PROTOCOL End Tidal CO2 Measurements for The POM Mask, Product #1003- PED Pediatric During Dual Bronchoscope Probe Use.

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PROTOCOL 18-0018 #1003- PED Pediatric During Dual Bronchoscope Probe Use March 11, 2018 Dave Piper, PE Piper Medical Products 1053 Village Ln Chico, CA 95926 Tel 530-588-6119 Dave@PiperMedical.com www.pipermedical.com

Prepared By: Cora Piper Date: 01/25/2018-01/30/2018 Approved By: S. David Piper, PE Date: 01/30/2018 Approved By: Tested By: Edward Lehman: POM Medical Rocky Jewell, Cora Piper Date: 01/30/2018 Date: 01/31/2018-03/10/2018 Reported By: S. David Piper, PE Date: 03/11/2018 Approved By: S. David Piper, PE Date: 03/11/2018 1.0 Objective 1.1 To measure to the end tidal CO2 and FiO2 values and waveforms of the POM Mask, Product #1003-PED Pediatric under simulated patient conditions including dual bronchoscopes use and to compare to previous testing under the same conditions without bronchoscopes. 2.0 Reference 2.1 DRAFT VERSION REVIEWER GUIDANCE FOR PREMARKET NOTIFICATION SUBMISSIONS November 1993. 2.2 GOOD LABORATORY PRACTICE REGULATIONS, USFDA (21 CFR PART 58) 2.3 PIPER MEDICAL SOP-E-133 OXYGEN SENSOR OPERATION 2.4 PIPER MEDICAL SOP-E-131 PRESSURE FLOW MEASUREMENT OPERATION 2.5 PIPER MEDICAL PROTOCOL 17-0044 - END TIDAL CO2 MEASUREMENTS FOR THE POM MASK, PRODUCT #1003-PED PEDIATRIC AND MONITOR MASK CAPNOVUE M1, PRODUCT #1001-P PEDIATRIC UNDER SIMULATED PATIENT CONDITIONS 3.0 Acceptance Criteria 3.1 All equipment and laboratory processes used and specified will meet their predetermined operation and calibration requirements before and after testing. All testing shall be performed per GLP. March 11, 2018 Piper Medical Protocol 18-0018 Page 1 of 15

4.0 Equipment List 4.1 PED Pediatric, 3 samples (Piper Medical Sample ID 180125-9, 180125-10, and 180125-11). 4.2 Pediatric Oral Bronchoscope Probe, having a diameter of 0.325 and a length of 12 4.3 Pediatric Nasal Bronchoscope Probe, having a diameter of 0.188 and a length of 12 4.4 0-100 psig Pressure Gauge (E-008) 4.5 Gilmont glass float type Rotameter (E-015) 4.6 Low Flow Rotameter (E-082) 4.7 AccuLAB Standard Electronic Balance TS series (E-002) 4.8 Vacuum source (in-house) 4.9 Compressed gas source (in-house) 4.10 Oxygen source (in-house) 4.11 CO2 source (in-house) 4.12 Velleman Digital Oscilloscope (E-154) 4.13 Ohmeda 5200 CO2 Monitor (E-132) 4.14 Data Acquisition System 4.15 Humidity/Temperature Meter (E-100) 4.16 Oxygen Sensor (E-081) 4.17 Harvard Respiratory Pump (E-053) 4.18 Wright Respirometer (E-004) 4.19 Mannequin Head (oral and nasal passages) March 11, 2018 Piper Medical Protocol 18-0018 Page 2 of 15

Testing Procedure 5.1 Sample Preparation 5.1.1 Three samples of the PED Pediatric have been received. Sample devices will be set up and used per product instructions during all testing. 5.2 Test Set Up 5.2.1 Connect the Harvard Respirator pump as shown in figure 1. Connect the oxygen supply line of the DUT to the oxygen flow valve. Connect the CO2 sensing line of the DUT to the CO2 detector. 5.2.2 Use mannequin head with an oral and nasal passages for a simulated patient head. 5.2.3 Set the Harvard Pump and CO2 flow to the desired settings per table 1. 5.2.4 Per DUT instructions, insert oral bronchoscope through DUT port and into oral passage of mannequin head to a depth of 6. Similarly, and at the same time, insert nasal bronchoscope though DUT port into nasal passage of mannequin head to a depth of 4. Harvard Pump Digital Oscilloscope CO2 Detector Patient Head DUT Controller Flow Valve CO2 Source Flow Valve FiO2 Detector Figure 1 showing the patient simulation setup used for testing Oxygen Source March 11, 2018 Piper Medical Protocol 18-0018 Page 3 of 15

Simulated Respiratory Settings Respiratory Rate 12 20 Tidal Volume 500 300 I:E Ratio 1:1 1:1 Table 1 showing the two respiratory settings used for testing 5.3 Testing 5.3.1 Perform measurements for oxygen source flows through the DUT of 1 and 8 l/min, and at baseline true ETCO2 values of 5%. Allow system to equilibrate for at least 3 minutes prior to taking each reading. Test each sample DUT once per combination of condition. There shall be a total of 12 tests (1 model of DUT x 3 samples of DUT per model x 2 respiratory setting x 2 oxygen flow rates x 1 baseline ETCO2 value = 12 tests total) 5.3.2 After allowing each setting 3 minutes to equilibrate capture a full inhalation exhalation CO2 waveform and take an FiO2 and end tidal CO2 measurement. 5.3.3 Tabulate combined data and perform a comparison to previous data taken without bronchoscopes in place in Piper Medical Protocol 17-0044. March 11, 2018 Piper Medical Protocol 18-0018 Page 4 of 15

RESULTS Indicated ETCO2 Results for Rate = 12 BPM, TV = 500 ml, I:E Ratio = 1:1 PED, Pediatric without PED, Pediatric with Oxygen Flow = 1 l/min, Baseline ETCO2=5% Sample 1 6.4% Sample 2 6.4% 6.2% Sample 3 6.4% 6.2% Mean 6.40% 6.13% Std Dev 0.00% 0.12% Oxygen Flow = 8 l/min, Baseline ETCO2=5% Sample 1 3.6% 2.8% Sample 2 3.2% 3.8% Sample 3 3.4% 2.9% Mean 3.40% 3.17% Std Dev 0.20% 0.55% Table 2 showing the indicated ETCO 2 for the PED Pediatric Mask with and without bronchoscopes in place. March 11, 2018 Piper Medical Protocol 18-0018 Page 5 of 15

Indicated Breathing Rate for Rate = 12 BPM, TV = 500 ml, I:E Ratio = 1:1 PED, Pediatric without PED, Pediatric with Oxygen Flow = 1 l/min, Baseline ETCO2=5% Sample 1 12.0 12.0 Sample 2 12.0 12.0 Sample 3 12.0 12.0 Mean 12.0 12.0 Std Dev 0.0 0.0 Oxygen Flow = 8 l/min, Baseline ETCO2=5% Sample 1 12.0 12.0 Sample 2 12.0 12.0 Sample 3 12.0 12.0 Mean 12.0 12.0 Std Dev 0.0 0.0 Table 3 showing the indicated respiratory rate for the PED Pediatric Mask with and without bronchoscopes in place. March 11, 2018 Piper Medical Protocol 18-0018 Page 6 of 15

Indicated FiO2 Results for Rate = 12 BPM, TV = 500 ml, I:E Ratio = 1:1 PED, Pediatric without PED, Pediatric with Oxygen Flow = 1 l/min, Baseline ETCO2=5% Sample 1 2 2 Sample 2 2 2 Sample 3 2 2 Mean 25.00% 24.33% Std Dev 1.00% 0.58% Oxygen Flow = 8 l/min, Baseline ETCO2=5% Sample 1 4 4 Sample 2 5 4 Sample 3 4 5 Mean 48.67% 49.00% Std Dev 3.06% 2.00% Table 4 showing the indicated FiO 2 for the PED Pediatric Mask with and without bronchoscopes in place. March 11, 2018 Piper Medical Protocol 18-0018 Page 7 of 15

Indicated ETCO2 Results for Rate = 20 BPM, TV = 300 ml, I:E Ratio = 1:1 PED, Pediatric without PED, Pediatric with Oxygen Flow = 1 l/min, Baseline ETCO2=5% Sample 1 6.5% Sample 2 6.4% 6.6% Sample 3 6.3% 6.1% Mean 6.40% 6.23% Std Dev 0.10% 0.32% Oxygen Flow = 8 l/min, Baseline ETCO2=5% Sample 1 2.2% Sample 2 3.3% 2.3% Sample 3 2.2% Mean 3.10% 2.23% Std Dev 0.17% 0.06% Table 5 showing the indicated ETCO 2 for the PED Pediatric Mask with and without bronchoscopes in place. March 11, 2018 Piper Medical Protocol 18-0018 Page 8 of 15

Indicated Respiratory Rate for Rate = 20 BPM, TV = 300 ml, I:E Ratio = 1:1 PED, Pediatric without PED, Pediatric with Oxygen Flow = 1 l/min, Baseline ETCO2=5% Sample 1 20.0 20.0 Sample 2 20.0 20.0 Sample 3 20.0 20.0 Mean 20.0 20.0 Std Dev 0.0 0.0 Oxygen Flow = 8 l/min, Baseline ETCO2=5% Sample 1 20.0 20.0 Sample 2 20.0 20.0 Sample 3 20.0 20.0 Mean 20.0 20.0 Std Dev 0.0 0.0 Table 6 showing the indicated ETCO 2 for the PED Pediatric Mask with and without bronchoscopes in place. March 11, 2018 Piper Medical Protocol 18-0018 Page 9 of 15

Indicated FiO2 Results for Rate = 20 BPM, TV = 300 ml, I:E Ratio = 1:1 PED, Pediatric without PED, Pediatric with Oxygen Flow = 1 l/min, Baseline ETCO2=5% Sample 1 2 2 Sample 2 2 2 Sample 3 2 2 Mean 23.67% 24.67% Std Dev 1.15% 0.58% Oxygen Flow = 8 l/min, Baseline ETCO2=5% Sample 1 5 5 Sample 2 5 5 Sample 3 5 5 Mean 56.00% 56.33% Std Dev 2.65% 2.52% Table 7 showing the indicated FiO 2 for the PED Pediatric Mask with and without bronchoscopes in place. March 11, 2018 Piper Medical Protocol 18-0018 Page 10 of 15

Figure 2 showing the CO 2 waveforms for the PED Pediatric without bronchoscopes (left hand column) and with bronchoscopes (right hand column) at breathing rate of 12 bpm, a tidal volume of 500 ml, a I:E of 1:1, an oxygen flow of 1 l/min, and a baseline ET CO 2 of 5%. March 11, 2018 Piper Medical Protocol 18-0018 Page 11 of 15

Figure 3 showing the CO 2 waveforms for the PED Pediatric without bronchoscopes (left hand column) and with bronchoscopes (right hand column) at breathing rate of 12 bpm, a tidal volume of 500 ml, a I:E of 1:1, an oxygen flow of 8 l/min, and a baseline ET CO 2 of 5%. March 11, 2018 Piper Medical Protocol 18-0018 Page 12 of 15

Figure 4 showing the CO 2 waveforms for the PED Pediatric without bronchoscopes (left hand column) and with bronchoscopes (right hand column) at breathing rate of 20 bpm, a tidal volume of 300 ml, a I:E of 1:1, an oxygen flow of 1 l/min, and a baseline ET CO 2 of 5%. March 11, 2018 Piper Medical Protocol 18-0018 Page 13 of 15

Figure 5 showing the CO 2 waveforms for the PED Pediatric without bronchoscopes (left hand column) and with bronchoscopes (right hand column) at breathing rate of 20 bpm, a tidal volume of 300 ml, a I:E of 1:1, an oxygen flow of 8 l/min, and a baseline ET CO 2 of 5%. March 11, 2018 Piper Medical Protocol 18-0018 Page 14 of 15

DISCUSSION All equipment and laboratory processes met their specifications and requirements before and after testing. The system was calibrated before testing. After testing calibration curves were verified. True ETCO2 values were checked after each set of tests and found to be 5% and not to vary from test set to test set. Results were typical for the devices being studied. End tidal CO2 values were shown to alter a bit with bronchoscopes in place, as expected, but breathing patterns remained detectable at all oxygen flows. FiO2 values were similar with and without bronchoscopes in place. Therefore, all the acceptance criteria of the test were met. March 11, 2018 Piper Medical Protocol 18-0018 Page 15 of 15