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Personalizing Treatment For Adolescent Depression: Challenges And Opportunities Meredith Gunlicks Stoessel, PhD, LP Department of Psychiatry University of Minnesota The Public Health Problem of Adolescent Depression 12 month Prevalence of MDEs in Adolescents in the US Psychiatric Diagnoses by Gender in Suicide Victims Mojtabai et al, 2016 Brent et al, 1999 1

The Development of Interventions for Pediatric Depression has been a Research Priority Number of Psychotherapy Trials Targeting Depression 50 45 40 35 30 25 20 15 10 5 0 Weisz et al, 1995 Weisz et al, 2017 Number of Medication Trials Targeting Depression 50 45 40 35 30 25 20 15 10 5 0 Cipriani et al, 2016 Weersing et al, 2017 2

Effect Sizes for Youth Psychotherapy are Lowest for Depression Weisz et al, 2017 Antidepressants vs. Placebo: Mean Post Treatment Differences are Small Hetrick et al, 2012 3

Depression is a Heterogeneous Disorder Many underlying psychological constructs contributing to the development and maintenance of the disorder: Processes Involved in Reward/Pleasure Arousal Cognitive Processes Social Processes Life Events/ Environmental Context The Precision Medicine Movement To move beyond determining what interventions work to identifying which interventions work for whom To deliver interventions that are: optimally matched to individual characteristics and needs adapted over time to individual characteristics and needs Insel, 2009 4

Which Intervention Should You Start With? Models of Psychotherapy Personalization The Compensation Model The intervention is most effective for those individuals with the greatest difficulties in the areas targeted by the intervention The Capitalization Model The intervention is most effective if it builds on an individual s strengths Rude & Rehm, 1991 Social Processes: Compensation or Capitalization Model for Interpersonal Psychotherapy? 5

Interpersonal Psychotherapy Problems in the Interpersonal Environment Social Process Vulnerabilities within the Individual Psychopathology Mufson et al, 2004; Weissman et al, 2000 Interpersonal Psychotherapy Focus on resolving interpersonal problem area: Interpersonal role dispute Interpersonal role transition Grief Focus on improving relationship skills: Social cognition Recognition of own mental states (emotions, beliefs, intentions, desires) Recognition of others mental states (emotions, beliefs, intentions, desires) Verbal and nonverbal communication Interpersonal problem solving Decreased Psychopathology Mufson et al, 2004; Weissman et al, 2000 6

Quality of Interpersonal Relationships & IPT A RCT in School Based Health Clinics (Mufson et al, 2004) IPT A Therapy as Usual (TAU): supportive psychotherapy 63 adolescents (age 12 18) Mean age = 14.7 (SD = 1.9) 84% female 75% Hispanic,14% African American, 2% Asian American, and 10% other Measures Hamilton Rating Scale for Depression (HRSD) Conflict Behavior Questionnaire (CBQ) adolescent report on conflict with mothers Social Adjustment Scale (SAS SR) family, friendships, school, dating Gunlicks Stoessel, Mufson, Jekal, & Turner, 2010 Trajectory of Depression (HRSD) Moderated by Conflict with Mother (CBQ) RCT in School Based Health Clinics (Mufson et al, 2004) IPT A Therapy as Usual (TAU): supportive psychotherapy 63 adolescents (age 12 18) Mean age = 14.7 (SD = 1.9) 84% female 75% Hispanic,14% African American, 2% Asian American, and 10% other Measures Hamilton Rating Scale for Depression (HRSD) Conflict Behavior Questionnaire (CBQ) Social Adjustment Scale (SAS SR) Gunlicks Stoessel, Mufson, Jekal, & Turner, 2010 b=.10, t(57) = 2.27, p <.05 7

Trajectory of Depression (HRSD) Moderated by Social Difficulties with Friends (SAS SR) RCT in School Based Health Clinics (Mufson et al, 2004) IPT A Therapy as Usual (TAU): supportive psychotherapy 63 adolescents (age 12 18) Mean age = 14.7 (SD = 1.9) 84% female 75% Hispanic,14% African American, 2% Asian American, and 10% other Measures Hamilton Rating Scale for Depression (HRSD) Conflict Behavior Questionnaire (CBQ) Social Adjustment Scale (SAS SR) Gunlicks Stoessel, Mufson, Jekal, & Turner, 2010 b= 1.34, t(57) = 3.58, p =.001 Attachment Style Attachment theory: When individuals experience distress in response to a stressor, they seek out a significant other to help them regulate their distress and regain a sense of security. Two dimensions of attachment style: Attachment Anxiety: an individual s threshold for detecting threats to security or possible rejection Attachment Avoidance: the extent to which people rely on an attachment figure to regulate distress Individuals who are low on both are securely attached. Bowlby, 1973, 1980; Fraley & Shaver, 2000; Sroufe & Waters, 1977 8

Attachment Style & IPT A RCT (Gunlicks Stoessel et al, 2016) IPT A Insufficient responders augmented with increase # IPT A sessions or fluoxetine (SSRI medication) 40 adolescents (age 12 17) Mean age = 14.8 (SD = 1.8) 77.5% female 80% white, 7.5% Asian American, 7.5% American Indian/Alaska Native, 5% biracial, 10% Hispanic Measures Children s Depression Rating Scale Revised (CDRS R) Experiences in Close Relationships Revised (ECR R) Attachment Anxiety Attachment Avoidance Gunlicks Stoessel, Westervelt, Reigstad, Mufson, & Lee, in press Trajectory of Depression (CDRS R) Predicted by Attachment Avoidance RCT (Gunlcks Stoessel et al, 2016) IPT A Insufficient responders augmented with increase # IPT A sessions or fluoxetine (SSRI medication). 40 adolescents (age 12 17) Mean age = 14.8 (SD = 1.8) 77.5% female 80% white, 7.5% Asian American, 7.5% American Indian/Alaska Native, 5% biracial, 10% Hispanic Measures Children s Depression Rating Scale Revised (CDRS R) Experiences in Close Relationships Revised (ECR R) Attachment Anxiety Attachment Avoidance F(1, 29) = 4.38, p <.05 Gunlicks Stoessel, Westervelt, Reigstad, Mufson, & Lee, in press 9

Physiological Response to Interpersonal Stress & IPT A HPA Axis Secretes cortisol under conditions of stress to marshal needed physical and cognitive resources Hyperarousal of the HPA axis generally associated with depression RCT(Gunlicks Stoessel & Mufson, 2016) Individual IPT A IPT A with parent involvement 15 adolescents (age 12 17) Mean age = 15.2 86.7% female 93.3% Hispanic, 86.7% White, 6.7% African American, and 6.7% biracial Measures Pre treatment parent adolescent conflict negotiation task Adolescents and parents asked to spend 15 minutes describing and attempting to resolve a conflictual issue Salivary cortisol collected pre conflict and 10, 20, and 30 minutes post conflict Children s Depression Rating Scale Revised Gunlicks Stoessel, Mufson, Cullen, & Klimes Dougan, 2013 Physiological Response to Interpersonal Stress & IPT A Cortisol Sample Timing 1 Immediately prior to conflict task 2 10 mins postconflict task 3 20 mins postconflict task 4 30 mins postconflict task Description Anticipation Conflict Discussion Recovery Recovery 10

Higher Pre Treatment Cortisol is Associated with Higher Pre Treatment Depression Cortisol Sample Timing 1 Immediately prior to conflict task 2 10 mins postconflict task 3 20 mins postconflict task 4 30 mins postconflict task Description Anticipation Conflict Discussion Recovery Recovery Cortisol (μg/dl) 0.165 0.140 0.115 0.090 Low Pre-Treatment Depression (CDRS-R) High Pre-Treatment Depression (CDRS-R) 0.065 1 2 3 4 Sample b=.01, t = 2.20, p <.05 Gunlicks Stoessel, Mufson, Cullen, & Klimes Dougan, 2013 Higher Pre Treatment Cortisol Predicts Greater Reduction in Depression with IPT A Cortisol Sample Timing 1 Immediately prior to conflict task 2 10 mins postconflict task 3 20 mins postconflict task 4 30 mins postconflict task Description Anticipation Conflict Discussion Recovery Recovery Cortisol (μg/dl) 0.165 0.140 0.115 0.090 Low Reduction in Depression (CDRS-R) High Reduction in Depression (CDRS-R) 0.065 1 2 3 Sample 4 Gunlicks Stoessel, Mufson, Cullen, & Klimes Dougan, 2013 b=.66, t = 3.94, p <.01 11

Differential Susceptibility Theory Belsky, 1997; Boyce & Ellis, 2005 Personalizing Psychotherapy for Adolescent Depression Based on Aspects of Social Processes IPT A CBT Particularly effective for adolescents with: High conflict with mothers High levels of interpersonal difficulties with friends High attachment avoidance Greater physiological stress in the context of an interpersonal stressor Particularly effective for adolescents with: Low conflict with mothers Low problems in family relationships Supports the compensation model Asarnow et al, 2009; Birmaher et al, 2000; Feeny et al, 2009 However, no studies have looked at the role of social processes in a trial that directly compared IPT A and CBT. 12

A Limitation of the Existing Predictor/Moderator Studies Most studies have examined a particular predictor/moderator in isolation This implicitly assumes that there will be depressed youth who have elevations on only a single risk factor (e.g. interpersonal functioning). To what extent are there youth who exhibit a high level of one risk factor and low levels on other risk factors such that a single risk factor can be used to guide treatment selection? Latent Profiles of Cognitive and Interpersonal Risk Factors for Adolescent Depression Treatment of Adolescents with Depression Study (TADS) 439 adolescents (age 12 17) Mean age: 14.6 54.4% female 73.8% White, 12.5% African American, 8.9% Hispanic Measures Problems in Family Relationships Family Assessment Measure (FAM) Conflict Behavior Questionnaire 20 (CBQ 20) Issues Checklist (IC) Depressogenic Cognitions Children s Negative Cognitive Error Questionnaire (CNCEQ) Dysfunctional Attitudes Scale (DAS) Children s Attributional Style Questionnaire (CASQ) Cognitive Triad Inventory (CTI view of the self, view of the world) 13

Latent Profiles of Cognitive and Interpersonal Risk Factors for Adolescent Depression Class 1, 27.7% Class 2, 19.0% Class 3, 53.3% Z Score FAM CBQ 20 IC CNCEQ DAS CASQ CTI Self CTI World Problems in Family Relationships Gunlicks Stoessel, Eckshtain, Weisz, Mufson, Reigstad, & Lee, in preparation Depressogenic Cognitions Personalizing Initial Intervention Selection: Take Home Points In addition to assessment of psychiatric symptoms, intake assessments should include assessment of psychological constructs relevant for depression. Social processes show promise as a construct that can be used to guide decisions to treat with IPT A versus CBT. 14

Personalizing Initial Intervention Selection: Future Directions for Research Clinical trials that include: More than one active intervention Assessment of the psychological constructs that each intervention aims to target for evaluation as possible moderators Assessment of these constructs that move beyond self report (behavioral, biological markers) Analytic strategies that take into account the role of more than one psychological construct at a time Analytic strategies that translate findings into practice friendly tools (e.g. cutoff scores on measures) Personalizing Interventions Over Time 15

Adaptive Treatment Strategies (ATSs) Empirically derived guidelines that recommend when, how, and for whom treatment should change Decision rules are based on patient characteristics and outcomes collected during the treatment process, such as patient response and adherence Collins et al, 2004; Lavori et al, 2000 ATSs Require Progress Monitoring Systematic and routine assessment and monitoring of symptoms/psychological processes over the course of treatment Recommended by practice parameters (AACAP, GLAD PC) Research demonstrates that progress monitoring improves treatment outcomes Progress monitoring is rare A review of EMRs from 3 large health care systems: only 32% of depressed adolescents had documentation of symptom monitoring following the initial intake Harmon et al, 2007; Hawkins et al, 2004; Lambert et al, 2005; Lambert & Shimokawa, 2011; Lambert et al, 2001; Lambert et al, 2002; O Connor et al, 2016; Whipple et al, 2003 16

ATSs for Medication Management for Depression Texas Medication Algorithm Project (TMAP) Sequenced Treatment Alternatives to Relieve Depression (STAR*D) Treatment of SSRI Resistant Depression in Adolescents (TORDIA) Brent et al, 2008; Crimson et al, 1999; Rush et al, 2006 ATSs for Psychotherapy for Depression 17

What Do We Need to Know to Develop an ATS for Psychotherapy for Adolescent Depression? When during the course of therapy should we decide whether to make a change? What are our criteria for deciding whether to make a change? If we make a change, what kind of change should we make? Predicting Post Treatment Response to IPT A from Early Change in Depression Symptoms What is the optimal time point and depression reduction criterion that best predicts response at the end of IPT A (12 sessions delivered within 16 weeks)? Receiver operating characteristic (ROC) analysis: Area under the ROC curve (AUC) provides an indication of classification accuracy for each time point Conducted for weeks 4, 8, and 12 Gunlicks Stoessel & Mufson, 2011 18

What is the Best Time Point for Predicting Post Treatment Response to IPT A (12 sessions within 16 weeks)? Gunlicks Stoessel & Mufson, 2011 What is the Best Depression Reduction Criterion for Predicting Post Treatment Response? ROC also provides an indicator of the degree of reduction in depression at a time point that produces the best combined sensitivity and specificity in predicting post treatment outcome. Among adolescents offered 12 sessions of IPT A within 16 weeks: At week 4, a 20% reduction in depression symptoms signaled that posttreatment response was likely At week 8, a 40% reduction in depression symptoms signaled that posttreatment response was likely Gunlicks Stoessel & Mufson, 2011 19

Two Questions for Developing an ATS Beginning with IPT A Is it better to use an early decision point (week 4) or a late decision point (week 8) for identifying potential nonresponders to IPT A? Among adolescents who show an initial insufficient response to IPT A, what kind of change in treatment should be made? Augment Increase the number/frequency of IPT A sessions Add medication Switch To a different psychotherapy To medication only Sequential Multiple Assignment Randomized Trials (SMARTs) Subjects can be randomized multiple times and these randomizations occur sequentially through time at selected critical decision points Results of the SMART trial are used to define the decision rules that make up the adaptive treatment strategy Lavori & Dawson, 2000, 2003; Murphy, 2005 20

Pilot SMART Design K23MH090216 Gunlicks Stoessel (PI) Participants (n = 40) Age M = 14.8 (SD = 1.8) Sex 31 (77.5%) female 9 (22.5%) male Ethnicity 4 (10.0%) Latino/Hispanic 36 (90.0%) not Latino/Hispanic Race 3 (7.5%) American Indian/Alaska Native 3 (7.5%) Asian 32 (80.0%) White 2 (5.0%) More than one race Annual Mode = $90,000 $179,999 income 21

Participants (n = 40) Depression dx Baseline Depression Severity (CDRS R) Comorbid dx 37 (92.5%) MDD 1 (2.5%) MDD + Dysthymic Disorder 1(2.5%) Dysthymic Disorder 1(2.5%) DD NOS Range = 38 (mild) 73 (severe) M = 55.6 (SD = 10.5), t score = 72 9 (22.5%) Generalized Anxiety Disorder 9 (22.5%) Social Anxiety Disorder 2 (5.0%) Panic Disorder 2 (5.0%) Specific Phobia 1 (2.5%) Anxiety NOS 2 (5.0%) Oppositional Defiant Disorder 3 (7.5%) ADHD Measures Acceptability Adaptive Treatment Attitudes Questionnaire Clinical outcomes assessed by blinded evaluators Children s Depression Rating Scale Revised (CDRS R) Children s Global Assessment Scale (C GAS) Social Adjustment Scale (SAS SR) 22

Pre Treatment Attitudes Parents Adolescents 80% 80% 70% 70% 60% 60% 50% 40% 30% 20% 10% 0% Increase IPT A Add fluoxetine Positive Neutral Negative 50% 40% 30% 20% 10% 0% Increase IPT A Add fluoxetine Positive Neutral Negative Gunlicks Stoessel, Mufson, Westervelt, Almirall, & Murphy, 2016 Post Decision Point Attitudes Parents Adolescents 80% 80% 70% 70% 60% 60% 50% 40% 30% 20% Positive Neutral Negative 50% 40% 30% 20% Positive Neutral Negative 10% 10% 0% Week 4 Week 8 0% Week 4 Week 8 Gunlicks Stoessel, Mufson, Westervelt, Almirall, & Murphy, 2016 23

Post Decision Point Attitudes Parents Adolescents 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% No change Increase IPT A Add FLX Positive Neutral Negative 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% No change Increase IPT A Add FLX Positive Neutral Negative Gunlicks Stoessel, Mufson, Westervelt, Almirall, & Murphy, 2016 Post Treatment (Week 16) Attitudes Parents Adolescents 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% No change Increase IPT A Add FLX Positive Neutral Negative 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% No change Increase IPT A Add FLX Positive Neutral Negative Gunlicks Stoessel, Mufson, Westervelt, Almirall, & Murphy, 2016 24

Early Decision Point vs. Late Decision Point 1 of 4 Adaptive Treatment Strategies 25

1 of 4 Adaptive Treatment Strategies Depression (CDRS R) by Decision Time Point B = 5.72, t = 1.97, p =.049 26

Depression (CDRS R) Week 4 increase IPT A < Week 8 increase IPT A B = 8.78, t = 2.96, p =.003 Week 4 increase IPT A < Week 8 add FLX B = 6.32, t = 2.12, p =.034 Week 4 add FLX < Week 8 increase IPT A B = 5.99, t = 2.09, p =.036 General Psychosocial Functioning (CGAS) Week 4 increase IPT A > Week 8 increase IPT A B = 9.90, t = 2.86, p =.004 Week 4 increase IPT A > Week 8 add FLX B = 7.28, t = 2.03, p =.043 27

Social Impairment (SAS SR) Week 4 increase IPT A < Week 8 increase IPT A B =.39, t = 1.78, p =.077 Week 4 increase IPT A < Week 8 add FLX B =.38, t = 1.82, p =.070 Adapting Treatment Over Time: Take Home Points Progress monitoring is important. ATSs are feasible to implement and acceptable to families. The timing of when you augment treatment is important: Sooner is better than later This is particularly the case with increasing the frequency of therapy Further research is needed to incorporate change in target mechanisms/psychological constructs into ATS algorithms. 28