The Role of Lithotripsy in Solving the Challenges of Vascular Calcium. Thomas Zeller, MD

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The Role of Lithotripsy in Solving the Challenges of Vascular Calcium Thomas Zeller, MD 1 1

Disclosure Speaker name: Thomas Zeller... I have the following potential conflicts of interest to report: X X Consulting Employment in industry Stockholder of a healthcare company Owner of a healthcare company Other(s) I do not have any potential conflict of interest 2

Localized Lithotripsy to Treat Vascular Calcium Lithotripsy 30 years of safety data in kidney stone treatment Sonic Pressure Waves preferentially impact hard tissue, disrupt calcium, leave soft tissue undisturbed Lithoplasty Technology Miniaturized and arrayed Lithotripsy Emitters for localized lithotripsy at the site of the vascular calcium Optimized for the treatment of vascular calcium Lithotripsy Emitters 3

Shockwave Peripheral Intravascular Lithotripsy (IVL) System Generator Connector Cable Lithoplasty Catheter 4

IVL: Hard on Hard Calcium, Soft on Soft Tissue 5

IVL: Primary & Adjunctive Therapy EVAR deployment in Calcium DES wall apposition DCB drug uptake in Calcium TAVI delivery through Calcium BVS deployment in Calcium BVS = bioabsorbable vascular stents; DCB = drug coated balloons; DES = drug eluting stents; EVAR = endovascular aneurysm repair; 7 TAVI = transcatheter 7aortic valve insertion

Peripheral IVL Iliac CFA Pre IVL Post IVL Pre IVL Post IVL SFA/POP BTK Pre IVL Post IVL 8 Pre IVL Post IVL

Peripheral Lithoplasty System: Clinical Programs DISRUPT PAD I DISRUPT PAD II DISRUPT BTK DISRUPT PAD III Pre Market Post Market Post Market Post Market Single Arm Single Arm Single Arm Randomized N = 35 N = 60 N = 20 N = 334 Study Completed Enrolling 9

DISRUPT PAD Study: Femoropopliteal Disease DISRUPT PAD I 35 subjects, 3 sites Jan 2014 Sep 2014 DISRUPT PAD II 60 subjects, 8 sites Jun 2015 Dec 2015 Objective: To study the safety and effectiveness of the Shockwave Medical Intrvascular Lithotripsy System in the treatment of calcified, stenotic infrainguinal peripheral arteries. Two-phase, prospective, non-randomized, multi-center study Monitoring with 100% source document verification Independent angiographic and duplex ultrasound core labs Independent clinical events committee 10

DISRUPT PAD Study Design and Design Key eligibility criteria Intermittent claudication: Rutherford Classification 2 4 Ankle-brachial index 0.9 SFA/Popliteal lesions 70% stenosis RVD 3.5 7.0 mm, 150 mm length Moderate and severe calcification by angiography Study device Shockwave Medical Peripheral Lithoplasty Catheter Diameters: 3.5, 4.0, 4.5, 5.0, 5.5, 6.0, 6.5, 7.0 mm Length: 60 mm Endpoints Endpoints Procedural Procedural success: <50% residual stenosis Exploratory endpoint: 30% residual stenosis Follow up: 30 days, 6 Mo, & 12 Mo* Major adverse events Target lesion patency by DUS (stenosis <50%) Target lesion revascularization (TLR) Functional outcomes 11

DISRUPT PAD I/II: Patient Demographics and Angiographic Findings DISRUPT PAD I/II N = 95 Rutherford 2 33.7% (32) Patients Included Calcification Angiographic Findings Rutherford 3 65.3% (62) Rutherford 4 1.1% (1) Rutherford 5 - Moderate 44.2% (42) Severe 54.7% (52) RVD (mm) 5.3 Lesion length 71.9 Calcified length 92.5 CTO 18.9% (18) DISRUPT PAD & DISRUPT BTK categorized calcified lesions as per PARC definitions. Both studies utilized independent core labs and clinical events committees. DISRUPT BTK data based on European studies. 12

DISRUPT PAD I/II: Safety & Effectiveness DISRUPT PAD I/II N = 95 Safety Dissections Embolization Perforations, abrupt closure, slow/no reflow or thrombosis 1% (1) Grade D or greater 1% (1) stent placed 0 Embolic Events 8% EPD Usage 0 Complications Effectiveness Follow-Up Residual Stenosis 23.8% Acute Gain 30 days 6 months 2.9mm 100% Freedom from TLR 100% Patency 96.8% Freedom from TLR 76.7% Patency DISRUPT PAD & DISRUPT BTK categorized calcified lesions as per PARC definitions. Both studies utilized independent core labs and clinical events committees. DISRUPT BTK data based on European studies. 13

% Stenosis % Patent DISRUPT PAD Effectiveness* 100% procedural success with a 24% residual stenosis Compelling 6 month results in a challenging lesion cohort % Stenosis 100 100 80 60 77.8% 100 50 Patency 80.4 40 20 23.8% 0 30 D 6 Mo 0 Pre-Proc Post-Proc TLR 30 days 6 mo 0.0% 3.2% *By angiographic and DUS core labs 14

DISRUPT PAD Functional Outcomes Sustained hemodynamic and Rutherford Category improvement 1,6 1,4 1,2 1 0,8 0,6 0,4 0,2 ABI Shift p < 0.0001 Baseline Discharge 6 months 90 80 70 60 50 40 30 20 10 0 Rutherford Category Shift (%) p < 0.0001 Baseline Discharge 30 Days 6 Months RC0 RC1 RC2 RC3 RC4 N 91 88 89 N 95 81 93 89 15

DISRUPT PAD Procedural Success by Subgroups Pre and Post % Diameter Stenosis Achieves consistent successful procedural outcomes in calcified lesions regardless of lesion complexity or location. 100 90 80 70 60 50 40 30 20 10 0 78 76 Pre Post 50% Primary Performance 30% Exploratory Performance 81 73 81 75 77 24 23 25 22 25 22 23 All Subjects SFA Popliteal Moderate Ca Severe Ca Lesion <5 cm Lesion 5 10 cm 82 28 Lesion >10 cm 79 70 24 24 Concentric Eccentric N 95 70 24 42 52 33 39 23 78 17 16

IVL Case Example : Severely Calcified SFA Lesion Diagnostic Angiogram Fluoroscopic Image Procedural Angiogram Final Angiogram Heavily calcified sub-total SFA occlusion 5.5 x 60mm IVL Catheter, 120 pulses 17 Post IVL Post 6.0mm DCB treatment

Disrupt PAD III Study Design Moderate and severely calcified femoropopliteal arteries Rutherford 2 to 4 RVD 4-7, stenosis 70%, Lesion length 5 18 cm occlusive or 10 cm CTO Treatment arm (N=167) Lithoplasty + IN.PACT DCB 334 subjects 45 global sites Randomization 1:1 24 months follow-up Control arm (N=167) PTA + IN.PACT DCB Study Design: Randomized study of the Shockwave Medical Peripheral Intravascular Lithotripsy System with DCB versus standard balloon angioplasty with DCB to treat moderate and severely calcified femoropopliteal arteries (Disrupt PAD III). Objective: The objective is to assess the optimal therapy to dilate heavily calcified lesions with IVL versus traditional angioplasty, in achieving less than 30 % stenosis without the need for a stent. In addition, all patients who do not receive a stent will be treated with a drug-coated balloon. 18

DISRUPT BTK Study: Infrapopliteal Disease Objective: To study the safety and performance of the Shockwave Medical Lithoplasty System in the treatment of calcified, stenotic infrapopliteal peripheral arteries. Design Key eligibility criteria Rutherford category 1-5 infrapopliteal disease Infrapopliteal lesions 50% stenosis RVD 2.5 3.5 mm, 150 mm length Moderate and severe calcification by angiography Endpoints Procedural Primary Effectiveness: Acute reduction in % diameter stenosis Follow up: 30 days Major adverse events (Death, MI, TLR, amputation) DISRUPT BTK categorized calcified lesions as per PARC definitions. Study utilized independent core labs and clinical events committees. DISRUPT BTK data based on European studies. 21

DISRUPT BTK: Safety & Effectiveness Dissections DISRUPT BTK N = 20 (21 lesions) 0 Grade D or greater Safety Embolization Perforations, abrupt closure, slow/no reflow or thrombosis 0 Embolic Events 0 Complications Effectiveness Follow-Up Residual Stenosis 26.2% Acute Gain 30 days 1.5mm 100% Freedom from TLR 0% MAE (death, amp. or MI) Brodmann, M. Presentation, CIRSE, 2017 DISRUPT PAD & DISRUPT BTK categorized calcified lesions as per PARC definitions. Both studies utilized independent core labs and clinical events committees. DISRUPT BTK data based on European studies. 23

IVL Case Example: Anterior Tibial Lesion Diagnostic Angiogram IVL Catheter Image Final Angiogram Calcium 65% Stenosis 3.5 mm IVL @ 4 atm Case courtesy of: Prof Andrew Holden 24 21% Residual 1.6mm Acute Gain

Summary: IVL is Uniquely Capable of Treating Vascular Calcium The Disrupt PAD trials have demonstrated that heavily calcified SFA/popliteal lesions can be treated safely with compelling acute gain and without the need for adjunctive tools like filters and specialty balloons. The DISRUPT BTK study demonstrated excellent safety with consistent acute gain, minimal stent utilization, along with low reported rates of recoil. IVL is proving safe and effective in treatment of heavily calcified common femoral and iliac lesions without the need for stenting. Ongoing and future trials are targeting even broader clinical applications for this platform technology for vascular therapy. 25

The Role of Lithotripsy in Solving the Challenges of Vascular Calcium Thomas Zeller, MD 26 26