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FEP Medical Policy Manual Last Review: December 2016 Effective Date: January 15, 2017 Related Policies None Gene Expression Profiling for Uveal Melanoma Summary Uveal melanoma is associated with a high rate of metastatic disease, and survival after the development of metastatic disease is poor. Prognosis following treatment of local disease can be assessed using various factors, including clinical and demographic markers, tumor stage, tumor characteristics, and tumor cytogenetics. Gene expression profiling (GEP) can be used to determine prognosis. This evidence review addresses whether outcomes are improved when GEP testing is used to determine prognosis of patients with uveal melanoma compared to determining prognosis without GEP testing. FDA REGULATORY STATUS Clinical laboratories may develop and validate tests in-house and market them as a laboratory service; laboratory-developed tests (LDTs) must meet the general regulatory standards of the Clinical Laboratory Improvement Amendments (CLIA). The DecisionDx-UM test is available under the auspices of CLIA. Laboratories that offer LDTs must be licensed by CLIA for high-complexity testing. To date, the U.S. Food and Drug Administration has chosen not to require any regulatory review of this test. POLICY STATEMENT Gene expression profiling for uveal melanoma is considered investigational. BENEFIT APPLICATION Benefits are available for specialized diagnostic genetic testing when it is medically necessary to diagnose and/or manage a patient s existing medical condition. Benefits are not provided for genetic panels when some or all of the tests included in the panel are not covered, are experimental or investigational, or are not medically necessary. Experimental or investigational procedures, treatments, drugs, or devices are not covered (See General Exclusion Section of brochure). RATIONALE Summary of Evidence For individuals who have localized uveal melanoma who receive a gene expression profiling (GEP) test for uveal melanoma, the evidence includes cross-sectional studies of assay validation and clinical validity. Relevant outcomes are overall survival, disease-specific survival, test accuracy and validity, other test performance measures, functional outcomes, health status measures, and quality of life. There is limited published data on the analytic validity of GEP testing. Three studies of clinical validity identified used the GEP score to predict melanoma metastases and melanoma-specific survival. All 3 reported that GEP Original Policy Date: September 2014 Page: 1 of 5 The policies contained in the FEP Medical Policy Manual are developed to assist in administering contractual benefits and do not constitute medical advice. They are not intended to replace or substitute for the independent medical judgment of a practitioner or other health care professional in the treatment of an individual member. The Blue Cross and Blue Shield Association does not intend by the FEP Medical Policy Manual, or by any particular medical policy, to recommend, advocate, encourage or discourage any particular medical technologies. Medical decisions relative to medical technologies are to be made strictly by members/patients in consultation with their health care providers. The conclusion that a particular service or supply is medically necessary does not constitute a representation or warranty that the Blue Cross and Blue Shield Service Benefit Plan covers (or pays for) this service or supply for a particular member.

Original Policy Date: September 2014 Page: 2 of 5 class correlated strongly with metastatic disease and melanoma mortality. Two studies compared GEP class to other prognostic markers, and GEP class had the strongest association among the markers tested. GEP class appears be a strong predictor of metastatic disease and melanoma death, but it is uncertain whether its use for management decisions will improve the net health outcome. Aaberg et al (2014) showed an association between GEP classification and treatment, reporting that patients classified as low risk were managed with less frequent and intensive surveillance and were not referred for adjuvant therapy. Although classification into the low-risk group may reduce the burden of surveillance, it has not been shown for patients who are considered to be at high risk for metastases that adjuvant treatment or more intensive surveillance improves survival or morbidity outcomes. The evidence is insufficient to determine the effects of the technology on health outcomes. SUPPLEMENTAL INFORMATION Commercially Available Testing The DecisionDx-UM test (Castle Biosciences, Phoenix, AZ) is a GEP test intended to assess 5-year metastatic risk in uveal melanoma. The test was introduced in late 2009, and claims to identify the molecular signature of a tumor and its likelihood of metastasis within 5 years. The assay determines the expression of 15 genes, which stratify a patient s individual risk of metastasis into 2 classes. Based on the clinical outcomes from the prospective, 5-year multicenter Collaborative Ocular Oncology Group study, the DecisionDx-UM test reports class 1A, class 1B, and class 2 phenotypes: Class 1A: Very low risk, with a 2% chance of the eye cancer spreading over the next 5 years; Class 1B: Low risk, with a 21% chance of metastasis over 5 years; Class 2: High risk, with 72% odds of metastasis within 5 years. Practice Guidelines and Position Statements U.K. national guidelines for uveal melanoma were published in 2015. These guidelines contain the following statements related to prognosis and surveillance. Prognostic factors/tools Prognostic factors of uveal melanoma are multi-factorial and include clinical, morphological and genetic features. The following features should be recorded: sic] basal diameter The following features should be recorded if tissue is available: hematoxylin and eosin] stained sections) Periodic acid Schiff staining). Grade A of encapsulation). [GRADE A] Prognostic biopsy There should be a fully informed discussion with all patients, explaining the role of biopsy including the benefits and risks. The discussion should include:

Original Policy Date: September 2014 Page: 3 of 5 e investigation -up [GPP] The minimum dataset for uveal melanoma from the Royal College of Pathology should be recorded. http://www.rcpath.org/publicationsmedia/publications/datasets/uveal-melanoma.htm Grade D Tests for novel serological biomarkers should only be used within clinical trials or research programs. [GPP] Consider collecting molecular genetic and/or cytogenetic data for research and prognostication purposes where tumor material is available and where patient consent has been obtained as part of an ethically approved research program. [GPP] Use of the current (i.e. 7th) Edition of the TNM staging system for prognostication is highly recommended. Grade A Use of multifactorial prognostication models incorporating clinical, histological, immunohistochemical and genetic tumour features - should be considered. Grade D Surveillance Prognostication and surveillance should be led by a specialist multidisciplinary team that incorporates expertise from ophthalmology, radiology, oncology, cancer nursing and hepatic services. [GPP] Prognostication and risk prediction should be based on the best available evidence, taking into account clinical, morphological and genetic cancer features. [GPP] All patients, irrespective of risk, should have a holistic assessment to discuss the risk, benefits and consequences of entry into a surveillance program. The discussion should consider risk of false positives, the emotional impact of screening as well as the frequency and duration of screening. An individual plan should be developed. [GPP] Patients judged at high-risk of developing metastases should have 6-monthly life-long surveillance incorporating a clinical review, nurse specialist support and liver specific imaging by a non-ionising modality. [GPP] Liver function tests alone are an inadequate tool for surveillance. Grade C Not applicable. U.S. Preventive Services Task Force Recommendations Medicare National Coverage There is no national coverage determination (NCD). In the absence of an NCD, coverage decisions are left to the discretion of local Medicare carriers. REFERENCES 1. Spagnolo F, Caltabiano G, Queirolo P. Uveal melanoma. Cancer Treat Rev. Aug 2012;38(5):549-553. PMID 22270078 2. Pereira PR, Odashiro AN, Lim LA, et al. Current and emerging treatment options for uveal melanoma. Clin Ophthalmol. 2013;7:1669-1682. PMID 24003303 3. Correa ZM, Augsburger JJ. Independent prognostic significance of gene expression profile class and largest basal diameter of posterior uveal melanomas. Am J Ophthalmol. Feb 2016;162:20-27 e21. PMID 26596399

Original Policy Date: September 2014 Page: 4 of 5 4. Finger RL. Intraocular melanoma. In: DeVita VT, Lawrence TS, Rosenberg SA, eds. Cancer: Principles & Practice of Oncology. 10th ed. Philadelphia, PA: Wolters Kluwer Health/Lippincott Williams & Wilkins; 2014:1770-1779. 5. Hawkins BS. Collaborative ocular melanoma study randomized trial of I-125 brachytherapy. Clin Trials. Oct 2011;8(5):661-673. PMID 22013172 6. Correa ZM. Assessing prognosis in uveal melanoma. Cancer Control. Apr 2016;23(2):93-98. PMID 27218785 7. Nathan P, Cohen V, Coupland S, et al. Uveal Melanoma National Guidelines: Summary. Jan 2015; http://melanomafocus.com/wp-content/uploads/2015/06/uveal-melanoma-national-guidelines-summaryv1.3.pdf. Accessed June 28, 2016. 8. Finger PT, AJCC-UICC Ophthalmic Oncology Task Force. The 7th edition AJCC staging system for eye cancer: an international language for ophthalmic oncology. Arch Pathol Lab Med. Aug 2009;133(8):1197-1198. PMID 19653708 9. AJCC Ophthalmic Oncology Task Force. International validation of the American Joint Committee on Cancer's 7th Edition Classification of Uveal Melanoma. JAMA Ophthalmol. Apr 2015;133(4):376-383. PMID 25555246 10. Prescher G, Bornfeld N, Hirche H, et al. Prognostic implications of monosomy 3 in uveal melanoma. Lancet. May 4 1996;347(9010):1222-1225. PMID 8622452 11. van de Nes JA, Nelles J, Kreis S, et al. Comparing the prognostic value of BAP1 mutation pattern, chromosome 3 status, and BAP1 immunohistochemistry in uveal melanoma. Am J Surg Pathol. Jun 2016;40(6):796-805. PMID 27015033 12. Onken MD, Worley LA, Tuscan MD, et al. An accurate, clinically feasible multi-gene expression assay for predicting metastasis in uveal melanoma. J Mol Diagn. Jul 2010;12(4):461-468. PMID 20413675 13. Onken MD, Worley LA, Ehlers JP, et al. Gene expression profiling in uveal melanoma reveals two molecular classes and predicts metastatic death. Cancer Res. Oct 15 2004;64(20):7205-7209. PMID 15492234 14. Augsburger JJ, Correa ZM, Augsburger BD. Frequency and implications of discordant gene expression profile class in posterior uveal melanomas sampled by fine needle aspiration biopsy. Am J Ophthalmol. Feb 2015;159(2):248-256. PMID 25448994 15. Onken MD, Worley LA, Char DH, et al. Collaborative Ocular Oncology Group report number 1: prospective validation of a multi-gene prognostic assay in uveal melanoma. Ophthalmology. Aug 2012;119(8):1596-1603. PMID 22521086 16. Walter SD, Chao DL, Feuer W, et al. Prognostic Implications of Tumor Diameter in Association With Gene Expression Profile for Uveal Melanoma. JAMA Ophthalmol. Apr 28 2016. PMID 27123792 17. Decatur CL, Ong E, Garg N, et al. Driver Mutations in Uveal Melanoma: Associations With Gene Expression Profile and Patient Outcomes. JAMA Ophthalmol. Apr 28 2016. PMID 27123562 18. Aaberg TM, Jr., Cook RW, Oelschlager K, et al. Current clinical practice: differential management of uveal melanoma in the era of molecular tumor analyses. Clin Ophthalmol. 2014;8:2449-2460. PMID 25587217

Original Policy Date: September 2014 Page: 5 of 5 POLICY HISTORY Date Action Description September 2014 New Policy Policy updated with literature review; no references added. September 2015 Update Policy Policy statement unchanged. December 2016 Replace policy Policy updated with literature review through April 29, 2016; references 2-4, 6-9, 11, 14, and 16-18 added. Policy statement unchanged. Signature on File Deborah M. Smith, MD, MPH