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Childhood Cancer Survivor Study Analysis Concept Proposal Title: Long-Term Outcomes of Childhood Central Nervous System Tumor Survivors: A Report from the Childhood Cancer Survivor Study Working Group and Investigators: This proposed publication will be within the Neuropsychologic/Neurologic Working Group Proposed investigators: Greg Armstrong greg.armstrong@stjude.org 901-737-6058 Lonnie Zeltzer LZeltzer@mednet.ucla.edu 310-825-0731 Wendy Leisenring wleisenr@fhcrc.org 206-667-4374 Marilyn Stovall Mstovall@mdanderson.org 713-792-3240 Les Robison les.robision@stjude.org 901-495-3384 Roger Packer RPACKER@cnmc.org 202-884-2652 Background and Rationale: Central nervous system (CNS) tumors are the most common solid tumors of childhood and second only to the leukemias in regard to overall incidence among children. Unfortunately, as the improvements in survival of CNS tumors has lagged behind that of acute lymphoblastic leukemia, CNS tumors are now the leading cause of cancer death among children. In addition, those who survive a CNS malignancy are at significant risk for a broad array of late effects simply based on the central nature of the lesion. Traditional treatment for most CNS tumors includes surgical resection, and for the majority of tumors, some form of radiation therapy, each of which carries additional risk for poor long-term outcome. More recently, the use of multi-modal therapy that includes chemotherapy, in tumors with known chemotherapy sensitivity, in addition to surgery and radiation was initiated in an attempt to reduce long-term morbidity. Each treatment modality poses such significant risks for the long-term survivor that the risks of effective therapy must be carefully balanced with the benefits that may be achieved. True understanding of these risks and benefits can only occur if the cumulative experience of CNS tumor survivors is accurately quantified and summarized. Because of the large number of participants with CNS tumors within the Childhood Cancer Survior Study cohort the CCSS is powered to report one of the broadest experiences of CNS tumor survivorship to date. The CCSS Steering Committee, in February 2004, set forth an objective to evaluate survivorship issues for each primary cancer diagnosis. This concept proposal will address key issues among survivors of CNS tumors across a wide scope of outcome measures including: mortality, recurrence, second malignant neoplasms (SMN), chronic medical conditions, health status, education, marriage, insurance, and employment. 1

It has been previously reported by the CCSS that the all-cause mortality rate for all participants in the cohort was 11.4% at twenty years and that children with CNS tumors have the poorest overall survival with a cumulative mortality rate of 16.8% at 20 years 1. Further information regarding the mortality rate among the different diagnostic categories of CNS tumors captured by the CCSS (Astrocytoma, PNET, Ependymoma) and by treatment type (surgery alone, surgery + CNS radiation, surgery + CNS radiation + chemotherapy) will be a significant contribution to the literature. We hope to build on previously established knowledge of second malignant neoplasm (SMN) and other outcomes among survivors in CCSS with CNS tumors as summarized in the aims and hypotheses of this concept. Additional detail of how this concept will build on data previously reported by the CCSS is provided in Appendix 1. Specific Aims: Primary Aim: -To update and summarize the survival experience of a large population of patients diagnosed with a CNS tumor during childhood and to compare their survival experience with a sibling cohort across nine major outcomes including: mortality, late recurrence, development of second malignant neoplasms, medical complications, health status, education, employment, marriage, and insurance status. -To assess the effect of five key variables upon the major outcomes: 1) Primary CNS tumor diagnosis: Astrocytoma (1610 = 383 high-grade + 294 low-grade + 992 astrocytoma NOS), PNET (541), Ependymoma (186) 2) Treatment type: Surgery alone (414), surgery + radiation (682), surgery + radiation + chemotherapy (446) 3) Total maximal radiation dose: none, <30Gy, 30-49Gy, >/=50Gy 4) Location of maximal radiation dose: none, frontal cortex, temporal cortex, parietal/occipital cortex, posterior fossa, spine 5) Craniospinal radiation: Yes or No Hypotheses for each outcome: Mortality 2

-Late mortality rate will be higher for PNET and Ependymoma compared to astrocytoma due to increased late recurrence -Late mortality will be increased in patients with CNS tumors who receive radiotherapy compared to those who do not Recurrence -Late recurrence rate of primary tumor will be higher in patients with PNETs and Ependymomas than in patients with Astrocytomas -Late recurrence rate will be higher in survivors with high grade astrocytomas than in those with low grade astrocytomas Second Malignant Neoplasms -SMNs within the CNS will occur more often in patients who receive radiotherapy and if the number of events is sufficient to support the analysis, a dose effect will be demonstrated -Leukemia as a SMN will occur more often in patients who receive chemotherapy Education -Level of education attained and use of special education services will be associated with the use of radiation and a dose effect will be evident -Level of education attained and use of special education services will be associated with craniospinal radiation and focal radiation of the cortex Employment -Patients with CNS radiation will be less likely to have ever gotten a job and will have lower personal income Insurance -Patients treated with craniospinal radiation are less likely to be insured than survivors treated with focal radiation alone, or with no radiation Marriage -Survivors of PNET in this era (craniospinal radiation) will be less likely to marry as compared to survivors of Ependymoma (focal radiation) due to the therapy they received Health Status -Poor health status is associated with use of radiation, total dose and location Additional Hypotheses: -Patients with PNET will have lower Educational attainment, will be less likely to be employed, and lower rates of marriage than survivors of Ependymoma due to high does of craniospinal radiation used during this era (3600 cgy) 3

-An inverse dose response relationship will exist between rates of fecundity and fertility and dose of CNS radiation (much of which may be reported in Dr.Green s forthcoming manuscript). Please reference Appendix 1 for full detail on how these aims/hypotheses build on previous investigations Analysis Framework: A. Outcomes of interest: 1. Survival rates/mortality 2. Late Recurrence of Primary Malignancy a. Baseline: section K b. Follow-up 1: question 17 c. Follow-up 2: section R 3. Second Malignant Neoplasms: a. Baseline: section K b. Follow-up 1: question 17 c. Follow-up 2: section R 4. Medical Complications: a. Baseline: sections C,D,E,F,G,H,I,J 5. Education: a. Baseline: section O, questions 1-4 b. Follow-up 1: question 1 c. Follow-up 2: question 1 6. Employment: a. Baseline section O, questions 5-11, section Q, questions 8 & 9 b. Follow-up 2: Question 4-6 7. Insurance: a. Baseline: section Q, questions 1-6 b Follow-up1: question 16 c. Follow-up 2: section M 8. Marriage: a. Baseline: section L b. Follow-up 1: question 2 c. Follow-up 2: questions 2 & 3 9. Health Status Radiation Cutoffs dates: For all outcomes, total radiation received will be calculated from the time of diagnosis to five years from the time of the original diagnosis. B. Population 1)All participants in the CCSS diagnosed with a CNS malignancy. (Certain analyses will be limited to Astrocytoma, PNET, and Ependymoma only as only these subgroups have sufficient size to allow meaningful statistical analysis.) 4

2) Entire sibling cohort will be used as controls C. Explanatory Variables: 1. Type of treatment: surgery alone, surgery + RT, surgery + RT+chemo 2. Diagnosis: Astrocytoma (1610 = 383 high-grade + 294 low-grade + 992 astrocytoma NOS), PNET (541), Ependymoma (186) 3. Age at diagnosis 4. Gender 5. Cumulative doses of chemo therapy, specifically alkylator score 6. Location of maximal radiation dose (none, Frontal cortex, temporal cortex, parietal/occipital cortex, posterior fossa, spine) 7. Cumulative doses of radiation (none, <30Gy, 30-49Gy, >/=50Gy) 8. Craniospinal radiation: Yes/no D. Analysis Plan: 1. Descriptive/summary Statistics a. characteristics of CNS tumor survivors and siblings will be described using absolute numbers, means (SD) and/or medians (range) (Table 1) 2. Mortality a. Cumulative mortality probability and standardized mortality rates for CCSS participants have been previously published. We propose further investigation into this population by reporting cumulative mortality rates among participants with primary CNS tumors by : i.) Primary CNS tumor diagnosis ii) Type of Treatment compared to the expected survival in the age and gender matched U.S. population using the Kaplan-Meier method. b. Report specific causes of death for patients with primary CNS tumors (Table 2) and cause-specific (SMN, Cardiac, Pulmonary, External, Other) SMRs and 95% CI by primary CNS tumor diagnosis and treatment type (Table 3). c. Hazard ratios/relative risks comparing survival between different treatment groups using Cox/Poisson regression models adjusted for age at diagnosis, sex, and race (Table 4). 3. Recurrence and SMN Cumulative incidence, and standardized incidence ratios (SIR), of recurrence of primary malignancy and of SMN will be calculated treating death prior to recurrence or SMN as a competing risk event (2 analyses: by diagnosis, then by treatment group, Table 5). This analysis will further previous analyses of this data by breaking down events by major CNS tumors by diagnosis (Astrocytoma, PNET, Ependymoma) and by major treatment type (surgery alone, surgery + radiation, surgery+ radiation + chemotherapy) and radiation dose(none, <30Gy, 30-49Gy, >/=50Gy). For additional detail on how this analysis and other analyses will add to previous data published by CCSS please see Appendix 1. 5

Hazard ratios for these outcomes, comparing different groups will be calculated using Cox Proportional Hazards/Poisson regression model adjusted for age at diagnosis, gender, race, alkylator, platinum and epipodophyllotoxin exposure, and radiation dose(table 6). 4. Chronic Health Conditions. The incidence and severity of chronic medical complications will be determined by using the methodology established by Oeffinger in the recent report on this information. A single table of incidence by medical outcome, in the form used in the Appendix of the Oeffinger report will be helpful to determine areas or condition that require closer attention. Primary comparison will be between CNS tumor survivors and their siblings. Comparison between different treatment types for the CNS tumor population may be warranted for a limited number of chronic medical conditions. Cardiac and Endocrine outcomes have been previously reported and will not be reported here unless updates from Follow-up #2 reveal new trends or changes in these outcomes. A table reporting the three main outcomes reported in the Oeffinger paper should be provided. (Table 8) 5. Socioeconomic/ Demographic. Comparisons of educational levels, employment status, insurance status, and marital status between CNS tumor survivors and siblings will be carried out. Comparisons will be made via univariate and multivariate logistic regression utilizing robust generalized variance estimates to account for intra-family correlation between survivors and siblings. Where appropriate polytomous logistic regression will be employed. Multivariate comparisons will be adjusted for age at time of interview, gender, and ethnicity. These comparisons will be limited to subjects over the age of 25 at the time of interview. Among survivors, similar univariate and adjusted comparisons will be made between CNS tumor survivors who received radiation compared to those who did not (may want to consider looking at all treatment groups but this is the most important analysis). Multivariate analyses will be adjusted for age at time of interview, gender, ethnicity, cumulative chemo dosing, and history of surgery. 7. Health Status. Health status of CNS tumor survivors will be established using the methodology described by Hudson et. al., (Hudson CCSS 2003) for comparison of survivors with siblings and with-in group comparisons of CNS tumor survivors by diagnosis and treatment type. Multivariate logistic regression should adjust for age at interview, gender, race, education, household income, health insurance as per the Hudson analysis. 6

Table 1. Characteristics of the Study Population CNS Tumor Survivors Siblings p-value N % N % Tumor Type Astrocytoma n/a n/a Medulloblastoma n/a n/a Gender Male Female Age at Diagnosis 0-3 4-9 10-14 15+ Treatment Type Surgery alone Surgery + RT Surgery + Chemo Surg + RT + Chemo Highest level of Education Grade School High School Technical School College Post graduate Not indicated Marital status Married or Living as married Not married Not indicated Employment status Working full time Not working full time 7

Table 2. Specific Causes of Death among participants with primary CNS tumors Specific Cause of Death # of Patients Recurrence Treatment Related Consequences Subsequent neoplasm Brain Bone Etc Cardiac Pulmonary Other sequeale Non-treatment related causes of death External causes Motor vehicle accident Homicide Suicide Medical conditions 8

All Cases Table 3. Cause specific SMRs by Diagnosis and Treatment Subsequent Cancer Cardiac Pulmonary External Causes SMR 95% SMR 95% SMR 95% SMR 95% CI CI CI CI Other Deaths SMR 95% CI Diagnosis Astrocytoma Medulloblastoma Ependymoma Germinoma Non-GGCTs Treatment Type Surgery alone surgery + RT Surgery + chem Surgery + Rt + chemo Table 4. Summary of regression model for deaths not from Recurrence SMN Cardiac Pulmonary Other RR 95% CI RR 95% CI RR 95% CI RR 95% CI Sex Male Female Age at Dx Years since Dx 5-9y 10-14y 15-19y >20 y CNS Radiation Whole brain/csi Focal only None Alkylating Score epipodophillotoxin score 9

Table 5. SMN Occurrence Based on Original Diagnosis and Treatment Type Primary CNS Tumor Treatment Type SMN Glial PNET Surgery Surg + Surgery + RT + Ependymoma alone RT Chemo Leukemia CNS Tumor HD NHL Nueroblastoma ST Sarcoma Bone Cancer 10

Table 6. Multivariate Analysis of RF s for SMN by CNS tumor Diagnosis Astrocytom Medulloblatom Ependymom Geminom a a a a Sex Male Female Age at Dx 0-3y 4-9y 10-14y >15y spne T CNS Radiation Whole brain/csi Focal only None Alkylating Score epipodophillotoxi n score 11

Table 7. Relative risks and 95% CI for chronic health conditions in CNS tumor Survivors compared to Siblings Grade 1-4 Grade 3 or 4 >2 conditions RR 95%CI RR 95% CI RR 95%CI Siblings All CNS Survivors Primary Dx Astrocytoma Medulloblastoma Ependymoma Germinoma Non-GGCTs Treatment Type Surgery alone surgery + RT Surgery + chem Surgery + Rt + chemo Tables for all additional outcomes will follow a general format consistent with the templates below: Primary Diagnosis Astrocytoma PNET Ependymoma Outcome Measure of Interest Treatment Type Surgery alone Surgery + RT Surgery + RT + Chemo Outcome Measure of Interest 12

References 1. Mertens AC, Yasui Y, Neglia JP, et al: Late mortality experience in fiveyear survivors of childhood and adolescent cancer: the Childhood Cancer Survivor Study. J Clin Oncol 19:3163-72, 2001 2. Neglia JP, Friedman DL, Yasui Y, et al: Second malignant neoplasms in five-year survivors of childhood cancer: childhood cancer survivor study. J Natl Cancer Inst 93:618-29, 2001 3. Oeffinger KC, Mertens AC, Sklar CA, et al: Chronic health conditions in adult survivors of childhood cancer. N Engl J Med 355:1572-82, 2006 4. Mitby PA, Robison LL, Whitton JA, et al: Utilization of special education services and educational attainment among long-term survivors of childhood cancer: a report from the Childhood Cancer Survivor Study. Cancer 97:1115-26, 2003 5. Nagarajan R, Neglia JP, Clohisy DR, et al: Education, employment, insurance, and marital status among 694 survivors of pediatric lower extremity bone tumors: a report from the childhood cancer survivor study. Cancer 97:2554-64, 2003 6. Park ER, Li FP, Liu Y, et al: Health insurance coverage in survivors of childhood cancer: the Childhood Cancer Survivor Study. J Clin Oncol 23:9187-97, 2005 7. Rauck AM, Green DM, Yasui Y, et al: Marriage in the survivors of childhood cancer: a preliminary description from the Childhood Cancer Survivor Study. Med Pediatr Oncol 33:60-3, 1999 8. Hudson MM, Mertens AC, Yasui Y, et al: Health status of adult long-term survivors of childhood cancer: a report from the Childhood Cancer Survivor Study. Jama 290:1583-92, 2003 13

Appendix Outcome Measure Mortality 1 Previously Reported on CNS Tumors -377 deaths among Primary CNS tumor pts. -Cumulative mortality = 16.8% at 20 years -Specific causes of death among all participants (list) -Yearly mortality rate for death due to recurrence for all CNS tumors =.91% -Cause specific SMRs for all CNS tumors as a single group Additional Analyses Planned for this Report on CNS Tumors -Cumulative mortality by major CNS diagnosis* -Cumulative mortality by major treatment category^ -Specific causes of death among CNS tumors -Yearly mortality rate for Death by recurrence by specific CNS tumor diagnosis* and also by treatment category^ -Cause specific SMRs for CNS tumors by major CNS diagnosis* and by major treatment category^ -Poisson regression model for deaths not from recurrence among all participants -Poisson regression model for deaths not due to recurrence among all CNS tumors Recurrence -Publication pending -Number of cases of recurrence of primary tumor among CNS tumor survivors -Cumulative incidence of recurrence among CNS tumor survivors - Multivariate analysis of RFs for recurrence among CNS tumors Second Malignant 2 Neoplasm -24 cases of SMN among CNS primary tumors patients at baseline study -Cumulative incidence of SMN = 3.2% at 20 years -Standardized incidence ratios (SIR) of SMNs among all participants -Multivariate analysis of RFs for SMN among CNS tumors -Update number of cases of SMN among CNS tumor survivors, from follow-up #2 and break down by major CNS tumors by diagnosis* and by major treatment category^ -Cumulative incidence of SMN among CNS tumor survivors -SIRs of all types of SMNs among primary CNS tumors - Multivariate analysis of RFs for SMN among CNS tumors, however, with more 14

Chronic Medical 3 Conditions Education 4 Employment 5 Insurance 6 Marraige 7 Health Status 8 -complete reports on cardiac, endocrine, and neurologic outcomes for patients with CNS tumors -CNS tumor patients less likely to complete high school compared to sibs (OR = 2.7) -more likely to use special education services (OR = 18.8) - Ever had a job and Employment in the last year reported in bone tumors only - Currently have health insurance and had difficulty obtaining health insurance reported in all survivors vs. siblings -Multivariate analysis shows cranial radiation risk factor for lack of insurance -CNS tumor less likely to be married and more likely to be divorced than US population (descriptive data only) CNS tumors at increased risk for adverse health status compared with Leukemia survivors, and at higher risk than any other primary diagnosis when compared to sibs (OR = 3.5) for poor general health and functional impairment, and mental health detailed exposure data (should include radiation variables, not included in original report) -Evaluate respiratory, urinary, digestive, and surgical outcome measures for significant findings -Follow-up cardiac, neurologic and endocrine from F/U survey 1 & 2 -Evaluate high school and college completion and use of special education services by both major treatment group and by primary diagnosis (this may be a good opportunity to highlight our very large medulloblatoma group) -report ever had a job, job in last year, ever not gotten a job because of medical history and personal income last year in CNS tumors as compared to sibs and then among CNS tumors by treatment group. -Report findings for health/life insurance among CNS tumors (total, and by treatment type) -Consider multivariate model with insurance status as outcome adjusting with factors consistent with report by Parks -Likelihood of marriage and divorce in CNS tumor compared to sibs -Likelihood of marriage and divorce among CNS tumors assessed by treatment group and by diagnosis (again, an opportunity to highlight medulloblastoma patients) -Report percentage of participants with CNS tumors who have adverse health status (6 domains) by primary CNS tumor diagnosis and also by treatment type -Multivariate regression for all 6 domains of health status among primary CNS tumors controlling for demographic and social factors as per Hudson and including variables for the major 15

treatment domains and for radiation dose and location * = Major CNS Diagnostic categories (# of pts at baseline): Astrocytoma (1610 = 383 high-grade + 294 low-grade + 992 astrocytoma NOS), PNET (541), Ependymoma (186) ^ = Major treatment categories: Surgery alone (414), surgery + radiation (682) + surgery+ radiation + chemotherapy (446) = maximum total radiation dose (none, <30Gy, 30-49Gy, >/=50Gy) = location of maximal radiation dose (none, Frontal cortex, temporal cortex, parietal/occipital cortex, posterior fossa, spine) 16