 100 Baseline 6 weeks Metabotype A Metabotype B 300 250 Total effect: -10.5% 300 250 Total effect: -18 % Cardiovascular risk 200 200 150 100 Baseline 150 100 6 weeks Baseline Normal values 6 weeks

5) Similarities between different polyphenols Different metabotypes Different prevalence of metabotypes depending on health status + + + + + +?? Health effects non-significant in the whole population Health effects significant in specific metabotypes + + + + + +?? Are the health effects due to the activity of the metabolites? Is a metabotype better prepared to respond to polyphenol intake? +? +? +? +? + +??

6) Research needs and perspective Correlate Polyphenol metabolites stratification with gut microbiota composition: metabotypes with enterotypes Establish health effects of GM metabolites through intervention studies. (problems!!) Modulate GM to improve health through interaction with polyphenols: (Healthy GM composition; Ensure bioactive metabolites). Evaluate the role of GM in the interindividual variation after polyphenol intake. Understanding the health effects of polyphenols. Development of new functional foods, nutraceuticals and drugs: personalized nutrition.

Acknowledgements CEBAS-CSIC F. Tomás-Barberán M.T. García-Conesa M.V. Selma A. González Sarrías R. García-Villalba M. Romo D. Beltrán F. Vallejo M.A. Núñez-Sánchez And other former members Collaborations Company Admira Lab. (Spain) Funding: Bacchus (EU); CICYT (MINECO, Spain); CSIC (Spain)

Thank you!! E-mail: fatomas@cebas.csic.es F.A. Tomas-Barberan, CSIC

2) Methods: Metabolome & Metagenome analysis

Atkinson et al., 2016, Nut. Res.