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Myeloproliferative Neoplasms (MPN and MDS/MPN) Attilio Orazi, MD, FRCPath Weill Cornell Medical College/ NY Presbyterian Hospital, New York, NY USA EAHP EDUCATIONAL SESSION: Updated WHO classification of hematolymphoid neoplasms. Basel Saturday, September 03, 2016 1

DISCLOSURE OF POTENTIAL CONFLICT OF INTEREST Speaking Bureau: Novartis Oncology Past research support from GlaxoSmithKline None has any relevance in this presentation

WHO Classification, 4 th Edition Update 2016 Myeloid Neoplasms Presentation will focus on: Myeloproliferative neoplasms Myelodysplastic/myeloprolifera tive neoplasms *Arber DA, Orazi A, Hasserjian RP et al. The 2016 revision to the World Health Organization (WHO) classification of myeloid neoplasms and acute leukemia. Blood, pre-published April 27, 2016

Myeloproliferative Neoplasms* Chronic myeloid leukemia (CML), BCR-ABL1 pos. Chronic neutrophilic leukemia (CNL) Polycythemia vera (PV) Primary myelofibrosis (PMF) Essential thrombocythemia (ET) Myeloproliferative neoplasm, unclassifiable (MPN-U) Chronic eosinophilic leukemia, NOS (CEL-NOS) *Note: In the 2016 update mastocytosis has been moved out into a separate category

Chronic Myeloid Leukemia, BCR-ABL1 positive (update 2016) Name change to myeloid New definition of lymphoid blast crisis Any lymphoblast(s) in the PB raise concern for blast crisis Cases with >5% lymphoblasts in the BM should be diagnosed as blast crisis Resistance to TKI treatment is included in the definition of disease progression Courtesy of Daniel Arber, Stanford University

Criteria for CML, Accelerated Phase Any one or more of the following hematologic/cytogenetic criteria or response-to-tki criteria: Persistent or increasing WBC (>10 X 10 9 /L), unresponsive to therapy Persistent or increasing splenomegaly, unresponsive to therapy Persistent thrombocytosis (>1000 X 10 9 /L), unresponsive to therapy Persistent thrombocytopenia (<100 X 10 9 /L) unrelated to therapy 20% or more basophils in the PB 10-19% blasts*in the PB and/or BM Additional clonal chromosomal abnormalities in Ph+ cells at diagnosis that include "major route" abnormalities (second Ph, trisomy 8, isochromosome 17q, trisomy 19), complex karyotype, or abnormalities of 3q26.2 Any new clonal chromosomal abnormality in Ph+ cells that occurs during therapy "Provisional" Response-to-TKI Criteria Hematologic resistance to the first TKI (or failure to achieve a complete hematologic response**to the first TKI) or Any hematological, cytogenetic or molecular indications of resistance to two sequential TKIs or Occurrence of two or more mutations in BCR-ABL1 during TKI therapy Large clusters or sheets of small, abnormal megakaryocytes, associated with marked reticulin or collagen fibrosis in biopsy specimens may be considered as presumptive evidence of AP, although these findings are usually associated with one or more of the criteria listed above. *The finding of bona fide lymphoblasts in the blood or marrow, even if less than 10%, should prompt concern that lymphoblastic transformation may be imminent and warrants further clinical and genetic investigation; 20% or more blasts in blood or bone marrow, or an infiltrative proliferation of blasts in an extramedullary site is CML, blast phase. **Complete hematologic response: WBC <10x10 9 /L, Platelet count <450 x 10 9 /L, no immature granulocytes in the differential, and spleen non-palpable.

Chronic Neutrophilic Leukemia (CNL) CSF3R mutations True CNL: >90% CSF3R mutations Membrane proximal mutation: Empirical trial with JAK2 inhibitors (ruxolitinib) Truncation mutation(s): Empirical trial with SRC inhibitors (dasatinib) CSF3R is often co-mutated (SETBP1, ASXL1) Maxson, New Engl J Med, 2013 Lasho TL, Leukemia, 2014 Tefferi, Curr Opin Hematol. 2015 Elliott MA, Am J Hematol. 2015

CNL: WHO 2008 requirements No identifiable cause for physiologic neutrophilia No infectious or inflammatory process. No underlying tumor No evidence of a plasma cell neoplasm Hepatosplenomegaly

Diagnostic criteria for CNL (update 2016) Peripheral blood WBC 25 10 9 /L with segmented neutrophils plus band forms 80% of WBC. They lack dysplasia but may have toxic granulations Promyelocytes, myelocytes, metamyelocytes) <10% of WBC Myeloblasts rarely observed in PB. In the BM <5% Monocyte count <1 10 9 /L Hypercellular bone marrow with neutrophil granulocytes increased in percentage and number. Neutrophil maturation appears normal No BCR-ABL1 or rearrangement of PDGFRA, PDGFRB or FGFR1, or PCM1-JAK2 Presence of CSF3R T618I or other activating CSF3R mutation* Not meeting WHO criteria for PV, ET or PMF. A previous history of MPN, the presence of MPN features in the bone marrow and/or MPN-associated mutations (in JAK2, CALR or MPL) tend to exclude a diagnosis of CNL *In the absence of a CSFR3R mutation, persistent neutrophilia (at least 3 months), splenomegaly and no identifiable cause of reactive neutrophilia including absence of a plasma cell neoplasm or, if present, demonstration of clonality of myeloid cells by cytogenetic or molecular studies Adapted from Arber DA, Orazi A, Hasserjian RP et al. Blood, April 27, 2016

The Classical BCR/ABL1 neg. MPNs PV, PMF and ET

Diagnosed according to WHO, they are distinct diseases with different natural history Tefferi A et al. Blood 2014;124:2507-2513

Update 2016 The integration of mutational data in diagnostic algorithms for the classical MPN The identification of early PV Refinements in the diagnosis of PMF

Driver Mutations in MPN Subtypes JAK2 95% PV have JAK2 V617F (exon 14) mutation; 5% have JAK2 exon 12 mutation 60% PMF and ET have JAK2 V617F mutation CALR 20-30% PMF and ET have CALR mutations* MPL 5-10% PMF and ET have MPL exon 10 mutation Triple negative 10-15% are triple negative In this cases, mutational analysis for a broad panel of genes associated with myeloid neoplasms is indicated *Nangalia J, et al. N Engl J Med. 2013;369:2391-405. *Klampfl T, et al. N Engl J Med. 2013; 369:2379-90.

PMF: Comparison of survival among patients stratified by their mutational status Tefferi A et al. Blood 2014;124:2507-2513 Tefferi A et al. Blood 2014;124:2465-2466 2014 by American Society of Hematology

ET: Survival is the longest for triple-negative and shortest for MPL-mutated patients. Median survival: 19 years for JAK2 and 20 years for CALR-mutated cases (P=0.32) Tefferi A, et al. Leukemia 2014;28:2300-3

Prognostically detrimental mutated genes: ASXL1, EZH2, SRSF2 and IDH1/2 The presence of two or more mutations predicted the worst survival: Two mutations: median 2.6 years (hazard ratio (HR) 3.8, 95% confidence interval (CI) 2.6-5.7) One mutation: 7.0 years (HR 1.9, 95% CI 1.4-2.6) No mutation: 12.3 years Guglielmelli P, et al. Leukemia. 2014 Sep;28(9):1804-10.

Updates for PV

Polycythemia Vera: capturing the early disease phase Polycythemic stage Modified from: Thiele J, Kvasnicka HM, Orazi A et al. WHO 2008

Marrow morphology: early PV (A1,2) vs. ET (B1,2) PV ET BMB correlates well with RCM. In a mildly erythrocytotic patient with JAK2 mutation in the proper clinical context, BM biopsy allows diagnostic confirmation of PV 2014 by American Society of Hematologygy Silver Silver RT, Chow RT, Chow W, Orazi W, Orazi A, A, et et al. al. Blood 2013;122:1881-6

Minor PV criteria (update 2016) 1. Increased red cell production Hemoglobin >16.5/16.0 g/dl in men/women or hematocrit >49/48% in men/women Hemoglobin >17/15 g/dl in men/women, with sustained increase of 2 g/dl over baseline Increased red cell mass (>25% above normal) Hemoglobin or hematocrit >99%le 2. Bone marrow showing PV histology 3. JAK2 mutation Decreased serum EPO levels Barbui T, et al. Leukemia. 2014;28:1191-5 Endogenous erythroid colony formation Diagnosis requires the presence of the three major criteria. If JAK2 cannot be obtained the first two major criteria plus the minor criterion (decreased EPO). If Hb levels > 18.5 g/dl in men (Hct 55.5 %) or >16.5 g/dl in women (Hct 49.5 %), BM biopsy may not be necessary for diagnosis if major criterion 3 and the minor criterion are present

Updates for PMF

WHO criteria for prefibrotic/early primary myelofibrosis (pre-pmf) Major criteria: 1. Megakaryocytic proliferation and atypia, without reticulin fibrosis > grade 1, accompanied by increased age-adjusted BM cellularity, granulocytic proliferation and often decreased erythropoiesis 2. Not meeting the WHO criteria for BCR-ABL1+ CML, PV, ET, myelodysplastic syndromes, or other myeloid neoplasms 3. Presence of JAK2, CALR or MPL mutation or in the absence of these mutations, presence of another clonal marker*or absence of minor reactive BM reticulin fibrosis ** Minor criteria: Presence of at least one of the following, confirmed in two consecutive determinations: a. Anemia not attributed to a comorbid condition b. Leukocytosis >11 x 10 9 /L c. Palpable splenomegaly d. LDH increased to above upper normal limit of institutional reference range Diagnosis of pre-pmf requires meeting all three major criteria, and at least one minor criterion. *In the absence of any of the 3 major clonal mutations, the search for the most frequent accompanying mutations (e.g. ASXL1, EZH2, TET2, IDH1/IDH2, SRSF2, SF3B1) are of help in determining the clonal nature of the disease **minor (grade 1) reticulin fibrosis secondary to infection, autoimmune disorder or other chronic inflammatory conditions, hairy cell leukemia or other lymphoid neoplasm, metastatic malignancy, or toxic (chronic) myelopathies. For a diagnosis of overt phase PMF: presence of either reticulin and/or collagen fibrosis grades 2 or 3; L/E represents one additional minor criterion for overt PMF.

More comprehensive assessment of fibrosis and osteosclerosis H&E Reticulin Trichrome

Summary of the changes for MPN Inclusion of novel molecular findings in addition to JAK2 and MPL mutations; in particular in JAK negative cases, the CALR mutation provides proof of clonality, and has diagnostic and prognosis importance CSF3R mutation and its strong association with CNL PV was under-diagnosed using the Hb or HCT levels published in the 4th edition. New cut-offs plus BM morphology as new criteria for diagnosing early PV Only one minor criterion to diagnose pre-pmf Various minor refinements

WHO Classification (4 th Edition - 2008): Chronic Myeloid Neoplasms Myeloproliferative neoplasms Myelodysplastic/ myeloproliferative neoplasms

MDS/MPN Chronic myelomonocytic leukemia (CMML) Atypical chronic myeloid leukemia, BCR-ABL1 negative (acml) Myelodysplastic/myeloproliferative neoplasm with ring sideroblasts and thrombocytosis (MDS/MPN-RS-T) Myelodysplastic/myeloproliferative neoplasm, unclassifiable (MDS/MPN-U) Juvenile myelomonocytic leukemia (JMML)

CMML 2016: main updates Diagnostic/prognostic refinements Integration of molecular results Better exclusion of mimics such as MPN with monocytosis

CMML update 2016: diagnostic/prognostic refinements Monocytosis (PB) Both >1 10 9 /L and > 10% of the WBC MDS- vs. MPN-like (PB) CMML dysplastic (WBC, <13 10 9 /L) CMML proliferative (>13 10 9 /L); this subtype has more frequent RAS or JAK2 mutations and splenomegaly Ricci C, et al. Clin Cancer Res. 2010 Schuler E, et al. Leuk Res. 2014 Cervera N, et al. Am J Hematol. 2014 Refined blast count for prognosis (PB and BM) CMML-0: <2% blasts in PB; <5% blasts in BM CMML-1: 2 4% blasts in PB; 5 9% blasts in BM CMML-2: 5 19% blasts in PB; 10 19% in BM, or when Auer rods are present irrespective of the blast count Storniolo AM, et al. Leukemia. 1990 Onida, F, et al. Blood. 2002 Schuler E, et al. Leuk Res. 2014

Molecular correlates: mutations of SRSF2, TET2, ASXL1 One of the three above mutations can be identified in at least 90% of CMML cases Other mutations seen less frequently are SETBP1, RAS, RUNX1, CBL, and EZH2. They can be helpful diagnostic adjuncts in difficult cases, particularly given the frequently normal karyotype of CMML Co-mutation of TET2 and SRSF2 is seen in about one-third of CMML cases and is a specific predictor of the diagnosis. ASXL1 is a predictor of aggressive disease behavior and has been incorporated into a prognostic scoring system alongside karyotype and clinicopathologic parameters Of note, NPM1 mutation is seen in a rare subset of CMML (3-5%) and appears to herald a worst prognosis

Mimic: Primary Myelofibrosis with Monocytosis (CMML-like) Earlier (2002) BMB 2010 PB 2010 BMB Boiocchi L. et al. Mod Pathol. 2013; 26:204-12 JAK-V617F pos.; Monocytes >10% and >1.0 x10 9 /L Karyotype : 46, XY [20]

Diagnostic criteria for CMML (Update 2016) Persistent PB monocytosis >1 10 9 /L and > 10% of the WBC Not meeting WHO criteria for BCR-ABL1 pos. CML, PMF, PV or ET a/b No rearrangement of PDGFRA, PDGFRB, FGFR1, or PCM1-JAK2 Fewer than 20% blasts b in the PB and BM Dysplasia in > myeloid lineages. If myelodysplasia is absent, the diagnosis of CMML may still be made if the other requirements are met, and an acquired, clonal cytogenetic or molecular genetic abnormality c is detected, --or-- - the monocytosis has persisted for at least 3 months and all other causes of monocytosis have been excluded a Cases of MPN can be associated with monocytosis or they can develop it during the course of the disease. These cases may simulate CMML. In these rare instances, a previous documented history of MPN excludes CMML, while the presence of MPN features in the bone marrow and/or of MPN-associated mutations (JAK2, CALR or MPL) tend to support MPN with monocytosis rather than CMML. b Blasts and blast equivalents include myeloblasts, monoblasts and promonocytes. Promonocytes are monocytic precursors with abundant light grey or slightly basophilic cytoplasm with a few scattered, fine lilac-coloured granules, finely-distributed, stippled nuclear chromatin, variably prominent nucleoli, and delicate nuclear folding or creasing. Abnormal monocytes are excluded from the blast count. c The presence of mutations in genes often associated with CMML (e.g. TET2, SRSF2, ASXL1, SETBP1) in the proper clinical contest can be used to support a diagnosis. It should be noted however, that some of the mutations can be age related or be present in subclones. Therefore caution would have to be used in the interpretation of these genetic results.

acml 2016: main updates Integration of molecular data Separation from CNL Separation from other mimics (e.g. MPN with neutrophilia)

Atypical CML (BCR/ABL1 neg) SETBP1 mutations in 15-32% and ETNK1 in 9% of cases ETNK1 coexistent with SETBP1 in 33% of cases CSF3R mutations absent or very rare (<10%) Piazza R, et al. Nat Genet. 2013;45:18-24 Wang Sa, et al. Blood. 2014;123:2645-51 Gambacorti-Passerini CB, et al. Blood. 2015;125:499-503

Main distinction is with chronic neutrophilic leukemia (CNL) CNL acml Orazi A, Cattoretti G, Sozzi G. Acta Haematol. 1989;81:148-51; Fend F, Horn T, Koch I, Vela T, Orazi A. Leuk Res. 2008;32:1931-5; Wang Sa, et al. Blood. 2014;123:2645-51.

Separation from CNL CNL Neutrophilia with no significant dysplasia (toxic granulations) acml Neutrophilia with immature myeloid cells and dysplasia CSF3R (90%) additional SETBP1 +/- (50%) SETBP1 (15-32%) ETNK1 (9%); in one third of these, coexists with SETBP1 CSF3R (<10%)

Mimic: Polycythemia Vera with Neutrophilic Leukocytosis (CNL-like) WBC > 25 x10 9 /L ; FISH for BCR-ABL1 neg.; Karyotype: 46, XY [20] Boiocchi et al. Mod Pathol. 2015;28:1448-57

Diagnostic criteria for acml, BCR-ABL1 negative (update 2016) Leukocytosis 13 10 9 /L due to neutrophilia Granulocytic precursors (promyelocytes, myelocytes and metamyelocytes) 10% of WBC Dysgranulopoiesis (may include abnormal chromatin clumping) Exclusions: No basophilia; basophils usually <2% of PB leukocytes; No monocytosis; monocytes <10% of PB leukocyte; Less than 20% blasts in the blood and bone marrow No BCR-ABL1, PDGFRA, PDGFRB or FGFR1 rearrangement, or PCM1-JAK2 No Primary Myelofibrosis, Polycythemia Vera or Essential Thrombocythemia* *Cases of MPN, particularly those in AP and/or in PV/ET myelofibrosis, if neutrophilic, may simulate acml A previous history of MPN, the presence of MPN features in the bone marrow tend to exclude a diagnosis of acml. MPN-associated mutations in JAK2, CALR or MPL tend also to exclude a diagnosis of acml. Conversely, a diagnosis of acml is supported by the presence of SETBP1 and/or ETNK1 mutations. The presence of a CSF3R mutation is uncommon in acml and if detected should prompt a careful morphologic review to exclude an alternative diagnosis of CNL or of other myeloid neoplasm. Adapted from Arber DA, Orazi A, Hasserjian RP et al. Blood, April 27, 2016

MDS/MPN-RS-T: Updated Diagnostic Criteria SF3B1 mutation: Present in the vast majority (>80%) of MDS/MPN-RS-T Often co-mutated with JAK2 V617F (rarely MPL and CALR) Median survival is better in SF3B1-mutated patients than in SF3B1-non-mutated patients (6.9 and 3.3 years; P=0.003) Malcovati L Blood 2011;118:6239 Patniak MM Blood 2012;119:5674 Cazzola M Blood 2013;121:260 Broséus J, et al. Leukemia. 2013

Diagnostic criteria for MDS/MPN-RS-T (update 2016) Anaemia associated with erythroid lineage dysplasia with or without multilineage dysplasia; 15% ring sideroblasts in BM; <1% blasts in PB and <5% blasts in BM Persistent thrombocytosis with platelet count 450 x 10 9 /L Presence of a SF3B1 mutation* No BCR-ABL1 fusion gene, no rearrangement of PDGFRA, PDGFRB or FGFR1; or PCM1-JAK2; no (3;3)(q21;q26), inv(3)(q21q26) or del(5q)** No history of MPN, MDS (except MDS-RS), or other type MDS/MPN In the absence of SF3B1 mutation, no history of recent cytotoxic or growth factor therapy that could explain the myelodysplastic/ myeloproliferative features *A diagnosis of MDS/MPN-RS-T is strongly supported by the presence of SF3B1 mutation together with a mutation in JAK2 V617F, CALR or MPL genes **In a case which otherwise fulfills the diagnostic criteria for MDS with isolated del(5q) Adapted from Arber DA, Orazi A, Hasserjian RP et al. Blood, April 27, 2016

Summary: MDS/MPN revision Chronic myelomonocytic leukemia Atypical CML, BCR-ABL1 negative Refractory anemia with ring sideroblasts associated with marked thrombocytosis (new name: MDS/MPN-RS-T) Mutation profile (SRSF2/TET2/ASXL1) helpful in supporting diagnosis and providing prognosis Cases with NPM1 mutation or 11q23 rearrangement should be followed carefully for AML Emphasize careful blast/ promonocyte/monocyte count to distinguish from AML CMML-0,-1,-2; CMML MDS and MP subtypes Integration of NGS: SETBP1, CSF3R, ETNK1 CNL: common co-mutation CSF3R/SETBP1 Moved from a provisional to a full entity and new name Common co-mutation of JAK2 and SF3B1. Others. Courtesy of Robert Hasserjian, MGH

Acknowledgements Myeloid Editors & Advisors: Jürgen Thiele (U. Cologne) Jim Vardiman (U. Chicago) Dan Arber (Stanford U.) Rob Hasserjian (Harvard U.) Michelle Le Beau (U. Chicago) Myeloid CAC Members: Mario Cazzola (U. Pavia) Clara Bloomfield (OSU) Ayalew Tefferi (Mayo Clinic) John Bennett (U. Rochester) Luca Malcovati (U. Pavia) Thank you for your attention!