Taxotere * and carboplatin plus Herceptin (trastuzumab) (TCH): the first approved non-anthracycline Herceptin-containing regimen 1

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Important data from BCIRG 006 Taxotere * and carboplatin plus Herceptin (trastuzumab) (TCH): the first approved non-anthracycline Herceptin-containing regimen 1 in the adjuvant treatment of HER2+ breast cancer Taxotere (docetaxel) is a registered trademark of sanofi-aventis U.S. LLC. Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 1

Herceptin in the adjuvant setting Adjuvant indications Herceptin is indicated for adjuvant treatment of HER2-overexpressing node-positive or node-negative (ER/PR-negative or with one high-risk feature*) breast cancer: As part of a treatment regimen consisting of doxorubicin, cyclophosphamide, and either paclitaxel or docetaxel With docetaxel and carboplatin As a single agent following multi-modality anthracycline-based therapy *High-risk features for patients with ER/PR+ breast cancer include: tumor size >2 cm, age <35 years, and histologic and/or nuclear grade 2/3. Boxed WARNINGS and additional important safety information Herceptin administration can result in sub-clinical and clinical cardiac failure manifesting as congestive heart failure and decreased left ventricular ejection fraction. Serious infusion reactions and pulmonary toxicity have occurred; fatal infusion reactions have been reported. Exacerbation of chemotherapy-induced neutropenia has also occurred. The most common adverse reactions associated with Herceptin use were fever, nausea, vomiting, infusion reactions, diarrhea, infections, increased cough, headache, fatigue, dyspnea, rash, neutropenia, anemia, and myalgia. Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 2

Aggressiveness of HER2+ disease HER2+ breast cancer is an aggressive form of the disease 2-4 Patients with HER2+ disease experience increased risk of disease recurrence and inferior survival 2,5 HER2 amplification increases risk in node-negative tumors 6 In a retrospective study of node-negative invasive breast cancer, HER2 gene amplification strongly impacted the risk for both early recurrence and disease-related death 6 Based on a sample of 324 node-negative archival breast cancer specimens. Patients were treated by surgery only. Early recurrent disease (n=242 cases) was defined as occurring within 24 months of diagnosis. Evaluation of disease-related death was restricted to 232 patients known to have died of disease, or who had at least 36 months of follow-up. Small tumors defined as 1.0 cm in diameter; large tumors defined as >1.0 cm in diameter. Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 3

BCIRG 006 studied the efficacy and safety of 2 Herceptin-containing regimens The benefits of 12 months of Herceptin therapy have been demonstrated in 4 adjuvant trials of more than 10,000 patients 1 BCIRG 006 included more than 3,200 patients and examined the safety and efficacy of 2 adjuvant Herceptin-containing regimens in patients with HER2+ breast cancer 1 Patients were required to have either node-positive disease, or node-negative disease with at least 1 of the following high-risk features: ER/PR-negative, tumor size >2 cm, age <35 years, or histologic and/or nuclear grade 2/3 Patients were randomized (1:1:1) to receive 1 of the following adjuvant regimens 1 : AC T (control): doxorubicin and cyclophosphamide followed by docetaxel AC TH: doxorubicin and cyclophosphamide followed by docetaxel plus Herceptin TCH: docetaxel and carboplatin plus Herceptin Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 4

Efficacy of TCH regimen demonstrated in BCIRG 006 TCH regimen increased benefit compared with AC T 1 At 3 years, there was an absolute reduction in the risk of disease recurrence of 4.0% in the TCH arm (95% CI: 0.6%-7.4%) compared with AC T 7 Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 5

Efficacy of TCH regimen demonstrated in BCIRG 006 TCH regimen improved DFS across diverse subgroups 7 29% of patients enrolled had high-risk* node-negative disease High-risk features were defined as: tumor that was ER-negative and PR-negative, tumor size >2 cm, histologic and/or nuclear grade 2/3, and age <35 years. 7 Results within patient subgroups were generally consistent with the overall treatment effects 7 Exploratory analyses for the risk of recurrence, contralateral breast cancer, or death within patient subgroups were generally consistent with the overall treatment effects There were insufficient numbers of patients within each of the following subgroups to determine if the treatment effect for them was different from that for the overall patient population 1 : Patients with low tumor grade, within specific ethnic/racial subgroups (Black, Hispanic, Asian/Pacific Islander), or >65 years of age Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 6

Efficacy of AC TH* demonstrated in BCIRG 006 AC TH increased benefit compared with AC T 1 In the BCIRG 006 trial, the T in AC TH refers to Taxotere. At 3 years, there was an absolute reduction in the risk of disease recurrence of 5.7% in the AC TH arm (95% CI: 2.4%-9.0%) compared with AC T 7 Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 7

Efficacy of AC TH* demonstrated in BCIRG 006 AC TH regimen improved DFS across diverse subgroups 7 29% of patients enrolled had high-risk* node-negative disease High-risk features were defined as: tumor that was ER-negative and PR-negative, tumor size >2 cm, histologic and/or nuclear grade 2/3, and age <35 years. 7 Results within patient subgroups were generally consistent with the overall treatment effects 7 Exploratory analyses for the risk of recurrence, contralateral breast cancer, or death within patient subgroups were generally consistent with the overall treatment effects There were insufficient numbers of patients within each of the following subgroups to determine if the treatment effect for them was different from that for the overall patient population 1 : Patients with low tumor grade, within specific ethnic/racial subgroups (Black, Hispanic, Asian/Pacific Islander), or >65 years of age Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 8

Risk of early relapse reinforces importance of 1 year of Herceptin The risk of events is highest in the first 3 years after surgery 8 Adapted from Romond et al, Fig. 4B, Supplementary Appendix on hazard rate for first recurrence, expressed in events per 1000 women at risk per year, in the Joint Analysis (NSABP B-31 and NCCTG N9831). Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 9

Herceptin approved as part of 2 additional adjuvant regimens based on BCIRG 006 1 TCH regimen offers earlier initiation and shorter duration than AC TH 1 The TCH regimen enables immediate initiation of Herceptin with chemotherapy 1 This differs from AC TH, in which Herceptin is started only after 12 weeks of AC have been completed The TCH regimen reduces the overall duration of infused therapy from 15 to 12 months total, since all chemotherapies are given concurrently with Herceptin 1 Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 10

Herceptin approved as part of 2 additional adjuvant regimens based on BCIRG 006 1 AC TH regimen using docetaxel as the taxane 1 Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 11

Herceptin dosing and administration throughout the TCH and AC TH regimens In the clinical trial, for the TCH regimen 2 : For the first cycle, Herceptin was given on day 1 and Taxotere and carboplatin were given on day 2 For all subsequent cycles (2-6), Taxotere, carboplatin, and Herceptin were all given on the same day (in that order) In the clinical trial, for the AC TH regimen 2 : For the first cycle of TH, Herceptin was given on day 1 and Taxotere was given on day 2 For all cycles 2-4 of TH, Taxotere and Herceptin were given on the same day (in that order) Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 12

Improving completion rates of planned Herceptin treatment Lower risk of cardiac-related discontinuation The TCH regimen eliminates the potential for anthracycline-related cardiotoxicity that may prevent Herceptin initiation 2.9% of patients in the TCH arm discontinued Herceptin due to a cardiac event compared with 5.7% of patients in the AC TH arm 1 Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 13

Improving completion rates of planned Herceptin treatment Higher completion rates 7 On average, for every 100 patients receiving each regimen in BCIRG 006, 13 more were able to complete therapy with TCH In the AC TH arm, 2.3% of patients in the safety population* discontinued therapy prior to receiving any Herceptin Herceptin was initiated in 100% of patients in the safety population for the TCH arm 91.3% of patients in the AC TH arm and 95.5% of patients in the TCH arm started Herceptin monotherapy after completion of chemotherapy Herceptin was discontinued during monotherapy in 10% of patients in the AC TH arm and 5.4% of patients in the TCH arm Includes all patients who received at least 1 dose of study treatments. Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 14

Reduced cardiac risk in non-anthracycline regimen 1 In BCIRG 006, a lower rate of congestive heart failure (CHF) was seen with the TCH regimen vs the AC TH regimen Patients were ineligible if they had a history of CHF, myocardial infarction, grade 3 or 4 cardiac arrhythmia, angina requiring medication, clinically significant valvular heart disease, poorly controlled hypertension (diastolic >100 mm Hg), any T4 or N2 or known N3 or M1 breast cancer The incidence of NCI-CTC grade 3/4 cardiac ischemia/infarction was higher in the Herceptin-containing regimens as compared with AC T 0.3% (3/1068) with AC TH; 0.2% (2/1056) with TCH; and 0% with AC T Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 15

Reduced risk of asymptomatic LVEF drops in non-anthracycline regimen 1 Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 16

Cardiac monitoring 1 Conduct a thorough cardiac assessment, including history, physical examination, and determination of LVEF by echocardiogram or MUGA scan Patients should undergo monitoring for deteriorating left ventricular function prior to Herceptin treatment, and frequently during and after Herceptin treatment * Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 17

Treatment modifications for cardiac issues 1 Discontinue Herceptin for CHF or clinically significant asymptomatic decreases in left ventricular function In patients with asymptomatic declines in LVEF, Herceptin may be held and resumed up to 3 times, using the management protocol below * Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 18

Mechanisms of cardiotoxicity for Herceptin and anthracyclines Anthracyclines and Herceptin are both considered to be valuable treatment options for HER2+ breast cancer patients in the adjuvant setting However, both therapies have also been associated with an increased risk of cardiotoxicity 1,9-12,15 Understanding the mechanisms of cardiotoxicity for these 2 therapies can clarify the potential risks that each poses for a patient 9,10,12-15 Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 19

Mechanisms of cardiotoxicity for Herceptin and anthracyclines 1,9-14 9,10 11 12 13,14 Anthracycline acts as a primary cardiotoxin that promotes production of free radicals, resulting in mitochondrial damage to the myocyte and myocardial cell death 9,15 Anthracycline-associated cardiotoxicity is largely dose-dependent, generally not recoverable, and may result in ultrastructural damage 12,15 Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 20

Key benefits of the TCH regimen TCH regimen proven effective in BCIRG 006 Proven clinical benefit for TCH across diverse patient subgroups 1,7 Including 39 years, hormone-receptor negative, 4-9 positive nodes, and tumor size >2 cm Lower cardiac risk than AC TH (CHF rate of 0.4% vs 2.0% with AC TH) 1 Eliminates the potential for anthracycline-related cardiotoxicity Shorter duration of IV therapy (12 months vs 15 months with AC TH) 1 Enables immediate initiation of Herceptin with chemotherapy Higher completion rate of adjuvant therapy 7 Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 21

Boxed WARNINGS and Additional Important Safety Information Cardiotoxicity and cardiac monitoring Herceptin administration can result in sub-clinical and clinical cardiac failure manifesting as congestive heart failure (CHF) and decreased left ventricular ejection fraction (LVEF) The incidence and severity of left ventricular cardiac dysfunction was highest in patients who received Herceptin concurrently with anthracycline-containing chemotherapy regimens Discontinue Herceptin treatment in patients receiving adjuvant therapy and strongly consider discontinuation of Herceptin in patients with metastatic breast cancer who develop a clinically significant decrease in left ventricular function Patients should undergo monitoring for decreased left ventricular function before Herceptin treatment, and frequently during and after Herceptin treatment More frequent monitoring should be employed if Herceptin is withheld in patients who develop significant left ventricular cardiac dysfunction In one adjuvant clinical trial, cardiac ischemia or infarction occurred in the Herceptin-containing regimens Boxed WARNINGS and additional important safety information are continued on next page. Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 22

Boxed WARNINGS and Additional Important Safety Information Infusion reactions, pulmonary toxicity, and neutropenia Serious infusion reactions and pulmonary toxicity have occurred; fatal infusion reactions have been reported In most cases, symptoms occurred during or within 24 hours of administration of Herceptin Herceptin infusion should be interrupted for patients experiencing dyspnea or clinically significant hypotension Patients should be monitored until signs and symptoms completely resolve Discontinue Herceptin for infusion reactions manifesting as anaphylaxis, angioedema, interstitial pneumonitis, or acute respiratory distress syndrome Exacerbation of chemotherapy-induced neutropenia has also occurred Boxed WARNINGS and additional important safety information are continued on next page. Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 23

Boxed WARNINGS and Additional Important Safety Information Pregnancy category D Herceptin can cause oligohydramnios and fetal harm when administered to a pregnant woman Most common adverse events The most common adverse reactions associated with Herceptin use were fever, nausea, vomiting, infusion reactions, diarrhea, infections, increased cough, headache, fatigue, dyspnea, rash, neutropenia, anemia, and myalgia Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 24

References 1. Herceptin Prescribing Information. Genentech, Inc. March 2009. 2. Slamon DJ, Clark GM, Wong SG, et al. Human breast cancer: correlation of relapse and survival with amplification of the HER-2/neu oncogene. Science. 1987;235:177-182. 3. Paik S, Hazan R, Fisher ER, et al. Pathologic findings from the National Surgical Adjuvant Breast and Bowel Project: prognostic significance of erbb-2 protein overexpression in primary breast cancer. J Clin Oncol. 1990;8:103-112. 4. Ross JS, Fletcher JA. HER-2/neu (c-erb-b2) gene and protein in breast cancer. Am J Clin Pathol. 1999;112(suppl 1):S53-S67. 5. Witton CJ, Reeves JR, Going JJ, et al. Expression of the HER1-4 family of receptor tyrosine kinases in breast cancer. J Pathol. 2003;200:290-297. 6. Press MF, Bernstein L, Thomas PA, et al. HER-2/neu gene amplification characterized by fluorescence in situ hybridization: poor prognosis in node-negative breast carcinomas. J Clin Oncol. 1997;15:2894-2904. 7. Data on file. Genentech, Inc. 8. Romond EH, Perez EA, Bryant J, et al. Trastuzumab plus adjuvant chemotherapy for operable HER2-positive breast cancer. N Engl J Med. 2005;353:1673-1684 and supplementary appendix. 9. Love N, Steingart RM. Cardiologic issues in breast cancer management: proceedings and interviews from a closed roundtable meeting of clinical investigators and practicing oncologists. BCU Cardiac. 2007;1(1):3-10. www.herceptin.com Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 25

References 10. Chien KR. Herceptin and the heart a molecular modifier of cardiac failure. N Engl J Med. 2006;354(8): 789-790. 11. Tan-Chiu E, Yothers G, Romond E, et al. Assessment of cardiac dysfunction in a randomized trial comparing doxorubicin and cyclophosphamide followed by paclitaxel, with or without trastuzumab as adjuvant therapy in node-positive, human epidermal growth factor receptor 2-overexpressing breast cancer: NSABP B-31. J Clin Oncol. 2005;23:7811-7819. 12. Ewer MS, Vooletich MT, Durand JB, et al. Reversibility of trastuzumab related cardiotoxicity: new insights based on clinical course and response to medical treatment. J Clin Oncol. 2005;23(31):7820-7826. 13. Slamon DJ, Leyland-Jones B, Shak S, et al. Use of chemotherapy plus a monoclonal antibody against HER2 for metastatic breast cancer that overexpresses HER2. N Engl J Med. 2001;344:783-792. 14. Cobleigh MA, Vogel CL, Tripathy D, et al. Multinational study of the efficacy and safety of humanized anti-her2 monoclonal antibody in women who have HER2-overexpressing metastatic breast cancer that has progressed after chemotherapy for metastatic disease. J Clin Oncol. 1999;17:2639-2648. 15. Shan K, Lincoff AM, Young JB. Anthracycline-induced cardiotoxicity. Ann Intern Med. 1996;125(1):47-58. www.herceptin.com Please see full Prescribing Information for Boxed WARNINGS and additional important safety information. 26

Please see full Prescribing Information 2009 Genentech for Boxed USA, Inc. WARNINGS So. San Francisco, and additional CA All important rights reserved. safety information. LK3193 9319902 5/09 27

Herceptin BCIRG 006 Clinical Slide Kit This USB drive contains presentation slides with key data from the BCIRG 006 clinical trial Installation instructions: Double-click on file to open Adjuvant indications Herceptin is indicated for adjuvant treatment of HER2-overexpressing node-positive or node-negative (ER/PR-negative or with one high-risk feature) breast cancer: As part of a treatment regimen consisting of doxorubicin, cyclophosphamide, and either paclitaxel or docetaxel With docetaxel and carboplatin As a single agent following multi-modality anthracycline-based therapy Please see reverse and accompanying full Prescribing Information for Boxed WARNINGS and additional important safety information.

Herceptin BCIRG 006 Clinical Slide Kit Boxed WARNINGS and Additional Important Safety Information Herceptin administration can result in sub-clinical and clinical cardiac failure manifesting as congestive heart failure and decreased left ventricular ejection fraction. Serious infusion reactions have been reported. Exacerbation of chemotherapy-induced neutropenia has also occurred. The most common adverse reactions associated with Herceptin use were fever, nausea, vomiting, infusion reactions, diarrhea, infections, increased cough, headache, fatigue, dyspnea, rash, neutropenia, anemia, and myalgia. Please see accompanying full Prescribing Information for Boxed WARNINGS and additional important safety information. 2009 Genentech USA, Inc. So. San Francisco, CA All rights reserved. LK3193 9319902 6/09