Dental Assessments for Nursing Home Residents: North Dakota as a Best Practice

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Center for Rural Health Dental Assessments for Nursing Home Residents: North Dakota as a Best Practice Dakota Conference on Rural and Public Health Grand Forks, North Dakota May, 2018 Shawnda Schroeder, Ph.D. Nathan Fix, MPH Center for Rural Health Center for Rural Health University of North Dakota School of Medicine & Health Sciences Center for Rural Health Established in 1980, at The University of North Dakota (UND) School of Medicine and Health Sciences in Grand Forks, ND One of the country s most experienced state rural health offices UND Center of Excellence in Research, Scholarship, and Creative Activity Home to seven national programs Recipient of the UND Award for Departmental Excellence in Research Focus on Educating and Informing Policy Research and Evaluation Working with Communities American Indians Health Workforce Hospitals and Facilities ruralhealth.und.edu 2 1

Background Center for Rural Health partnership and funding with the North Dakota Department of Health, Oral Health Program (2015) DentaQuest dollars Survey of long term care (LTC) facilities oral health policies and attitudes around dental care Pre/Post assessments for LTC facilities participating in mobile dental program 3 North Dakota Basic Screening Survey Administered by the North Dakota Department of Health, Oral Health Program Only 60% had an identified dentist 32% were edentulous (no teeth) 41.1% covered by Medicaid; 31% by Medicare/no insurance Nursing facility residents with Medicaid have a significantly higher prevalence of substantial tooth loss and edentulism 4 2

Oral Health among North Dakota Nursing Home Residents: 2016 Needs periodontal care Lower partial denture Root fragments Untreated decay Severe gingival inflamation 20% 22% 23% 23% 23% Substantial oral debris Needs early/urgent care 30% 34% Upper partial denture 41% 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% % of Nursing Home Resident in North Dakota Data provided by the North Dakota Department of Health Oral Health Program, Basic Screening Survey for Older Adults 2016 Oral Health among North Dakota Nursing Home Residents: Insurance Status, 2016 Needs periodontal care Severe gingivitis 15% 19% 25% 20% 14% 31% Private/third party Medicare/No insurance Medicaid Root fragments Untreated decay 17% 20% 19% 25% 26% 29% Substantial tooth loss 55% 69% 75% Edentulous 17% 31% 41% 0% 20% 40% 60% 80% 100% Data provided by the North Dakota Department of Health Oral Health Program, Basic Screening Survey for Older Adults 2016 3

Dental Care Provisions among North Dakota LTC Facilities Only 50% of facilities had a written plan of care for dental needs in place. Of the 23 with a written plan of care for dental needs in place, only 3 had had any dental professional assist or review said plan. Nursing facilities were more likely to have a plan of care for dental needs in place (57%) than basic care (25%). Nursing care facilities were more likely (87%) than basic care (50%) to offer oral health training to nursing and nurse aide staff. 7 More than a quarter of facilities indicate there was no initial dental exam, while only 7% indicated a dental provider was responsible. Access this figure: https://ruralhealth.und.edu/pdf/north-dakota-oral-health-long-term-care.pdf Access all reports here: https://ruralhealth.und.edu/what-we-do/oral-health/publications 8 4

North Dakota in Comparison 9 National Need Had a Dental Visit in Past Year, 2015 90% 80% 70% 60% 50% 40% 84.7% 30% 64.0% 62.7% 20% 10% 0% Ages 2-17 Ages 18-64 Ages 65+ Roughly 1.4 million U.S. nursing home residents in 2014. People ages 65 or older make up 15% of the U.S. population (49.2 million people). More than three out of every five nursing home residents (63.1%) report between four and five impaired daily living activities 10 5

Oral Health & Overall Health Evidence suggests that poor oral health and gum disease are linked with increased hospitalizations, readmissions, respiratory infections, diabetes, dementia, poor nutrition, pneumonia, chronic obstructive pulmonary disease, and behavioral change in the elderly 11 For More Information Oral Health among North Dakota Elderly Dental Coverage for Nursing Home Residents Dental Screenings and Daily Care for North Dakota Nursing Home Residents: A Promising Practice Evaluation of the Long Term Care Oral Health Program 12 6

Goal: Create a Standard Dental Screening Tool for Nursing Home Residents Funding: DentaQuest, North Dakota Department of Health, Oral Health Program Priority identified by the North Dakota Older Adult Oral Health Work Group Additional interest from: North Dakota Long Term Care Association North Dakota Dental Association Bridging the Dental Gap 13 North Dakota Older Adult Oral Health Work Group Toni Hruby DentaQuest Grant Manager Oral Health Program, ND DoH Jaclyn Seefeldt Prevention Coordinator Oral Health Program, ND DoH Kimberlie Yineman Director Oral Health Program, ND DoH Lucille Rostad Program Manager Division of Health Facilities, ND DoH Jodi Hulm Administrator North Dakota Department of Human Services Judy Lee Senator North Dakota, Human Services Committee (Chair) Michael Chaussee Director of Advocacy American Association of Retired Persons, ND Shelly Peterson President North Dakota Long Term Care Association Marie Mott Executive Director Bridging the Dental Gap Nadine Boe Chief Operating Officer (COO) Northland Community Health Centers William Sherwin Govt. Relations Director North Dakota Dental Association Scott Anderson Executive Director North Dakota Dental Foundation Lana Schlecht Dentist Retired, North Dakota Nancy Hodur Director Center for Social Research, NDSU Shawnda Schroeder Assistant Professor Center for Rural Health, UND SMHS 14 7

Method and Approach Crosswalk of Items to Include in the Dental Screen: Code of Federal Regulations (CFR) for nursing home care North Dakota Administrative Code CMS Minimum Data Set (MDS) Resident Assessment Instrument (RAI) 3.0 Basic Screening Survey for Older Adults recommended by the Association of State and Territorial Dental Directors National and international templates/recommended best practices 15 16 8

Priority Items for the Screening Tool Federal law (42 C.F.R. 483.20) requires all nursing home facilities conduct an oral health assessment upon admission of a new resident, and periodically. Federal law also requires that long term care facilities: Obtain routine and emergency dental services from an outside resource to meet resident needs Assist residents with making appointments and arranging transportation, as requested Within 3 days, refer patients with lost or damaged dentures Assist residents in applying for dental service reimbursement 17 Section L of the MDS 3.0 RAI Effective October, 2017 nursing homes will record the following dental problems present in a 7-day look-back period: Broken or loosely fitting full or partial denture No natural teeth or tooth fragment(s) Abnormal mouth tissue (ulcers, masses, lesions) Obvious or likely cavity or broken natural teeth Inflamed or bleeding gums or loose natural teeth Mouth or facial pain or discomfort with chewing Unable to examine For more information on MDS 3.0 RAI, access https://downloads.cms.gov/files/mds-30-rai-manual-v115-october-2017.pdf. 18 9

Review of the Dental Screening Tool North Dakota Department of Health, Oral Health Program North Dakota Older Adult Oral Health Work Group North Dakota Dental Association, Board of Directors Focus Group Review 19 Focus Group Representation from: North Dakota Department of Health Oral Health Program Dental providers Director of Nursing from a rural nursing home Nursing home administrator North Dakota Department of Human Services (Medicaid) Bridging the Dental Gap (health center providing mobile dental care for nursing home facilities) 20 10

Promising Practice A dental hygienist (DH) will complete the dental screen in the nursing home facility within 14 days of admission of a new resident (page one). The unit charge nurse will complete page two of the resident oral health screen and develop the daily dental care plan based off of the recommendations in the screening tool. The DH will provide the screening under general supervision of a dentist. The billing will occur under the supervising dentist. The DH will indicate that a dental exam is to be scheduled within 6 months of the screening with a practicing dentist (most likely the dentist supervising the care of the DH). 21 A dental hygienist (DH) will complete the dental screen in the nursing home facility within 14 days of admission of a new resident (page one). The DH will provide the screening under general supervision of a dentist. The billing will occur under the supervising dentist. 22 Center for Rural Health University of North Dakota School of Medicine & Health Sciences 11

The unit charge nurse will complete page two of the resident oral health screen and develop the daily dental care plan based off of the recommendations in the screening tool. 23 Center for Rural Health University of North Dakota School of Medicine & Health Sciences Barriers Participation among dental providers Participation among nursing facilities Physical environment needed for dental screens Reimbursement Supervision laws Prescribing authority 12

Solutions Dental provider education, referrals, opportunity Nursing home education State Medicaid programs Dental Screen billing code Public health hygienists, preventive screen only Physical space is not a barrier in North Dakota 25 Daily Oral Care Plans Using the Completed Screening Tool, the unit charge nurse can develop the Daily Oral Care Plan. The plan should Indicate the resident s ability to assist in his/her own dental hygiene. List all supplies included in the individual s oral health toolkit. Track frequency of dental care needed and provided (e.g., number of times brushing per day). Provide a place for direct care providers to note any observed dental concerns. 26 13

Oral Health Toolkit Each resident should be supplied an oral health toolkit containing supplies needed to maintain good oral hygiene. Supplies required in a resident s oral health toolkit are determined by the initial oral health screen and may include: Toothbrush Kidney dish Floss handle Floss Toothettes Denture cleaner Toothpaste Facecloth Mouth prop Denture cup Proxabrush Denture brush Prevident Daily oral care plan Chlorhexidine Mouthwash 27 Center for Rural Health Contact us for more information! Shawnda Schroeder Shawnda.Schroeder@med.und.edu The full Promising Practice Guide may be found at: https://ruralhealth.und.edu/assets/1123-4538/standardized-dental-screeningfor-new-nursing-home-residents.pdf 501 North Columbia Road, Stop 9037 Grand Forks, North Dakota 58202-9037 ruralhealth.und.edu/what-we-do/oral-health Center for Rural Health University of North Dakota School of Medicine & Health Sciences 14