Regulatory challenges in the drug-food continuum. Yolanda Sanz IMI Stakeholder Forum Microbiome Brussels, Belgium

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Regulatory challenges in the drug-food continuum Yolanda Sanz 19.10.2017 IMI Stakeholder Forum Microbiome Brussels, Belgium

Outline Regulation of health claims on foods EU No 1924/2006 Reconciling science and regulation: EFSA role in health claims Microbiome promises in the drug-food continuum Facing new challenges related to microbiome-based products

EU Regulation on claims: key purposes A health claim is any representation that states, suggests, or implies a relationship between a food/constituent and health Consumer protection Harmonization of legislation Ensuring fair competition Innovation (5 year protection)

Main principles of health claims regulation Classification of claims Foodstuff cannot be attributed the property of preventing, treating or curing disease (Art 7(3) Regulation (EU) No 1169/2011). Foods versus drugs Function Claims related to maintenance of a function of the body or improvement in case of physiological decline (Art. 13.1, 13.5, 14-children) Disease Risk Claims related to the reduction of a risk factor contributing to the disease onset (Art. 14)

Main principles of health claims regulation For the purpose of communicating the health properties of a food/constituent to consumers: Subjects with a disease cannot be the target population for health claims. In principle, the target population should be the general (healthy) population or specific subgroups thereof. Function claims cannot refer to a disease. Disease risk reduction claims cannot refer to the reduction of the risk of a disease, but should refer to the reduction of a risk factor for disease. General scientific guidance on health claim application EFSA Journal 2016;14(1):4367

Reconciling science and regulation Regulatory framework may be in contradiction to scientific principles TARGET POPULATION=GENERAL POPULATION STUDY POPULATION Disease subjects as study groups to prove efficacy of foods Subjects with diet-related disorders considered as appropriate study groups since they could benefit the most from health claims made on foods. The relationship between a food/constituent and a function can be best measured by using disease outcomes Disease outcomes provide stronger evidence than risk factors for the ability of a food to reduce the disease risk. General scientific guidance on health claim application. EFSA Journal 2016;14(1):4367

Reconciling science and regulation The problem of the case-by-case scientific judgement STUDY GROUP: IBS patients to prove an effect on GI discomfort STUDY GROUP: Mildly hypercholesteraemic subjects to prove reductions in LDL-cholesterol CLINICAL OUTCOMES: Symptoms of infections, incidence of infections TARGET POPULATION: General adult population TARGET POPULATION: Adults who want to lower their blood cholesterol concentrations. CLAIM: Defence against pathogens or reduction of the risk of infections

Probiotics in (some) professional guidelines Versus health claims approval WGO Practice Guideline Probiotics and Prebiotics October 2011 Treatment of acute diarrhea Hepatic encephalopathy Pouchitis Allergy Treatment of atopic eczema Inflammatory bowel disease (IBD) Ulcerative colitis Necrotizing enterocolitis Radiation-induced diarrhoea Whether a claim is a food or medicinal claim and the admissibility of the target population for a claim depends on risk managers

Microbiome promises in the drug-food area 37% microbiome research MICROBIAL SPECIES AND GENES IN BODILY AREAS Nostrils 900 species 30.000 genes Mouth 800 species 70.000 genes Teeth 1.300 species 20.000 genes Feces 4.000 species 800.000 genes Vagina 300 species 10.000 genes Microbial Balance Microbial Dysbiosis Cognitive dysfunction Autism Periodontitis Stress Asthma Metabolic syndrome Heart disease Allergies Obesity/diabetes Colon cancer Liver disease Colorectal cancer Crohn s disease Osteoporosis SOURCE: Human Microbiome Project

Microbiome promises in the drug-food area Optimal health Suboptimal health (Chronic) disease Infants Children adolescents Adults Elderly Prediction & Prevention of disease Prognosis Interception of disease Treatment Fecal microbiota transplants (FMT) Microbiome-based solutions Cocktails or single bacteria = «probiotics» Dietary modulators = «prebiotic-like» Microbiota-derived compounds (SCFA, proteins) Romaní-Pérez M, Agusti A, Sanz Y. Curr Opin Clin Nutr Metab Care. 2017;20:484-491.

Facing new challenges: microbiome products EFSA guidance on novel food applications: Section 9- relates to foods consisting of, isolated from or produced from microorganisms Indigenous human gut bacteria Unambiguous taxonomic classification, whole-genome characterization, antibiotic resistance assessment and other safety issues. Examples of novel foods/ingredients approved: Clostridium butyricum CBM 588 Milk products fermented with Bacteroides xylanisolvens (EFSA Journal 2016;14(11):4594) EFSA guidance on the characterisation of microorganisms used as feed additives or as production organisms. Under public consultation until 15 September 2017

Facing new challenges: personalization Priority topics for the development of risk assessment guidance by EFSA s Scientific Committee in 2016 2018: Individual susceptibility and uncertainty factors should be considered for future assessments, including variables such as the individual s microbiota (influencing glycaemic responses to a given diet/food, nutrient absorption and metabolism, xenobiotic metabolism, maturation of the immune and nervous systems, etc.), etc. (EFSA Journal 2016;14(6):4502). Classification of personalized foods Conventional foods? Narrowing down the groups of the general population? Foods for Special Groups or Medical Purposes (FSMPs)? When are intended for patients to meet specific nutritional needs (Regulation (EU) No 609/2013, EFSA Journal, 13: 4300).

Towards holistic and more personalized nutrition and health approaches Microbiome improves prediction of glycemic response Zeevi et al. Cell. 2015 Nov 19;163(5):1079-1094.

Microbiota-based (directed) foods as conventional or medical foods? o They can have a place as conventional and medical foods, depending on their purpose. o As conventional foods: (i) they should be intended for general healthy population and affect risk factors for disease (ii) functions of the microbiota are not considered as part of the functions of the human body, but as mechanisms. o As medical foods (FSMPs): they are intended for managing disease but for meeting specific nutritional needs only. Alliances between the food and health area are key to respond to the demographic change and develop a sustainable health care system

Thank you Yolanda Sanz yolsanz@iata.csic.es www.imi.europa.eu @IMI_JU