Employee Influenza Vaccination Policy

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Communicating i Your Hospital/Health l hsystem Employee Influenza Vaccination Policy Fran Ircink RN, NP, Nurse Manager, UW Health Dr. David Smith, Vice President, Office of Patient Experience and Care Management, Aurora Health Care Kelly Court, WHA Chief Quality Officer

Fran Ircink, RN, NP Fran Ircink, RN, NP, serves as the clinic manager for the Employee Health Service at the University of Wisconsin Hospital and Clinics. In his role, he is responsible for managing the day to day operations of the Employee Health Service including providing direct care to UWHC employees with emphasis in the area of occupational health. He works in close collaboration with infection control, safety and other departments in developing and implementing policies to provide a safe and healthy environment for employees and patients.

David Smith, MD David Smith, MD, serves as a family physician in Plymouth, Wisconsin and as the vice president for the Office of Patient Experience and Care Management, Aurora Health Care. Dr. Smith is responsible for clinical quality oversight, quality project development, Live Well wellness program, the electronic heath record order set content and medical management of Aurora's self insured health plan.

Kelly Court, MBA Kelly Court, MBA, is WHA s chief quality officer. Sheleads theassociation s s quality initiatives, including the WHA Partners for Patients. Court has many years of experience leading hospital quality measurement and improvement. She has helped advance Wisconsin s i position ii as a national lleader in quality and transparency.

The Wisconsin Healthcare Influenza Prevention Coalition Recommendation To protect the lives and welfare of patients and employees, improve quality and reduce health care costs, Wisconsin Hospital Association (WHA), Wisconsin Medical Society (the Society), LeadingAge Wisconsin, Wisconsin Health Care Association (WHCA)/Wisconsin Center for Assisted Living (WiCAL) and the Pharmacy Society of Wisconsin (PSW) encourage all members to implement an evidence based vaccination initiativetoto achieve a vaccination rate of >95 percent as part of their comprehensive approach to prevent health care associated infections. In support of this goal, our organizations recommend that influenza vaccination become a condition of employment and maintenance of medical staff privileges.

Influenza Vaccination as a Condition of Employment a matter of patient safety David R Smith, MD, MPH Aurora Health Care, Inc.

Learning objectives The participants will learn the background for health care worker (HCW) influenza vaccination Learn how a requirement for influenza vaccination can be implemented Be able to anticipate 5 obstacles & solutions to a mandatory vaccination program Learn practical aspects of improving influenza vaccination rates 7 Aurora Health Care, Inc.

Summary Unvaccinated HCWs a patient safety concern Mandatory vaccination rates exceed 97% Policy implementation requires 6-10 months Employee termination rates < 1 per 2,500 Exemption process is defensible Medical exemption process provides safety Religious exemption process provides dignity 8 Aurora Health Care, Inc.

30,000+ employees 2M+ patients / year $4B / year 90 communities 15 hospitals 150 clinics 150 pharmacies 2600 physicians 9 99 Aurora Health Care, Inc.

Vaccination of HCWs has been shown to protect patients from influenza and decrease mortality HCWs act as a vector for the disease o continue to work despite being ill o represent a vital scarce resource In-hospital influenza outbreaks tied to unvaccinated HCW CDC has recommended influenza vaccination for all HCW since 1981 The largest barrier to vaccination is HCW s perceived misinformation and purported inconvenience 10 Aurora Health Care, Inc.

Endorsements of mandatory vaccination pre-2011 o Infectious Disease Society of America - Oct 2009 o The National Patient Safety Foundation - Nov 2009 o American Academy of Pediatrics Oct 2010 o American College of Physicians Oct 2010 o American Public Health Association Nov 2010 Surveys of HCW have found that the majority of HCWs support a compulsory vaccination program Poland GA et al Infect Control Hosp Epidemiol 2008;29:170-173 173 Douville LE et al. Arch Peds Adolesc Med 2010;164 (1) 33-37 Over 100 health systems have adopted mandatory influenza vaccination (www.immunize.org/honor-roll) i 11 Aurora Health Care, Inc.

Aurora experience 2005-06 through 2012-13 13 seasons 12 Aurora Health Care, Inc.

Policy Details Annual influenza vaccination or an approved exemption for all employed caregivers, contracted providers, students, and volunteers Policy details ( employees ) by December 31st each year. (2012 will move to Nov 15) Credential non-employed caregivers added in 2012 Exemptions allowed for medical and religious criteria. Multidisciplinary review committee established. Medical exemptions require physician documentation of contraindications to current CDC vaccine recommendations. Religious exemptions require evidence of a religious or ethical conviction that meets the requirements of Title VII of the Civil Rights Act of 1964. 13 Aurora Health Care, Inc.

Timeline Feb policy approval, additional vaccine ordered Mar policy announced Apr to Jun creation of forms, procedures, teams Aug CDC MMWR annual influenza paper Exemption forms made available Broad communications begin Oct 1 exemptions due vaccinations begin Oct to Dec managers accountable for unit vaccination Dec 1 HR meets w/ delinquent employees Dec 8 deadline to resign to receive PTO benefits Dec 31 vaccination deadline Jan 2, 2012 terminations for failure to comply pywith policy Jan 17, 2012 debrief for 2012 season 14 Aurora Health Care, Inc.

Results Caregivers 30,048 Vaccinated - 29,355 (97.7%) Adverse vaccine reactions unchanged Exemptions granted 499 (1.7%) denied 138 (0.46%) Resignations / Terminations Scheduled employees 11 (0.037%) Unscheduled employees 30 (0.1%) 15 Aurora Health Care, Inc.

2011 Influenza Exemption program Received (637) Accept (499) 78% Reject (138) 22% Medical (546) 460 (84%) Egg allergy (129) Vaccine reaction (211) Gullian Barre Syndrome/ neurologic (70) Other (50) 86 (16%) Religious (91) 39 (43%) 52 (57%) 16 Aurora Health Care, Inc.

Aurora Health Care Weekly Caregiver Influenza Vaccination Rate Comparison--2008-2011 100.0% 0% 90.0% 80.0% 70.0% 60.0% 50.0% 40.0% 2008-2009 % 2009-10 % 2010-11 % 2011-12 % 30.0% 20.0% 10.0% 0.0% Week 1 Week 2 Week 3 Week 4 Week 5 Week 6 Week 7 Week 8 Week 9 Week 10 Week 11 17 Aurora Health Care, Inc.

Potential challenges Staff backlash - nil Negative publicity / press - nil Unions / job action - none Supply chain - NA Exemptions - manageable Soft deadlines manageable End of year out of office - preventable 18 Aurora Health Care, Inc.

Next steps Revise timeline avoid Holidays Expand scope add non-employed but credentialed d medical staff Revise Religious / ethical exemption language 19 Aurora Health Care, Inc.

Exemption concerns Philosophical freedom of choice Scientific vaccine efficacy, contaminants, herd effect Medical - balancing patient safety w/ employee safety, anxiety, remote history of reaction Religious i / ethical-vegan, selective ethics, web-based fellowships 20 Aurora Health Care, Inc.

Religious conviction Does not need to involve an actual denomination A belief strongly held but sociological rather than spiritual, it will not qualify A moral or ethical belief as to what's right and wrong that is sincerely held "with the strength of traditional religious views Does not include fervently held beliefs regarding secular, cultural or political matters Employees are allowed to change their minds Contradictions within an employee's beliefs may undermine the requisite demonstration that the beliefs are "sincerely held. " Consider misinformation (there is no human fetal tissue in vaccine) 21 Aurora Health Care, Inc.

UW Health UW Health Influenza Vaccine Fran Ircink, RN, NP

UW Health Influenza Vaccine Goals Review influenza vaccine policy Development Highlights Communication and Implementation ti Results Summary

UW Health Influenza Vaccine Prologue to mandatory influenza vaccine Infection control committee recommended a mandatory influenza vaccine for several years. Increased awareness of more hospitals across the country going to a mandatory influenza vaccine program. JCAHO Influenza Vaccine Standard. CDC/NHSN reporting requirement. CMS reporting requirement. Vaccine rates available to the public and used as a quality measure when selecting a hospital. Key physicians in organization inquiring about and supporting mandatory influenza vaccine.

UW Health Influenza Vaccine Policy Development We reviewed other organizational policies and drafted our own. Organizations have been generous in sharing their policies, trials and tribulations.

UW Health Influenza Vaccine Policy Development Policy reviewed at multiple layers of the organization. Policy reviewed, approved and endorsed d by CEOs. Policy accepted and endorsed by physician leadership.

UW Health Influenza Vaccine Purpose UW Health recognizes and supports the benefits of an annual influenza program. Influenza vaccination is a key component in the prevention of influenza to patients t and co-workers along with appropriate hand hygiene and standard precautions, including cough etiquette. The Centers for Disease Control and Prevention (CDC) recommends annual influenza immunization for all health care workers to prevent the spread of influenza. All covered persons are required to either receive an annual vaccine or provide a medical or religious waiver by December 1 of each calendar year.

UW Health Influenza Vaccine Persons Affected All faculty, staff, and students, including temporary, per diem and Graduate Medical Education trainees, volunteers who regularly work in UW Health facilities, contract employees, and students from other academic institutions on clinical rotation in UW Health facilities. For purposes of this policy, all persons affected shall be referred to as "employees" even though no employment relationship may exist. Affiliation agreements and contracts should place the responsibility for this requirement on the school or agency.

UW Health Influenza Vaccine Procedure All employees are required to receive an influenza vaccine or provide documentation of medical or religious waiver by December 1 of each year. Medical waivers are reviewed by the EHS medical director. Waivers do not need to be submitted annually. Medical waivers can be revoked in the future with proper documentation.

UW Health Influenza Vaccine Procedure Medical Waiver: Must be signed by the employee s health care provider and returned to Employee Health by December 1. Religious/Personal Conviction Waiver: Must be completed, signed and returned to Employee Health by December 1. Falsification of waivers may be cause for discipline up to and including termination.

UW Health Influenza Vaccine Procedure Employees exempted by waiver are encouraged to wear surgical masks when working in a patient care area within 3 feet of patients when there is the presence of influenza in the community as defined by the Hospital Epidemiologist.

UW Health Influenza Vaccine Procedure Employees may choose to receive the vaccine from another provider, r but must provide documentation of the vaccine to Employee Health by December 1 of each year.

UW Health Influenza Vaccine Procedure Employee Health will notify employees who are out of compliance and their managers at the end of the regularly scheduled flu vaccine clinics each year. Managers should monitor employee compliance and encourage employee participation.

UW Health Influenza Vaccine Procedure Managers will be notified of employees who received a vaccine waiver so that t they can encourage the employee to mask when providing patient care.

UW Health Influenza Vaccine Procedure Employees not compliant with this policy by December 1 of each calendar will be disciplined in accordance with the policies of the organization they are employed by. Employees will be placed on an unpaid administrative leave until documentation of vaccination or completed waiver is received.

UW Health Influenza Vaccine Procedure Employees on unpaid administrative leave will be returned to work once the requirement is completed. After 45 days, if the employee has not provided documentation of vaccination or completed waiver, she/he will be terminated. Employees who are hired during the influenza season must comply within 7 days of the first day worked.

UW Health Influenza Vaccine Procedure Records will be maintained documenting vaccinations and waivers. If a national vaccine shortage occurs, UW Health leadership may modify, suspend or revoke all or part of this policy.

UW Health Influenza Vaccine Communication HR VP and hospital epidemiologist presented policy at monthly department manager meeting. Emails to managers, directors, VPs, (reminders, compliance progress). In-brief: bi weekly email to all employees about UW Health events. CEO blog-letter to employees. Uconnect: Main web information page for all employees. Public Affairs: Handles all media inquires.

UW Health Influenza Vaccine 2012 Employee 2012 Employee TB Test and Flu Vaccine Clinic Schedule Building Location Date Time ASB - 301 S. Westfield Rd Academy Training Room 308 October 23 2012 1pm-3pm Academy Training Room 308 October 23, 2012 1pm 3pm Academy Training Room 308 November 1, 2012 1:30pm-3:30pm CSC - 600 Highland Ave F8/170-172 October 1, 2012 7am-5pm F8/170-172 October 2, 2012 7am-5pm F8/170-172 October 3, 2012 7am-5pm F8/170-172 October 4, 2012 7am-5pm F8/170-172 October 5, 2012 7am-5pm F8/170-172 October 8, 2012 7am-5pm F8/170 172 October 9 2012 7am 5pm F8/170-172 October 9, 2012 7am-5pm F8/170-172 October 10, 2012 7am-5pm F8/170-172 October 11, 2012 7am-5pm F8/170-172 October 12, 2012 7am-5pm F8/170-172 October 13, 2012 7am-9am, 5pm-7pm F8/170-172 October 14, 2012 7am-9am, 5pm-7pm

UW Health Influenza Vaccine Fighting the Seasonal Flu Centers for Disease Control and Prevention Seasonal Flu Information En Español Prevención Contra La Influenza Prevention and Vaccination Information From the Centers for Disease Control and Prevention: What You Should Know About the 2013-2014 Influenza Season Defending Your Family Against the Flu Stay Healthy and Remember to W.A.S.H. U.P. Handwashing: An Ounce of Prevention 10 Ways to Stay Healthy During Cold and Flu Season Easing the Pain of Flu Strain Knowing the Difference Between a Cold and the Flu Who Should Get Flu Vaccine? For the 2013-2014 flu season UW Health and the Centers for Disease Control and Prevention (CDC) recommend influenza vaccination for everyone 6 months of age and older. Call your primary care clinic for information on how to schedule your flu vaccine appointment. If you are paying for your flu vaccine out-of-pocket, contact your clinic for cost information. If you are unsure if you or someone you care for should have flu vaccine, please contact your primary care provider. More Flu Resources

UW Health Influenza Vaccine Results Incremental increases in influenza immunization rates were seen over the years. Increased awareness/concern about the pandemic H1N1 2009-10 season presumably contributed to coverage exceeding 80% and this increase was largely maintained through the 2011-12 season. An effort to make immunization mandatory in 2012 lead to an historically i high h compliance rate of 95%.

UW Health Influenza Vaccine

UW Health Influenza Season 2012-2013 Results Employee Vaccination: 95% Employee Influenza Vaccinations i 5% Employee Waiver 27% Medical Contraindication 41% Personal Belief 32% Religious Reasons

UW Health Influenza Vaccine

UW Health Influenza Vaccine Summary Review other organization policies. Develop pyour own policy base on you individual organizational goals and culture. Get senior leadership support and endorsement. Communicate the policy early and to all levels in the organization. Be clear about policy requirements. What is required by whom, when and the consequences of non-compliance. Follow-through on non-compliance.

Resources WHA.org Coalition Influenza ToolKit is accessible in the ISSUES tab What is in the toolkit? National and State Policy Direction Model Policies and Other Forms This section of the toolkit includes the following: Policy and Position Model Policy Model Medical Exemption from Influenza Vaccination Form Model Religious Exemption from Influenza Vaccination Form Implementation Timeline and Tips Communications Guidelines

Thank you!