Risk Adapted Follow-Up

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Risk Adapted Follow-Up Individualizing Follow- Up Strategies R Michael Tuttle, MD Clinical Director, Endocrinology Service Memorial Sloan Kettering Cancer Center Professor of Medicine Weill Medical College of Cornell University

Disclosures No relevant conflicts of interest

Spectrum of Thyroid Cancer Natural History Histology Size of Tumor Metastases Age at Diagnosis Mutational Profile Subclinical Lethal Response to Therapy Surgery RAI EBRT

Changing Paradigms in the Management of Thyroid Cancer Traditional Paradigm One Size Fits All Total thyroidectomy RAI remnant ablation All with same follow up Risk Adapted Paradigm Management recommendations based individualized risk assessment Increased Emphasis on Assessing Risk & Predicting Outcomes

Risk Stratification Is she a high risk or low risk patient? 22 year old female Total thyroidectomy & left MRN dissection 2.5 cm, multifocal, well differentiated PTC 20/32 lymph nodes positive No extrathyroidal extension No vascular invasion Post-op serum Tg 25 ng/ml (TSH 1 miu/ml)

Potentially Important Risks Recurrence? Death from thyroid cancer? Complications from surgery? Side effects from RAI? Initial therapy will be ineffective? Distant metastases? Needing additional therapy? Disease is not RAI avid? Not a good Tg producer? FDG PET avid?

Risk Stratification in Thyroid Cancer Static Approach Risk of Death from Thyroid Cancer AMES, AGES, MACIS, TNM Diagnosis Thyroid Surgery RAI Ablation Follow up

Risk Stratification in Thyroid Cancer Static Approach Risk of Death from Thyroid Cancer AMES, AGES, MACIS, TNM Diagnosis Thyroid Surgery RAI Ablation Follow up Risk of Recurrence ATA, LATS, ETA

Risk Stratification in Thyroid Cancer Static Approach Risk of Death from Thyroid Cancer AMES, AGES, MACIS, TNM Diagnosis Thyroid Surgery RAI Ablation Follow up Risk of Recurrence ATA, LATS, ETA Modified 2009 ATA Risk System Risk as a Continuum

Risk Adapted Approach to Management Real Time Prognostication Response to Therapy Assessment Delayed Risk Stratification Dynamic Risk Stratification Ongoing Risk Assessment Tuttle, Shaha, Leboeuf. J Surg Oncol 2008; 1 5: 97(8): 71 2-71 6 Tuttle, Leboeuf. Endocrinol Metab Clin NA 2008; 37: 41 9-35. Tuttle, Tala, Shaha et al, Thyroid 201 0 Castagna et al, European Journal of Endocrinology, 201 1. Vaisman F, Tala, Tuttle, et al. Thyroid 201 1. Reconfiguring the Course Picture by C Emerson Editor, Thyroid, 201 0

Risk Adapted Approach to Management Initial Static Risk Assessments Guide initial treatment and early follow- up recommendations Focus of Yeh Dynamic Risk Stratification Continually modify those risk estimates as new data becomes available Momesso, Tuttle. Endo Metab Clinic NA, 201 4. Re-evaluate Management Plans Stay the course Testing strategy Interventions

Results That Modify Risk Clinical utility far beyond simple disease detection Change in serum thyroglobulin over time Change in serum Tg antibodies over time Results of stimulated thyroglobulin determinations Results of follow up Neck US Results of RAI scanning Other cross sectional imaging Results of FDG PET imaging Physical examination Tuttle. Endocrine Practice 2008.

Response To Therapy Definitions Excellent Response No clinical, biochemical, or structural evidence of disease Biochemical Incomplete Response Persistent abnormal thyroglobulin values in the absence of localizable disease Structural Incomplete Response Persistent or newly identified loco-regional or distant metastases Indeterminate Response Non-specific biochemical or structural findings which cannot be confidently classified as either benign or malignant Haugen, Thyroid 2015. Tuttle, Thyroid 2010.Vaisman, Clin Endo 2012. Momesso End Met NA 2014

Risk Adapted Approach to Management Multiple studies have standardized and validated this approach USA Italy Argentina Brazil Brazil USA

Risk Adapted Approach to Management Initial Static Risk Assessments Guide initial treatment and early follow- up recommendations Dynamic Risk Stratification Continually modify those risk estimates as new data becomes available Why is dynamic risk stratification necessary? Shouldn t initial risk assessments provide all the guidance we need? Momesso, Tuttle. Endo Metab Clinic NA, 201 4. Re-evaluate Management Plans Stay the course Testing strategy Interventions

Initial Risk Models Do Not Accurately Predict Final Outcomes Proportion of Variance Explained (%) 100 80 60 40 20 0 Mortality Recurrence Proportion to which a mathematical model accounts for the variation (dispersion) of a given data set

Why do initial risk models predict final clinical outcomes so poorly? Errors in Initial Risk Stratification Histology Inadequate initial staging Biological Behavior Is Not Always Predictable Poorly differentiated thyroid cancers Follicular cancers with wide extensive vascular invasion Impact of Therapy Completeness of initial surgery RAI avidity TSH responsiveness

Describing Best Response to Initial Therapy 25 yr old male Total thyroidectomy & RAI ablation 3. 5 cm tall cell variant PTC, 1 4/1 9 LN + (2. 5 cm, + ENE) Excellent Biochemical Incomplete Structural Incomplete Indeterminate 3 mo Tg <0.2 TgAb neg Tg 15 TgAb neg Tg 15 TgAb neg Tg <0.2 TgAb + 6 mo Tg <0.2 TgAb neg US neg Tg 9 TgAb neg US neg Tg 20 TgAb neg US + Tg <0.2 TgAb + US +/- 12 mo Tg <0.2 TgAb neg Imaging neg Tg 5 TgAb neg Imaging neg Tg 35 TgAb neg Imaging + Tg 35 TgAb neg Imaging +/-

Risk Estimates Using Response to Therapy Assessment Total Thyroidectomy and RRA (n=471, MSKCC, median F/U 7 yrs) Outcome at final follow up (%) 100% 80% 60% 40% 20% 0% NED Persistent Structural Death 96% 87% Excellent (n=159) Indeterminate (n=95) 68% Persistent Biochemical Recurrence Biochemical Incomplete (n=63) 15% p < 0. 001 37% 38% Structural Incomplete (n=129) Median follow up 7 yrs Vaisman, Shaha, Tuttle, Thyroid, 201 1

Risk of Persistent/Recurrent Disease Risk Estimates Using Response to Therapy Assessment Total Thyroidectomy and RRA (n=471 ) Persistent/recurrent/death (%) 100% 80% 60% 40% 20% 0% p < 0. 001 16% Low (n=104) All patients 43% 2% 3% Intermediate (n=241) Excellent 84% 14% High (n=126) Tuttle, Shaha Thyroid 201 0

Response to Therapy Risk Stratification Models Provide Better Prognostic Information Proportion of Variance Explained (%) 100 80 60 40 20 0 Castagna et al. Eur J Endo 201 1. Tuttle et al. Thyroid 201 0 Vaisman et al. Clin Endo 201 2, Vaisman Thyroid 201 1 Pitoia et al. Thyroid, 201 3

Using Response to Therapy Categories to Describe Clinical Status at Any Time Point 25 yr old male Total thyroidectomy & RAI ablation 3. 5 cm tall cell variant PTC, 1 4/1 9 LN + (2. 5 cm, + ENE) ATA 2009 Intermediate Risk Patient AJCC Stage I 3 mo Tg 0.3 TgAb + Indeterminate Response 6 mo 12 mo Tg 4 TgAb rising US neg Tg 8 TgAb rising Imaging + Biochemical Incomplete Response Structural Incomplete Response

Using Response to Therapy to Guide Clinical Management Response Excellent Biochemical Incomplete Structural Incomplete Indeterminate Expected Outcomes 1-4% recurrence <1% death >30% spontaneously resolve 20% develop structural disease <1% death 50-85% will have persistent disease despite additional treatments Nearly all deaths arise from this group 20% develop structural disease <1% death Castagna et al. Eur J Endo 201 1. Tuttle et al. Thyroid 201 0 Vaisman et al. Clin Endo 201 2 Pitoia et al. Thyroid, 201 3 Additional references in Haugen, Thyroid 201 5.

Using Response to Therapy to Guide Clinical Management Response Expected Outcomes Clinical Implications Excellent Biochemical Incomplete Structural Incomplete Indeterminate 1-4% recurrence <1% death >30% spontaneously resolve 20% develop structural disease <1% death 50-85% will have persistent disease despite additional treatments Nearly all deaths arise from this group 20% develop structural disease <1% death Decrease intensity and frequency of follow up and degree of TSH suppression. Observation with stable/decreasing Tg and TgAb. Rising Tg or TgAb should prompt additional investigations. Some require additional treatments. Some can be followed with observation depending on the specifics of the individual case. Continued observation with mild TSH suppression. Castagna et al. Eur J Endo 201 1. Tuttle et al. Thyroid 201 0 Vaisman et al. Clin Endo 201 2 Pitoia et al. Thyroid, 201 3 Additional references will be provided in the 201 5 ATA thyroid cancer guidelines.

Response To Therapy Definitions Excellent Response No clinical, biochemical, or structural evidence of disease Biochemical Incomplete Response Persistent abnormal thyroglobulin values in the absence of localizable disease Structural Incomplete Response Persistent or newly identified loco-regional or distant metastases Indeterminate Response Non-specific biochemical or structural findings which cannot be confidently classified as either benign or malignant Haugen, Thyroid 2015. Tuttle, Thyroid 2010.Vaisman, Clin Endo 2012. Momesso End Met NA 2014

Response To Therapy Definitions Tg cut points based on initial therapy Total Thyroidectomy & RAI ablation Total Thyroidectomy Lobectomy Excellent Tg <0.2 Tg <0.2 Tg <30 Indeterminate Tg 0.2-1.0 Tg 0.2-5.0 - Biochemical Incomplete Tg >1.0 Tg >5.0 Tg >30 Momesso, Tuttle. Endo Metab Clin North American, 2014 Momesso, Tuttle JCEM 2016

Risk Adapted Approach to Management Initial Static Risk Assessments Guide initial treatment and early follow- up recommendations Dynamic Risk Stratification Continually modify those risk estimates as new data becomes available Old Concept New Names Validated/Operationalized Personalized, Individualized Thyroid Cancer Management Momesso, Tuttle. Endo Metab Clinic NA, 201 4. Re-evaluate Management Plans Stay the course Testing strategy Interventions

Case 1 37 year old female Total thyroidectomy and RAI ablation 3.5 cm classic PTC, 12/23 + LN (largest 2.5 cm) 6 weeks post-op: Tg 3.4 ng/ml, TSH 0.6 miu/l, TgAb neg Post therapy scan show only uptake in thyroid bed 6 month later Tg 2.0, TSH 0.1 miu/l 1 year later Tg 2.1 ng/ml, TSH 0.1 miu/l Neck US normal Chest CT normal

Using Response to Therapy to Guide Clinical Management Response Expected Outcomes Clinical Implications Biochemical Incomplete >30% spontaneously resolve 20% develop structural disease <1% death Observation with stable/decreasing Tg and TgAb. Rising Tg or TgAb should prompt additional investigations. Castagna et al. Eur J Endo 201 1. Tuttle et al. Thyroid 201 0 Vaisman et al. Clin Endo 201 2 Pitoia et al. Thyroid, 201 3 Additional references will be provided in the 201 5 ATA thyroid cancer guidelines.

Alternate History 37 year old female Total thyroidectomy and RAI ablation 3.5 cm classic PTC, 12/23 + LN (largest 2.5 cm) 6 weeks post-op: Tg 0.1 ng/ml, TSH 0.6 miu/l, TgAb neg Post therapy scan show only uptake in thyroid bed 6 month later Tg < 0.1, TSH 0.1 miu/l 1 year later Tg < 0.1 ng/ml, TSH 0.1 miu/l Neck US normal

Using Response to Therapy to Guide Clinical Management Response Expected Outcomes Clinical Implications Excellent 1-4% recurrence <1% death Decrease intensity and frequency of follow up and degree of TSH suppression. Castagna et al. Eur J Endo 201 1. Tuttle et al. Thyroid 201 0 Vaisman et al. Clin Endo 201 2 Pitoia et al. Thyroid, 201 3 Additional references will be provided in the 201 5 ATA thyroid cancer guidelines.

Alternate History 37 year old female Total thyroidectomy, left neck dissection and RAI ablation 3.5 cm classic PTC, 12/23 + LN (largest 2.5 cm) 6 weeks post-op: Tg 3.4 ng/ml, TSH 0.6 miu/l, TgAb neg Post therapy scan show only uptake in thyroid bed 6 month later Tg 3, TSH 0.1 miu/l 1 year later Tg 3.8 ng/ml, TSH 0.1 miu/l Neck US : right neck, 1.3 and 1.2 cm abnormal LN FNA + PTC in 1.3 cm LN

Using Response to Therapy to Guide Clinical Management Response Expected Outcomes Clinical Implications Structural Incomplete 50-85% will have persistent disease despite additional treatments Nearly all deaths arise from this group Some require additional treatments. Some can be followed with observation depending on the specifics of the individual case. Castagna et al. Eur J Endo 201 1. Tuttle et al. Thyroid 201 0 Vaisman et al. Clin Endo 201 2 Pitoia et al. Thyroid, 201 3 Additional references will be provided in the 201 5 ATA thyroid cancer guidelines.

Alternate History 37 year old female Total thyroidectomy, left neck dissection and RAI ablation 3.5 cm classic PTC, 12/23 + LN (largest 2.5 cm) 6 weeks post-op: Tg 26 ng/ml, TSH 0.6 miu/l, TgAb neg Post therapy scan diffuse uptake in both lungs Chest CT multiple 3-4 mm nodules bilaterally 6 month later Tg 15, TSH 0.1 miu/l 1 year later Tg 10 ng/ml, TSH 0.1 miu/l Neck US normal Chest CT: the same or slightly better

Using Response to Therapy to Guide Clinical Management Response Expected Outcomes Clinical Implications Structural Incomplete 50-85% will have persistent disease despite additional treatments Nearly all deaths arise from this group Some require additional treatments. Some can be followed with observation depending on the specifics of the individual case. Castagna et al. Eur J Endo 201 1. Tuttle et al. Thyroid 201 0 Vaisman et al. Clin Endo 201 2 Pitoia et al. Thyroid, 201 3 Additional references will be provided in the 201 5 ATA thyroid cancer guidelines.

Using Response to Therapy to Guide Clinical Management Response Expected Outcomes Clinical Implications Excellent Biochemical Incomplete Structural Incomplete Indeterminate 1-4% recurrence <1% death >30% spontaneously resolve 20% develop structural disease <1% death 50-85% will have persistent disease despite additional treatments Nearly all deaths arise from this group 20% develop structural disease <1% death Decrease intensity and frequency of follow up and degree of TSH suppression. Observation with stable/decreasing Tg and TgAb. Rising Tg or TgAb should prompt additional investigations. Some require additional treatments. Some can be followed with observation depending on the specifics of the individual case. Continued observation with mild TSH suppression. Castagna et al. Eur J Endo 201 1. Tuttle et al. Thyroid 201 0 Vaisman et al. Clin Endo 201 2 Pitoia et al. Thyroid, 201 3 Additional references will be provided in the 201 5 ATA thyroid cancer guidelines.